Author Archives: author

Targeting the Tumor Microenvironment with Plant-Derived Immunomodulators: An Emerging Therapeutic Strategy

DOI: 10.31038/CST.20261113

 

The publication “Plant-derived immunomodulators in cancer: Balancing immune activation and suppression within the tumor microenvironment” (Beier V, Wink W, Samstag Y (2026). Adv Biol Regul. 99: 101132) serves as a valuable entry point for a wider and increasingly significant discussion in oncology and immunology. It addresses a highly relevant challenge in modern tumor immunology: the targeted modulation of the immune system within the tumor microenvironment using plant-derived compounds. Instead of merely listing phytochemicals, the article emphasizes a key conceptual issue: natural substances are not intrinsically “immune enhancing” or inherently “safe”; rather, they are pharmacologically active compounds that may either promote or hinder antitumor immune responses, depending on the specific context and dosage. This perspective is particularly important for the field, as it encourages researchers and clinicians to move beyond overly simplistic distinctions between “natural” and “synthetic,” and to approach plant-derived compounds as potent immunological tools whose mechanisms of action require rigorous investigation.

An especially important insight is that the tumor microenvironment should not be understood as a passive setting, but rather as a dynamic immunological niche.

Cancer cells actively exploit inflammatory and regulatory pathways to establish conditions in which immune activation is tightly restricted and often transient, while immunosuppressive processes are strengthened and maintained.

Plant-derived immunomodulators such as piperlongumine, berberine, and epigallocatechin gallate (EGCG) do not act as universally immune-stimulating agents but instead exert complex and sometimes opposing effects on T cells and regulatory immune networks. A compound that appears advantageous in a simplified in vitro system may, within the complex environment of a tumor, unintentionally promote regulatory T cells, myeloid derived suppressor cells, or other immunosuppressive populations. Conversely, a molecule that dampens inflammation in one context may, in another, relieve inhibitory constraints on effector immune responses. This apparent duality should not be interpreted as a limitation of the field, but rather as an indication that any agent targeting the immune system – whether natural or synthetic – must be, in addition, assessed within a biological system that inherently integrates both activation and suppression.

From clinical-research perspective, the subject of plant-derived immunomodulators also underscores a broader tension between traditional practices and evidence-based medicine. Compounds such as berberine, EGCG, curcumin, and resveratrol have longstanding roles in various traditional medical systems, and their application is frequently supported by anecdotal reports or historical use. These natural products can be regarded as multi-target drugs as they can interfere with several molecular targets, mostly proteins, in the body. However, contemporary oncology increasingly requires precision, including clearly defined molecular targets, measurable pharmacokinetic properties, reproducible immunological outcomes, and well-established clinical endpoints. The central issue is therefore not only whether and in what way plant-derived compounds shift the balance between immune activation and immune suppression in patients, but whether their effects are sufficiently predictable, controllable, and compatible with current immuno-oncology treatment strategies.

Pharmacokinetic limitations – low bioavailability, complex metabolism, and uncertain tissue distribution – are often underappreciated in phytochemical research, all of which makes it difficult to translate promising preclinical findings into consistent clinical benefit. In addition, patients are increasingly using phytochemicals as dietary supplements on their own initiative while undergoing chemotherapy, targeted therapies, or treatment with immune checkpoint inhibitors, often without clear recommendations regarding appropriate dosing, timing, or possible interactions. This leads to a situation in which “natural” compounds are effectively incorporated into an unregulated, real world polypharmacy context. Consequently, the subject addressed in the publication intersects with broader pharmacological challenges, including the need for standardized formulations, comprehensive pharmacokinetic and pharmacodynamic characterization, and vigilant monitoring of immune related adverse effects.

Finally, this topic points toward an emerging opportunity: Plant-derived immunomodulators may prove most valuable not as standalone treatments, but as context dependent adjuvants that fine tune immune responses. In certain scenarios, they may help to overcome PD L1-mediated resistance mechanisms, modulate excessive cytokine release, or reduce chronic inflammation that contributes to tumor progression. In other situations, however, they could compromise immune surveillance or intensify immune related toxicities. The key challenge moving forward lies in establishing a framework in which such agents are selected on the basis of their mechanisms of action, the patient’s immune profile, and concurrent therapies, rather than on tradition or marketing claims alone. In this regard, the review functions as a conceptual anchor for a more rigorous and integrative approach to the use of natural products in cancer immunology, in which plant-derived immunomodulators are regarded not as harmless adjuncts, but as pharmacologically significant factors within the broader landscape of immuno-oncology.

References

  1. Beier V, Wink W, Samstag Y (2026) Plant-derived immunomodulators in cancer: Balancing immune activation and suppression within the tumor microenvironment. Adv Biol Regul 99: 101132. [crossref]

HPLC Determination of Pharmaceutical Strength of Expired Oral Hypoglycemics Containing Metformin, Pioglitazone and Alogliptin

DOI: 10.31038/JPPR.2026912

Abstract

Objective: To evaluate the strength of expired medications commonly used in free clinics, with the goal of determining whether their shelf lives can be safely extended. Given the limited literature in this area, the study intends to generate evidence that could inform cost-saving strategies and reduce pharmaceutical waste without compromising patient safety.

Methods: Samples from expired metformin, pioglitazone, and alogliptin products were analyzed using a validated high performance liquid chromatography [HPLC] method to determine the levels of their active ingredients. Quantitative analysis was performed using a HyPurity® column [C18, 150 4.6 mm, 3 μ, Thermo Scientific] column with gradient elution at a flow rate of 1mL/min. Detection wavelength for metformin, pioglitazone, and alogliptin was 250, 270, and 276 nm, respectively.

Results: Expiry dates of analyzed batches ranged from April 2007 to April 2017 for metformin, December 2005 to November 2015 for pioglitazone, and October 2015 to April 2017 for alogliptin. Despite the wide range in expiry dates for the selected oral hypoglycemic agents, all analyzed samples maintained an average strength within 10% of their listed concentrations [metformin: 96.5%, alogliptin: 98.1%, and pioglitazone 100.3%].

Conclusion: Our results provide support for utilizing near-expiry metformin, pioglitazone, and alogliptin in the free clinic setting with patient and physician consent. With an extended post-expiry shelf life, the use of these oral hypoglycemic agents can contribute to reducing the financial burden of expired medication disposal and increased storage life, as well as being available for the management of type 2 diabetes mellitus in free clinic patients.

Keywords

Oral hypoglycemics, Metformin, Pioglitazone, Alogliptin, HPLC analysis, Drug expiration

Introduction

Type 2 diabetes mellitus [T2DM] is an endocrine disorder affecting approximately 38.4 million individuals in the United States, [11.6% of the population] and in which the body loses sensitivity to insulin [1]. Different classes of oral and injectable hypoglycemic agents are effective in managing T2DM. Selection of hypoglycemic agents may differ depending on the patient’s A1c goal, comorbidities, concomitant medications, and cost. Metformin is a biguanide hypoglycemic agent approved by the Food and Drug Administration [FDA] in 1994 and is one of the most common oral hypoglycemic agents used in T2DM treatment due to its effectiveness, cost, and relative tolerability [2]. According to the American Diabetic Association [ADA], metformin is the preferred first-line medication used to treat T2DM [3] and is currently used world-wide by more than 200 million patients daily [4], making it one of the most commonly used daily medications. Metformin acts through multiple mechanisms affecting liver metabolism, e.g. suppression of gluconeogenesis, and host-gut microbiota [enhanced anerobic glucose utilization] [4,5], resulting in lower blood glucose levels and increased insulin sensitivity in appropriately treated patients [4]. When used alone, metformin is capable of reducing A1c by approximately 1.12%, making it one of the most effective oral hypoglycemic agents, while also avoiding undesirable adverse effects such as weight gain and hypoglycemia [6]. Metformin has also found its way onto the WHO’s list of essential medicines [7]. Pioglitazone is a thiazolidinedione [TZD] agent that functions as an agonist to PPAR-alpha and PPAR-gamma nuclear receptors, increasing sensitivity to insulin naturally produced by the body [8]. Pioglitazone was FDA approved in July of 1999 for the treatment of T2DM in adults as an adjunct to healthy diet and exercise [8]. According to the 2025 ADA Standards of Care in Diabetes, pioglitazone is typically not a first line agent for treatment of T2DM but can be used in combination with or as an alternative to metformin therapy if it is not tolerated [3]. Pioglitazone is considered to be a highly effective agent in lowering blood glucose to achieve a goal A1c. Alogliptin is a dipeptidyl peptidase-4 [DPP-4] inhibitor that works by preventing the deactivation of the incretin hormones glucose-dependent insulinotropic polypeptide [GIP] and glucagon-like peptide-1 [GLP-1] [9]. By prolonging the action of these peptides, insulin secretion and sensitivity are increased while glucagon secretion is decreased. The FDA approved alogliptin in January 2013 to improve glycemic control in adults with T2DM. This included alogliptin alone, as well as two combination formulations: one with metformin and the other with pioglitazone. Alogliptin and other DPP-4 inhibitors are not typically first line agents for glycemic control in T2DM but are often used as adjunctive agents to help reach a goal A1c [10].

Of the three medications, the cost of metformin is relatively low with a median 30-day average wholesale price [AWP] as low as $3 compared to alogliptin and pioglitazone at $234 and $345, respectively. Also, there is still a statistically significant gap between insured and uninsured patients when it comes to medication adherence and affordability. Per the 2017-2018 National Health Interview Survey, 35.7% of uninsured patients with diabetes did not take their medication as prescribed and 42.6% asked their doctor for a lower-cost medication [10]. While there are approaches to lower prescription drug costs, such as discount programs and manufacturer coupons, this is a time where free clinics play a vital role in lowering the financial burden and providing healthcare to underserved populations. Free clinics are a nationwide healthcare model that exists in every State, including Wisconsin. They were introduced to assist populations that struggle to access healthcare, including individuals who are without health insurance, by bridging this gap to help uninsured Americans. The 1000+ free clinics and pharmacies in the United States are members of the National Association of Free & Charitable Clinics [NAFC, https: // nafcclinics.org/]. These clinics operations are based on voluntary work by various healthcare providers and diverse public and private gifts/ donations. However, one major challenge to free clinics is increasing demand with decreased funding [11]. One way to address decreased funding is to use donated medications that may be close to expiry in the treatment of patients at free clinics.

Providing close-to-expiry or even expired medications to those who cannot afford them may appear as disregarding this group’s health, and the debate continues between opposers and supporters [12,13]. Despite the controversy, meaningful care would still be provided if the medications are still effective, especially when low-income individuals experience T2DM at a higher rate than others. It is reported that patients with very low income have 55% higher incidence rate of T2DM than those who have never experienced low or very low income [14]. This presents an opportunity to provide effective hypoglycemic drugs to this population. If such drugs are proven to retain their potency beyond expiry date, these donated medications even if they are close to expiration date can greatly improve management of a disease state that disproportionally affects patients with a high social deprivation index. The expiration date assigned to a medication is the date until which the manufacturer can guarantee its established strength and purity at its designated storage conditions, i.e. this is the date that manufacturers disclose for a product based on the limited time within which stability studies are conducted [15]. However, does this mean that drugs would lose potency once they are beyond the listed expiration date? Not necessarily so. Relatively few literature reports address this question but there are plausible indications that many medications retain active ingredient stability beyond manufacturer-provided expiration dates. For example, through the Shelf-Life Extension Program [SLEP], the FDA collaborated with the US Department of Defense to analyze, verify drug levels, and extend expiration dates of more than 100 strategic medications in army stockpiles to reduce waste and cost of replacing these technically expired medications. In 2009, the program was able to provide expiration date extensions of up to 5 years through analytical verification methods [16]. In alignment with the SLEP study, the British Antarctic Survey Medical Unit examined the stability of five expired drugs [atropine, nifedipine, flucloxacillin, naproxen, and bendroflumethiazide analyzed 15-51 months past expiry dates] that experience extreme temperature variations while in transport and storage [17]. After analysis, it was found that all drugs had retained stability, and only one of the five drugs had vials of freeze-dried solid medication that exhibited some potential degradation products in one-third of vials. Additionally, two studies investigated EpiPen injectors up to 50 months after expiry. One study reported a retained potency in 61% of injectors [18], while the other study found that 35 EpiPens retained 84-96% potency up to 36 months after expiration [19]. These studies and others, including a comprehensive review by Zilker et al., [20], show that many pharmaceutical products may display extended stability, especially if they are in solid dosage forms, e.g. tablets and capsules.

As a result of widespread availability of expired medication batches at free clinics affiliated with the Wisconsin Association of Free and Charitable Clinics, including various anti-diabetic agents, we extended our earlier investigation of expired respiratory tract medications [21] to include the oral hypoglycemic products reported in this study. The study evaluated the levels of three active constituents in expired oral hypoglycemics [metformin, alogliptin, and pioglitazone] utilizing a validated HPLC analytical method. Our results provide further evidence to support the post-expiry stability of pharmaceutical products and offer reassurance that select oral hypoglycemic medications within a few months or even days of expiry can still be utilized when other alternatives are not available.

Methods and Materials

Chemicals and Reagents

Analytical standard metformin, alogliptin, and pioglitazone were purchased from Sigma Aldrich [St. Louis, MO], AChemBlock [Hayward, CA], and Alfa Aesar [Ward Hill, MA], respectively. Analytical solvents were purchased from Fisher Scientific. All analyzed batches were provided by the Greater Milwaukee Free Clinic [GMFC] in Milwaukee, WI, which ceased operations in May 2019. While at the clinic, samples were stored at standard room conditions, except for occasional power outages that may have impacted heating and cooling systems. All samples remained sealed and unopened unless stated otherwise in this report.

Instruments

Analytical procedures were conducted using an HPLC system [Prominence LC-2030, Shimadzu, Japan] equipped with a quaternary pump, autosampler, and photodiode array [PDA] detector.

Standard Solutions

For each analytical standard, two aliquots each weighing 100.0 mg, were separately placed into 100-mL volumetric flasks designated as MS-A/MS-B, PS-A/PS-B, and AS-A/AS-B for metformin, pioglitazone, and alogliptin, respectively. Methanol was added to the mark in each flask, which was sealed and stored at 2°C. The XS-A solutions were utilized for constructing calibration curves, whereas XS-B solutions were used for validating accuracy and precision.

Analytical Method Development

Gradient elution was performed with a flow rate of 1 mL/min which started at 5% acetonitrile [solvent A] in 0.1% aqueous formic acid [solvent B] for 1 minute, followed by a linear increase from 5% to 100% [A] over 6 minutes, maintaining 100% [A] for 1 minute, returning to 5% [A] and running for 2 minutes. Column temperature was maintained at 25 °C and injection volume set to 10 μL. All hypoglycemics were separated using a HyPurity® column [C18, 150 4.6 mm, 3μ, Thermo Scientific] with detection at 250, 270, and 276 nm for metformin, pioglitazone, and alogliptin, respectively.

Method Validation

The developed method was validated for selectivity, calibration curve linearity, accuracy, and precision, following FDA/ICH guidelines for pharmaceuticals and biologics [22]. Multipoint calibration curves were constructed for the three drugs using standard solutions at different concentrations. Accuracy and precision were validated at 3 different standard solution concentrations for each drug. All samples were injected in triplicate for analysis. A detailed description of method validation is included in Supplement A.

Sample Preparation and Analysis

All samples were in the form of film-coated tablets. For each batch, a subset of tablets totaling 30% of the entire lot (3-10 tablets depending on batch size) was selected for analysis. The selected tablets were ground into a fine powder, and the equivalent of one tablet was transferred to a 10-mL volumetric flask. Any remaining powder was stored at 4°C. The transferred aliquots were suspended in 10 mL of methanol and ultrasonicated for 20 minutes. Approximately 2 mL of the resulting solution was filtered through a 0.45μ filter into an HPLC vial, with the initial 1 mL discarded, before being injected onto the column in triplicate. Samples were diluted as necessary for concentrations to fall within the calibration curve range.

Results

Based on validation results included in Appendix A, the developed method was selective [specific for detecting the exact ingredients], accurate and reproducible. Thus, it could be reliably utilized to determine concentrations of all three drugs in their respective dosage forms. The examined samples included single and combination products of the three hypoglycemics in tablet form. The out-of-date samples (23 total) comprised four batches of metformin, two batches of metformin/alogliptin, six batches of metformin/pioglitazone, nine of pioglitazone, and two of alogliptin/pioglitazone. Additionally, one in-date sample was analyzed for metformin and for pioglitazone. No significant degradation product peaks were identified in any of the analyzed samples. Representative chromatograms for three analyzed products are depicted in Figure 1.

Figure 1: Representative chromatograms of out-of-date samples of combinations of each oral hypoglycemic.

The manufacturer expiration dates ranged from April 2007 to April 2017 for metformin, December 2005 to November 2015 for pioglitazone, and October 2015 to April 2017 for alogliptin. As illustrated in Table 1 and Figure 2, all samples exhibited drug levels between 90-110% of target concentration [metformin: 95.7+3.1%], [pioglitazone: 100.4+4.5%], and [alogliptin: 98.1+8.3%].

Table 1: Concentrations of hypoglycemic drugs in expired samples and in-date samples relative to label concentrations.

    Determined concentration relative to label (%)
Brand Expiry Date LOT# Metformin Pioglitazone

Alogliptin

Actoplus June 2007

A11314

98.4 105.4

–

Actoplus April 2007

A11443

92.5 104

–

Actoplus May 2007

A11133

100.2 102.5

–

Actoplus May 2007

A11191

92.3 90.6

–

Actoplus July 2007

A11332

97.8 105.4

–

Actoplus July 2007

A11330

96.8 97.4

–

Actavis August 2019

1259918M

94.5 –

–

Ascend May 2018

3116062

92.6 –

–

Teva February 2019

100001905

92.8 –

–

Fortamet April 2008

575G0464A

92.6 –

–

Actos December 2005

C10376

– 106.4

–

Actos April 2007

C11109

– 103.4

–

Actos November 2007

C11616

– 102.2

–

Actos April 2007

A11157

– 97.7

–

Actos February 2006

C10363

– 101.9

–

Actos July 2007

C11708

– 101.2

–

Actos August 2007

A11608

– 100.2

–

Actos March 2006

C10385

– 100.9

–

Actos April 2007

C11152

– 98.9

–

Kazano April 2017

C20121

98.8 –

90.4

Kazano February 2017

C20106

99.2 –

98.6

Oseni October 2015

A18640

– 96.9

93.9

Oseni November 2015

A18646

– 91.2

109.5

Metformin (Generic) April 2024

1010262

103.3 –

–

Pioglitazone (Generic) November 2023

M2017437

– 103.3

–

Figure 2: Concentration Distribution of hypoglycemic ingredients in expired samples and one in-date sample (2024) as percentage of label concentrations.

Discussion

The pharmaceutical industry adheres to FDA rules and regulations to determine drug stability and indicate expiration dates on product labels. These expiration dates assure and guarantee consumers that the drug will maintain its potency if stored properly and used before a specific date. However, exceeding an expiration date doesn’t necessarily mean the product loses effectiveness. In fact, it is not uncommon that expired medications are disposed of in a manner that could harm the environment, kept for personal use, or donated to free clinics rather than being properly disposed of. Healthcare practitioners at free clinics frequently encounter the ethical challenge of deciding whether to dispense expired medications, especially when they represent the sole treatment option for their patients. Under these circumstances, it would be beneficial to provide physicians with accurate data to inform their choices regarding the utilization or avoidance of expired medications for specific medical conditions. Based on the interactive health compass Milwaukee database, there are many uninsured people in the Milwaukee area. In the 53206 zip code, for example, the uninsured rate has most recently been documented at 19.24% [23]. This population is generally unable to afford medical care and utilize free clinics in the area. Data suggests that chronic diseases, including diabetes, have high rates [24]. Diabetes alone increases the risk of cardiovascular problems significantly, without comorbid conditions [25]. Free clinics, often underfunded and resource-limited, frequently struggle to provide patients with first-line medication therapies due to constraints in cost and availability. For many patients, even metformin which is considered ‘inexpensive’, a small copay may not be affordable. Providing free clinics with information about long-term stability of specific agents allows for providers within these settings to better ethically manage uninsured patients and provide more first-line therapy, which ultimately increases the health of the communities involved. Due to Medicaid policy changes within the next few years, almost 10 million people may lose access to insurance [26]. As we have found with the new agents coming to market for diabetes, drugs are becoming more expensive [27]. This work is imperative to continue for the improvement of health outcomes for uninsured patients now, and may even become more important as Medicaid policy changes occur.

The findings from this study demonstrate that all tested metformin samples maintained a potency exceeding 90% of their specified strength for up to 16 years post their designated expiration dates. It can be noted that, excluding lots 100001905, 1259918M, and 3116062, all other metformin samples were sealed and unopened. The pre-opening of these specific lots may have introduced potential sources of degradation within the samples, such as air and moisture. Additionally, sample lot 575G0464A exhibited a thicker film-coating, a characteristic that may have affected the observed metformin concentration in that sample due to potential inclusion of the film coating in the prepared samples. For reference, an in-date sample of metformin was analyzed and had a concentration within 90-110% of its expected potency. Similarly, all alogliptin and pioglitazone products exhibited a retention of more than 90% of their specified strength for periods exceeding 8 and 18 years, respectively. Sample lots A18640 and A18646 which were combination tablets of alogliptin and pioglitazone, had a hard-to-remove film-coating, which may have contributed to an increased variability in the observed drug concentrations. The lack of significant degradation product peaks further supports active ingredient stability in analyzed samples. One in-date sample of pioglitazone was analyzed and produced a similar result to that of the in-date metformin sample. However, we were unable to acquire any in-date alogliptin samples despite reaching out to different manufacturers. Expiry dates varying from 2007 to 2017 between the three hypoglycemics and results that all samples tested were above the 90% concentration threshold, suggest that such drugs could maintain potency in excess of 10 years post-expiry. Based on the above results and as noted in our earlier study [21], the potential impact of the data is far-reaching, and can influence various facets and modalities, ranging from clinical and home use to the global availability of medications. With 38.4 million individuals in the U.S alone struggling with T2DM, our study supports the notion of increased availability to many who may not be able to afford monthly prescriptions. Valid global implications may be considered especially for regions where economical deprivation may contribute to higher incidence of T2DM.

The use of expired drugs that have retained active ingredient concentrations can be a viable option for free clinic patients. With that said, the potential risks and benefits of an expired medication may still be evaluated on a drug-to-drug basis. In the future, other drugs will need to be studied to determine if they show extended potency past the manufacturing expiry date. This study helps in addressing the broader question of risk and benefit. With all the samples proving to be within ±10% of the intended concentration, there is not a clear and obvious risk due to loss of potency or development of potentially toxic degradation products. While there could be further risks that are unknown, it appears that the use of expired oral hypoglycemics similar to those tested in this study can provide minimal risk and great benefit to patients who cannot afford otherwise. This is in line with a 2019 commentary which recommended that long-term stability testing should be conducted to support use of medications beyond their initially disclosed expiration dates [28].

Conclusion

Our findings demonstrate the sustained strength of metformin, pioglitazone, and alogliptin, and provides evidence for their utilization at home and in free clinics. Our results were generated by a selective, accurate, and reproducible HPLC method developed in-house for measuring the concentrations of these drugs in expired batches of film-coated tablets. Our findings show that all three hypoglycemics maintained their expected concentration levels for extended periods up to 18 years beyond their labeled expiration dates. These results offer valuable insights for pharmacists, physicians, and patients considering the use of expired medications in various contexts, including at home use and within free clinics. Any ethical issues related to this concept should be further investigated.

Acknowledgements

The authors thank Dr. Rachel Kavanaugh and Jacob Dyer in providing in-date samples of metformin and pioglitazone, respectively, for comparative analysis.

Author Contributions

M. Hawi, A. Little, C. White: analytical lab work, data management, manuscript creation and review. J. Dyer: data review, manuscript creation and review

E. Abourashed: principal investigator, project planning and lab oversight, data review, final manuscript editing, formatting and submission.

Declaration of Generative AI and AI-Assisted Technologies In The Writing Process

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Brief Report: Facilitators to Mental Health Service Access among Refugees: A Systematic Review and Thematic Synthesis

DOI: 10.31038/PSYJ.2026821

Abstract

Refugees permanently resettled in high-income countries experience increased rates of psychological distress, yet consistently underutilise statutory mental health services. While existing literature focuses predominantly on structural and cultural barriers, this systematic review synthesises evidence on factors that facilitate service access and ongoing engagement from the direct perspectives of refugees. A search across four electronic databases yielded 12 qualitative studies encompassing 195 refugees and asylum seekers across diverse host nations. Thematic synthesis identified three primary themes: (1) Utilising Local Resources, (2) Trust and Transparency, and (3) Adaptive Approaches. Findings demonstrate that service engagement is maximised when care is embedded within trusted community structures, supported by transparent therapeutic alliances, and tailored through flexible, culturally integrated practices.

Introduction

Over 82 million individuals globally are forcibly displaced, with approximately one million resettled in high-income nations. The compounding impact of pre-migration trauma and post-migration stressors elevates psychological distress among refugees beyond the level of other migrant populations [1,2]. Despite high clinical need, refugees encounter significant system-level and cultural obstacles that impede service utilisation [3,4]. Prior systematic reviews have largely integrated provider perspectives or focused narrowly on structural barriers, inadvertently omitting initial access points and contributing to a deficit-oriented understanding. To address this gap, this review systematically synthesises empirical qualitative literature to identify service-level and social facilitators of mental health access and engagement, centring exclusively on the lived experiences of refugee service users.

Methods

Literature Review and Selection

Conducted in accordance with PRISMA guidelines [5], four electronic databases (CINAHL, PsycInfo, Medline, and Web of Science) were searched for peer-reviewed studies published between 2011 and 2022. Search strings combined terms for refugee populations, access/engagement phenomena, and mental health service contexts.

Eligibility Criteria

Quality Appraisal and Data Synthesis

Methodological quality was evaluated using the Critical Appraisal Skills Programme (CASP) qualitative tool [6]. Studies were retained regardless of score due to the limited scope of available literature. Data were extracted and synthesized inductively using Thomas and Harden’s [7] three-stage thematic synthesis approach (line-by-line coding, descriptive theme generation, and analytical synthesis).

Results

Study Characteristics

The 12 included studies represented 195 refugees (103 males, 107 females across single/overlapping cohorts) aged 16–65 from diverse origin regions (Africa, Middle East, South Asia, South America, Eastern Europe). Eight studies were rated high quality and four medium quality via CASP criteria.

Utilising Local Resources

  • Physical Environment: Proximity and structural accessibility significantly promoted initial Integrating mental health services within familiar non-clinical hubs (e.g., schools, walk-in community centres) reduced geographical barriers and mitigated fears of institutional stigma associated with major hospital facilities.
  • Social Environment: Trusted social networks served as primary mediators. Encouragement, shared positive experiences, and direct navigation assistance from family, community leaders, teachers, and sponsors helped demystify complex Western referral pathways.

Trust and Transparency

  • Therapeutic Alliance: Sustained engagement depended on relational authenticity, empathy, active listening, and explicit cultural curiosity from Continuity of care with a single practitioner fostered security comparable to supportive personal networks.
  • Professional Practice: Perceived clinical competence and strict adherence to confidentiality were Concerns regarding interpreter discretion within small ethnic communities often hindered disclosure, highlighting the need for transparent boundary enforcement across all care personnel.

Adaptive Approaches

  • Holistic Care: Services that concurrently addressed post-migration material stressors (e.g., asylum claim navigation, housing assistance, social welfare support) demonstrated higher retension.
  • Culturally Integrated Care: Frameworks accommodating diverse explanatory models of illness—including collaboration with traditional or religious healers—validated client worldviews and enhanced intervention acceptability.
  • Patient Autonomy: Flexible session scheduling, adaptable session lengths, and non-prescriptive, collaborative choices regarding trauma disclosure empowered service users and reinforced self-agency.

Discussion

This systematic review confirms that refugee mental health service engagement in high-income resettlement nations is optimized when care models move beyond traditional, clinic-bound paradigms. Facilitators operate ecologically across structural, interpersonal, and methodological domains. Embedding care in local, accessible sites overcomes transportation and bureaucratic barriers, while social networks function as critical bridge-builders [8,9]. Within clinical encounters, relational trust and holistic responsiveness take precedence over specific Western therapeutic modalities. Furthermore, the importance of addressing housing, legal processes, employment, and social integration alongside psychological care supports ecological models of refugee mental health which emphasise the interaction between trauma and post migration stressors Flexibility regarding trauma disclosure aligns with emerging evidence that non-directive, collaborative treatment models best prevent re-traumatisation and support long-term recovery.

Recommendations for Clinical Practice

  1. Service Architecture: Transition toward community-based, co-located delivery models (e.g., school or community centre based clinics) with walk-in capabilities and direct transport assistance.
  2. Multi-Agency Integration: Establish cross-sector partnerships with social housing, legal assistance, and third-sector organizations to provide comprehensive, non-siloed support.
  3. Workforce Training: Implement mandatory cultural humility and cross-cultural mental health training for clinicians and professional medical interpreters.
  4. Community Engagement: Develop “cultural broker” systems and psychoeducational outreach programs to foster health literacy and destigmatize formal care within refugee networks.

References

  1. Miller KE, Rasmussen A (2010) War exposure, daily stressors, and mental health in conflict and post-conflict settings: Bridging the divide between trauma-focused and psychosocial Social Science & Medicine 70: 7-16. [crossref]
  2. Silove D, Ventevogel P, Rees S (2017) The contemporary refugee crisis: An overview of mental health World Psychiatry 16: 130-139. [crossref]
  3. Kirmayer LJ, Narasiah L, Munoz M, Rashid M, Ryder AG, et al. (2011) Common mental health problems in immigrants and refugees: General approach in primary Canadian Medical Association Journal 183: E959-E967. [crossref]
  4. Satinsky E, Fuhr DC, Woodward A, Sondorp E, Roberts B (2019) Mental health care utilisation and access among refugees and asylum seekers in Europe: A systematic Health Policy 123: 851-863. [crossref]
  5. Page MJ, McKenzie JE, Bossuyt PM, Boutron I, Hoffmann TC, et al. (2021) The PRISMA 2020 statement: An updated guideline for reporting systematic BMJ 372: n71. [crossref]
  6. Critical Appraisal Skills Programme (2024) CASP checklist: 10 questions to help you make sense of qualitative research.
  7. Thomas J, Harden A (2008) Methods for the thematic synthesis of qualitative research in systematic BMC Medical Research Methodology 8: 45. [crossref]
  8. Colucci E, Minas H, Szwarc J, Guerra C, Paxton G (2015) In or out? Barriers and facilitators to refugee-background young people accessing mental health services. Transcultural Psychiatry 52: 766-790. [crossref]
  9. Posselt M, McDonald K, Procter N, de Crespigny C, Galletly C (2017) Improving the provision of services to young people from refugee backgrounds with comorbid mental health and substance use problems: Addressing the barriers. BMC Public Health 17: 280.

Engineering Microalgae for Enhanced Immunotoxin Therapy: From Production to Delivery

DOI: 10.31038/JPPR.2026911

Abstract

Immunotoxins (ITs), promising agents for targeted cancer therapy by fusing targeting moieties with potent toxins, face significant clinical translation hurdles including poor stability, systemic toxicity, inefficient tumor delivery, and a lack of scalable production platforms. This review highlights engineered microalgae as an innovative integrated “production-delivery” platform to address these limitations. Capitalizing on their high biocompatibility, genetic tractability, and costeffective cultivation, microalgae can be engineered via surface functionalization and chloroplast/nuclear genetic manipulation to directly produce and deliver ITs, thereby bypassing complex chemical conjugation and enhancing therapeutic integrity. Beyond serving as efficient carriers, these engineered systems demonstrate unique synergistic capabilities: their motility or externally guided (e.g., light/magnetic) navigation improves deep tumor penetration; photosynthetic activity alleviates tumor hypoxia and modulates the immunosuppressive microenvironment; and inherent immunomodulatory components (e.g., polysaccharides) activate innate immune cells, creating a favorable context for IT efficacy. Despite remaining challenges in expression optimization and precise in vivo targeting, the convergence of synthetic biology and smart material design positions engineered microalgae as a transformative platform poised to advance the next generation of safe, effective, and affordable IT based cancer therapeutics.

Keywords

Immunotoxin, Engineered microalgae, Drug delivery, Biocompatibility cancer therapy

Introduction

Cancer ranks as the second leading cause of death globally, with incidence rates showing a persistent upward trend year on year [1]. National cancer statistics reveal that approximately 10 million people die from cancer annually, with global cancer cases projected to rise to 28.4 million by 2040 [2]. Cancer cells pose a major threat to the life and health of patients due to their uncontrolled proliferation and easy metastasis to other organs or tissues. However, traditional therapies such as chemotherapy and radiotherapy often have limited clinical efficacy due to poor specificity, strong systemic toxicity, and tumor drug resistance [3-5]. In recent years, new anticancer therapies have been emerging. Among them, biological targeted therapy can achieve the dual goals of accurately killing cancer cells and protecting normal tissues, and its side effects are significantly lower than those of synthetic drugs, which has attracted wide attention. ITs are a typical representative of this strategy [6-9]. Composed of a targeting moiety (usually a monoclonal antibody or antibody fragment) and a cytotoxic payload (such as gelonin toxin or Pseudomonas aeruginosa exotoxin A) via chemical conjugation or recombinant fusion, they can selectively induce cell death by recognizing specific antigens on the surface of cancer cells (Figure 1) [10,11], providing a highly efficient targeted approach for cancer therapy [12]. Although preclinical studies of ITs have shown good prospects, its clinical application is still restricted by multiple factors [13]: (1) Systemic toxicity caused by nonspecific binding to normal cells; (2) It is easily degraded by protease in the blood; (3) The toxin induces neutralizing antibodies and induces immunogenicity; (4) low penetration efficiency for solid tumors; (5) It is difficult to maintain its biological activity during large-scale production. Among these, two issues are particularly prominent: the high immunogenicity induced by exogenous toxins and the lack of a suitable large-scale production platform. The former readily triggers an anti-ITs anti-body response in the body, accelerating drug clearance and increasing the risk of adverse reactions such as allergies and cytokine release syndrome; The latter limitation arises from traditional platforms failing to meet the production requirements for soluble expression and low toxin residue levels of ITs, thereby hindering industrialization progress [14,15].

Figure 1: Schematic diagram of IT structure and tumor targeting mechanism. A. Structure of IT B. Tumor Targeting Mechanism: 1. The target molecule of IT binds specifically to the antigen (or receptor) on the surface of tumor cells. 2. ITs are internalized into tumor cells by receptor-mediated endocytosis. 3. Upon entry into the cell, the IT is transported to the lysosome where it undergoes degradation to release the free cytotoxic payload. 4. The cytotoxic payload acts in the cytoplasm: it either disrupts the DNA strand or inhibits protein synthesis. 5. Apoptosis of tumor cells was induced to complete targeted killing.

To address these challenges, there is an urgent need to develop highly efficient integrated drug “production-delivery” systems that enhance the stability, targeting, and bioavailability of ITs while overcoming bottlenecks in large-scale production. As a kind of diverse photosynthetic microorganisms, microalgae have become a research hotspot of new biological carriers due to their inherent advantages [16,17]. More importantly, as an expression platform with both eukaryotic modification ability and low-cost culture characteristics, eukaryotic microalgae can not only directly produce the core functional modules of ITs (such as targeting fragments, toxic molecules, and immune activation elements), but also provide an important reference for the optimization of ITs by developing special expression systems and delivery technologies. In recent years, relevant research results have preliminarily verified its feasibility (Table 1). In addition, microalgae can regulate the tumor microenvironment (TME) and tumor-associated microbiome (TAM) through engineering, creating favorable conditions for ITs to play a therapeutic role [18-20].

Table 1: IT functional components and other functional proteins produced by eukaryotic microalgae.

Recombinant protein

Function Expression host Genome engineered

Core Highlights

References

IT components          
CD22-targeting ITs (αCD22PE40, αCD22CH23PE40) Treatment of B-cell lymphoma Chlamydomonas reinhardtii Chloroplast Chloroplast Expresses both monomeric and dimeric forms, which are soluble and enzymatically active; specifically binds CD22-positive B cells for efficient killing; significantly prolongs survival of tumor-bearing mice; avoids in vitro chemical conjugation, reducing off-target toxicity (Tran et al., 2013) [21]
Human IgG antibody against Hepatitis B Virus surface protein (CL4mAb) Prevention of Hepatitis B virus infection Phaeodactylum tricornutum Nuclear genome Efficiently secretes fully assembled functional antibodies, with a maximum concentration of 2550 ng/mL in culture medium; high purity of secreted antibodies eliminates complex purification steps, enabling low-cost production (Hempel and Maier, 2012) [22]
Attenuated E7 protein of Human Papillomavirus 16 (E7GGG) Prevention of HPV-related lesions and cancer C. reinhardtii Chloroplast Chloroplast High solubility and strong immunogenicity; induces specific antibody production and T-cell proliferation; provides effective protection against HPV-related tumors; can be produced under sterile and controlled conditions complying with Good Manufacturing Practice(GMP) standards (Demurtas et al., 2013) [23]
Fusion protein of multiple antihypertensive peptides (RPLKPW, LKPNM, AINPSK) Treatment of hypertension C. reinhardtii Chloroplast Chloroplast Fusion expression of multiple angiotensin-converting enzyme inhibitory peptides; in vivo experiments confirm antihypertensive effect, with the most significant blood pressure reduction 6 hours after oral administration; suitable for direct development of functional foods without complex purification (Carrizalez-López et al., 2018) [24]
Major birch pollen allergen (Bet v 1.0101) Allergen immunotherapy (AIT) for allergic diseases C. reinhardtii Chloroplast Chloroplast Similar secondary structure and immunological activity to Escherichia coli-expressed counterparts; effectively binds human IgE and mouse-specific IgG; serves as a safe and efficient production platform for oral desensitization vaccines (Hirschl et al., 2017) [25]
Other Functional Proteins          
Plasmodium falciparum PfCelTOS-IL2 antigen-adjuvant fusion protein Malaria prevention (pre-erythrocytic and transmission-blocking vaccine) C. reinhardtii Chloroplast Chloroplast Mixotrophic culture (low light) promotes protein accumulation; the fusion protein is soluble, correctly folded, and immunologically active; IL-2 adjuvant enhances antigen immunogenicity (Shamriz and Ofoghi, 2018, 2019) [26-27]
White Spot Syndrome Virus (WSSV) VP28 protein Prevention and control of WSSV infection in shrimp C. reinhardtii Chloroplast Chloroplast Codon optimization enables efficient expression; the algal strain tolerates the weakly acidic environment (pH 4.0) and 0.3% bile salts in shrimp digestive tracts; oral administration results in a shrimp survival rate of 87%, serving as a carrier for aquatic animal oral vaccines (Kiataramgul et al., 2020) [28]
Hyperthermophilic endoglucanase (CelB)-PTXD chimeric protein Lignocellulosic degradation, biofuel production C. reinhardtii Chloroplast Chloroplast Cultivable in non-sterile, phosphite-containing medium to avoid contamination; enzyme activity reaches 7.37–8.57 U/g dry weight; PTXD endows the algal strain with phosphorus source selectivity, ensuring culture stability (Cutolo et al., 2021) [29]

The engineering strategy further expands the potential of microalgae as IT delivery vectors, and surface modification technology can enhance the specific binding to tumors by coupling targeting ligands [30]. Genome engineering can achieve stable expression of ITs in the chloroplast or nucleus [31,32]. Microalgae-based micro-robots have the ability of autonomous movement and responsiveness to environmental stimuli, and can actively navigate to tumor sites [33,34]. These engineered microalgal systems not only protect ITs from degradation but also reduce off-target toxicity, increase tumor accumulation, and synergistically regulate anti-tumor immune responses [35,36]. In this review, we systematically review the latest progress of engineered microalgae in IT-mediated tumor therapy, including the inherent characteristics of vectors, targeted engineering strategies, synergistic mechanisms, challenges, and prospects, in order to provide a prospective reference for technological innovation and clinical translation in this field.

The Core Potential of Eukaryotic Microalgae as an Integrated “Production-Delivery” Platform for ITs

Recent advances in biopharma have laid the foundation for the research and development of complex protein drugs. However, due to the structural characteristics of macromolecules, industrial production of these drugs is still facing challenges. Cell-free protein synthesis cannot achieve large-scale manufacturing at present, and the production of protein drugs (such as ITs) mainly relies on living cell-based expression systems. Different expression systems have their own advantages and disadvantages (Table 2) [37-41]. Eukaryotic microalgae have unique advantages, such as prokaryotic operation convenience and eukaryotic modification ability, which are extremely promising alternative platforms. Their core advantages are reflected in the synergistic adaptation of “production” and “delivery” dimensions.

Table 2: Comparison of different recombinant protein expression systems.

Evaluation Indicator

Eukaryotic Microalgae (e.g. C. reinhardtii) Bacteria (e.g. Escherichia coli) Yeast (e.g. Saccharomyces cerevisiae) Transgenic Plants (e.g. Tobacco) Plant Viruses (e.g. Tobacco Mosaic Virus) Mammalian Cells (e.g. CHO Cells)

Transgenic Animals (e.g. Cattle and Sheep)

Glycosylation Ability Eukaryotic: mammalian – like; Prokaryotic: None None Incorrect (high – mannose type) Correct (mammalian – like) Correct (mammalian – like) Correct (mammalian – like) Correct (mammalian – like)
Target Protein Folding Quality Good Poor Medium Good Good Excellent Excellent
Genetic Manipulation Convenience Highly Convenient Highly Convenient Relatively Convenient Highly Convenient Relatively Convenient Moderately Convenient Highly Convenient
Scale up production feasibility Easily Achievable Easily Achievable Easily Achievable Easily Achievable Easily Achievable Moderate Difficulty Good Feasibility
Proliferation Rate Rapid Extremely Fast Relatively Fast Slow Relatively Fast Slow Slow
Product Output Level Medium Extremely High Relatively High Relatively High Extremely High Relatively Low Relatively Low
Cost of cultivation Extremely Low Extremely Low Relatively Low Relatively Low Relatively Low High High
Biosafety Level High Safety Low Safety Safety Unknown High Safety High Safety Moderate Safety High Safety
Potential Contamination Type Low Contamination Risk Endotoxin Contamination Low Contamination Risk May contain pesticides, herbicides and toxic plant metabolites Unknown Contamination Status May carry viruses, prions and oncogenic DNA May carry viruses, prions and oncogenic DNA

These photosynthetic microorganisms belong to the kingdom Protista, encompassing two major groups: prokaryotic cyanobacteria (blue-green algae) and eukaryotic microalgae. They are widely distributed across marine, terrestrial, and extreme ecosystems, and their rich species diversity enables adaptation to diverse applications [42]. Most clinically relevant species (e.g., C. reinhardtii, Dunaliella salina, Chlorella vulgaris, Haematococcus pluvialis) are FDA-approved Generally Recognized as Safe (GRAS) level, with no human pathogen host risk and outstanding biosafety [43]. Its chloroplasts can stably express foreign proteins, and the correct folding rate of over 90% can be achieved by the eukaryotic folding system, and the products are not contaminated by endotoxin. It has the ability of post-translational modification, such as disulfide bond formation, and there is no transgene silencing mechanism. It has successfully expressed SCFV, full-length human IgG1, and a variety of recombinant proteins [44,45]. The nuclear genome also supports efficient transformation. Although the amount of protein accumulation is slightly lower than that of the chloroplast, the resources of alternative markers, promoters, and reporters are abundant, and the expression efficiency can be improved through strategies such as codon optimization [46,47]. Genetic modification techniques for microalgae have become increasingly sophisticated, with transformation methods including DNA-coated nanoparticle uptake, CRISPR-Cas9-mediated transformation, electroporation, gene gun delivery, and Agrobacterium-mediated transformation [48,49]. In addition, the nuclear genome, chloroplast genome, and mitochondrial genome can all realize foreign gene integration, which goes far beyond some expression platforms that can only undergo nuclear transformation [50]. C. reinhardtii, as a model organism, possesses comprehensive molecular genetic tools and genomic databases. It exhibits rapid growth rates (doubling every 8 hours) and can be cultured under phototrophic, mixed-trophic, or heterotrophic conditions. Non-toxic and capable of low-cost protein secretion, its chloroplasts have successfully synthesized complex therapeutics such as foot-and-mouth disease virus VP1-toxin fusion proteins [51]. Diatoms (e.g., P. tricornutum) have attracted attention due to their silicified cell walls and unique ecological functions. Both the nuclear genome and plastidial genome have been stably transformed, and functional monoclonal antibodies can be efficiently secreted and expressed [52,53], providing more species options for IT production. Prokaryotic cyanobacteria have also been genetically engineered to achieve the synthesis of biofuels, bioplastics, and secondary metabolites [54]. Their genetic manipulation technologies (such as plasmid expression systems and homologous recombination) have laid the foundation for the subsequent expression of Its [55].

Biocompatibility and Low Immunogenicity Biocompatibility and Low Immunogenicity

Most clinically relevant microalgae are of the FDA-approved GRAS grade and have a long history of use in the field of food supplements. Their core advantage lies in the dual biocompatibility encompassing production host tolerance and in vivo therapeutic safety. At the production level, microalgae can tolerate the expression of complex ITs by means of the chloroplast sequestration mechanism [21]. At the level of in vivo application, its cell wall polysaccharide (predominantly β-1,3-glucan), photosynthetic proteins (sharing 30%-40% similarity with human homologous proteins), and phospholipid composition similar to that of human cell membranes can minimize immune rejection to the greatest extent [56]. They can also be enzymatically cleaved into non-toxic metabolites, combining host tolerance with in vivo therapeutic safety. Unlike traditional hosts, they do not rely on protease-deficient mutations or balanced lethal systems to circumvent toxin toxicity [57]. In the C57BL/6 mouse model, the drug delivery system constructed with microalgae showed no obvious inflammatory response within 72 hours after intravenous injection (the serum IL-6 level increased by ≤15% compared with the control group), and no inflammatory infiltration was observed in liver tissue sections [58]. By comparison, traditional expression systems have significant limitations: ITs expressed by Escherichia coli are prone to residual endotoxins, which can trigger inflammatory reactions such as fever and vascular leak syndrome [59]. The high-mannose glycan modification of Pichia pastoris tends to induce anti-carrier antibodies, with the antibody positive rate increasing with the frequency of administration [60]. Mammalian cells (e.g., CHO cells) are liable to retain animal-derived components, which increases the risk of allergies [61]. Microalgal microrobots can also be engineered to enhance safety: erythrocyte membrane, macrophage membrane, or PEG molecules can be coated on the surface to achieve immune escape, reduce macrophage phagocytosis rate, and prolong the circulation half-life [62]. Biodegradable materials such as GRAS strain and Fe₃O₄@SiO₂ are selected to ensure that the carrier is enzymatically metabolized without long-term accumulation, which makes it suitable for intravenous, oral, local injection, and other routes of delivery [63]. For example, oral administration of microalga-adriamycin complex can avoid intestinal mucosal injury and penetrate the intestinal barrier, providing new possibilities for the treatment of gastrointestinal tumors [64-66].

Surface Modification of Microalgae: A Key Support for Targeted Delivery of ITs

The surface of microalgae cells is naturally rich in active functional groups. Through a variety of flexible ways, such as covalent coupling, electrostatic interaction, membrane coating, and bioorthogonal reaction, microalgae can modify antibodies, peptides, aptamers, and other targeting elements to significantly improve the specific binding and enrichment ability of ITs to tumor tissues. In traditional modification strategies, microalgae such as C. reinhardtii and Arthrospira platensis are naturally negatively charged on their surfaces, enabling them to efficiently adsorb positively charged ITs (e.g., PE38 toxin domain, saponin) or targeting ligands through electrostatic interaction [67]. For instance, the spirulina-based drug delivery system (SP@Dox) developed by Zhou Min’s team from Zhejiang University achieved targeted tumor accumulation in a breast cancer lung metastasis model. Compared with the unmodified group, the tumor selectivity was increased by 2-3 fold, and the drug accumulation in normal lung tissues was reduced by more than 40% [68]. The chlorella-based biomimetic carrier coated with macrophage cell membrane can precisely deliver ITs by virtue of its inflammation-homing property. This not only increases the drug concentration in inflammation-associated tumor tissues by 3.2-4.5 fold but also reduces the non-specific distribution in normal organs such as the liver and kidneys [69]. In addition, microalgae can be adapted to different tumor targets to form a “one carrier and multiple targets” mode, which can be conjugated with trastuzumab, hyaluronic acid, and cetuximabfor HER2-positive breast cancer, CD44 high expression pancreatic cancer, and EGFR positive lung cancer, respectively, and the preparation cost is more than 40% lower than that of synthetic vectors such as liposomes [70-72].

Different from traditional systems that can only produce ITs, microalgae can achieve the integration of “production-modification”. For example, C. reinhardtii chloroplast can stably express ITs, and the carboxyl group on ITs surface can be directly covalently coupled with RGD peptide without additional purification steps [73], and the specific binding rate is over 85%; The modification of ITs expressed in Escherichia coli requires at least five steps of inclusion body dissolution, renaturation and multiple chromatography, which easily leads to the loss of toxin activity [74]. The targeted modification of ITs expressed in mammalian cells is easily interfered with by serum components [75]. The emerging bioorthogonal reaction (click chemistry) further amplifies the advantages of microalgae modification: Cu (I) -catalyzed azido-alkyne cycloaddition (CuAAC) can form a stable covalent bond between the targeted molecules and microalgae, and the tumor cell binding rate is 5-7 times higher than that of the unmodified group [76]; Strain-enhanced azido – alkyne cycloaddition (SPAAC) can achieve specific coupling under physiological conditions without metal catalyst [77], and retain ITs activity and carrier biocompatibility to the greatest extent. The surface modification of microalgae not only achieves efficient targeted delivery of ITs but also simplifies operation and reduces cost through an integrated process, which provides key technical support for the clinical transformation of ITs.

Structural Stability and High Loading Capacity of Microalgae: The Key to Efficient Delivery of ITs

The unique multi-level cellular structure of microalgae (rigid cell wall, phospholipid bilayer cell membrane, chloroplast and other intracellular compartments) can not only provide a physical barrier for ITs to resist acid-base environment and enzymatic degradation, but also achieve high-capacity loading by means of porous structure and intracellular storage, simultaneously solving the core defects of ITs which are easy to degrade and conformational instability. At the same time, it reduces the process complexity of in vitro loading and provides a double guarantee for efficient delivery.

(1) The multilayered structure confers strong stability and prolongs the active period of ITs

The rigid cell wall (containing cellulose, peptidoglycan, silica, and other components) acts as a “first line of defense” to physically isolate proteases, nucleases, and acidic environments in the blood [78], such as the siliceous shell of diatoms and the model toxin encapsulated by the cellulose-pectin complex cell wall of Chlorella. After incubation in the simulated fluid containing 1mg/mL trypsin for 72 hours, the activity retention rate was more than 70%, which was much higher than 15%-20% of the free toxin [79]; Spirulina-peptidoglycan cell wall could reduce the contact between protease and intracellular toxin, and the toxin activity could maintain more than 65% after 48 hours of incubation in pH 5.0 acidic environment [80]; The phospholipid bilayer can isolate pH-sensitive toxins (e.g., Pseudomonas aeruginosa exotoxin A) from the acidic environment of endosomes and lysosomes through hydrophobic interaction, resulting in a 3.3-fold longer half-life in vivo than the free form [81,82]; The thylakoid membrane of chloroplast can also provide a “secondary protection”, which can achieve a continuous and slow release of ITs in the cytoplasm even if the microalgal cell membrane is destroyed by lysosomes, avoiding toxic burst or rapid degradation [83]. In contrast, ITs expressed by Escherichia coli (e.g., PE38, DT388) require additional modification with BSA or PEG to resist degradation, with a half-life of only 2-4 hours [84]. ITs expressed by Pichia pastoris lose more than 60% of their activity within 24 hours in a simulated intestinal environments [85]. For ITs expressed by mammalian cells (e.g., CHO cells), low-temperature storage and stabilizers are necessary. Moreover, their stability decreases significantly in the presence of an acidic environment and proteases, making them unable to tolerate the complex tumor microenvironment [86,87]. In contrast, microalgae can achieve the stable existence of ITs without additional modification by virtue of their natural structure.

(2) Multiple load mechanism to achieve high-capacity delivery and adapt to different types of ITs

Microalgae support three loading modes, including physical encapsulation, chemical conjugation, and intracellular expression and storage, which can be flexibly adapted according to the hydrophilicity, hydrophobicity, and molecular size of ITs. The loading capacity of microalgae is significantly higher than that of synthetic vectors and traditional expression system-derived vectors. In terms of physical encapsulation, the porous silica shell of diatoms and the intracellular cavity of Chlorella can encapsulate small-molecule toxins or bioactive conjugates in batch, and the loading capacity of some microalgae-based carriers is better than that of traditional liposomes [88]. In the chemical coupling mode, the active groups, such as the hydroxyl group and the carboxyl group, on the cell wall surface could form covalent bonds with ITs to achieve stable loading. Microalgae such as Spirulina had high coupling efficiency and could well retain the loading molecular activity [89]. Under the mode of intracellular expression and storage, the chloroplast genome of microalgae can directly express ITs and store them [90]. The chloroplast of C. reinhardtii has been proven to be an efficient expression platform for recombinant therapeutic proteins. The products exhibit excellent solubility and comparable activity to those from traditional systems. Meanwhile, the thylakoid membranes of the chloroplast can provide protection for the expressed products, endowing them with greater advantages in activity retention compared to prokaryotic expression systems. Additionally, mild ultrasonic treatment can form nanoscale micropores in the chlorella cell wall to enhance encapsulation efficiency. Regulating the nitrogen source concentration in the culture medium can induce microalgae to accumulate lipid droplets, significantly increasing their loading capacity for hydrophobic molecules [91].

(3) Synergy of Stability and Loading Capacity, Adapting to Diversified Therapeutic Scenarios

In local long-acting tumor therapy, embedding the microalgae-bioactive molecule complex in sodium alginate bio-degradable hydrogel and implanting it locally at the tumor site can not only protect the loaded molecules from degradation by hydrolytic enzymes but also achieve sustained release through the porous structure, thereby extending the local effective treatment cycle [92]; In the scenario of systemic delivery, bioactive molecules encapsulated by spirulina can resist degradation by metabolic enzymes in the body after intravenous injection, enhance the enrichment efficiency at tumor sites, and alleviate off-target toxicity to organs such as the kidneys [93,94]. Traditional expression systems have long faced the core bottleneck of stability and load imbalance. Microalgae, through the synergistic advantages of structural protection and high capacity loading, simultaneously solve the key problems of insufficient stability and low delivery efficiency of ITs, providing a more suitable integrated solution for diverse clinical scenarios.

Complementary Applications of Microalgae and Conventional Platforms

Different expression platforms exhibit distinct adaptabilities, and there is no absolute superiority or inferiority among them: the microalgae platform is suitable for ITs that do not require complex glycosylation and demand low-cost, large-scale production (e.g., CD22-targeted ITs). Its culture cost is only 1/5 to 1/3 of that of Escherichia coli and more than 80% lower than that of CHO cells [95]; Mammalian cells are still the preferred choice for highly active ITs requiring precise glycosylation, which can achieve complex post-translational modifications and ensure ITs in vivo stability and targeted binding activity [96]. E. coli can be used for rapid expression of short peptide toxin fragments with a short turnaround time (only 24-48 hours), which is suitable for preliminary functional verification in the laboratory stage [97]. For practical applications, a strategy of “segmented production + in vitro assembly” can be used, such as microalgae expressing the target ligand and toxin backbone, followed by mild chemical coupling (e.g., SPAAC click chemistry) to achieve functional assembly, which takes both production cost and product activity into consideration.

Limitations of Existing Loading Strategies and Breakthroughs in Microalgal Recombinant Expression Systems

The production and delivery of traditional targeted drugs (including “magic bullet” drugs such as ITs) have long faced core technical bottlenecks, which seriously restrict their clinical translation efficiency. Currently reported microalgae-based microrobots (Figure 2), while integrating the natural motility of microalgae with engineered modification properties, achieve autonomous movement driven by flagella and can be precisely regulated via external stimuli such as light and magnetic fields [98,99]. These robots offer a promising solution for the active navigation and targeted delivery of ITs. However, such systems primarily achieve targeted drug delivery through chemical modification strategies like covalent binding and electrostatic adsorption, or physical loading methods such as biomembrane encapsulation [100,101], and thus still possess significant inherent limitations.

Figure 2: schematic depicts the natural properties, actuation methods, functionalization strategies, and biomedical applications of microalgae-based robots.

The first is the “single-use” limitation. The microalgae and the drug are not integrated in the design, and the micro-algae carrier has no regenerative loading capacity after the loaded part works, which is eventually removed by immune cells and cannot be reused. For example, the C. reinhardtii -red blood cell membrane-coated nanoparticle robot developed by the University of California, San Diego, can specifically deliver doxorubicin to lung metastatic tumor sites, significantly reduce tumor volume, and extend the median survival time of model mice from 27 days to 37 days [102]. However, it still fails to overcome this limitation. Second, large-scale production is limited, chemical modification requires secondary treatment, and biofilm encapsulation is limited by capacity, proliferation, and transmission, which leads to a cumbersome process and about 40% reduction in efficiency [103]. Thirdly, there is insufficient loading stability and adaptability. Chemically modified drugs are prone to detachment, leading to off-target toxicity. Biomembrane encapsulation has a narrow adaptability range for drugs with different molecular weights and hydrophilic-hydrophobic properties. For instance, ITs with a molecular weight greater than 100 kDa are difficult to load efficiently, while the loading rate of chemically modified small-molecule toxins may drop to less than 50% of the initial value after 24 hours of in vivo circulation [104]. For example, in the spirulina delivery system modified with Fe₃O₄ nanoparticles, the detachment rate of the loaded doxorubicin reaches 58% after 24 hours of in vivo circulation, resulting in toxic reactions induced by drug accumulation in some normal tissues [105].

The recombinant expression system in eukaryotic microalgae provides an innovative way to break through these limitations and is expected to solve the key challenge of the lack of efficient adaptation production platforms for ITs. The core breakthroughs focus on three aspects: first, the integrated production of carrier and drug. Microalgae are genetically engineered to directly express ITs or functional antibodies, and then stably stored or directed released by means of chloroplast isolation, signal peptide-mediated secretion, and other mechanisms, without in vitro modification or encapsulation steps, to avoid the loss of drug activity and the risk of contamination. For example, Synechocystis sp. PCC 6803 ex-pression system constructed by Zhang et al. successfully expressed phycocyanin (C-PC) and prepared polyclonal anti-bodies with a titer as high as 1: 1,025,000. Western blot analysis confirmed its high specificity, and due to the absence of in vitro chemical modification throughout the process, the antibody activity retention rate exceeded 95% [106]. Another study confirmed that when using chloroplast engineering technology to express fish virus subunit vaccines, the isolation and protection effect of the thylakoid membrane could make the antigen activity retention rate up to 94%, and the production efficiency was 38% higher than that of the traditional process [107]. Second, it possesses the capability of sustainable proliferation and stable expression. The engineered microalgae, after modification, can reproduce repeatedly under simple conditions, and their progeny can still stably carry and express ITs, achieving “one-time modification and continuous production.” This eliminates the need for repeated synthesis and significantly simplifies the production process. For example, the glass bead transformation method established by Kindle et al. successfully achieved nuclear transformation of Chlamydiae reinhardtii, which provided a reliable technical basis for the introduction of exogenous genes [108,109] further optimized the exogenous gene expression system of C. rhinophylla by inserting endogenous regulatory elements into the transgenic sequence, which significantly improved the expression stability. After successive passages, the expression of exogenous genes in the recombinant algal strain did not decrease significantly, and the growth rate was consistent with that of the wild-type algal strain [109]. Third, it enhances delivery safety and efficiency. ITs are expressed and stored by microalgae themselves, avoiding the reduction in biocompatibility caused by chemical modification. Meanwhile, by integrating the natural motility of microalgae with engineered navigation modules such as light and magnetic responsiveness, it enables full-chain controllable delivery encompassing “autonomous movement – targeted enrichment – endogenous release.” For example, the functionalized diatom delivery system constructed by De la Soie et al., which is modified with vitamin B₁₂-targeting molecules and a light-responsive module on its surface, achieves a 2-fold increase in targeted enrichment and photoactivated toxicity against colorectal cancer cells [110].

Although there is no direct study on the delivery of ITs mediated by microalgae, microalgae, as a natural delivery carrier with excellent biocompatibility, have accumulated a large number of successful cases in the delivery of “magic bullet” drugs (targeted chemotherapy drugs, immunomodulators, etc.), which provides an important reference for the application of ITs (Table 3). The nuclear and chloroplast genomes of the model microalgae have been transformed efficiently, and the CRISPR-Cas9 precision editing technology is mature. The chloroplast expression system has no transgene silencing and can complete key post-translational modifications. The commercial application of large-scale culture technology lays a solid foundation for the mass production of ITs. This integrated mode of “production-delivery” not only breaks through the limitations of existing microalgal robotics but also builds a low-cost, sustainable, and high-safety system, which is expected to become an ideal platform for the production and delivery of ITs. Subsequent optimization of microalgal surface targeting modifications (such as coupling with specific ligands, such as anti-CD22 and anti-HER2) and IT expression systems (such as chloroplast promoter optimization and signal peptide screening) can achieve synergistic optimization of efficient production and precise delivery, providing a new path for the clinical transformation of “magic bullet” drugs.

Table 3: Targeted delivery and clinical application of microalgae-based robots.

Microalgae Category

Modification Techniques

Carrier Substances

Targeting Methods

Clinical Application

References 

C. reinhardtii Electrostatic interaction load Doxorubicin Light signal-regulated guidance Bioactive substance delivery (Akolpoglu et al., 2020b) [111]
  Click on chemical coupling Ciprofloxacin Passive enrichment in lung capillaries Acute bacterial pneumonia intervention (Zhang et al., 2022b) [112]
  Click chemical modification Vancomycin + Ciprofloxacin Light-controlled targeted delivery Bacterial infectious disease prevention and treatment (Shchelik et al., 2021) [113]
  Cell-penetrating modification Functional drugs Magnetic field-driven navigation Bioactive substance delivery, fluorescence tracing (Santomauro et al., 2018) [114]
C. pyrenoidosa Electrostatic adsorption loading Doxorubicin In situ direct injection Osteosarcoma targeted therapy (Liang et al., 2024b) [115]
  Electrodeposition modification Doxorubicin Magnetic field-regulated navigation Targeted drug delivery efficacy enhancement (Gong et al., 2022) [116]
  Calcium phosphate coating modification / Active dispersion targeting Improvement of radiotherapy resistance in hypoxic tumors (Zhong et al., 2021b) [117]
  Cell membrane coating process Chloroquine + Hematoporphyrin dihydrochloride Immune-mediated targeting Antitumor immunotherapy efficacy enhancement (Gao et al., 2023) [118]
  Hydrogel composite modification Doxorubicin In situ injection administration Hypoxic breast cancer treatment (Lee et al., 2019) [119]
Spirulina Electrostatic adsorption loading Doxorubicin Passive targeting to lung capillaries Breast cancer lung metastasis treatment (Zhong et al., 2020) [120]
  Electrostatic interaction-based loading Doxorubicin In situ injection administration Osteosarcoma clinical treatment (An et al., 2024) [121]
  Electrostatic adsorption technology Astaxanthin Passive entrapment by intestinal villi Radiotherapy-related injury protection (Zhang et al., 2023) [122]
  Cell encapsulation technology Curcumin Passive retention by intestinal villi Oral drug delivery for intestinal diseases (Zhong et al., 2021d) [123]
  Cell encapsulation process Amifostine Passive entrapment by intestinal villi Intestinal radiotherapy injury protection (Zhang et al., 2022a) [124]
  Cell encapsulation technology Metformin In situ injection administration Targeted intervention for osteoarthritis (Liang et al., 2024d) [125]
  Electrodeposition modification process Doxorubicin Magnetic field-driven navigation Chemo-photothermal synergistic therapy (Wang et al., 2019) [126]
  Hydrogel composite modification Resveratrol Floating retention in gastric juice Alcohol-related disease treatment (Hua et al., 2024) [127]

Mechanisms of Enhanced Efficacy in Engineering Microalgae-Mediated IT Therapy

Engineered microalgae can significantly improve the therapeutic effect of ITs through multidimensional mechanisms such as enhancing tumor penetration, regulating tumor microenvironment and tumor-associated microbiome, and cooperative immune regulation. It can effectively solve the key bottleneck of clinical application of traditional ITs and provide core technical support for their clinical transformation.

Enhancement of Tumor Penetration

Microalgae-based microrobots, leveraging the advantages of natural flagella-driven autonomous motility and small size (1-10 μm), exhibit superior penetration capability into solid tumors compared to passive delivery systems such as liposomes and nanoparticles. McCord et al. confirmed via optical tweezers technology that the flagellar propulsive force of wild-type C. reinhardtii is significantly higher than that of flagellar structure-deficient mutants, providing a dynamic basis for its penetration through dense biological matrices [128]; Related studies have shown that C. reinhardtii can effectively cross the physical barrier composed of collagen fibers and glycosaminoglycans in the tumor extracellular matrix (ECM) by means of the voluntary movement driven by two flagella, and its tissue penetration ability is significantly better than that of static nanoparticles [129]. The advantages of self-driven microrobots in solid tumor penetration have been demonstrated in many studies. For example, the Fe₃O₄-mediated self-driven nanobots constructed by Banerjee et al. can penetrate into the core of the tumor in the HCT116 colorectal cancer tumor sphere in vitro, and the drug distribution is significantly better than that of free drug delivery and passive delivery vehicles. The disintegration of tumor spheres can be induced within 72 hours, which effectively solves the problem of uneven distribution of therapeutic agents and insufficient killing of deep cells, and significantly improves the killing efficiency of tumor cells [130].

Regulation of Tumor Microenvironment and Tumor-associated Microbiome

Polysaccharides, proteins, and antioxidant substances in microalgae can reduce inflammatory response, alleviate tumor hypoxia, and enhance anti-tumor immunity. In terms of microenvironment regulation, studies have shown that spirulina can significantly reduce the levels of TNF-α and other pro-inflammatory cytokines in tissues by inhibiting the NF-κB signaling pathway, and play an anti-inflammatory role [131]; Seaweed polysaccharides can inhibit macrophage activation by blocking the nuclear translocation of NF-κB, thereby reducing the release of IL-6 and TNF-α [132]; In addition, spirulina polysaccharides can effectively inhibit the polarization of tumor-associated macrophages (TAM) towards the tumor-promoting M2 phenotype (an anti-inflammatory macrophage subtype that promotes tumor angiogenesis, invasion, and metastasis), thereby collectively improving the tumor inflammatory microenvironment [133]. More importantly, the photosynthesis of microalgae can produce oxygen continuously in the tumor site, which not only enhances the killing activity of ITs against hypoxic cancer cells but also enhances the activity of immune cells. In terms of microbiome regulation, Ge et al. [134] confirmed that oral administration of spirulina can selectively regulate the structure of intestinal flora and increase the abundance of beneficial bacteria through its rich β-glucan and other prebiotics, thereby improving the body’s immune function [134]. Relevant studies have further confirmed that the increase in the abundance of beneficial intestinal bacteria can promote the maturation of dendritic cells and indirectly enhance the anti-tumor immune response of immunotherapy, which provides a mechanism to support the synergistic effect of engineered spirulina [135].

Synergistic Immunoregulatory Effects

The engineered characteristics of microalgae not only enhance their ability as IT delivery vectors, but also achieve synergistic effects with ITs through a variety of ways to improve the effect of anti-tumor immunity. Bioactive components released by microalgae can directly affect the function of immune cells. Polysaccharides (such as β-glucan) can bind to innate immune cell receptors, activate macrophages and dendritic cells, and induce the secretion of key cytokines, including IL-12 and TNF-α, which lay the foundation for the initiation of the acquired immune response. Enhance the body’s recognition and attack of tumor cells [136]; At the same time, its specific compounds can regulate the production of cytokines, reduce the level of immunosuppressive factors in the tumor microenvironment, inhibit the activity of MDSC (tumor-associated myeloid suppressor cells), and create favorable conditions for T cells and NK cells to exert anti-tumor effects [137,138]. Engineered microalgae also have the potential to activate long-term memory immune cells, such as memory T cells, which provides the possibility of improving the long-term efficacy of treatment and enhancing the immune system’s long-term monitoring and elimination ability against cancer cells. This direction is worthy of further exploration [139-141]. Additionally, microalgae can combine with immune-activating particles, such as CpG oligonucleotides, to further stimulate the anti-tumor activity of immune cells. Through the coordination of delivery systems and immune activation mechanisms, microalgae can significantly enhance cell-specific immune responses [142]. In the combination therapy scenario, microalgae can achieve an amplification of efficacy when combined with other cancer therapies, such as checkpoint inhibitors and CAR-T cell therapy. This combi-nation can not only provide sustained release of immunomodulatory factors but also efficiently deliver ITs to form synergistic effects through multiple mechanisms [143,144]. Through continuous improvement of the coordination strategy of microalgae and ITs, the killing ability of tumor cells can be greatly improved, and exploring the differences in the roles of different microalgae species in activating different immune pathways also opens up a new direction for follow-up research in this field.

Challenges and Future Prospects

Although engineered microalgae have shown significant potential in IT production, they still face several technical bottlenecks. Firstly, the expression efficiency is low. At present, the expression level of microalgal recombinant proteins is generally low, which is difficult to meet the needs of large-scale clinical application; Secondly, the purification process is complex, the microalgae cell wall structure is dense, which increases the difficulty of protein extraction, and the traditional fragmentation method may also lead to the degradation of the target protein; In addition, the immunogenicity problem should not be ignored. The glycosylation pattern of the microalgae expression system is different from that of mammalian cells, which may cause the expressed ITs to trigger non-specific immune responses in the host. In terms of targeted delivery, the tumor enrichment efficiency of microalgal vectors still needs to be improved. During oral administration, gastric acid and digestive enzymes in the gastrointestinal tract will cause significant damage to microalgal cells, resulting in low bioavailability. When injected intravenously, unmodified microalgae are easily cleared by the reticuloendothelial system and shorten the half-life of blood circulation. Synthetic biology technology has provided a clear optimization path to solve the above bottlenecks. By introducing heterologous signal peptide genes into model microalgae such as C. reinhardtii and reconstructing the ER-Golgi secretion pathway, the secretion efficiency and extracellular recovery rate of recombinant proteins can be significantly improved [145]; At the same time, the central carbon metabolism network and amino acid synthesis pathway were optimized to increase the supply of key amino acids and provide raw material support for the efficient synthesis of special structure Its [146].

The development of intelligent delivery systems is also the core of future research. The integration of blue-light-inducible promoters can realize the precise activation and release of ITs by light [147], and the pH-sensitive modification technology can make the microalgal vectors respond to the acidic tumor microenvironment to achieve targeted release and increase the local therapeutic concentration [148]. Advancing clinical translation requires multidisciplinary collaboration, with breakthroughs focused on three key areas. First, establish GMP-compliant large-scale microalgae cultivation and purification processes. Optimize parameters in closed photobioreactors—including light intensity (120–150 μE·m⁻²·s⁻¹), temperature (25±1°C), and pH (7.0–7.5)—to ensure batch consistency of products (purity ≥95%, coefficient of variation in activity ≤10%) [149]; second, enhancing immunogenicity-related research by conducting systematic safety evaluations (including acute toxicity, chronic toxicity, and immunogenicity assessments) and developing standardized clinical assessment methods (e.g., measuring anti-microalgal carrier IgG and IgE antibody titers in patient serum) [150]; Third, optimize the administration method by using enteric coating or targeted nano-suspensions to increase oral bioavailability from 10%–15% to over 30%, thereby reducing the required dosage and the risk of adverse reactions [151,152].

At present, preliminary progress has been made in the preclinical study of microalgae-mediated ITs. For example, anti-CD22 ITs expressed by C. reinhardtii were intraperitoneally injected consecutively at a dose of 10 mg/kg for 4 weeks in a mouse model of B-cell lymphoma; the tumor inhibition rate reached 58%-72%, with no significant weight loss or liver and kidney function damage observed. In the future, combination therapy and personalized treatment will become the core development direction. Micro-algal IT combined with CAR-T cell therapy can alleviate tumor hypoxia through microalgal oxygen generation, inhibit M2 macrophage polarization, and increase the infiltration rate of CAR-T cells by 2-3 times [153]; Based on patient-derived tumor organoids, suitable combinations of microalgae-expressing ITs (such as anti-HER2 ITs + immune activation module for HER2-positive breast cancer) can be rapidly screened to achieve “tailored” precision treatment and reduce the incidence of adverse reactions [154].

Conclusion

Engineered microalgae, as an emerging platform for IT production and delivery, offer innovative solutions for cancer treatment through their exceptional biosynthetic capabilities, outstanding cost-effectiveness, and favorable biocompatibility. From fundamental research to clinical translation, this platform has achieved significant progress in IT design, efficient production, and elucidation of the mechanism of action, demonstrating remarkable potential, particularly in targeted therapies for hematological malignancies and solid tumors. In the future, with the continuous development of synthetic biology, gene editing and nanobiotics, engineered microalgal systems will be iteratively upgraded to the direction of intelligence and precision. By optimizing expression efficiency, innovating delivery systems and developing combined treatment strategies, microalgal IT expression is expected to become one of the core technologies of the next generation of cancer immunotherapy. It provides a new way to solve the key problems such as drug resistance and side effects in current cancer treatment.

Author Contributions

Yuxin Xie: Conceptualization, Visualization, Data curation, Writing – original draft. Xiaoyu Deng: Formal analysis, Writing – review & editing. Quan Wang: Supervision, Writing – review & editing. Jishi Lv: Project administration, Supervision, Funding acquisition.

Funding

This research was funded Hubei University of Science and Technology Cultivate Scientific Research Project (2025-26X11).

Conflicts of Interest

The authors declare that the research was conducted in the absence of any.

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Decolonising Medical Education in Low- and Middle-Income Countries: From Institutional Autonomy to Institutional Responsibility

DOI: 10.31038/JCRM.2026914

Introduction

In our first commentary, we argued that commercialisation and neo-colonial influences have progressively shifted medical education in low- and middle-income countries (LMICs) away from its public purpose, replacing societal needs with market-driven measures of institutional success. We proposed reclaiming social accountability as a guiding principle through which medical schools could realign education with the health priorities of the populations they serve [1]. In our second commentary, we argued that this aspiration cannot be realised unless medical schools possess sufficient institutional autonomy to define educational priorities according to local health needs rather than predominantly responding to externally rewarded indicators of excellence [2]. Together, these arguments explain why reform is necessary and who should determine educational priorities. They leave, however, one important question unanswered: once medical schools possess that autonomy, how should it be exercised?

This commentary argues that the next stage in this progression is institutional responsibility. Institutional autonomy determines who has the authority to define educational priorities; institutional responsibility determines how that authority should be exercised. If medical schools seek greater freedom to determine their educational missions, they must also accept a broader role in strengthening the health systems and societies they serve.

By institutional responsibility, we do not suggest that medical schools replace governments or become solely responsible for healthcare delivery. Governments remain responsible for financing, regulating, and delivering healthcare. Medical schools, however, are not passive educational organisations operating outside health systems. Through their admissions policies, curricula, teaching hospitals, faculty practice, research agendas, partnerships with health services, and graduate outcomes, they exert substantial influence over the capacity, priorities, and future direction of national health systems. The question is therefore not whether medical schools influence healthcare, but whether they consciously accept responsibility for the influence they already possess.

We therefore propose institutional responsibility as the logical progression of the arguments advanced in our previous commentaries. Social accountability establishes the public purpose of medical education, while recent scholarship has increasingly recognised that educational institutions must contribute directly to health system strengthening rather than functioning solely as centres of professional training [3-6].

From Institutional Autonomy to Institutional Responsibility

Institutional autonomy is frequently interpreted as independence from external influence or freedom from regulatory constraints. We use the term differently. Institutional autonomy refers to the capacity of medical schools to determine educational priorities that reflect the health needs of their own societies while continuing to meet internationally recognised standards of educational quality. It is therefore neither isolation from international collaboration nor rejection of accreditation or external evaluation. Rather, it is the ability to exercise independent educational judgement within a globally connected academic community.

Autonomy, however, is not a sufficient objective in itself. Institutions that seek greater authority to determine educational priorities must also demonstrate that this authority is exercised in ways that advance the public good rather than institutional prestige alone. Autonomy without responsibility risks replacing one form of external dependence with another form of institutional self-interest. The important question is therefore no longer who determines educational priorities, but how educational authority should be exercised once it has been reclaimed.

This question is particularly important in LMICs. Over recent decades many countries have expanded medical education considerably while continuing to experience shortages of healthcare workers, inequitable distribution of services, weak primary healthcare systems, and substantial migration of health professionals. Increasing the number of medical schools or graduates has not consistently translated into stronger health systems. These challenges arise from complex political, economic, and social factors and cannot reasonably be attributed solely to medical schools. Nevertheless, educational institutions are influential participants within these systems. Decisions concerning student selection, clinical training, research priorities, postgraduate education, and partnerships with health services directly shape the future health workforce and influence the capacity of health systems to respond to national needs.

Institutional responsibility therefore broadens the traditional understanding of educational success. Medical schools have historically been evaluated through measures such as graduate competence, accreditation status, research productivity, international rankings, and academic reputation. These indicators remain important and should not be abandoned. However, they capture only part of an institution’s contribution. Equally important is the extent to which medical schools strengthen health systems, contribute to workforce sustainability, generate knowledge relevant to national priorities, and improve health equity. Educational excellence and societal contribution should therefore be understood as complementary rather than competing dimensions of institutional success.

Viewing medical schools as civic institutions rather than simply educational providers represents an important conceptual shift. Universities have long been recognised as institutions that contribute to economic development, public policy, and social progress beyond their teaching functions. Medical schools should similarly be understood as anchor institutions within healthcare systems. Their responsibility extends beyond producing competent graduates to fostering partnerships with communities, supporting healthcare delivery, informing public policy, generating locally relevant evidence, and strengthening the resilience of the health systems within which they operate. This conception is consistent with calls for medical schools to function as socially accountable institutions that actively contribute to strengthening health systems [3-6].

This perspective does not diminish the legitimate aspirations of students or faculty. Medicine remains an important profession that offers opportunities for career development, international collaboration, and social mobility. Nor does institutional responsibility imply that graduates should be prevented from pursuing opportunities abroad. Rather, it asks institutions to consider whether their collective strategies—including admissions policies, educational programmes, research priorities, and relationships with health services—are contributing meaningfully to the long-term health needs of the societies that support them.

Recognising this broader institutional role requires moving beyond general principles towards practical action. Institutional responsibility should not remain an abstract aspiration. Instead, it should provide an operational framework through which medical schools can evaluate their decisions, priorities, and societal contributions. This requires institutions to evaluate success not only through educational outcomes but also through their contribution to health system improvement [3,4].

Institutional Responsibility Framework (IRF)

To translate these principles into practice, we propose a Institutional Responsibility Framework (IRF) comprising five interconnected domains through which medical schools can operationalise their broader societal role. The IRF is not intended to replace accreditation standards or regulatory requirements. Rather, it provides a conceptual framework through which medical schools can align educational excellence with meaningful contributions to health systems and society.

Educational Responsibility

Educational responsibility requires medical schools to align admissions policies, curricula, assessment, and postgraduate training with nationally identified health priorities. This extends beyond ensuring that graduates meet internationally accepted standards of competence. Educational programmes should prepare future physicians to respond effectively to the epidemiological, demographic, social, and health system challenges most relevant to the communities they will serve. Success should therefore be evaluated not only by examination performance or postgraduate placement, but also by graduate preparedness to address local healthcare needs. This aligns with international calls for health professions education that is responsive to societal needs and national health priorities [3-6].

Service Responsibility

Medical schools should recognise their contribution to healthcare delivery as an integral component of their institutional mission.

Teaching hospitals, university clinics, community outreach programmes, and rural training platforms should function not only as educational settings but also as mechanisms through which institutions contribute directly to improving access to healthcare and strengthening local health services. This reflects the growing recognition that academic institutions function as anchor organisations capable of contributing directly to health system performance [3,4]. Long-term partnerships with communities should replace episodic outreach activities, allowing educational institutions to participate meaningfully in improving population health while simultaneously enriching student learning.

Workforce Responsibility

Medical schools substantially influence the quality, distribution, and sustainability of the future health workforce. They should therefore work collaboratively with governments, professional regulators, healthcare providers, and employers to support workforce planning and development. The Commission on the Education of Health Professionals argued that medical schools should actively participate in workforce transformation rather than limiting their role to producing graduates [3]. Institutional responsibility includes promoting career pathways that encourage service in underserved areas, strengthening primary healthcare, supporting postgraduate training in priority specialties, and contributing to strategies that improve workforce retention. Graduate migration is influenced by numerous economic and political factors beyond the control of educational institutions; however, medical schools can help create educational environments and professional opportunities that strengthen national workforce sustainability.

Knowledge Responsibility

Research agendas should increasingly emerge from locally identified health priorities rather than being driven solely by international funding priorities or publication incentives. Similar arguments have been advanced within contemporary scholarship on decolonising medical education, which calls for greater recognition of locally generated knowledge and contextually relevant research agendas [7]. Academic excellence should encompass implementation research, health systems improvement, policy engagement, quality improvement, and community impact alongside conventional bibliometric indicators. Medical schools should aspire not only to consume internationally generated evidence but also to produce knowledge that informs national policy, strengthens healthcare systems, and addresses contextually relevant health challenges.

Governance Responsibility

Institutional responsibility also requires more inclusive models of governance. Communities should move beyond being recipients of educational activities to becoming meaningful partners in institutional decision-making. Patients, community representatives, healthcare professionals, policymakers, and civil society organisations should contribute to strategic planning, curriculum development, institutional evaluation, and priority setting. Inclusive governance also reflects the principles of socially accountable institutions advocated in international guidance [4-6]. Such participation strengthens institutional legitimacy, ensures that educational priorities remain responsive to societal needs, and reinforces trust between medical schools and the communities they ultimately serve.

These five domains are mutually reinforcing. Educational reform cannot succeed without workforce planning; research cannot achieve societal impact without engagement with healthcare systems; and institutional autonomy cannot generate public trust without responsible governance. Together, they reposition medical schools as civic institutions whose responsibilities extend beyond educating future physicians to strengthening the health systems within which those physicians will practise.

Conclusion

Our first commentary argued that medical education in LMICs must reclaim its public purpose by resisting the growing influence of commercialisation and externally driven measures of success [1]. Our second commentary proposed that this objective cannot be achieved unless medical schools possess sufficient institutional autonomy to determine educational priorities according to the needs of the societies they serve [2]. This commentary completes that progression by arguing that autonomy alone is insufficient unless it is accompanied by institutional responsibility.

Institutional responsibility does not ask medical schools to replace governments or assume sole responsibility for healthcare delivery. Rather, it recognises that medical schools are influential institutions whose decisions shape future health workforces, research agendas, clinical services, and relationships with communities. Their educational mission cannot therefore be separated from their broader contribution to the health systems within which they operate.

Taken together, these three commentaries propose a progressive framework for reforming medical education in LMICs. Social accountability establishes the public purpose of medical education. Institutional autonomy enables medical schools to determine locally relevant educational priorities. Institutional responsibility provides the practical framework through which those priorities can be translated into meaningful institutional action. This perspective complements contemporary efforts to strengthen socially accountable and health-system-oriented medical education while extending them through a stronger emphasis on institutional responsibility [3-7].

Ultimately, the success of a medical school should not be judged solely by the physicians it graduates, the research it publishes, or the rankings it achieves. Equally important is the extent to which it contributes to stronger health systems, healthier communities, and more equitable societies. Ultimately, medical schools should be judged not only by the physicians they graduate, but also by the societies those physicians help to build. Institutional responsibility therefore represents not an additional obligation, but the fullest expression of the public purpose of medical education.

Declarations

Competing Interests

The author declares that there are no competing interests.

Funding Information

No external funding was received for this work.

Author Contribution

AFK conceptualised the commentary, conducted the literature review, drafted the manuscript, and approved the final version for submission.

Acknowledgements

The author would like to acknowledge the contributions of researchers whose work informed the development of this commentary.

Keywords

Institutional responsibility, Medical education, Institutional autonomy, Social accountability, Health systems strengthening, Decolonisation, Low- and middle-income countries (LMICs)

References

  1. Khan AF (2026) Decolonising Medical Education in Low- and Middle-Income Countries: Reclaiming Social Accountability Beyond Commercial Metrics. Journal of Clinical Research and Medicine 9: 1-3.
  2. Khan AF (2026) Decolonising Medical Education in Low- and Middle-Income Countries: Beyond Social Accountability—Reclaiming Institutional Autonomy. Journal of Clinical Research and Medicine 9: 1-3.
  3. Frenk J, Chen L, Bhutta ZA, Cohen J, Crisp N, Evans T, et al. (2010) Health professionals for a new century: Transforming education to strengthen health systems in an interdependent world. Lancet 376: 1923-1958.
  4. Boelen C, Woollard R (2009) Social accountability and accreditation: A new frontier for educational institutions. Medical Education 43: 887-894.
  5. Abdalla ME, Taha MH, Onchonga D, Preston R, Barber C, et al. (2025) Instilling social accountability into the health professions education curriculum with international case studies: AMEE Guide No. 175. Medical Teacher.
  6. Taha MH, Abdalla ME, Cameron E, Dharamasi S, Strasser R, et al. (2026) Leadership as a catalyst for advancing social accountability in health professions education: AMEE Guide No. 187. Medical Teacher.
  7. Rashid MA, Ali SM, Dharanipragada K (2023) Decolonising medical education regulation: A global view. BMJ Global Health 8: e011622.

Decolonising Medical Education in Low- and Middle-Income Countries: Beyond Social Accountability—Reclaiming Institutional Autonomy

DOI: 10.31038/JCRM.2026913

Introduction

In our previous commentary, we argued that reclaiming social accountability was essential if medical education in low- and middle-income countries (LMICs) was to resist the growing influence of commercial metrics and remain responsive to the societies it serves [1]. Social accountability, as defined by the World Health Organization and more recent AMEE guidance, calls upon medical schools to align their education, research, and service activities with the priority health concerns of the populations they are mandated to serve [2,3]. This principle provides an important moral direction for medical education. However, it leaves a more fundamental question unresolved: who determines what counts as educational excellence?

This question has become increasingly important as medical schools in LMICs seek to balance national health priorities with growing expectations for international recognition. Accreditation systems, publication metrics, university rankings, research productivity, and graduate mobility have become influential indicators of institutional success. These measures undoubtedly strengthen quality assurance and encourage academic excellence. Yet they also shape institutional priorities, often in ways that reflect global rather than local expectations.

The purpose of this commentary is not to argue against international collaboration or internationally recognised standards. Medicine has always advanced through the international exchange of knowledge, shared scientific evidence, and collaborative innovation. Rather, we argue that decolonisation requires a distinction between shared standards of educational quality and externally determined educational priorities. Social accountability defines the purpose of medical education, but institutional autonomy determines whether medical schools possess sufficient authority to pursue that purpose when local priorities differ from internationally rewarded measures of success.

When Success Is Defined Elsewhere

Contemporary discussions of decolonising medical education have focused largely on curricula, knowledge systems, representation, and global partnerships [4-6]. These debates have been essential in exposing how historical and contemporary power relationships continue to influence medical education. Less attention, however, has been paid to the institutional mechanisms through which educational priorities are established.

Most medical schools do not make decisions in isolation. Institutional strategies are shaped by accreditation requirements, regulatory expectations, funding opportunities, faculty promotion criteria, research assessment exercises, and graduate outcomes. Increasingly, these are also influenced by international indicators such as WFME recognition, university rankings, citation metrics, and international postgraduate opportunities. Each serves a legitimate purpose. Collectively, however, they create powerful incentives that influence how institutions define success.

The consequences are not necessarily deliberate, but they are significant. Activities that improve international visibility, high-impact publications, international collaborations, and globally recognised accreditation, are often rewarded more readily than initiatives whose primary impact is local, such as implementation research, rural clinical education, community partnerships, or health systems strengthening. These are not competing forms of excellence; nevertheless, institutional reward systems frequently privilege one over the other.

The challenge, therefore, is not whether international standards are beneficial. Rather, it is whether medical schools possess sufficient freedom to determine how those standards should be balanced against the needs of the health systems they ultimately serve.

Reclaiming Institutional Autonomy

Institutional autonomy should not be understood as independence from regulation, rejection of international standards, or withdrawal from global collaboration. Rather, it refers to the ability of medical schools to determine their own educational priorities within internationally accepted standards. In other words, quality should be shared internationally, but purpose should be determined locally.

This distinction is particularly important in LMICs, where health systems often face challenges that differ substantially from those of high-income countries. Institutions may need to prioritise primary healthcare, rural workforce shortages, implementation research, community-based education, or locally prevalent diseases. These priorities are legitimate expressions of educational excellence, even if they contribute less to conventional measures of international prestige.

Institutional autonomy therefore changes the questions that medical schools ask. Instead of asking only, “How can we improve our international standing?” institutions should also ask, “How can we better prepare graduates for the health needs of the populations we serve?” These questions are complementary rather than contradictory, but they do not always produce the same institutional decisions.

For example, faculty promotion systems based almost exclusively on publication metrics may unintentionally discourage research that influences local policy or strengthens health services but attracts fewer citations. Similarly, educational innovation aimed at improving rural workforce retention or strengthening district health systems may have profound societal impact without substantially improving university rankings. Institutional autonomy enables medical schools to recognise these contributions as markers of excellence rather than treating them as secondary to internationally rewarded achievements.

Importantly, autonomy should not diminish accountability. On the contrary, it strengthens it. Rather than being judged solely by external indicators of institutional performance, autonomous medical schools remain accountable for demonstrating that their educational priorities respond meaningfully to national health needs. Accountability therefore shifts from institutional conformity to institutional relevance.

Looking Forward

Reclaiming institutional autonomy requires changes at multiple levels. Regulatory authorities and accreditation bodies should continue to safeguard educational quality while allowing sufficient flexibility for institutions to respond to local health priorities. Likewise, universities should broaden promotion and evaluation systems to recognise implementation research, health policy contributions, community-engaged scholarship, and health system innovation alongside conventional academic metrics.

International partners also have an important role. Collaboration should increasingly be characterised by reciprocity rather than diffusion, recognising that educational innovation can emerge from every region of the world. Partnerships should strengthen locally identified priorities rather than assuming that successful models developed elsewhere can simply be transferred into different social and healthcare contexts [4-6].

Finally, institutional autonomy should not be interpreted as limiting the legitimate aspirations of students. For many learners, medicine represents not only a profession but also an important avenue of social mobility. International postgraduate training and career opportunities have benefited individuals, families, and health systems worldwide. The objective is therefore not to discourage international engagement but to ensure that institutional priorities are not driven predominantly by external labour markets at the expense of national health needs.

Conclusion

Our previous commentary argued that reclaiming social accountability was essential if medical education was to move beyond commercial measures of success [1]. This commentary extends that argument by suggesting that social accountability alone is insufficient if institutions lack the authority to determine their own educational priorities.

Institutional autonomy is not a rejection of international collaboration, accreditation, or quality assurance. Rather, it is the capacity of medical schools to interpret educational excellence through the realities of the societies they serve while remaining internationally connected and academically rigorous. Decolonisation therefore requires more than changing what is taught; it also requires reconsidering who determines why it is taught and how success is ultimately judged.

Medical schools in LMICs should aspire to meet international standards while retaining the confidence to define excellence according to their own healthcare priorities. Only then can decolonisation move beyond curricular reform towards genuine institutional transformation. Institutional autonomy is therefore best understood not as the endpoint of decolonisation, but as the foundation upon which the next stage of reform—institutional responsibility—can be built.

Declarations

Competing Interests

The author declares that there are no competing interests.

Funding Information

No external funding was received for this work.

Author Contribution

AFK conceptualised the commentary, conducted the literature review, drafted the manuscript, and approved the final version for submission.

Acknowledgements

The author would like to acknowledge the contributions of researchers whose work informed the development of this commentary.

Keywords

Medical education, Social accountability, Decolonisation, Institutional autonomy, Low- and middle-income countries

References

  1. Khan AF (2026) Decolonising Medical Education in Low- and Middle-Income Countries: Reclaiming Social Accountability Beyond Commercial Metrics. Journal of Clinical Research and Medicine 9: 1-3.
  2. Abdalla ME, Taha MH, Onchonga D, Preston R, Barber C, et al. (2025) Instilling social accountability into the health professions education curriculum with international case studies: AMEE Guide No. 175. Medical Teacher.
  3. Taha MH, Abdalla ME, Cameron E, Dharamasi S, Strasser R, et al. (2026) Leadership as a catalyst for advancing social accountability in health professions education: AMEE Guide No. 187. Medical Teacher.
  4. Rashid MA, Ali SM, Dharanipragada K (2023) Decolonising medical education regulation: A global view. BMJ Global Health 8: e011622.
  5. Eichbaum QG, Adams LV, Evert J, Ho MJ, Semali IA, et al. (2021) Decolonizing global health education. Academic Medicine 96: 329-335.
  6. Naidu T (2023) Southern theory and decoloniality in health professions education. Medical Education 57: 692-700.

Lorentzian Distribution of Sn in the Ehrenfriedersdorf Pegmatite

DOI: 10.31038/GEMS.2026872

Abstract

The results indicate that tin enrichment is closely linked to processes occurring during the transition from supercritical to subcritical melt–fluid conditions. The Lorendian character of the distribution is consistent with critical phenomena, phase separation, and long-range correlation effects rather than conventional equilibrium partitioning. These findings support a model in which a substantial proportion of tin was introduced by mantle-derived supercritical fluids or melts, providing an alternative explanation for the exceptional enrichment observed in the Ehrenfriedersdorf deposit and related Variscan tin systems. Beyond its implications for the Ehrenfriedersdorf deposit, this study provides a new conceptual framework for understanding metal enrichment near critical melt–fluid transitions, with potential applications to the genesis of tin and other rare-metal deposits worldwide.

Keywords

Tin (Sn), Lorentzian distribution, Pseudo-Lorentzian distribution, Ehrenfriedersdorf tin deposit, Variscan tin deposits, Pegmatite, Pegmatitic quartz, Melt inclusions, Granitic melts, Ore-forming elements, Cassiterite (SnO₂) 

Introduction

Melt inclusions in pegmatitic quartz from the Variscan tin deposit Ehrenfriedersdorf, Erzgebirge, Germany, provide important information on the evolution of volatile-rich granitic melts and on the enrichment of ore-forming elements such as tin. During investigations of rehomogenized melt inclusions, different inclusions initially appeared to show variable proportions of glass and fluid. To evaluate these variations quantitatively, the water content of the inclusion systems was determined by Raman spectroscopy, and tin concentrations were measured by electron-microprobe techniques. This approach produced a large analytical data set in which water can be used as a common reference component for comparing the behavior of tin and other elements. A key requirement for this interpretation is the homogenization of melt inclusions at controlled temperatures and pressures. Previous experimental work demonstrated that melt inclusions from the Ehrenfriedersdorf pegmatite were trapped under different temperature-pressure conditions. Therefore, approximately 500 µm-thick doubly polished sections were prepared, and a new sample was used for each homogenization experiment. Experiments were carried out at constant pressure conditions of 1, 2, and 3 kbar and at temperature steps of 50°C between 500 and 750°C, with each step held for 20 hours. Additional intermediate temperature steps were later performed as controls. Further experimental details are given by Thomas et al. (2009) [1] in the electronic supplementary material. In the present contribution, tin is examined as a representative element because its distribution relative to water shows an unexpected and highly systematic pattern. Plotting Sn concentration against H2O content reveals a Lorentzian-type distribution in projection, whereas the full interpretation requires consideration of the three-dimensional H2O-temperature-Sn relationship. The aim of this study is therefore to describe the Lorentzian distribution of Sn, evaluate its geometric correction from the projected plane to the real solvus-curve path, and discuss the implications for element enrichment in the Ehrenfriedersdorf pegmatite system.

Sample Material

Pegmatite quartz from the Sauberg mine near Ehrenfriedersdorf, Erzgebirge, Germany, was used as the sample material. The investigated quartz contains melt inclusions that are suitable for reconstructing the composition and evolution of the pegmatitic melt. A concise description of the geological setting and sample background is given by Thomas (2026) [2], including the relevant references cited there. The data points used in the present study represent mean values calculated from at least ten paired measurements of H2O content and Sn concentration. Where direct measurements were not available, selected values were obtained by interpolation to complete the distribution pattern.

Results

Figure 1 shows the generalized results of the tin and water determination in the coordinates X = H2O in [%(g/g)], Y = temperature in °C, and Z = Sn concentration in ppm.We see from the three-dimensional diagram that Sn is related to the solvus curve (in the H2O-temperature plane) and forms a three-dimensional shape, which shows as a projection to the parallel plane (H2O-Sn) that goes through the critical point (25.9% H2O at 720°C) of the solvus curve an even Lorentzian distribution curve.

Figure 1: Distribution of Sn in the H2O-T-Sn-room.

The computer (analyses with OriginPro 6.1) gives the following characteristic Lorentzian data (Table 1). Because the projected axes are Sn in ppm and H2O in %, the projected area is approximately: ppm ∗ % H2O. The Lorentzian curve for the projection onto the H2O-Sn plane is shown in Figure 2.

Table 1: Results of the Lorentzian distribution (projection to the H2O-Sn-plane).

Area

Center Width Offset Height R2
58852 25.7 % H2O 2.29 % H2O 582.2 ppm Sn 16345 ppm Sn

0.98356

Figure 2: Lorentzian curve for Sn in the coordinates H2O [%(g/g)] and Sn (ppm). The characteristic data are in Table 1.

Because this plot is only a projection into the H2O-Sn plane, the area and width data are too small. To solve the area dilemma, we determine the arc segment of the solvus curve, for which the equation Y = 457.88726062 + 24.41440722*X – 0.67448344*X*X + 0.00446272*X*X*X is valid in the H2O-T plane (H2O = X, T = Y), between the points X1 = 5.0 and X2 = 52.0 and Y1 = 563.7 and Y2 = 531.2.

The arc-length integral is (see, for example, Thomson, 1956) [3]

So

Also, the vertical change along the polynomial between the endpoints is approximately

Y (52) – Y (5) ≈ -32.5

but the curve first decreases strongly and then increases strongly, so the total traveled curve length is much larger than the straight-line endpoint distance.

Therefore:

L ≈ 433.74

The arc length 433.74 for the solvus curve is therefore, by division, the factor 433.74/32.5 ≈ 13.3. By this factor, the area of the room Lorentzian curve is greater than the projection (Table 2).

Table 2: Results of the corrected area of the room Lorentzian distribution.

Area

Center Width Offset Height R2
785,430 25.7 % H2O 30.6 % H2O 582.2 ppm Sn 16345 ppm Sn

0.98356

The area under the Lorentzian curve means the integrated amount represented by the peak.

In your case, the Lorentzian curve describes Sn concentration as a function of H2O content. Therefore, the area is not just the maximum Sn value; it is the total Sn enrichment spread over the H2O interval.

then:

  •  is the background or offset,
  • is the center of the peak,
  • ϒ is the width parameter,
  • A is the area of the Lorentzian peak above the background.

So the value Area = 58852 in Table 1 means:

the integrated Sn enrichment above the background in the projected H2O–Sn plane.

Because the axes are H2O in % and Sn in ppm, the projected area has the unit approximately:

ppm Sn ∗ %H2O.

Thus,

58852 x 13.35 ≈ 7.86 x 105

So the corrected area represents the integrated Sn enrichment along the real solvus-curve path, not only its 2D projection.

Using the same correction factor from your document, the real width for the room curve is:

With:

Projected width = 2.29 % H2O

we get:

2.29 x 13.3458 = 30.56

So the real width is approximately: 30.6 % H2O in the same corrected arc-length scale of the H2O–T solvus curve. Applying the same arc-length correction factor used for the area, the projected Lorentzian width of 2.29% H2O corresponds to a real room-curve width of approximately 30.6 units along the solvus curve (see Table 3).

Table 3: Results of the corrected area of the room Lorentzian distribution.

Area

Center Width Offset Height R2
785,674 25.7 % H2O 30.6 % H2O 582.2 ppm Sn 16345 ppm Sn

0.98356

An explanation of the data is in Table 4.

Table 4: Primary projected and corrected room-curve Lorentzian parameters.

Parameter

Primary projected value Corrected room-curve value

Change

Area 58,852 ≈ 785,674 Changes by the arc-length factor.
Center 25.7 % H2O 25.7 % H2O No change in the H2O coordinate.
Width 2.29 % H2O ≈ 30.6 arc-length units Changes if expressed along the real solvus curve.
Offset 582.2 ppm Sn 582.2 ppm Sn No change; vertical Sn value.
Height 16,345 ppm Sn 16,345 ppm Sn No change; vertical Sn value.
R2 0.98356 0.98356 No change in the fit quality.

Only the area and the width are transformed by the arc-length correction factor. The center, offset, height, and R2 remain unchanged when they are reported in their original coordinates.

What Represents the Area?

The fitted area

A = 785 674 ppm Sn × % H2O

and the integral is

where Sn is in ppm, and H2O is expressed in percent. Thus, the area has mixed units and is not yet a mass.

Calculation of the Average Sn Concentration

The average concentration represented by the Lorentzian over the H2O interval is

with

ΔH2O = 30.6%.

The H2O center remains 25.7% H2O,

  • The offset is 582.2 ppm Sn, and it represents the background Sn concentration or baseline level of the Lorentzian Because it is a vertical Z-value in ppm Sn, it is not affected by changing the horizontal coordinate from projected H₂O distance to real arc length.
  • Raman-band positions were calibrated before and after each measurement series using the Si band of a semiconductor-grade single-crystal silicon chip. Based on 20 repeated measurements, run-to-run reproducibility was ± 0.2 cm⁻¹ for silicon (520.2 ± 2 cm⁻¹) in the range from 100 to 1450 cm⁻¹. As a second reference, a water-clear diamond crystal from Brazil was used. The first-order diamond line was measured at 1330.1 ± 0.6 cm⁻¹, with a FWHM of 5.1 ± 0.1 cm⁻¹ (see also Solin and Ramdas, 1970).
  • The height also remains unchanged. The height value, 16345 ppm Sn,is a vertical concentration value in the Sn It describes how high the Lorentzian peak rises above the offset/background. Because the arc-length correction changes only the horizontal coordinate from projected H2O distance to real distance along the solvus curve, it does not change vertical Sn values.

Discussion

We have shown that the simple Lorentzian function on projection to the H2O-Sn plane is only a first approximation, because the room-curve of the Sn-distribution in the H2O-T plane is significantly larger. From the arc-length integral, the total traveled curve length is much larger than the straight-line endpoint distance: L ≈ 433.74. As a result, the area and the width under the room curve significantly increase. That means that Sn enrichment in the pegmatites from Ehrenfriedersdorf is very large and incompatible with the enrichment of tin in granites. In Thomas (2026) [2], the Lorentzian data for 8 further elements are presented. The two Gaussian distributions (Zn, WO3) in Table 1 are exceptions that must be tested. According to Hösel (1994) [4], the granites from Ehrenfriedersdorf contain, on average, 36.2 ± 17.7 ppm Sn and are typical Sn granites. Granites generally contain 3 ppm Sn [5]. That is an enrichment of about 12. The deposit contains many pegmatites and pegmatite-like bodies [6] see Figure D in it. So a rich Sn deposit as Ehrenfriedersdorf cannot be formed by further enrichment of Sn via hydrothermal processes. We would need a huge amount of water and a multistage enrichment process. This contribution shows evidence of a high-temperature source of tin and water. A large part of the Sn and water also comes with supercritical fluids (SCF) or supercritical melts (SCM) from mantle depths [7]. That fluid contains not only dissolved tin but also suspended crystals of orthorhombic cassiterite in high amounts, as demonstrated by Thomas (2024) [8].

Above, we have shown that the transition of a supercritical melt/ fluid (SCF, SCM) to a subcritical state occurs when temperature and/or pressure drop below the critical point. The following key things happen:

  • Above the critical point, there is no sharp distinction between liquid and The material exists as a single supercritical phase.
  • Crossing below the critical point restores the liquid-vapor phase A distinct liquid phase and single vapor phase can exist again.
  • If the path crosses the coexistence curve, the fluid may separate into liquid and gas, often through nucleation and growth of bubbles or droplets.
  • Near the critical point, properties such as diffusivity, viscosity, density, compressibility, and heat capacity change very rapidly.
  • In many systems, the change is not always abrupt exactly at the critical point; supercritical fluids can pass through a region where they gradually change from liquid-like to gas-like This crossover concept is described as the Widom line.

From Figures 1 and 2 and Table 1 in Thomas (2026) [2], we know that a row of elements is Lorentzian distributed after a supercritical-to-subcritical transition, with enrichment factors from 1000 to 10000 at the center ~ equal to the critical point of the solvus curve. Such processes are usually critical-concentration mechanisms, not ordinary equilibrium partitioning.

Possible reasons include:

1. Critical-point density fluctuations:

Near the critical point, density fluctuations become extremely large. Certain trace elements may strongly prefer one local environment over another. As the system crosses into the subcritical regime, these fluctuations can “collapse” into separated phases, concentrating elements into narrow zones (boundary layers: see London, 2008) [9]. This can produce very sharp peaks, long tails resembling a Lorentzian distribution, and partition coefficients that exceed normal values.

2. Fluid-melt phase separation:

When a supercritical melt-fluid system unmixes, one phase may become highly enriched in incompatible elements, and the complementary phase becomes depleted. Element concentrations can increase by orders of magnitude if the enriched phase occupies only a tiny fraction of the volume (melt inclusion).

3. Spinodal decomposition (see Binder, 1987) [10]:

If the system enters a spinodal region rather than nucleating discrete droplets, composition waves form spontaneously, and peak concentrations may follow Lorentzian or Cauchy-like profiles because correlation lengths become very large near criticality.

4. Focusing by diffusion and advection:

During rapid decompression, the elements migrate toward fluid-rich channels; flow and diffusion can “focus” elements into narrow fronts. The resulting profile often has a sharp center and broad wings that are better fit by Lorentzian than Gaussian.

5. Nanoparticle or colloid transport:

Many metals, for example (Sn, Nb, Ta), can be transported as nanoclusters, colloids, or complex molecular processes with finite variance.

When the supercritical state breaks down, these species may precipitate into extremely small volumes (melt and fluid inclusions), generating apparent factors of 10000 or more.

Why specifically a Lorentzian distribution? A Gaussian profile usually indicates many independent random processes with a finite variance. A Lorentzian form often appears when correlation becomes long-ranged, critical phenomena dominate, rare large excursions control the distribution, and resonance or singular behavior occurs near a critical point [11].

Conclusions

Tin concentrations in melt inclusions from the Ehrenfriedersdorf deposit follow a pseudo-Lorentzian distribution in H₂O–T–Sn space, with enrichment closely associated with conditions near the supercritical–subcritical melt–fluid transition. Correcting for the geometry of the H₂O–temperature solvus reveals that conventional two-dimensional projections substantially underestimate the extent of Sn enrichment. The results suggest that critical phenomena played a major role in tin transport and accumulation and support a significant contribution of mantle-derived supercritical fluids or melts to ore formation. More broadly, this approach provides a new framework for investigating metal enrichment in tin and other rare-metal systems.

Acknowledgment

The author thanks Dr. Adolf Rericha (Falkensee, Germany) for the intense discussion on the Lorentzian distribution of elements.

References

  1. Thomas R, Davidson P, Rhede D, Leh M (2009) The miarolitic pegmatites from Königshain: a contribution to understanding the genesis of Contrib Mineral Petrol 157: 505-523.
  2. Thomas R (2026) Attempt to interpret the exceptional element enrichment and distribution in pegmatites related to the Variscan tin deposit at the example of Ehrenfriedersdorf, Geol Earth Mar Sci 8: 1-8.
  3. Thompson SP (1956) Höhere Mathematik und doch verständlich. Pg: 238.
  4. Hösel G (1994) Das Zinnerz-Lagerstättengebiet Ehrenfriedersdorf/ Freiberg. Pg: 195.
  5. Rösler HJ, Lange H (1975) Geochenische VEB Deutscher Verlag für Grundstoffindustrie Leipzig. Pg: 700.
  6. Schröcke H (1954) Zur Paragenese erzgebirgischer Zinnlagerstätten. Neues Jb Mineral. Abh 87: 33-109.
  7. Thomas, R.; Davidson, P.; Rericha, A.; Recknagel, U (2023) Mineral inclusions in a crustal granite: Evidence for a novel transcrustal transport mechanism.Geosciences 13.
  8. Thomas R (2024) The CaCl2-to-rutile phase transition in SnO2 from high to low pressure in Geol Earth Mar Sci 6: 1-4.
  9. London D (2008) Pegmatites. The Canadian Mineralogist. Special Publication 10. Pg: 347.
  10. Binder K (1987) Theory of first-order phase transition. Reports on Progress in Physics 50: 783-840.
  11. Thomas R (1994) Estimation of the viscosity and the water content of silicate melts from melt inclusion EJM 6: 511-535.

New Lower Devonian Collections Stored at the National Museum of Natural History NAS of Ukraine

DOI: 10.31038/GEMS.2026864

Abstract

We received new collections in our department which are stored at the museum and deal with the Devonian System. First investigation of the Devonian palaeontology of Ukraine was published by Pusch (1829-1831), than Eichwald (1840), F. Schmidt (1873-1876) and others. The known Polish researcher Roman Kozlowski (1929) published monograph deal with Lower Devonian brachiopods of Podillia. After the Second World War, study of the Devonian sections during the 1960s was connected with geological prospecting. Most outcrops along the Dniester River in the middle part of the valley were available for study. Lower Devonian fossils are represented by diverse remains of brachiopods, molluscs, corals, bryozoans, graptolites, echinoderms, conodonts, and others.

The outcrops open Lower Devonian sequence available in Volley Dniester River and left tributaries. An especially good outcrop opens Mytkiv Suite on slops of Nichlava River near Verkhniakivtsy Village (Tsegelnjuk, 1974).

Keywords

Lower devonian, Ukraine, Brachiopods, Corals, Gastropods, Pelecipods, Crinoids, Museum collections

Introduction

In total the National Museum of Natural History in Kyiv has only twelve collections with Devonian samples, collected from 1874 to 2011. Two of the older collections were transferred from the Kyiv University as a result of reorganisation of that institution. Authors for conservation as monographically described collections gave the others. Some samples displayed in the Museum whereas others are stored in the hall of “monographical collections” which are only allowed to be visited by specialists. These monographical collections were assembled by P.N. Venjukov, P.D. Tsegelnjuk, V.P. Grytsenko and others. In Ukraine, the Lower Devonian (Lokhcovian) sections are very good exposit, with total thickness near 577 m. The outcrop sections are located on the banks of Dniester River and it tributaries (Figure 1). The Lokhcovian sequins’represented by three members (Borschiv – 256 m, Chortkiv – 195 m and Ivane – 126 m Formations) divided by lithologicaly fitures. More than 400 samples from these sections are represented by brachiopods, corals, crinoideas, graptolites, molluscs and trilobites, ostracodes and bryozoans. Other samples obtained from the boreholes in Podillia, which are located along the western slope of the Ukrainian Shield, extending in Chernivtsy and Ternopil district (Figure 1). Some samples of boreholes core with fossils not studied yet.

Figure 1: Geological map of Ukraine (Bragin et al. 2001, p.67), showing locations mentioned in the text).

Material and Methods

The new collection was send us from Illia Zakharov in 2026. We are grateful to him for the gift. The collection number IBS-AF. GMC_8686. The collection consist from more than hundred samples (brachiopods, molluscs, coralls, stromatoporata, briozoan, trilobites, fragments of crinoidea and others). A graptolite Monograptus uniformis found recently again [1]. The section represented by an alternation thick beds (2-3 m) of gray mudstones and thin beds (1-2 cm) of limestone, both includes different fossils. Total thick – 24 m. The samples washed in ultrasonic machine with washing powder. As result we got almost clean fossils. Different monographs used to identify fossils [2]; Nikiforova, 1954, Third International Symposium on Silurian and Devonian Boundary and Lower and Middle Devonian Stratigraphy. Atlas of Silurian and Early Devonian Fauna of Podolia (appendix to the guide), Leningrad, 1968, and others.

Results and Discussion

The Lower Devonian deposits in the territory of Ukraine first described and published by Pusch (1829-1831), than Eichwald (1840), F. Schmidt (1873-1876) and others. The known Polish researcher Roman Kozlowski (1929) published monograph deal with Lower Devonian brachiopods of Podillia. After the Second World War, study of the Devonian sections during the 1960s connected with geological prospecting. Most outcrops along the Dniester River in the middle part of the valley were available for study. Diverse remains of brachiopods [2,3], molluscs, corals [4,5], bryozoans, graptolites, conodonts [6,7] and others represent lower Devonian fossils. In the collection three younger samples geologically age, the Cretaceous, found (Figure 2, m-o). The beginning of Lokhcovian Stage in Podillian region now connect with rest of graptolites Monograptus uniformis which was found at the base of the Khudykivtsy Subformation in most of outcrops [8,9]. Stratigraphically overlying units are the Mytkiv, Bogdanivka Subformation of Borschiv Formation [10]. Next two Formations Chortkiv and Ivane same belongs to Lokhkiv Stage – the first Stage of Lower Devonian (Stratigraphical schema of Devonian deposits of Volynopodylian Konstantinenko, Kotl The section of the sequence iar, 2013, p/ 202-203). The sequence represented mostly by argillite with interbeds of limestone and marls which are full of remains of different fossils. The thickness of the sequence of Mytkiv Subformation is near 125 m. The limestones and mudstones (argillites) from our collection includes different species of brachiopods (Schellwienella preumbracula Kozl., Rugoleptaena emarginata Kozl., Ripidomelloides frequens Kozl., Howellella angustiplicata Kozl., Atrypa nieczlaviensis Kozl., Lanceomyonia borealliformis (Siem.) and others; crinoides Podolicrinus nikiforovae Yelt., Scyphocrinites elegans Zenk., and others, graptolites Monograptus uniformis Prib.; trilobites Warburgella rugulosa Alth, Acastella tiro Richt. R.F., Homolanotis sp. and other. Interest, some fossils were affected by wave action, indicated significant turbulence at certain stages of sea basin development [5].

Figure 2: a – Homalonotus roemeri (?) Richt.R.F.; b, c – Cephalopoda gen. et sp. ind.; d, f – Stromatopora sp. ind.; g – Grammmysia (?) sp.; j, i – Dualina nigra Barr.; k – Scyphocrinites elegans Zenk.; l – Podoliocrinus nikiforovae Yelt. (a-l – Upper part of Lokhkiv Stage, Mytkiv Formation); m – Cydaris sp.; n – Actiocamax sp.; o – Stylina sp. (m-o – Cretaceous). Outcrop on banks of Nichlava River, Verkhniakivtsy Village near Borschiv Town), Scale bar calibrated in 10 mm intervals and 5 mm.

Devonian deposits distributed in Ukraine on the western slope of the Ukrainian Shield. In the Middle Transdniester Region, these rocks include limestone, marls, and mostly argillites. The deposits join in Tiverian Regiostage that includes three Formations (Borschiv, Chortkiv and Ivane). The sections include a rich fossil assemblage although preservation are not very good in some cases due to influence of waves and crystallization. Nevertheless, described different fossils: crinoids [11], brachiopods [2]; Nikiforova, 1954) graptolites [12], trilobites (Balashova, 1968), ostracods [13,14], conodonts [6,7], corals Acmophyllum armatum Syt. [15], gastropods [16-19] and other fossils were found and studied. The Lower Devonian deposits and fossils that actively investigated in Ukraine in the second half of the 20th century support correlation mostly with the Barrandien of Czech Republic and Belgium (Gedinian Stage). The sedimentation during the Lower Devonian and the fossils testify shallow water conditions and warm water with normal salinity. In the Upper part of Lokhcovian sediment sequence indicate slowly shallowing and possibly desalination. Appearance of red colour siltstones and sandstones with remains armoured (shelled) fish suggest a shallowing sea and warmer climate. The injuries in the Early Devonian rhynchonelliform brachiopods Lanceomyonia borealiformis [3] described by Dernov and Grytsenko from outcrop Verkhniakivtsy Lokhcovian Stage of Lower Devonian [3]. A total biostratigraphic analysis of the Lower Devonian deposits in Ukraine [10].

Conclusion

The relatively large thickness of the Lower Devonian deposits provides evidence of an active regressive tectonic regime due compensation of dipping by a sedimentation. In lower part of Lower Devonian, the rocks represented mostly by the mudstones (argillites) with thin and interbeds of limestone/ without unconformities and conglomerates – evidence of slow and continuous accumulation of sediments and shoreline migration. The relative depth open sea beginning of Devonian proves by graptolite finds. Nevertheless, upper part relatively shallow water and wave activity indicated by that locality in the rolling of remains in upper parts of the Borschiv Formation of Podillia (Figure 2g, k, l). The sea sediments and fossils studded along the western edge of the East European platform. Shell injuries prove the presence of predators in this sea basin. The younger fossils indicate transgression of Cretaceous sea.

Acknowledgement

We would like to thank the reviewers; whose comments and suggestions improved the quality of the final version of the manuscript. This study was funded by the National Museum of Natural History, National Academy of Sciences of Ukraine (No. 0122U000429).

References

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  3. Dernov Vitaly, Grytsenko Volodymyr (2025) Shell injuries in the Early Devonian rhynchonelliform brachiopods Lanceomyonia borealiformis (Siemiradzki, 1906) from Podillia, western Ukraine. Acta Palaeontologica Romaniae 21: 59-67.
  4. Grytsenko VP (2016) Geological diversity of Vendian-Lower Devonian of Podillia. The problems of Geology Phanerozoic of Ukraine. – Lviv 2016.
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  6. Drygant DM (1971) Conodontovye zony asnalogov Ludlowskogo i Gedinskogo yarusov v In: Granitsa Silura i Devona i biostratigrafia Silura. Trudy III Mezhdunarodnogo symposiuma. I: 85-89 (in Russian).
  7. Drygant DM (2010) The conodonts of Devonian Southern-Western outskirt of East-European plateform (Volyno-Podillia, Kyiv: Akademperiodyka NAS of Ukraine: 156 (in Ukrainian).
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  9. Tsegelnjuk PD (1981) Stratigraphy Lower Devonian south-west outskirt of Easteuropean Thectonik and Stratigraphy 21: 3-16 (in Russian).
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  14. Abushik AF (1971) Ostracodes from the basic section of the Silurian – Lower Debvonian of In: Paleozojskie ostracody iz opornykh razrezov evropejskoj chaste SSSR. (Ivanova V.A., ed). Pg: 7-133. /Nauka, Moscow (In Russian).
  15. Sytova VA (1968) Tetracorally Skalskogo i Borschovskogo gorizontov Izd LGU. Pg: 57-71. (In Russian).
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Direct Mantle–Crust Interaction by Supercritical Fluids and Melts: Evidence from High-Pressure Mineral Inclusions

DOI: 10.31038/GEMS.2026863

Abstract

High-pressure and ultra-high-pressure mineral inclusions enclosed in comparatively low-pressure crustal rocks provide evidence for rapid material transfer between deep lithospheric or mantle-related domains and upper-crustal mineral-forming environments. This study summarizes observations from emerald-bearing rocks of the Habachtal/Austria, prismatine granulite from Waldheim/Saxony, topaz from the Greifenstein granite, cassiterite from Variscan tin deposits, and related occurrences. The documented phases include diamond, moissanite, coesite, stishovite, lonsdaleite, reidite, orthorhombic cassiterite, and other high-pressure minerals. Many occur as smooth spherical or subspherical crystals, locally with composite textures, indicating entrainment, mechanical abrasion, and possible chemical modification during transport. These features cannot be explained satisfactorily by conventional low-pressure hydrothermal models or by equilibrium mineral assemblages inferred for the host rocks. Instead, they are interpreted as evidence for transfer by supercritical fluids or melts in which H2O and aluminosilicate components are fully miscible. Such media combine high mobility with the capacity to carry dissolved elements and suspended mineral relics, allowing tiny high-pressure crystals to move rapidly through the crust and survive before complete inversion to low-pressure polymorphs. The Raman-confirmed presence of diamond spherules in emerald from Habachtal provides additional evidence that high-pressure mineral relics were transported into the emerald-forming environment by supercritical media. These supercritical systems also provide a mechanism for extreme, selective enrichment of elements. Water-rich melt inclusions, Lorendian element distributions, and high Sn and Be concentrations indicate non-equilibrium concentration during the transition from supercritical to undercritical conditions. Together, the evidence supports direct mantle–crust interaction mediated by supercritical fluids or melts and suggests that this process may be important, but previously underestimated, in the formation of granitic, pegmatitic, and ore-related systems..

Keywords

Coesite, Diamond, High-pressure mineral inclusions, Mantle–crust interaction, Metal enrichment, Moissanite, Supercritical fluids, Supercritical melts, Trans-crustal transport, Water-rich melt inclusions.

Introduction

High-pressure and ultra-high-pressure mineral inclusions hosted by rocks that otherwise record comparatively low-pressure crustal conditions pose a fundamental problem for conventional models of crustal mineral formation. Minerals such as diamond, moissanite, coesite, stishovite, reidite, lonsdaleite, and orthorhombic cassiterite require formation or stabilization at pressures far above those inferred for many host assemblages. Their survival in granitic, pegmatitic, metamorphic, and ore-related settings therefore requires a mechanism capable of rapidly transferring material from deep lithospheric or mantle-related domains into upper-crustal environments while limiting transformation to lower-pressure polymorphs. Recent observations from emerald-bearing rocks of the Habachtal, prismatine-bearing granulite from Waldheim in the Saxon Granulite Massif, topaz from the Greifenstein granite, and cassiterite from Variscan tin deposits point to such a process. These occurrences contain high-pressure mineral relics, water-rich melt inclusions, and trace-element distributions that are difficult to explain by equilibrium crystallization or conventional low-temperature hydrothermal redistribution alone. In several examples, the inclusions are smooth, spherical to subspherical, or composite, suggesting entrainment, mechanical abrasion, and possible chemical modification during ascent. This contribution evaluates the interpretation that supercritical fluids or melts served as the principal carrier. When H2O and aluminosilicate components become fully miscible, supercritical media can combine the mobility of fluids with the element-carrying capacity of melts. In this state, they can mobilize dissolved components and entrain mineral relics, enabling rapid trans-crustal transfer of high-pressure phases and selective enrichment of metals and volatile components. The paper builds on earlier work presented at the ACROFI IX meeting in Nanjing in 2022, where complete miscibility between silicate melts and hydrous fluids and the enrichment of selected elements in the supercritical state were discussed. Since then, additional observations have strengthened the case that this mode of transfer may represent a broader geological process. The following sections summarize key examples and examine their implications for direct mantle–crust interaction, rapid material movement, and the formation of granitic, pegmatitic, and ore-related systems.

Results

Emerald from the Habachtal

The Habachtal emerald deposit provides an important starting point for evaluating the role of deep-derived inputs in crustal mineral-forming systems [1,2]. Re-homogenization experiments on melt inclusions yielded temperatures of approximately 700°C at 5 kbar, substantially higher than many earlier estimates for emerald formation in this locality. As shown in Figure 1, a key observation is the presence of water-rich melt inclusions containing approximately 30 wt.% H2O. These inclusions were previously easy to overlook or misclassify as solid inclusions, but their abundance and composition indicate that they are central to understanding emerald formation at Habachtal. Similar secondary inclusion planes have also been observed in topaz from Schneckenstein [3], where they occur perpendicular to the c-axis. Following Taleb’s (2018) [4] emphasis on rare but highly significant observations, these inclusions can be regarded as diagnostic rather than incidental. Their occurrence challenges interpretations based solely on conventional fluid inclusions. In addition, Figure 2 shows a well-defined Lorentzian relationship between MgCO3 content and water concentration, suggesting non-equilibrium enrichment in a supercritical medium.

 

Figure 1: Melt inclusions in emerald from Habachtal/Austria. a) Melt inclusion in emerald composed of a large glass part (G), two liquid phases L1 and L2, and a small vapor phase (V). b) Melt inclusion in emerald with glass (G), liquid (L), and vapor (V). c) Melt inclusion in the same emerald crystal. G – glass, L – liquid phase, V -vapor phase, and a MgCO3 daughter crystal.

The relationship shown in Figure 2 can be interpreted as evidence for an ion-exchange process involving carbonate complexes, expressed schematically as BeCO3 → MgCO3. In this interpretation, Be was transported in a supercritical fluid as a carbonate species, whereas Mg was supplied by interaction with the surrounding rocks. A broader summary of supercritical fluids and melts in granites and pegmatites is given by Thomas et al. (2022) [5].

 

Figure 2: Lorentzian distribution of MgCO3 content versus water concentration in carbonate-bearing melt inclusions.

New Raman spectroscopic results, including the detection of diamond spherules in emerald and in melt inclusions, support the involvement of supercritical media in emerald formation (Table 1).

Table 1: Results of Raman measurements in the first-order diamond Raman region of emerald from Habachtal, Austria.

Diamond

FWHM G-band FWHM n
1331.5 ± 1.5 cm-1 62.0 ± 20.0 cm-1 1579.1 ± 6.4 cm-1 63.2 ± 12.4 cm-1

9

FWHM = full width at half maximum; n = number of measured crystals.

The broad first-order diamond band and associated G-band indicate very small, structurally imperfect diamond or diamond-like carbon (DLC) particles, consistent with rapid transport and partial modification in a supercritical medium. The principal result from Habachtal is that emerald crystallization began near 700°C and 5 kbar from a supercritical, water-rich silicate melt containing approximately 30 wt.% H2O. These conditions require a reassessment of the deposit’s formation model. These results contrast with previously accepted pressure-temperature estimates for the pre-Alpine event (<3 kbar and <450°C) and the Alpine event (4.5–6 kbar and 500–550°C [6-9]. Those estimates were derived mainly from mineral equilibria, whereas the present observations point to a supercritical input that may not have been in equilibrium with the host assemblage.

Spherical Crystals in the Prismatine Rock from Waldheim/ Saxony

To test whether this process is restricted to Habachtal or reflects a broader phenomenon, prismatine-bearing granulite from Waldheim in the Saxon Granulite Massif was examined by polarization microscopy and micro-Raman spectroscopy. The Waldheim samples contain ultra-high-pressure mineral inclusions in rocks that otherwise record crustal metamorphic conditions. Water-rich stishovite and coesite occur in the prismatine-bearing granulite. According to Ono et al. (2017) [9], these phases indicate pressures of approximately 8–9 GPa at about 1000°C, corresponding to depths of roughly 240–300 km. These values are far higher than the maximum pressure of about 1.0 GPa estimated for prismatine crystallization by Rötzler et al. (2008) [10]. A characteristic feature of the Waldheim material is the abundance of spherical to subspherical mineral inclusions with smooth surfaces and diameters commonly between 10 and 50 µm. These inclusions are mostly monomineralic and include zircon, diamond, moissanite, coesite, and related phases. They occur mainly in prismatine but are also present in corundum, dravite, garnet, and sillimanite. In the prismatine rock, the zircon sphere frequency is approximately 180 per cm3. Kalkowsky (1907) [11] had already described such smooth zircon spheres as resembling oil drops, although no genetic interpretation was proposed at that time. Some inclusions are composite, with one rounded crystal enclosed within another; for example, anorthite spheres occur within a corundum matrix. These textures suggest mechanical abrasion and possible chemical corrosion during movement in a fast-moving supercritical fluid or melt. The occurrence of spheres within spheres further implies that the process was multi-stage. Figures 3–6 illustrate representative spherical and subspherical inclusions from the Saxon Granulite Massif. Their morphology and internal relationships provide direct textural evidence for transport and entrainment.

Figure 3: a) Reidite-zircon inclusion in quartz. b to d) zircon in prismatine. e) a conglomerate of coesite ellipsoids in prismatine. f) spherical anorthite crystals in an ellipsoid corundum crystal.

Figure 4 shows a zircon–reidite inclusion in the center of an elliptical high-quartz crystal. Radial fractures in the quartz host are consistent with volume expansion during the transformation of primary reidite to zircon. Figure 5 shows an elliptical kyanite inclusion in dravite.

Figure 4: Zircon-reidite crystal in the center of a high-quartz crystal.

The zircon–reidite transition requires minimum pressures of approximately 8–12 GPa at 1100–1900 K under supercritical conditions [12].

Figure 5: Elliptical kyanite inclusion in dravite. Near this inclusion is a spherical aggregate of nano-diamond, moissanite, and graphite, as well as a water-rich supercritical melt inclusion.

Figure 6 shows albite enclosed within a spherical corundum crystal, providing another example of a composite inclusion texture. These spherical crystals are mineralogically foreign to the Waldheim prismatine assemblage and are therefore interpreted as exotic inclusions introduced during rapid transport via supercritical media.

Figure 6: Albite inclusion in a spherical corundum crystal.

If supercritical transfer is a general geological process, comparable evidence should occur in other settings. Variscan mineralizations in the Erzgebirge commonly show features consistent with supercritical fluids or melts. That prompted a search for comparable rounded inclusions in granitic minerals, where similar textures were identified in topaz and plagioclase.

Spherical Crystals in Topaz from the Greifenstein Granite

Topaz from the Greifenstein granite contains numerous rounded to elliptical inclusions. Their smooth morphology suggests incorporation during the rapid crystallization of the host topaz. Such rapid growth may have helped preserve high-pressure minerals derived from greater depth (Figure 7).

Figure 7: Disk-like elliptical graphite inclusion in topaz of the Greifenstein granite.

As in the Waldheim prismatine rock, the Greifenstein inclusions are out of equilibrium with the low-pressure host assemblage. Their occurrence in topaz therefore provides additional evidence for the introduction of high-pressure and high-temperature mineral relics from deeper domains (Figures 8-10).

Figure 8: Diamond in a moissanite (SiC)-rich spherical inclusion in topaz from the Greifenstein granite. This inclusion is about 30-55 µm below the surface of the 300 µm-thick sample. Toz – topaz host crystal, TozOH – OH-rich topaz, SiC – moissanite, D – diamond, Qtz – quartz (primary stishovite or coesite – see the asymmetric volume change), Coe – coesite.

Figure 9: The diamonds in moissanite in topaz of the Greifenstein granite are mainly of the hexagonal diamond polytype. From 28 measurements, we obtained a value of 1325.4 ± 4.4 cm-1 for the diamond first-order line. The FWHM is 10.8 ± 4.1 cm-1. FWHM – Full Width at Half Maximum.

Figure 10: A complex moissanite (SiC) inclusion in topaz (Toz-2) from the Greifenstein. granite. D – diamond, Sti – stishovite, Coe – coesite, Qtz – quartz. Toz-1 is an earlier topaz inside the moissanite aggregate. The paragenesis clearly shows that no preparation step introduces the moissanite inclusion.

Note that the SiC powder used for sample preparation has a grain size of 10 µm and always shows sharp edges (Figure 11).

Figure 11: Raman spectrum of moissanite, with bands at 755.5, 778.9, and 956.7 cm-1, and a two-phase diamond–lonsdaleite particle, with bands at 1310.7 and 1322.3 cm-1. The lonsdaleite mode of hexagonal diamond can vary between 1320 and 1327 cm-1.

Additional evidence comes from ore minerals that contain relics of high-pressure, high-temperature conditions. A representative example is the occurrence of mostly rounded orthorhombic cassiterite inclusions in tetragonal cassiterite from Variscan tin deposits in the Erzgebirge and Slavkovský les [11,12]. Figure 12 illustrates orthorhombic cassiterite inclusions in tetragonal cassiterite.

Figure 12: Orthorhombic cassiterite (o-SnO2) in tetragonal cassiterite (t-SnO2) Sn-19 from the Sauberg mine near Ehrenfriedersdorf.

Orthorhombic cassiterite inclusions in tetragonal cassiterite are abundant in several samples. For example, the cassiterite sample Sn-58 from Ehrenfriedersdorf contains more than 120,000 orthorhombic cassiterite crystals per cm3, with a mean diameter of 13.2 µm. Larger grains also occur; in sample Sn-70, grains reach 320 µm in diameter. Many orthorhombic cassiterite crystals are of the CaCl2-type structure and correspond to pressures of approximately 18.9 GPa [14], and references therein. Also, the cotunnite-type (PbCl2-type), which forms at pressures >74 GPa and high temperatures, is not rare. Their abundance suggests that Sn was not derived solely from the surrounding granite, but was introduced at least in part by supercritical fluids or melts from greater depth. A simple mass-balance calculation [13] supports this conclusion, because the approximately 38 ppm Sn content of the surrounding granite is insufficient to generate such a large and rich tin deposit. Earlier genetic models explained Variscan tin mineralization mainly through redistribution of granite-derived Sn by low-temperature hydrothermal processes, supported by fluid-inclusion homogenization temperatures near 400°C. However, the discovery of melt inclusions in quartz containing up to 16,300 ppm Sn substantially changes this interpretation. As in the Habachtal emerald system, conventional fluid inclusions appear to record secondary or late-stage processes rather than the primary metal-transport event (Figure 13).

Figure 13: Ehrenfriedersdorf, Sauberg mine: Lorentzian distribution of tin versus water concentration of the corresponding solvus curve. The maximum is about 16,300 ppm Sn and corresponds to the maximum solubility of Sn at the transition from supercritical to undercritical conditions at about 750°C.

Similar Lorentzian distributions, expressed as element concentration versus melt inclusion water content, were observed for 20 elements [5]. We interpret these distributions as resulting from direct interaction between supercritical fluids and/or supercritical melts generated in mantle regions and the crust. A further example is provided by topaz from Schneckenstein [3]. This topaz contains numerous fluid inclusions on planes perpendicular to the c-axis, with homogenization temperatures of 407 ± 25°C. Although these inclusions may appear primary, the same topaz also contains remnants of high-temperature, high-pressure Ti-topaz, diamond-like carbon (DLC) spheres, and statistically distributed spherical, colorless boron inclusions. Boron is normally black or dark-coloured and opaque, but it can become transparent under high pressures of approximately 19–89 GPa as boron atoms rearrange into different crystal structures [16]. Figure 14 shows a Raman spectrum of a mixture of α- and β-boron, as well as a photomicrograph of such a transparent boron sphere.

The Raman bands around 265 and 283 cm-1 are due to the topaz matrix. Because of the large Al supply from the topaz matrix, α- and β-AlB12 components are possible [3,17].

Figure 14: Raman spectrum of a mixture of a- and b-rhombohedral boron in topaz from Schneckenstein. The inset shows a spherical boron crystal with a diameter of 9 µm at a depth of 10 µm. The dark inclusion, possibly diamond, shows that the boron is transparent.

Conclusion

The results show that minerals preserved in comparatively low-pressure crustal host rocks contain inclusions that require high-pressure to ultra-high-pressure conditions. These phases include diamond, boron, moissanite, coesite, stishovite, lonsdaleite, reidite, orthorhombic cassiterite, and related minerals. Their occurrence in emerald, prismatine granulite, topaz, and cassiterite is difficult to reconcile with conventional equilibrium crystallization or low-temperature hydrothermal models alone. In particular, the Raman-confirmed diamond spherules in emerald from Habachtal strengthen the interpretation that high-pressure mineral relics were introduced into the emerald-forming environment by supercritical media. A recurring feature of these occurrences is the presence of smooth, rounded, spherical, or subspherical inclusions, locally including composite textures such as spheres within spheres. These morphologies indicate mechanical abrasion, entrainment, and possible chemical modification during ascent. The high-pressure mineralogy and preservation of metastable phases require rapid transfer, fast enough to prevent complete inversion to lower-pressure polymorphs during emplacement. The most consistent explanation is movement by supercritical fluids or melts in which H2O and aluminosilicate components are fully miscible. Such media combine high mobility with the capacity to carry dissolved elements and suspended mineral relics. In this model, supercritical fluids or melts can entrain tiny high-pressure crystals at depth, move them rapidly through the crust, and introduce them into mineral-forming environments that otherwise record much lower pressures. The Habachtal emerald, Waldheim prismatine granulite, Greifenstein topaz, and Variscan cassiterite examples also show that this mechanism is linked to element enrichment. Water-rich melt inclusions, Lorentzian element distributions, and exceptionally high Sn concentrations indicate non-equilibrium metal and volatile concentrations during the transition between supercritical and undercritical conditions. That provides a mechanism for selectively enriching elements such as Be and Sn and helps explain the unusually productive granitic and ore-forming systems. Overall, the evidence supports direct mantle–crust interaction mediated by supercritical fluids or melts. This process may be more widespread than previously recognized and should be considered when high-pressure mineral relics, rounded inclusion textures, water-rich melt inclusions, and extreme trace-element enrichments occur together in crustal rocks and mineral deposits.

Acknowledgment

I thank Paul Davidson (Hobart, Tasmania), Adolf Rericha (Falkensee, Germany), and Ulrich Recknagel (Schrobenhausen) for their discussions, which helped us prepare the underlying ACROFI lecture in 2022 in Nanjing.

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Universalism or Nationalism – Lessons from the Ukrainian War

DOI: 10.31038/GEMS.2026862

Abstract

Beyond the military, economic and political consequences on the whole of Europe, the brutal arrival in 2022 of the Ukrainian conflict has profoundly modified Western social thinking on a level that risks being prolonged in time. The fall of the Berlin Wall in 1989 seemed to open a window of freedom of thought, which was translated by an evolution of the conceptions of citizenship. In these conceptions, citizenship was then defined as an attachment to a democratic society and a will to maintain it. This period is now in danger of being forgotten in favor of nationalism and the abandonment of the organization of a world space where different forms of citizenship could coexist. Under what forms can new spatial organizations be imagined amid nationalism?

The Ukrainian crisis, which had been simmering for a long time, abruptly reignited media discourse in 2022 on universalist goals. It erupted amid a climate of relative international peace, which—in the context of the European Union’s formation and gradual expansion—had stripped the ideas of national citizenship of their aggressive nature. In this sense, one could say—and I myself had written at the time that this conflict marked the end of universalism. The increasingly dramatic events of the four years that followed led to more complex interpretations. The event transcended the meaning attributed to it at the time in the Western world, leading to a reexamination of universalism itself. Jürgen Habermas defines citizenship as an attachment to a political culture founded on democracy and civil rights. In today’s media landscape, this definition may seem to reflect a “Western” perspective. A disciple of Castoriadis, Thibault Tranchant aptly notes that “de-Westernized universalism should be situated at the intersection of cultures, not in the form of a consensus, but rather as a process of dynamic co-creation based on the recognition that cultural differences are irreducible.”

The Nationalist Project is Easier to Implement Politically

We are thus at the heart of the debate between nationalism—which is, in a sense, the guardian of cultural diversity—and the internationalism of the universal process. The Ukrainian revolution has drifted somewhat into this debate, just as the French Revolution itself had done in the 18th century, since, having begun with the philosophical demand for democratic discussion, it went on to claim the annexation of a territorial space—Crimea—outside of any democratic debate. In the current context, “Western” philosophers tend to be wary of nationalism; “national spaces are not given; they are constructed through political practices” (Gilles Deleuze), “the nation-state is a reservoir of power for the expression of capitalist social relations” (Anthony Giddens), and Liav Orgad reminds us that 72% of 15- to 24-year-olds worldwide use the internet. The socio-political literature that developed at the junction of the 20th and 21st centuries may now seem not only unrealistic but almost unreal, so strong is the disconnection from the new reality. The crisis of 2022 has absolutely highlighted the two facets of citizenship. For the Russian ruling class, the essential question is the valorization of the national ideology around the strength of a historical tradition, and the assertion of a solidarity between the Great Russia and the countries which were affiliated to it. In this framework the ideology developed during the Ukrainian revolution of 2014 has absolutely no meaning. It can only be interpreted as an absence of patriotism and subjection to Western ideology. Human sciences should not propose as universal truths social or political options specific to the Western world. The crisis has highlighted the Russian dilemma in its contact with Europe. Russia is a part of the old European cultural ensemble of Christian origin, but it remains attached to its imperial status as a nation-state. In the hope of refocusing on Siberia, it is attempting an analogy with China, which has been able to maintain a solid cultural area around itself. The war illustrated the difficulty of defining supposed “cultural” boundaries. It also showed the insecurity created by the intellectual and strategic uncertainties of a country torn between a citizenship based on nationalism and a citizenship based on an attachment to a certain political and moral culture. This difference of perception is not the reflection of the national cultures, because, as Jean Brunhes and Camille Vallaux (1921) [1] note it, “in all the modern countries, one can say that it was established a rhythm which makes alternate the periods of overexcitation of the national cohesions turned against the foreigner and the periods of social internal fights which tend more or less confusedly to the civil war. Ukraine of the 21st century is no exception to this rule, since it began with a civil conflict over freedom and democracy, and after the victories obtained in 2022, thanks to American support, it quickly turned, like Russia, towards a nationalist claim to recover the borders that it had obtained administratively during the USSR.

Universal Empire or Universalism

Under the guise of cosmopolitanism, we are entering an era of intense political upheaval that takes us away from the dreams of a world citizenship which, for Kant (1795) [2], would have been a state of nations (civitas gentiam), which would always grow and embrace all the peoples of the earth in the end. The idea of citizenship attached to the concept of social project is not without ambiguity. “Is it possible to manage, or even solve, global problems within the framework of the market economy?” asks Michel Damian (2015), who adds that “the universal today has only one status, that of the capitalist world market.” A Franco- Serbian author, Nicola Mirkovic (2022) [3], thus compares what he calls “the American Empire” to what the Roman Empire had been. America, he writes, by taking advantage of the weakening of nationalism, governs nations that are not directly subject to it according to its own interests. It thus establishes “a world government by consent, as opposed to colonization by territorial conquest. The Empire develops in this way monetarily, diplomatically, and economically according to its standards. The historian Fustel de Coulanges (1864) [4] does not give a different picture of the way in which Rome had obtained the Empire “without making very great efforts. It supported the aristocracy everywhere, he wrote, and everywhere also the aristocrats were its ally, “they turned their eyes to Rome, counted on it, adopted it as their protector, and chained themselves to its fortune… Almost no one then thought that there was a choice between independence and subjection; for most men the question was only between aristocracy and popular party.

Without wanting to make the Nation a superior objective to any other spiritual conception, it seems difficult not to link a brotherhood of human groups to territorial limits within which they are gathered. The conception of nationalist citizenship has, however, evolved since antiquity. “One no longer loved the fatherland for its religion and its gods” deplores Fustel de Coulanges ,” one loved it only for its laws and its institutions”. As these changed frequently, he adds, in the state of instability in which all the cities found themselves then, “this new patriotism did not have exactly the same effects as that of the old ages”. His conclusion is that this “modern” patriotism, one might say, “became a variable and inconsistent sentiment, which depended on circumstances, and which was subject to the same fluctuations as the government itself.

Cosmopolitan Thinking Challenged by the Link to Soil

One loved one’s country only as much as one loved the political regime that prevailed there at the time; he who found its laws bad had nothing more to attach him to it. The geographers Brunhes and Vallaux (1921) [1] have a similar concern about what could be called intellectual fantasies: “the specialized scientific work of each one of us in his modest field, of necessarily international character, the international congresses, which often put in contact during the years of peace men of all languages and all countries, the increasing internationalization of the capital, of the trade even, all that had led us little by little to dream of a world which does not exist yet”. One comes, according to them, to neglect the powerful realities of human geography, one wants to say by that this distribution of the men in groups whose affinities are made either by the blood, or by the religion, or by the language, and to believe even more vain, or at least secondary, this major distribution of the men in national groups “. These authors reaffirm further this basic idea: “without land, without territory, there can be families, hordes or even tribes, it cannot be conceived that there is a State”. In a reflection on the end of the Nation-State, Jean-Marie Guéhenno (1993) also wonders: “since the Greek City, politics has been the art of governing a community defined by its rooting in a place, city or nation. If solidarity can no longer be linked to geography, if there is no longer a city, if there is no longer a nation, can there still be a politics?.

Distinguishing Nation and State

In a search on texts of the philosopher Proudhon, F.Ferretti and E.Castleton (2016) [5] analyze the links between geography and libertarian thought, and particularly the confiscation by large political units of diverse cultural identities. For Proudhon “the state is an artificial historical invention”. He gives proof of it by the drawing of the international borders, which often follow rivers valleys, whereas they are precisely places where the people are living harmoniously together. The territorial claims of states based on this or that diplomatic treaty or battle of the past are not geography, but messianism. Certainly, he writes, the geographer is the master, “if it pleases him to give to a land surface circumscribed by rivers, mountain ranges, or seas, such a name as he pleases, but this name is no less arbitrary. The federations, which for him are the basis for the formation of a new Europe, are to be realized according to the will of independent peoples. His model is Switzerland, where what constitutes nationality is not race or language, but cantonal independence…

Universalism is obviously not likely to be realized based on relations between nation-states. It could only be achieved “from below”, outside the will of the nation-states. The development of mobility, which the world has experienced since the 20th century, has affected all categories of population and all geographical environments, under extremely diverse social conditions. The territorial contexts, both national and regional, are often partly outdated, without a clear global context of substitution. “The State should always be the superior political organism that makes several nationalities or nations live together,” write Brunhes and Vallaux, but “the State-Territory sooner or later leads to the incorporation of all the beings that live there”. This makes R. Nejadmerh (2022) [6] say that “nationalisms, by reducing national histories to a single story, told from a single perspective, bring in themselves racism and hierarchies”.

Preparing for Peace as Some Prepare for War

Far from being the illusion of a universal peace, universalist thinking is simply the observation that the development of communications makes it possible to envisage in the long term an organization of human society at the earth level, which will obviously never put an end to conflicts, but will regulate them. Derrida (2010) [7], in a philosophical seminar, reminds us, like Kant, that the greatest evils from which humanity suffers are due to war, or, more precisely, “to the incessant preparations for a war to come”. War is therefore “the condition, the element, the essential horizon of the State and of organized society. Without the horizon of war, the State has no reason to exist. The end of war is the end of the State. And Kant goes on: it is only after the completion of this culture, God knows when (Gott weiß wann), that an eternal peace would become possible “…

It is precisely from Derrida that Thomas Dekeyser (2022) [8] is inspired in taking up the questioning of the same seminar: nothing is as uncertain as the world itself. In this recent text, Dekeyser defines geography as “a discipline of the world under construction”. This world under construction by geographic thinking is normally meant to be attractive and presents itself with a promise of meaning, stability, and community. For Dekeyser, however, following Derrida and Heidegger, the possibility of world lessness cannot be excluded. This was the case of the loss of identity and coherence, in the 16th-18th centuries, of the Black African populations caught in the violence of slavery. A new world lessness is not impossible. Can we not imagine now, for example, a century of division between a Siberian-Asian terrestrial space and an oceanic space?. The war in Ukraine, by the trauma it has created in the Northern hemisphere, could be a factor of change in the world atmosphere. This is how the Second World War brought about the end of the colonial system. After a new period of exacerbation of the nationalism of the nation- states, the 21st century could lead to a further rethinking of world organization. “Modern humanity forms a whole” wrote Brunhes and Vallaux, “but a whole does not mean unity, harmony, fraternity or peace. There is not, there cannot be, a static peace, there can only be principles of organization of the world, which are just enough, fruitful enough and powerful enough to allow for the daily imbalances revealed by the geography of history to be corrected without respite, and to re-establish the compromised equilibrium from day to day. In the present conflicts it is obvious that the UN has lost the game, as its predecessor the SDN in the 1920s to 1930s. That means that the way to a kind of Universalism will not be easy. Precautions must be taken: first a fierce design to achieve the project, and the capacity to take advantage of the opportunities. The fall of the Berlin wall was such an opportunity to open discussions in the European field, instead of what, NATO attempted to recruit new members independently. The most important is to respect the life goals of the different countries and the rejection of any denial of others’ ideas. Cohesion cannot be achieved by force, and the world’s present situation may be a good period to follow these rules, if we consider the recent failures of the countries that have tried to overwhelm by force [9-28].

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