Monthly Archives: December 2017

Useful Anti-Cancer Agents of Natural Product Origin

DOI: 10.31038/CST.2017274

Abstract

For over 40 years, natural products have served us well in combating cancer. The main sources of these successful compounds are microbes and plants from the terrestrial and marine environments. The microbes serve as a major source of natural products with anti-tumor activity. A number of these products were first discovered as antibiotics. Another major contribution comes from plant alkaloids, taxoids and podophyllotoxins. A vast array of biological metabolites can be obtained from the marine world, which can be used for effective cancer treatment. The search for novel drugs is still a priority goal for cancer therapy, due to the rapid development of resistance to chemotherapeutic agents. In addition, the high toxicity usually associated with some cancer chemotherapy drugs and their undesirable side-effects increase the demand for novel anti-tumor drugs active against untreatable tumors, with a favorable safety profile and/or with greater therapeutic efficacy. This review points out those technologies needed to produce the anti-tumor compounds of the future.

Keywords

Natural products, anti-cancer, plant, marine, angiogenesis, tumor

Introduction

Natural products have offered tremendous benefits to our society as a whole. Not only have these compounds helped reduce pain and suffering but also enabled the transplantation of vital organs. The use of plant and microbial secondary metabolites has aided in doubling of our life span in the 20th century. Since their chemical diversity is based on biological and geographical diversity, the entire globe is explored for bioprospecting by researchers. Researchers have had easy access to terrestrial life from which most of the pharmaceutically successful natural products originate. However, the ocean hosts a vast repertoire of life forms brimming with natural products of potential pharmaceutical importance. New methods are being developed to grow the so-called ‘unculturable’ microbes from both the soil and the sea. Most biologically active natural products are secondary metabolites with complex structures. In some cases, the natural product itself can be used, but in others, derivatives made chemically or biologically are the molecules used in medicine. Biosynthetic pathways are often genetically manipulated to yield the desired product. With the advent of combinatorial biosynthesis, thousands of new derivatives can now be made by this biological technique, which is complementary to combinatorial chemistry.

The production of specialized compounds via secondary metabolism emerged as a result of the pressures (needs and challenges) from the natural environment. Nature has been continually carrying out its own version of combinatorial chemistry [1] for over the three billion years in which bacteria have inhabited the earth [2]. During that time, there has been an evolutionary process going on in which producers of secondary metabolites evolved according to their local environments. If the metabolites were useful to the producing species, the biosynthetic genes were retained and genetic modifications further improved the process. Combinatorial chemistry practiced by nature is much more sophisticated than combinatorial chemistry in the laboratory, yielding exotic structures rich in stereochemistry, concatenated rings and reactive functional groups [1]. As a result, an amazing variety and number of products have been found in nature. This natural wealth is tapped for drug discovery using high-throughput screening and fermentation, mining genomes for cryptic pathways, and combinatorial biosynthesis to generate new secondary metabolites related to existing pharmacophores. The success of the pharmaceutical industry depends on the combination of complementary technologies such as natural product discovery, high-throughput screening, genomics, proteomics, metabolomics and combinatorial biosynthesis.

Of the nearly one million natural products currently known, it is estimated that about half (500,000 – 600,000) are produced by plants [3-4]. The structures of 160,000 natural products were already elucidated by the late 1990s, a value growing by 10,000 per year [5]. There are more than 20,000 microbial secondary metabolites [6]. With regard to biological activity, there are about 200,000 to 250,000 biologically active products (active and/or toxic). About 100,000 secondary metabolites of molecular weight less than 2500 Daltons have been characterized. About half are produced by microbes and the other half by plants [3, 7-9].

Many natural products from terrestrial sources have been successful in clinical trials and have greatly benefited the medical field, some for nearly half a century. Over 60% of approved and pre-NDA (New Drug Applications) candidates are either natural products or related to them, not including biologicals such as vaccines and monoclonal antibodies [10-11]. 6% are natural products, 27% are derivatives of natural products, 5% are synthetic with natural product pharmacophores, and 23% are synthetic mimics of natural products. Almost half of the best-selling pharmaceuticals are natural or are related to natural products. In 2008, there were 225 natural product-based drugs in various testing procedures such as preclinical, clinical phases I to III, and preregistration. [12] Of these, 108 were from plants, 61 were semi-synthetic, 25 were from bacteria, 24 were from animals and 7 were fungal in origin. Of the 18,000 known marine natural products, 22 of these or their chemical derivatives have been in clinical trials.

The approximate number of known isoprenoids (including terpenoids and carotenoids) is 50,000 [13]. Terpenes number 30,500 and as pharmaceuticals, they had a market of $12 billion in 2002 [14-15]. Other major categories include polyketides, including macrolides, non-ribosomal peptides, etc. About 4,000 of the known natural products are halogenated.

Cancer is a complex group of diseases which is one of the leading causes of morbidity and mortality. In 2016, 1,685,210 new cases of cancer were diagnosed in the USA, of which 595,690 will result in death [16]. Natural products are the most important anti-cancer agents. Three quarters of anti-tumor compounds used in medicine are natural products or related to them. Of the 140 anti-cancer agents approved since 1940 and available for use, over 60% can be traced to a natural product. Of the 126 small molecules among them, 67% are natural in origin [17]. In 2000, 57% of all drugs in clinical trials for cancer were either natural products or their derivatives [18]. From 1981 to 2002, natural products were the basis of 74% of all new chemical entities for cancer. Of the 225 natural product-based drugs in various stages of clinical testing in 2008 mentioned above, [12] the therapeutic categories targeted included 86 for cancer.

A list of compounds which possess anti-neoplastic activity belong to several different structural classes, which include anthracyclines, enediynes, indolocarbazoles, isoprenoids, polyketide macrolides, non-ribosomal peptides (such as glycopeptides), and others. Most of the polyketides are produced by bacteria and fungi [19-20]. They include a number of anti-tumor drugs such as taxol, which is made by both plants and fungi. Halogenated anti-tumor candidates include salinosporamide A and rebeccamycin [21].

The anti-cancer compounds exert their activity through a diverse array of mechanisms. These include inducing apoptosis through DNA cleavage mediated by topoisomerase I or II inhibition, inhibition of critical enzymes involved in signal transduction or cellular metabolism, mitochondrial permeabilization, and inhibition of tumor-induced angiogenesis.

Anti-cancer compounds from microbes

A significant number of compounds with anti-neoplastic activity are natural products, having been produced by microorganisms. In particular, actinomycetes are the producers of a large number of natural products with anti-tumor properties, many of which also have anti-microbial activity. A broad screening of antibiotically-active molecules for antagonistic activity against organisms other than microorganisms was proposed in the 1980s in order to yield new and useful lives for ‘failed antibiotics’. This resulted in the development of a large number of simple in vitro laboratory tests, e.g. enzyme inhibition screens [22-23] to detect, isolate and purify useful compounds. As a result, we entered into a new era in which microbial metabolites were applied to diseases heretofore only treated with synthetic compounds, and much success was achieved. One such area was that of anti-tumor agents.

Newman and Shapiro made the point that microorganisms have been quite useful in the identification of products with therapeutic efficacy against cancer, based on their ability to prescreen anti-tumor compounds [24]. Most of the important compounds used for chemotherapy of tumors are microbially-produced antibiotics or their derivatives. One of the earliest applications of a microbial product was actinomycin D for Wilm’s tumor in children. Use of this compound against stage I or stage II Wilm’s tumor resulted in a 90% survival rate [25]. Also used for anti-tumor therapy is the enzyme L-asparaginase.

Bleomycin, which is used for the treatment of squamous cell carcinomas, Hodgkin’s lymphomas, and testes tumors, is a glycopeptide produced by Streptoalloteichus hindustanus. A derivative of the bleomycin family, pingyangmycin, has been used in cancer therapy in China since 1978 [26]. Another bleomycin derivative, Blenoxane, is used clinically with other compounds against lymphomas, skin carcinomas and tumors of the head, neck and testicles [27].

Derivatives (analogs) can be made chemically or through the alteration of fermentation conditions. For example, addition of KBr to the rebeccamycin producer, Saccharothrix aerocolonigenes, yielded a brominated rebeccamycin.[28] Addition of DL-fluorotryptopan yielded two new fluorinated rebeccamycins and addition of DL-fluorotryptophan led to a third.[29] Of interest are the rebeccamycin derivative edotecarin and the geldanomycin derivative 17-allylaminogeldanomycin. Interestingly, a fourth-generation tetracycline known as SF 2575, produced by Streptomyces sp., has low antibiotic activity but a high level of activity against P388 leukemia cells in vitro, and many other types of cancer cells [30] . It appears to act against DNA topoisomerases I and II, the target of camptothecins and doxorubicin, respectively.

Metastatic testicular cancer represents a compelling example of how natural products can be used to effectively cure this disease. Although this type of cancer was responsible for only 1% of male malignancies in the USA, it did cause 80 000 cases in the year 2000. Indeed, it is the most common carcinoma in men aged 15–35. The cure rate for disseminated testicular cancer was 5% in 1974; later it was 90%, mainly due to the use of a triple combination of the microbial product bleomycin, the plant compound etoposide, and the synthetic agent cisplatin [31].

Anthracyclines

The anthracyclines are perhaps the most widely-recognized anti-cancer agents, notably daunorubicin (daunomycin), doxorubicin (14-hydroxydaunorubicin), adriamycin, carminemycin, and aclarubicin [32]. By cloning the doxorubicin resistance gene and the aklavinone 11-hydroxylase gene dnrF from Streptomyces peucetius spp. caesius (doxorubicin producer) into the aclacinomycin A producer, a novel anthracycline, 11-hydroxyaclacinomycin A, was made [33]. The hybrid molecule showed greater activity against leukemia and melanoma than aclacinomycin A. Another hybrid molecule produced was 2’-amino-11-hydroxyaclacinomycin Y, which is highly active against tumors [34]. Additional anthracyclines have been made by introducing DNA from Streptomyces purpurascens into Streptomyces galilaeus, both of which normally produce known anthracyclines [35]. Other novel anthracyclines were produced by cloning DNA from the nogalomycin producer, Streptomyces nogalater, into Streptomyces lividans and into an aclacinomycin-negative mutant of S. galilaeus [36]. Cloning of the actI, actIV and actVII genes from Streptomyces coelicolor into the 2-hydroxyaklavinone producer, S. galilaeus 31671, yielded the novel hybrid metabolites, desoxyerythrolaccin and 1-O-methyl-desoxyerythrolaccin [37]. Similar studies yielded the novel metabolite aloesaponarin II [38]. Epirubicin (4¢-epidoxorubicin) is a semi-synthetic anthracycline with less cardiotoxicity than doxorubicin [39]. Genetic engineering of a blocked S. peucetius strain provided a new method to produce it [40]. The gene introduced was avrE of the avermectin-producing Streptomyces avermitilis or the eryBIV genes of the erythromycin producer, Saccharopolyspora erythrea. These genes and the blocked gene in the recipient are involved in deoxysugar biosynthesis.

Enediynes

Enediynes are one of the most potent anti-neoplastic compounds produced naturally, but are quite toxic due to their induction of apoptosis in both normal and cancerous cells. They include calicheamicin, dynemicin A, esparamicin, kerdarcidin and neocarzinostatin. Scientists have tried to design non-toxic enediyne-based anti-tumor drugs [41]. Progress towards this goal has proceeded by merging amidines with the natural enediyne, dynemicin A [42].

Epothilones

Myxobacteria, which are somewhat large Gram-negative rods whose primary means of locomotion is by gliding or creeping, provide an unexpected source of secondary metabolites. They form fruiting bodies and have a very diverse morphology. Over 400 compounds had been isolated from these organisms by 2005, but the first in clinical trials were the epothilones, potential anti-tumor agents, which act like taxol (see Plant anti-tumor agents below) but are active against taxol-resistant tumors [43]. Epothilones are 16-member ring polyketide macrolide lactones produced by the myxobacterium Sorangium cellulosum, which were originally developed as anti-fungal agents against rust fungi [44-45] but have found their use as anti-tumor compounds. They contain a methylthiazole group attached by an olefinic bond. They are active against breast cancer and other forms of cancer [46]. They bind to and stabilize microtubules essential for DNA replication and cell division, even more so than taxol. One epothilone, ixebepilone (Ixempra), produced chemically from epothilone B and which targets microtubules, was approved by FDA. By preventing the disassembly of microtubules, epothilones cause arrest of the tumor cell cycle at the GM2/M phase and induce apoptosis. The mechanism is similar to that of taxol but epothilones bind to tubulin at different binding sites and induce microtubule polymerization. Production of epothilone B by S. cellulosum is accompanied by the undesirable epothilone A. Production of epothilone B over A is favored by adding sodium propionate to the medium. Epothilone polyketides are more water-soluble than taxol. The epothilone gene cluster was cloned, sequenced, characterized and expressed in the faster growing Streptomyces coelicolor, resulting in the production of epothilones A and B [47-48].

Agents which target angiogenesis

Tumors rely heavily on angiogenesis, which is the production of new blood vessels, in order to get their oxygen and nutrients. Tumors actively secrete growth factors, which trigger angiogenesis. The concept of angiogenesis was established by Professor Judah Folkman [49]. He proposed that tumor growth depends on angiogenesis and proposed the use of angiogenesis inhibitors as anti-tumor agents, i.e. to target activated endothelial cells. He further proposed that the vascular endothelial growth factor (VEGF) is involved in angiogenesis and that it could be a target for anti-angiogenic drugs. Fumagillin, produced by Aspergillus fumigatis, was one of the first agents found to act as an anti-angiogenesis compound. Next to come along were its oxidation product ovalacin and the fumagillin analog TNP470 (= AGM-1470).[50-51] TNP470 binds to and inhibits type 2 methionine aminopeptidase (MetAP2) [52-53]. This interferes with amino-terminal processing of methionine, which may lead to inactivation of enzymes essential for growth and migration of endothelial cells [54-55]. In animal models, TNP470 effectively treated many types of tumors and metastases [56-58].

Avastin (bevacizumab), which is a monoclonal antibody and angiogenesis inhibitor, is a first-line treatment for metastatic colorectal cancer. Anti-angiogenic agents Pegaptanib (Macugen) and ranibizumab (Lucentis) were approved by FDA. Macugen is an aptomer of the VEGF and Lucentis is an anti-VEGF antibody. By the end of 2007, 23 anti-angiogenic drugs were in Phase III clinical trials and more than 30 were in Phase II. By 2008, ten anti-angiogenesis drugs had been approved. Eight are used against cancer and two are employed for treatment of age-related macular degeneration. Anti-angiogenesis therapy is now known as one of the four major types of cancer treatment.

Derivatives of Rapamycin (sirolimus)

Rapamycin is a polyketide anti-fungal agent with a limited spectrum of activity which first gained recognition as an immuno-suppressive agent commonly used for organ transplantation. Rapamycin’s mode of action is that of inhibiting the mTOR (mammalian target of rapamycin) phosphatidylinositol lipid kinase. Interestingly, it was also found to have anti-tumor activity [59] by interfering with angiogenesis [60-61] and inducing apoptosis. Rapamycin was the basis of chemical modification and these efforts yielded important products such as temsirolimus (CCI-779; (Torisel), everolimus and deforolimus (A23573) [62] Temsirolimus, an mTOR protein kinase inhibitor, was approved by the FDA for renal cell carcinoma [63].

Statins

The statins are essential for the reduction of cholesterol levels in humans specifically by targeting and inhibiting blood cholesterol, which is produced in the liver. They are microbially-produced enzyme inhibitors, inhibiting 3-hydroxy-3-methyl-coenzyme A reductase, the regulatory and rate-limiting enzyme of cholesterol biosynthesis in the liver. As a result, they are a leading group of pharmaceuticals. One of the most useful statins is lovastatin (monocolin K, mevinolin) produced by Monascus ruber [64] and Aspergillus terreus [65] Statins also have anti-cancer activity, i.e., they inhibit in vitro and in vivo growth of pancreatic tumors. They also sensitize tumors to cytostatic drugs such as gemcitabrine, which is used for pancreatic cancer [66] It has been shown that there is over a 50% reduction in risk of metastatic or fatal prostate cancer among people taking statins and an 80% reduction in pancreatic cancer among people using statins for 4 years. It has been found that lovastatin has anti-tumor activity against Lewis Lung Carcinoma cells [67].

The hunt for new and promising agents

Salinomycin was determined to be the most effective agent identified from high-throughput screening of 16,000 compounds for selective inhibition of cancer stem cells [68] In fact, it was 100 times more active than taxol. Salinomycin is used as a coccidiostat in poultry and in other livestock, and as an agent increasing feed efficiency in ruminant animals. Also active were etoposide, abamectin and nigericin. Both salinomycin and nigericin are structurally- related polyether potassium ionophores.

Modification of an organism’s genome offers a promising method to generate unique anti-tumor agents. This is carried out by expressing biosynthetic gene clusters from anti-tumor pathways in other organisms. This has resulted in the formation of some novel hydroxylated and glycosylated anti-tumor agents [69].

Following the discovery of the S. coelicolor genome, which contained 22 gene clusters encoding the production of secondary metabolites, the notion of genome mining was established. The technique is useful for identifying genetic units with potential for synthesizing new drugs and has yielded many new antibiotics and anti-tumor agents [70-72]. One anti-cancer compound developed by Thallion Pharmaceuticals is ECO-4601. It inhibits the Ras-mitogen-activated phosphokinase (MAPK) pathway and binds selectively to the PBR (peripheral benzodiazapine receptor), which is over-expressed in many types of tumors. As a result of genome mining with Micromonospora sp., a new anti-tumor drug was discovered [73]. The compound, ECO-04601, is a farnesylated dibenzodiazapene, which induces apoptosis.

Within the drainage of an abandoned mine, a co-culture yielded a compound with anti-neoplastic activity. The specific nutrient conditions in the mine likely contributed to an extreme environment [74]. Such an environment results in defensive and offensive microbial interactions for survival of microbes. The two members of the co-culture were the bacterium Sphingomonas sp. strain KMK-001, and the fungus A. fumigatus strain KMC-901. A diketopiperazine disulfide, glionitrin A, was isolated from the co-culture but was not detected in monoculture broths of KMK-001 or KMC- 901. Glionitrin A is a (3S, 10aS) diketopiperazine disulfide containing a nitro aromatic ring. It displayed significant antibiotic activity against a series of microbes including methicillin-resistant S. aureus. An in vitro MTT cytotoxicity assay revealed that it has potent sub-micromolar cytotoxic activity against four human cancer cell lines: HCT-116, A549, AGS and DU145.

Plant anti-tumor agents

Many promising anti-tumor compounds that have been approved are actually plant-derived [75]. Various groups are described below.

Alkaloids

The Madagascar periwinkle plant (Catharanthus roseus) is the source of vinca monoterpene indole alkaloids, such as vinblastine and vincristine. Vinblastine is commonly used to treat cancers such as Hodgkin’s lymphoma. Vinblastine and vincristine have important pharmacological activities but are synthetically challenging. Metabolic engineering of alkaloid biosynthesis can provide an efficient and environmentally friendly route to analogs of these pharmaceutically valuable natural products. The enzyme at the entry point of the pathway, strictosidine synthase, has a narrow substrate range and thus limits a pathway engineering approach. However, it was demonstrated by Bernhardt and colleagues [76] that with a different expression system and screening method, it is possible to rapidly identify strictosidine synthase variants that accept tryptamine analogs not utilized by the wild-type enzyme. The variants are used in a stereoselective synthesis of beta-carboline analogs and are assessed for biosynthetic competence within the terpene indole alkaloid pathway. These results presented an opportunity to explore metabolic engineering of ‘unnatural’ product production in the plant periwinkle.

Serpentines, which are also made by the Madagascar periwinkle plant, have demonstrated encouraging anti-cancer activity. Other plant-produced compounds have shown pharmacological activities including anti-cancer activity, but are too toxic for use in humans. However, researchers have been able to produce a range of halogenated alkaloids [77]. This strategy could help expand the range of available drug candidates for cancer.

Certain seed-producing plants (angiosperms) make camptothecin, a cytotoxic quinoline alkaloid [78] It also is produced by the endophytic fungus, Entrophospora infrequens, from the plant Nathapodytes foetida. In view of the low concentration of camptothecin in tree roots and poor yield from chemical synthesis, the fungal fermentation is very promising for industrial production. Camptothecin is used for recurrent colon cancer and has unusual activity against lung, ovarian, and uterine cancers [79]. Colon cancer is the second leading cause of cancer fatalities in the USA and the third most common cancer among US citizens. Camptothecin is known commercially as Camptosar and Campto and achieved sales of $1 billion in 2003 [80]. Camptothecin’s water-soluble derivatives irinotecan and topotecan are also used clinically.

Camptothecin exhibits its anti-cancer activity by inhibiting type 1 DNA topoisomerase. When patients become resistant to irinotecan, its use can be prolonged by combining it with the monoclonal antibody Erbitux (Cetuximab). Erbitux blocks a protein that stimulates tumor growth and the combination helps metastatic colorectal cancer patients expressing epidermal growth factor receptor (EGFR). This protein is expressed in 80% of advanced metastatic colorectal cancers. The drug combination reduces invasion of normal tissues by tumor cells and the spread of tumors to new areas.

The diterpene alkaloid, Taxol (paclitaxel), has shown great promise as an anti-cancer drug [81]. It was originally discovered in plants but was also found to be a fungal metabolite [82]. Fungi, such as Taxomyces adreanae, Pestalotiopsis microspora, Tubercularia sp. and Phyllosticta citricarpa, produce taxol [82-84]. Production by P. citricarpa is rather low, i.e. 265 µg l-1.[85] However, it is claimed that another fungus, Alternaria alternata var monosporus from the bark of Taxus yunanensis, after ultraviolet and nitrosoguanidine mutagenesis, produces taxol at the high level of 227 mg l-1 [86]. Originally isolated from the bark of the Pacific yew tree (Taxus brevifolia), taxol showed anti-tumor activity but it took six trees of 100 years of age to treat one cancer patient [87]. Later, it was produced by plant cell culture or by semi-synthesis from taxoids made by Taxus species. These species make more than 350 known taxoid compounds [88].

Taxadiene (the taxol precursor) was not able to be produced through the genetic engineering of Saccharomyces cerevisiae due to the fact that only a small amount of the intermediate, geranylgeranyl diphosphate, was formed. When the Taxus canadensis geranylgeranyl diphosphate synthase gene was introduced into S. cerevisiae,1 mg l-1 of taxadiene was obtained [81]. Later, metabolic engineering yielded a S. cerevisiae strain producing over 8 mg l-1 taxadiene and 33 mg l-1 of geranyl geraniol.

The technical means by which Taxol is made is dependent on the use of plant cells from Taxus chinensis. The addition of methyl jasmonate, a plant signal transducer, increased production from 28 to 110 mg l-1[89]. The optimum temperature for growth of T. chinensis is 24°C and that for taxol synthesis is 29°C. Shifting from 24°C to 29°C at 14 days gave 137 mg l-1 at 21 days [90]. Later, a 6-week process yielding 153 mg l-1 with T. chinensis, was developed [91]. Mixed cultures of Taxus plant cells and taxol-producing endophytic fungi were also examined [92].

Taxol, which inhibits depolymerization of microtubules and is approved for the treatment of breast and ovarian cancer, had sales of $1.6 billion in 2005. In addition, taxol promotes tubulin polymerization and inhibits rapidly dividing mammalian cancer cells [93]. Taxanes and camptothecins alone accounted for approximately one-third of the global anti-cancer market in 2002, with a market value of over $2.75 billion. An analog of taxol, docetaxel (Taxotere), had sales of $3 billion in 2009 [94].

Taxol also possesses anti-fungal activity against oomycetes via the same process of blocking the depolymerization of microtubules [95-96]. Oomycetes are water molds exemplified by plant pathogens, such as Phytophthora, Pythium and Aphanomyces.

Etoposide and teniposide

Two semi-synthetic derivatives of podophyllotoxin are etoposide and teniposide. Podophyllotoxin is actually an anti-mitotic metabolite of the plant, Podophyllum peltatam [97-98]. The mayapple plant is an old herbal remedy. Etoposide is a topoisomerase II inhibitor. This essential enzyme is involved in eukaryotic cell growth by regulating levels of DNA super-coiling [99]. Etoposide was approved for lung cancer, choriocarcinoma, ovarian and testicular cancer, lymphoma, and acute myeloid leukemia. Teniposide was approved for tumors of the central nervous system, malignant lymphoma and bladder cancer.

Other compounds

Cell culture of the plant Lithospermum erythrorhizon yields the naphthoquinone pigment, shikonin. Shikonin is a herbal medicine used mainly for cosmetic purposes. Unexpectedly, shikonin and two derivatives were found to inhibit tumor growth in mice bearing Lewis Lung Carcinoma [100]. Other plant natural products such as the isoflavone genistine, indole-3-carbinol (I3C), 3,3’-diindolemethane, curcumin (-)-epigallocatechin-3-gallate, resveratrol and lycopene are known to inhibit the growth of cancer cells [101]. These natural compounds appear to act by interference in multiple cellular signaling pathways, activating cell death signals, and inducing apoptosis of cancer cells without negatively affecting normal cells.

Anti-cancer products from the marine environment

The biological diversity of the ocean represents 34 of 37 phyla of life compared to 17 phyla on land. Because of this, searching marine environments and resources for the purpose of drug discovery is an endeavor of interest. Marine microorganisms encompass a complex and diverse assemblage of microscopic life forms, of which it is estimated that only 1% have been cultured or identified. Coral reefs and other highly diverse ecosystems, such as mangroves and sea grass, have been targeted for bioprospecting, because they host a high level of biodiversity and are often characterized by intense competition for space, leading to chemical warfare among sessile organisms. Marine sponges produce numerous bioactive compounds with promising pharmaceutical properties. Cytarabine (Cytostar), used for non-Hodgkin’s lymphoma, was originally derived from a sponge.[102] Sponges have been frequently hypothesized to contain compounds of bacterial origin and the bacterial symbionts have long been suspected to be the true producers of many drug candidates. A number of marine products have anti-tumor activity.

Paederus fuscipes beetles are host to an uncultured Pseudomonas sp. symbiont, which appears to be the most likely source of the defensive anti-cancer polyketide, pederin. Scientists were able to determine this based on cloning of the presumed biosynthetic genes. Closely related genes have also been isolated from the highly complex metagenome of the marine sponge Theonella swinhoei, which is the source of the onnamides and theopederins, a group of polyketides that structurally resemble pederin. Sequence features of the isolated genes clearly indicate that they may belong to a prokaryotic genome and are responsible for the biosynthesis of almost the entire portion of the polyketide structure that is correlated with anti-tumor activity. Besides providing further proof for the role of the related beetle symbiont-derived genes, these findings raise intriguing ecological and evolutionary questions and have important general implications for the sustainable production of otherwise inaccessible marine drugs by using biotechnological strategies [103].

Approximately 32% of the effective marine natural products are used for inflammation, pain, asthma, and Alzheimer’s disease, while the remaining 68% are used for cancer treatment. Global sales of marine biotechnology products including anti-cancer compounds exceeded $3.2 billion in 2007. The marine alkaloid trabectedin (Yondelis) was approved by the FDA [62]. A major problem in this field is that less than 1% of the commensal microbiotic consorta of marine invertebrates are culturable.

Curacin A was isolated from a marine cyanobacterium, Lyngbya majuscula in Curacao, and has demonstrated strong anti-cancer activity [104]. Other anti-tumor agents derived from marine sources include eleutherobin, discodermolide, bryostatins, dolastatins and cephalostatins.

Marine invertebrate animals are host to many different symbionts which are the source of compelling natural products [105]. Variants of the toxic dolastin from the sea hare Dolabella auricalaria seem promising against cancer. These include soblidofin (T2F 1027), against soft tissue sarcoma, and synthadotin (tasidotin, 1LX 651), against melanoma, prostate and non-small cell lung cancers. These are thought to be produced by cyanobacteria sequestered by the marine invertebrates in their diet.

In order to identify new and useful products with anti-cancer activity, there is a need to continue to explore the rich biological diversity of the marine environment [106]. The actinomycete genus Salinispora and its two species, Salinospora tropica and Salinospora arenicola, have been isolated around the world. These require seawater for growth. S. tropica makes a novel bicyclic gamma-lactone beta-lactam called salinosporamide A, which is a proteasome inhibitor [107] and has activity against multiple myeloma and mantle cell lymphoma. Also, the genus Marinophilus contains species that produce novel polyenes, which have no anti-fungal activity but display potent anti-tumor activity.

Concluding remarks

To meet the growing demand for new anti-cancer compounds in the future, what is the best and most productive way to go about doing this? Although it was thought that high-throughput screening and combinatorial chemistry would generate a significant number of high-quality leads, unfortunately this has not been the case. Combinatorial chemistry mainly yields minor modifications of present day drugs and absolutely requires new scaffolds, such as natural products, on which to build. Although comparative genomics is capable of disclosing new targets for drugs, the number of targets is so large that it requires tremendous investments of time and money to set up all the screens necessary to exploit this resource. This can only be handled by high-throughput screening methodology which demands libraries of millions of chemical entities. It is clear that future success depends not only on high-throughput screening and combinatorial chemistry, but also on the combining of complementary technologies, such as natural product discovery, genomics, proteomics, metabolomics, metagenomics, structure-function drug design, semi-synthesis, recombinant DNA methodology, genome mining and combinatorial biosynthesis. In addition, ‘intelligent screening’ methods, such as robotic separation with structural analysis, metabolic engineering and synthetic biology offer exciting technologies for new natural product drug discovery and the future development of anti-tumor compounds.

Competing Interests: The authors declare that they have no competing interests.

Funding Information: The authors declare that they have no specific funding for this manuscript.

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Identification by Light Microscopy of Blastocystis Sp. in Oysters Crassotrea Virginica

DOI: 10.31038/IJVB.2017122

Abstract

Blastocystis sp., is an anaerobic unicellular microorganism frequently found in the gastrointestinal tract of humans and of a wide gamma species of vertebrate and invertebrate animals. However, its presence in oysters has not been reported, and if the consumption of oysters infected with Blastocystis sp. it is a way of acquiring the infection for humans. The objective of this study was to determine by light microscopic analysis the presence of Blastocystis sp in oysters Crassostrea virginica (C. virginica) sold for human consumption in markets in Mexico City. 500 oysters were obtained. The intestine of each oyster was dissected and the faecal material was examined. The faeces were examined by light microscopic. 77% were infected with cysts of Blastocystis sp. Eaten raw, these oysters are a possibility source of infection for humans.

Key words

C. virginica, oyster, Blastocystis hominis, Blastocystis sp.

Introduction

Blastocystis sp. is a single-celled, genetically heterogeneous prost, phylogenetically placed within the Stramenopiles a common inhabitat of the human intestinal tract [1]. It is also found in a diverse array of the other vertebrates incluyin pigs, cow, chickens, and reptiles and has a worldwide distribution, highlighting both its low host specific and zoonotic potential. The parasitazation by Blastocystis is considered a zoonosis with fecal-oral transmission route. [2-4].

Blastocystis sp. is probably the most common intestinal protozoan detected in human faecal samples worldwide. The infection occurs in immunocompetent and immunosuppressed individuals [5-7]. The prevalence of Blastocystis sp. in humans, it can be higher than 5% in developed countries and as high as 76% in developing countries [8]. In Mexico, young children with low weight showed a prevalence of 80% [9]. Transmission is fecal-oral, as is the case with other intestinal protozoa. The man acquires the infection especially of food and water contaminated with cysts of Blastocystis sp. coming from a carrier. [10-12]

Blastocystis sp. They multiply asexually by binary fission, endodiogenesis, schizogony, and plasmotomy. They are spherical cells, commonly presents four different morphological forms: vacuolated form, granular form, amoeboid form and cyst form. The vacuolated form is of variable size measuring from 5 to 30μ it has a large central vacuole that occupies 50 to 95% of the cell surrounded by a peripheral band of the cytoplasm with several nuclei and numerous mitochondria. It is the predominant form in the gastrointestinal tract. The amoeboid form presents pseudopodia and has great phagocytic activity. The granular form has a large amount of mitochondria that give it a granular appearance [6]. The diagnosis is made with the usual coprologic studies; the most usual is the direct examination in fresh in preparations stained with lugol that allows to identify mainly the cystic form.

The epidemiology of Blastocystis sp. it is still enigmatic and controversial in some aspects. The transmission is done by fecal-oral route, similar to what happens with other intestinal protozoa transmitted by fecalism. However, the consumption of live animals infected with Blastocystis sp. It has not yet been determined as a way of transmitting the microorganism to humans. In a previous study oriented to the search of parasites in oyster different species of oysters, we observed several cells morphologically similar to cysts of Blastocystis sp. Find that motivated the realization of the present investigation.

Objective

Identify, by light microscopy, cellular forms similar to Blastocystis sp. in oysters’ C. virginica.

Material and methods

Study design

In the first semester of 2017, a cross-section descriptive sampling was carried out in order to detect cells morphological similar a Blastocystis sp. C. virginica oysters collected in Mexico City.

Study area

Mexico City that has 8,851,080 inhabitants and is located at parallels 19° 36’ and 19° 03’ north of the equator, and at 98° 57’ and 99° 22’ west of the Greenwich Meridian, at an altitude 2,240 meters (7,350 ft), with humid temperate climate and average annual temperature 16° C. The city consists of 16 administrative delegations distributed on the territory of 1,485 square kilometers (573 sq mi) [13].

Collection of specimens

500 oysters of the genus C. virginica from the Gulf of Mexico were collected in different markets of Mexico City. All the samples were carefully washed with individual brushes and sterile distilled water before being opened. Subsequently, each oyster was placed individually in a sterile Petri dish to identify and dissect the intestine. Next, the intestinal contents were extracted.

Microscopic identification of Blastocystis sp.

Two smears were made with the intestinal content of each oyster on two different slides. In one case analysis was carried out by direct examination of faeces using a sterile saline isotonic solution at 0.85% and stained with lugol. The other was stained with Gomori trichrome for detailed identification of the morphology of Blastocystis [14]. The identification of Blastocystis was performed on a Carl Zeiss microscope at 100 and 400x and cell counts for each microscopic field were taken.

Results

Morphological Identification of Blastocystis sp was carried out using a Carl Zeiss microscope light at 100 and 400x. Of the 500 C. virginica oysters analyzed by microscopic identification, 77% were infected with cysts of Blastocystis sp.

The cystic form was observed. Within, granules with more stain were seen in some discontinuous zones on the periphery and also fixed to the circumference as a thin membrane in discontinuous areas. The central body, of rather indefinite form, displaced the cytoplasm (Figure 1).

In Figure 2, another cyst of Blastocystis sp. can be seen stained with Gomori isolated from fresh faeces. It is clearer than the previous one stained with lugol. The peripheral granules, of which one is of notable size, are seen more clearly. The central body is more clearly defined. The Gomori staining also permits the observer to see a large central vacuole that occupies more than 70% of the cytoplasm. Furthermore, it compresses the cytoplasm to the cell periphery. Its size can be calculated as 7 μm. The vacuolar morphology of Blastocystis can be clearly appreciated in Figure 3.

IJVB2017-107-MartínezMexico_F1

Figure 1. Blastocystis sp. cyst in the faeces of C. virginica stained with lugol. A. Peripheral granules. B. Central body.

IJVB2017-107-MartínezMexico_F2

Figure 2. Image of a Blastocystis sp. cyst in the faeces of C. virginica stained with Gomori. A. Peripheral granules. B. Central body.

IJVB2017-107-MartínezMexico_F3

Figure 3. Image of the vacuolar form of Blastocystis sp. in the faeces of C. virginica stained with Gomori.

Discussion

Worldwide, the production, export and consumption of seafood represents a very high source of economic income in different countries. In Mexico, oyster exploitation is one of the most important fishing activities. The Gulf of Mexico generates 90% of the national oyster production. It occupies the fourth place in the production of oysters in Latin America [15]. The American Oyster C. virginica is one of the members of the Family Ostreiaidae of greater commercial importance. The oyster is grown from the Gulf of San Lorenzo in Canada to the Laguna de Términos in the state of Campeche, Mexico.

In Mexico City, the oyster C. virginica cultivated mainly in the coastal lagoons of the states of Tabasco and Veracruz is consumed. In this area, the semi-cultivation of C. virginica native to the Gulf of Mexico is carried out through collection of wild seed and aquaculture-fishing management in natural banks. The production of the oyster in the state of Tabasco takes place in the lagoon systems in the municipalities of Cardenas and Mecoatan. In the state of Veracruz, C. virginica is cultivated in the Tamiahua lagoon, considered as an important oyster reserve of America, located between the coordinates 21° 06’ and 22° 05’ of North latitude and the 97° 23’ and 97° 46’ in length; it produces 400 thousand tons annually. A large part of this production is exported to different countries [16].

The raw consumption of raw oysters infected with Blastocystis sp. it implies a potential risk of zoonotic infection and consequently of developing blastocistosis [17, 18]. Intestinal disease characterized by severe diarrhea, the symptoms attributable to B. hominis include: diarrhea, abdominal pain, nausea, vomiting, flatulence, fatigue, anorexia, leading to dehydration and significant weight loss. Generally, fecal leukocytes are not found and in some cases eosinophilia and chronic urticaria have been observed. In immunosuppressed people the symptoms can be progressive; there is a greater tendency to chronicity [19, 20].

From the epidemiological point of view, the consumption of raw oysters infected with Blastocystis sp. it represents a risk for the consumer, due to its great ability to adapt to the ecological conditions of the environment in which they live, they could adapt to the physiological conditions provided by the human intestine, and in this way get to reproduce in it becoming a reservoir and source of infection to acquire the disease. This is the first report in which he mentions C. virginica as a reservoir of Blastocystis sp. in oysters grown in the Mexican Republic.

In conclusion, a high prevalence of infection by Blastocystis sp. was determined, in the oyster C. virginica the cyst was the predominant form in the oysters examined. The consumption of raw oysters infected with Blastocystis sp. represents a potential risk for the consumer of acquiring blastocystosis. Risk in which the most susceptible population is the undernourished and that with some type of immunodeficiency.

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  18. Poirier P, Wawrzyniak I, Vivarès CP, Delbac F, El Alaoui H (2012) New insights into Blastocystis spp.: a potential link with irritable bowel syndrome. PLoS Pathog 8: e1002545. [crossref]
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  20. Mauss J, Retz M, Dilts R, Langland J (2017) Multiple sampling and SAF-Fixative Triple-Faeces Testing for Dysbiosis and Pathogenic Infections of the Gastrointestinal Tract: Case Report. Altern Ther health Med.

Potential Molecular and Cellular Mechanisms Underlying the Anti-Inflammatory and Anti-Tumor Properties of Probiotics: Our Experience

DOI: 10.31038/CST.2017281

Abstract

A probiotic is defined as a “live microorganism which when administered in adequate amounts confers a health benefit on the host”. There is a growing interest in probiotics within the scientific community, with consumers, and in the food industry. Thus, a large body of literature exploring the mechanisms of action of probiotic strains and their effects on human health is actually available.

In the last twenty years, our research group has been pledged to study the cellular and molecular mechanisms underlying the beneficial effects of selected strains of probiotics.

Here, we retrace the most significant stages of our research on probiotics, reporting, in particular, in vitro and in vivo findings regarding their anti-inflammation and anti-cancer properties.

Introduction

Many bacterial strains have been developed as natural “probiotics”, most prominently those of the Lactobacillus and Bifidobacterium genera. These microbes have been used to treat Clostridium infection [1]; inflammatory diseases such as obesity, diabetes, and inflammatory bowel disease (IBD) [2]; and neurological conditions such as anxiety, depression, and autism spectrum disorder [3], among other pathologies. Probiotics are known to exert beneficial effects by directly signaling with the human host through chemical or physical means or by altering the composition and metabolism of the gut microbiota [4]. However, the genetic and molecular mechanisms by which natural probiotics evolved to act are poorly understood [5, 6]. Recent reviews have focused on engineering bacteria to target cancer [7, 8] or genetically modifying the endogenous gut microbiota in situ
[9, 10, 11].

In the present article, we retrace the most significant stages of our research on probiotics, reporting, in particular, in vitro and in vivo findings regarding their anti-inflammation and anti-cancer properties.

Anti-inflammatory and anti-tumor properties of probiotics

In the ‘90s, we started to study and then we reported the efficacy of probiotic organisms in the treatment of pouchitis by evaluating their ability either to increase tissue levels of the anti-inflammatory cytokine IL-10, or to decrease, to levels present in control pouches, proinflammatory cytokines (i.e. TNF-a, IFN-g, and IL-1a), inducible nitric oxide synthase, and matrix metalloproteinase activity, thus suggesting a mechanism of action to explain the efficacy of this therapeutic regime in pouchitis [12].

At the same time, we investigated the apoptotic effect in vitro of sonicated preparations of selected strains of lactic acid bacteria (LAB) on normal and tumor human lymphocytes [13]. Interestingly, incubation with bacterial samples led to a relevant time-dependent apoptotic cell death of human T-leukemia Jurkat cells but not normal human peripheral blood lymphocytes. Lactobacillus brevis and Streptococcus thermophilus samples were more efficient in inducing Jurkat apoptosis than other probiotics. In an attempt to characterize the mechanisms underlying these effects, we found that the apoptotic death-inducing ability of S. thermophilus preparations could be attributed to the ability of high levels of neutral sphingomyelinase activity to generate in Jurkat cells relevant amounts of ceramide, a known apoptotic death messenger. On the other hand, our results showed that apoptosis induced by L. brevis samples could also be associated with high levels of arginine deiminase activity, which in turn was able to downregulate polyamine synthesis in Jurkat cells. Arginine deiminase enzyme catalyzes the catabolism of arginine thus deprivating ornithine decarboxylase activity of the common substrate and, consequently, affecting the biosynthesis of polyamines known to be overexpressed in neoplastic cells. The obtained results led us to suggest that these two functional probiotics, S. thermophilus and L. brevis, possessed peculiar biochemical characteristics underlying the anti-cancer effects observed in vitro and mainly related to the activity of neutral sphingomyelinase and arginine deiminase, respectively.

In this context, considering that functional probiotics may prevent Helicobacter pylori infection, our group assessed also whether oral administration of L. brevis was able to affect H. pylori survival in the human gastric mucosa [14]. The effects of L. brevis administration on polyamine biosynthesis in gastric biopsies from H. pylori-positive patients was also evaluated. L. brevis treatment led to a reduction in the urea breath test delta values, suggesting a decrease in intragastric bacterial load. Of note, L. brevis induced a decrease in gastric ornithine decarboxylase activity and polyamine levels. Our data supported the hypothesis either that L. brevis treatment decreased H. pylori colonization, thus reducing polyamine biosynthesis, or, alternatively, the arginine deiminase activity following L. brevis administration caused arginine deficiency, preventing polyamine generation from gastric cells.

Several years ago, when intracellular pathways leading from membrane receptor engagement to apoptotic cell death were still poorly characterized, we investigated the intracellular signalling generated after cross-linking of CD95 (Fas/Apo-1 antigen), a broadly expressed cell surface receptor whose engagement results in triggering of cellular apoptotic programs [15]. We reported evidence that crosslinking of CD95 with DX2, a functional anti-CD95 monoclonal antibody, resulted in the activation of a sphingomyelinase in promyelocytic U937 cells, as well as in other human tumor cell lines and in CD95-transfected murine cells, as demonstrated by induction of in vivo sphingomyelin hydrolysis and generation of ceramide. Our data, showing that CD95 cross-linking induced sphingomyelin breakdown and ceramide production through an acidic sphingomyelinase, provided the first information regarding early signal generation from CD95, and was considered relevant in defining the biochemical nature of intracellular messengers leading to apoptotic cell death. In 1995, we also showed evidence about the role of multiple phospholipid hydrolysis in Fas/APO-1 signalling [16]. Our efforts to identify among different effectors which one belongs to the apoptotic pathway, pointed toward the sequential PC-PLC/acidic sphingomyelinase activation as a key step for the propagation of the death signal. Then, we also investigated the expression and function of Fas (CD95/APO-1) on human T lymphocytes resident within the intestinal lamina propria, a major site of antigen challenge and persistent lymphocyte activation [17]. Taken together, our results provided the first evidence of a role for ceramide-mediated pathways in normal immunoregulation.

Considering that a markedly reduced mucosal alkaline sphingomyelinase activity has been found in premalignant and malignant intestinal epithelia and in ulcerative colitis tissue, our group reported evidence regarding the alkaline sphingomyelinase activity in feces from healthy subjects and colorectal adenocarcinoma patients to correlate it with the enzyme activity in intestinal tissues [18]. The findings, with potential implications for cancer biology and perhaps also for the design of clinical test, suggested that the fecal sphingomyelinase activity could really reflect the human intestinal mucosa enzyme level and could represent a new marker for human colorectal adenocarcinoma, mainly taking into account its early appearance in intestinal neoplasms.

We also showed evidence that probiotic-derived neutral sphingomyelinase mediates the beneficial effect of probiotics in inflammatory bowel disease. The results suggested that induction of immune cell apoptosis could be a mechanism of action of some probiotics, and that neutral sphingomyelinase-mediated ceramide generation contributed to the therapeutic effects of probiotics [19].

The involvement of bacterial SMase was also studied in skin aging and inflammation [20, 21]. Health benefits of probiotics have been established by several studies in animals and humans and the scientific literature shows that the clinical uses of probiotics are broad and are open to continuing evaluation. The most common microorganisms used as probiotics are strains of LAB, which are gram-positive, nonsporing, catalase-negative organisms that are devoid of cytochromes and of nonaerobic habit, but are aerotolerant, acid-tolerant, and strictly fermentative; lactic acid is the major end product of sugar fermentation. Particular attention is paid to specific species of LAB, including Lactobacilli and Bifidobacteria, that are part of the intestinal microbiota. Most probiotics are included in foods or dietary supplements and are aimed at functioning in the intestine. However, even if gastrointestinal tract has been the primary target, it is becoming evident that other conditions not initially associated with the gut microbiota might also be affected by probiotics. We reported a significant increase in skin ceramide levels in healthy subjects after treatment in vivo with a cream containing a preparation of S. thermophilus. The presence of high levels of neutral sphingomyelinase activity in this organism was shown to be responsible for the observed increase of stratum corneum ceramide levels, thus leading to an improvement in barrier function and maintenance of stratum corneum flexibility [22].

Considering that a reduced amount of total ceramides could be responsible for functional abnormalities of the skin of atopic dermatitis (AD) patients, we also investigated the effects of the topical administration of a S. thermophilus-containing cream on ceramide levels of stratum corneum from AD patients [23]. A 2-week application of the cream, containing a sonicated preparation of the lactic acid bacterium S. thermophilus, in the forearm skin of 11 patients led to a significant and relevant increase of skin ceramide amounts, which could have resulted from the sphingomyelin hydrolysis through the bacterial sphingomyelinase. Moreover, in all patients the topical application of our experimental cream also resulted in the improvement of the signs and symptoms characteristic of AD skin (i.e. erythema, scaling, pruritus).

We also investigated the effects of the topical treatment of a S. thermophilus-containing cream on ceramide levels of stratum corneum of healthy elderly women [24]. The ceramide levels, transepidermal water loss and capacitance were evaluated on stratum corneum sheets from the forearms of healthy female subjects treated with a base cream or the same cream containing a sonicated preparation of the lactic acid bacterium S. thermophilus. The probiotic treatment led to significant and relevant increase of stratum corneum ceramide levels. Moreover, the hydration values of the treated forearm of each subject were significantly higher than control sites. Altogether, these results suggested that the experimental cream was able to improve the lipid barrier and to increase a resistance against ageing-associated xerosis.

A great attention was focused by our group on the interaction between host and probiotics which may have anti-inflammatory properties and immunomodulatory activities. In this context, in the past we investigated the effect of a Bifidobacterium infantis extract on the abnormal apoptosis of HaCaT cells induced by soluble factors (IFN-g and CD95 ligand) released by human T-lymphocytes in vitro activated with anti-CD3/CD28 mAbs or the mitogen PHA (phytohemoagglutinin) [25]. Of note, the bacterial extract treatment was able to totally prevent T lymphocyte-induced HaCaT cell apoptosis in vitro. The mechanism underlying this inhibitory effect was suggested to depend on the ability of the B. infantis extract to significantly reduce anti-CD3/CD28 mAbs and mitogen-induced T-cell proliferation, IFN-g generation and CD95 ligand release. Our results represented an experimental basis for a potential therapeutic approach mainly targeting the skin disorders-associated immune abnormalities.

Anti-inflammatory effects of L. brevis extracts were also analysed by our group on periodontitis patients [26]. The involved mechanisms in vitro on activated macrophages were also investigated. Eight healthy subjects and 21 patients with chronic periodontitis were enrolled to analyze the effect of L. brevis-containing lozenges on periodontitis-associated symptoms and signs. Before and after the treatment, the patients received a complete periodontal examination. Saliva samples, collected before and after treatment, were analyzed for metalloproteinase and NOS activity, IgA, PGE2 and IFN-g levels. The treatment led to the total disappearance or amelioration of all analyzed clinical parameters in all patients. This was paralleled to a significant decrease of nitrite/nitrate, PGE2, matrix metalloproteinase, and IFN-g levels in saliva samples. Overall, our results suggested that the effects of L. brevis could be attributed to the high level of arginine deiminase activity which prevented nitric oxide generation by competing with NOS for the common substrate arginine. Our findings give further insights into the knowledge of the molecular basis of periodontitis and have a potential clinical significance, giving the experimental ground for a new innovative, simple and efficacious therapeutic approach of periodontal disease.

In a recent article [27], we report our experience on fractional CO2 laser resurfacing providing the results of a new post-operative topical treatment with an experimental cream containing probiotic-derived active principles potentially able to modulate the inflammatory reaction associated to laser-treatment. The experimental cream containing S. thermophilus was administered post-operatively for 2 weeks to 42 consecutive patients who were treated with fractional CO2 laser. The efficacy of the experimental cream was evaluated comparing the rate of post-operative signs vanishing with a control group of 20 patients topically treated with an antibiotic cream and a hyaluronic acid based cream. The post-operative administration of the probiotic-containing cream induced a quicker reduction of post-operative erythema and swelling when compared to a standard treatment.

Manufacturing may affect the efficacy and safety of probiotics

Variability in probiotic manufacturing may affect their properties, with potential implications for their efficacy and safety. Each step and variable involved in the culture production. From growth conditions, substrates, and protectants to food formulation, processing, and storage conditions, may affect probiotic properties [28, 29].

Recently, we have shown that the VSL#3 formulations manufactured in the USA and Italy have a different effect on tumor cell lines and wound healing [30, 31]. The same discrepancies between VSL#3 formulations manufactured at different sites have been reported either by Biagioli et al. in animal models of IBDs [32] or by Trinchieri et al. in HIV-infected subjects [33]. Zacarias et al. have recently reported how technological processing of the probiotic strain B. lactis INL1 affected its functionality in inducing inhibitory activity against pathogens [34].

These observations may have a major impact on patient safety and on the liability of doctors when they prescribe a probiotic formulation made with different processes at different production sites, without properly informing the patients.

In conclusion, a careful selection of the probiotic agent, standardization of the dose and detailed characterization of the beneficial effects are essential when considering use of a probiotic for the dietary management of serious diseases. However, changes in the manufacturing processes, equipment or facilities can result in differences in the product itself due to the live nature of probiotics. The need to reconfirm safety and/or efficacy for any probiotic product made at a different factory is therefore mandatory.

Competing interests:The authors declare that they have no competing interests.

Funding information:No involvement of funders.

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Insulin resistance in spontaneous obese Rhesus monkeys (Macaca mulatta) – A valuable animal model

DOI: 10.31038/EDMJ.2017151

Abstract

Background: The epidemiology of Type 2 diabetes mellitus (T2D) in humans is reported with older individuals presenting increased body weight. As in humans, non-human primates have obesity-associated insulin resistance that is initially met with compensatory insulin secretion.

Methods: A group of adult Rhesus females (Macaca mulatta), among a colony of 70 captive-bred Rhesus monkeys, were identified with spontaneous obesity. Measurements of body weights, crown-rump lengths, and abdominal circumferences were recorded from (n=9) obese animals and also from (n=9) lean females, to serve as a control. To test insulin resistance, both groups were subjected to an intravenous glucose tolerance test (IVGTT).

Results: Both groups indicated a similar glucose uptake but with significantly higher levels of insulin in the obese group.

Conclusion: The higher insulin and the fact that glucose levels were normal in the two groups after IVGGT, is a reflection of compensatory hyperinsulinemia among the obese group. We propose this group of Rhesus monkeys to be the ideal model to study obesity and other chronic diseases associated with T2D.

Keywords

female Rhesus monkeys, non-human primates, obesity, type 2 diabetes (T2D), glucose, insulin

Introduction

Type 2 diabetes (T2D), and its complications such as cardiovascular and kidney disease, largely driven by obesity, now represents the major non-communicable disease burden worldwide. T2D is also associated with specific dyslipidaemia (elevated triglycerides, reduced HDL cholesterol, and increased small, dense low-density lipoprotein (LDL) particles) that further increases the risk of developing cardiovascular disease. The likelihood and severity of T2D are closely linked with body mass index (BMI). It is reported that there are a seven times greater risk of diabetes in obese people compared to those of healthy weight, with a threefold increase in risk for overweight people [1]. Theories of why obesity may lead to T2D include: 1) abdominal obesity may cause fat cells to release pro-inflammatory chemicals. These chemicals can make the body less sensitive to the insulin it produces by disrupting the function of insulin responsive cells and their ability to respond to insulin [2, 3] and 2) obesity may trigger changes to the body’s metabolism that cause adipose (fat) tissue to release increased amounts of fatty acids, glycerol, hormones, pro-inflammatory cytokines and other factors that are involved in the development of insulin resistance. When insulin resistance (IR) is accompanied by dysfunction of pancreatic islet beta cells it results in failure to control blood glucose levels [4].

To study the pathogenesis, evaluating appropriate interventions and identifying targets for therapy for this disease, suitable animal models are required. The ideal model for such studies would recreate the inherent history of the disease as it occurs in human populations. Therefore, such a model would exhibit natural variabilities in insulin resistance; some individuals become exacerbated at midlife under the condition of excessive caloric intake and lack of physical activity. Females would also be the ideal model with specific reference to cardiovascular disease, due to the hormonal profile [5]. Of all the animal models, diabetes has been reported in a number of Old World non-human primates such as the Cynomologus, Rhesus, African green monkey and the Baboon [6]. As with humans, T2D in non-human primates, such as the Rhesus monkey, is associated with obesity and increasing age [7]. In these animals, T2D was categorized into sequential phases based on age, body weight, glucose clearance, and fasting and secretory insulin levels [8]. Obese animals also exhibit increased fasting triglycerides and impaired insulin responses to glucose. Further investigations indicated that excess body fat was located primarily in the abdominal region, and glucoregulatory abnormalities were present in both sexes of obese Rhesus macaques. These findings in macaques have subsequently been noted to be similar to the central body fat distribution patterns in obese humans and their susceptibility to metabolic syndrome, including insulin resistance.

In laboratory housed monkeys, the peak body weight is usually not reached until about 15 years (‘middle-age’) with the weight gained after age seven years composed primarily of adipose tissue with a distribution mainly in the abdominal area. Reportedly, obesity in non-human primates is considered to be a disease of aging with individuals classified as obese when their body weight exceeds 15kg. However, even though non-human primates are able to reproduce by the age of four years there are no reports on spontaneous obesity in younger monkeys (under the age of six years). Therefore non-human primates do not provide a model for childhood-onset obesity in humans [9]. Obesity-related hyperinsulinemia and abnormal glucose tolerance have also been reported in feral Rhesus monkeys.

In non-human primates, diabetes includes a period of insulin resistance, with compensatory hyperinsulinemia despite normal glucose tolerance. This period of compensatory hyperinsulinemia is followed by a continued decrease of insulin secretory capacity. As the disease progresses, individuals develop compromised glucose tolerance with a slight increase in fasting glucose levels before advancing to hyperglycinaemia due to a virtual deterioration in pancreatic insulin secretion [10, 11].

With the increased incidence of human obesity and diabetes, animal models are especially relevant to study the interactions among obesity, IR, aging, and associated comorbidities. Diabetic non-human primates also have adverse changes in plasma lipid and lipoprotein concentrations, biomarkers of obesity, inflammation, and oxidative stress, and protein glycation that contribute to the numerous complications of the disease. Furthermore, sex hormones, pregnancy, and environmental factors (e.g., diet and stress) affect IR and can also contribute to diabetes progression in non-human primates [12]. These similarities between adult-onset, obesity-related diabetes in the Rhesus monkey and the human suggest further studies of these monkeys might provide useful and novel insights into the etiology of this disease. The purpose of this investigation was to confirm the relationship between obesity and glucoregulatory abnormalities in a group of captive-bred Rhesus females. The findings of this investigations will serve as supplementary data to information previously reported for the Rhesus monkey.

Materials and Methods

Humane Care Guidelines

Eighteen sexually mature captive-bred Rhesus females, with an average age of 15 years, were selected for this study. Nine individuals were identified as “obese” presenting body weights that ranged from 8,1kg to 12,1kg. The remaining nine females were categorized as “lean” and revealed body weights ranging between 4,7kg and 8,8kg. These females were selected from a free-ranging breeding colony, housed outdoors at the Delft Animal Centre, South African Medical Research Council (Cape Town, South Africa). The animals were maintained on a standard diet of special monkey cubes (Equifeeds, Cape Town, South Africa) and supplemented with seasonal fruit and vegetables. Additional enrichment devices were provided daily and water was available ad libitum. None of the females in the study had been used in other experimental studies. All animals were housed and maintained in accordance with the South African National Standard for the Care and Use of Animals for Scientific Purposes (The SANS 10386: 2008). The study was approved by the Ethics Committee for Research on Animals (ECRA) of the South African Medical Research Council.

Measurements of body dimensions

Somatometric measurements were recorded while animals were immobilized with Ketamine hydrochloride (Anaket V, Norpharm, Cape Town), at 10mg/kg. According to a body-condition scoring system [13], crown-rump (height) and crown-heel lengths were measured with the monkey in the supine position on a calibrated rule with a fixed headrest. The circumferences of the abdomen (at the level of the umbilicus) were taken with the monkey in lateral recumbency. The body weight of each animal was also recorded.

Glucose tolerance tests and biochemical assays

Monkeys were fasted overnight before the intravenous glucose tolerance tests (IVGTTs) and then sedated with Ketamine hydrochloride (Anaket V, Norpharm, Cape Town), at 10mg/kg. A graduated sterile catheter (Cavafix, Certo 257, B/Braun Melsungen AF) was inserted into the saphenous vein through a stainless steel trocar up to the 3,5 mark, according to the manufacturer’s instructions. Thereafter, a sterile saline (0.9% sodium chloride, Norpharm, Cape Town) infusion line was immediately connected to the catheter to ensure patency after each blood collection. Baseline blood samples were collected for fasting glucose /insulin concentrations and glucagon determination in serum gel tubes sodium fluoride and EDTA tubes at -10 minutes prior to glucose administration. Intravenous glucose (Dextrose-Fresenius, Norpharm, Cape Town), 50% at 1mL/kg was administered on the other limb over one minute followed by blood collections at time points 1, 3, 5, 10, 15, 20, 40 and 60 minutes. For glucose assay, blood was collected in tubes containing potassium oxylate/sodium fluoride and for insulin and lipids, blood was collected in serum gel tubes and EDTA tubes. To prevent elevated potassium levels during the biochemistry tests, particular care was taken during collections to avoid hemolysis of the blood samples. Plasma glucose was determined by the hexokinase method (Beckman Coulter AU Analyser). Fasting serum, total cholesterol, and triglycerides were determined by colorimetric analysis (PathCare, Laboratories, Cape Town, South Africa). Insulin was measured by a double immunoradiometric assay using human insulin as a standard and Rhesus serum for internal controls.

Statistical analysis

The difference between mean values of the lean group and the obese group was analyzed for significance using analysis of variance followed by the Newman-Keuls test. Significance between mean values from the two groups was determined with Student’s t-test. Levels of P < 0.05 were considered significant.

Results

Somatometric Indices for body weight and measurements

The high body weights observed from the obese individuals were primarily attributed to body fat rather than to stature or lean body mass (Figure 1) and waist circumference and abdominal fat fold (adipose fat) were also highly correlated with overall body fat (Figure 2). The obese group indicated an average body weight of 9,10kg compared to the 6,15kg body weight of the lean group. The crown-rump lengths were similar but results indicated a 48% weight distinction accommodated by a 43% difference in waist circumference between the 2 groups (Figure 3).

EDMJ2017-114-CharondeVilliersSA_F1

Figure 1. High body weight observed from an obese female (left) versus a lean female (right)

EDMJ2017-114-CharondeVilliersSA_F2

Figure 2. Waist circumference and abdominal fat fold (adipose fat)

EDMJ2017-114-CharondeVilliersSA_F3

Figure 3. Average difference in weight, waist circumference and crown-rump length between obese and lean monkeys

Glucose tolerance and insulin uptake

The obese individuals indicated a similar glucose uptake compared to the lean controls, albeit with slightly more area under the curve (Figure 4 and Figure 5). However, insulin levels were significantly higher in the obese versus the lean individual (P < 0.05). The glucose and insulin values obtained during the IVGTTs indicated elevated insulin levels in the obese group but normal glucose levels for both groups. This observation is a reflection of compensatory hyperinsulinemia amongst the obese individuals (Figure 6 and
Figure 7).

EDMJ2017-114-CharondeVilliersSA_F4

Figure 4. IVGTT Glucose levels

EDMJ2017-114-CharondeVilliersSA_F5

Figure 5. Glucose under the curve

EDMJ2017-114-CharondeVilliersSA_F6

Figure 6. IVGTT Insulin levels.

EDMJ2017-114-CharondeVilliersSA_F7

Figure 7. Insulin area under the curve

Discussion

The subjects in this study were representative of a wide range of body weights characteristics of adult breeding females in our colony. Measurement of height and other body dimensions revealed that differences in weight were primarily attributed to body fat rather than to stature or lean body mass. Abdominal circumference and abdominal fat fold were the most highly correlated with total body fat. Furthermore, most monkeys had relatively normal fasting glucose and insulin concentrations. However, the glucose uptake among the obese group versus the lean group Rhesus monkeys was similar after the glucose challenge. The increase insulin concentrations observed in the obese group is also an indication of insulin resistance and a potential pre-diabetes state. The strong relationship between body fat and insulin levels has been previously reported for Rhesus monkeys and has been attributed to an effort to overcome peripheral resistance to insulin’s action of lowering blood glucose levels [11]. The obese animals in this study exhibited hyperinsulinemia had normal fasting glucose levels and normal glucose tolerance. Similar findings were reported for a group of obese Rhesus males [7]. These studies showed that T2D in Rhesus monkeys is a progressive disorder with increased basal insulin secretion and impaired insulin response to glucose challenge as the earliest abnormalities. As Rhesus monkeys become diabetic, islet amyloid is abundant. Monkeys also exhibit age-related decreases in insulin sensitivity, insulin response to glucose, lean body mass, and energy expenditure, and obese animals’ exhibit increased fasting triglycerides, increased fasting insulin, and impaired insulin responses to glucose. Obesity-related hyperinsulinemia and abnormal glucose tolerance have also been found in feral Rhesus monkeys.

The relevance of gender should also be considered as sex hormones such as estrogen and progesterone are reported to affect body weight and insulin resistance. Subsequently, both diabetes and cardiovascular disease will be influenced and monkeys with gestational diabetes have elevated glucose and insulin concentrations. The postmenopausal state is another factor associated with increased insulin resistance as well as an increase in body weight.

Both behavioural and physiologic factors are likely to contribute to the etiology of spontaneous obesity in captive macaques. As for humans, potential associations between various physiologic parameters and the social status of individual animals is an important consideration when assessing root causes of obesity in non-human primates. Cynomologus and other macaque species live in complex social hierarchies, in which there are dominant and subordinate animals. Social status influences access to food resources, which can affect body condition.

An additional consideration is the role of psychosocial stress in the etiology of diabetes. In humans, the current thinking is that much of the present-day T2D epidemic reflects insulin resistance secondary to visceral fat accumulation and a seemingly more direct relationship has been observed in animals. In non-human primates, the effects of stress on T2D are derived from animals living under relatively crowded social conditions. These individuals are less able to clear glucose challenge compared to their non-crowded counterparts. Furthermore, the experimental housing conditions can be manipulated to created interventions that disrupt species-typical lifestyle to effectively induce metabolic abnormalities [11, 12, and 14].

Summary

The obese Rhesus monkeys in our colony show evidence of insulin resistance and a potential pre-diabetes state. Our observations are similar to those previously reported for this species. Because of the similarities between adult-onset, obesity-related diabetes in Rhesus monkeys and humans, our specific long-term housing conditions will ensure the availability of suitable, aging monkeys to investigate the pathogenesis, risk factors, and some of the chronic diseases associated with T2D.

Acknowledgement

The authors are grateful to: The Delft animal technicians for their technical support and to Mrs. Chapman from Biomedical Research and Innovation Platform (BRIP) for the insulin analysis.

Conflict of Interest Statement: The authors declare that they have no conflict of interests. This work formed part of an in-house research project and was funded by the South African Medical Research Council.

References

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  2. Freemantle N, Holmes J, Hockey A, Kumar S (2008) How strong is the association between abdominal obesity and the incidence of type 2 diabetes? International Journal of Clinical Practice 62: 1391–1396 .
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Nursing Succession Planning-Mental Health Center Case Study

DOI: 10.31038/ASMHS.2017124

Abstract

This article presents the process of developing a managerial development succession plan in nursing, as developed at a mental health hospital. There is a shortage of comprehensive and systematic research on the integration of the nursing sector in management positions at the hospital and the public sector. In light of the above, a managerial succession plan was developed for the hospital nursing staff. Participants took part in the program until their eventual placement in managerial positions model till the affiliation of managerial positions. The process is highly recommended for other hospitals or organizations in the public sector.

Key Words

Managerial succession planning, Psychiatric hospitals, Public sector

Introduction

Managerial succession planning is a mean for achieving high performance, filling key positions and meeting current and future talent needs [1]. To meet this goal, organizations must develop formal programs to enable a core managerial succession plan for their organizational activity [2].

Studies demonstrate the importance of developing a managerial succession plan in general and specifically a nursing succession plan [3]. The critics argue that there is a lack of essential knowledge and skills required for a management position [4]. This is crucial in nursing, as the transition from a nursing to a managerial position involves the integration of leadership and managerial skills that were not part of their daily routine [5,6]. These employees are required to commit to the organization’s goals, technology and management challenges [7]. Managerial positions require the development of appropriate skills that will help meet management challenges along with the challenges of nursing [8]. They further require the acquisition of communication skills, flexibility, adaptability and commitment to strategy [9], human resources skills and political wisdom which are all essential to effective management in the field of nursing [10].

Promoting untrained employees to managerial positions may cause organizational and personal damage such as a decrease in employee motivation, stress and burnout, dysfunction and a lack of organizational effectiveness [11]. To reduce negative impacts, organizations recruit candidates for managerial succession and prepare them for management positions in a structured program [3].

The Robert Wood Johnson Foundation developed a management program for nurses. It was developed in the United States and intended to guide, develop and train nurses to cope with the challenges of the future [12]. This leadership training was intended for nurses who served in senior management positions in hospitals and clinics in order to improve their managerial skills. There was no emphasis on preparation for junior managerial positions or to succession planning.

In nursing, employees are promoted to managerial positions based on intuition or objective constraints without proper training [3]. In fact, until 2012, there was no relevant training for junior level managers nor was there a succession planning program for the nursing sector.

Case Study

Considering the inconsistency of the process in the field of nursing, we found it appropriate to deal with this issue in terms of human resource development processes in hospitals. Since there is no training track for succession planning in nursing, such a track was developed at a mental health hospital. The program was based on stages of location, training and placement in nursing managerial positions.

A comprehensive managerial program was formulated in order to locate candidates, train them in the managerial track and placing them in management positions. The program included a number of stages, as detailed below.

Candidate location:

The first stage entailed building a process for locating candidates. The main principles were transparency and fairness. The process was as follows:

  • Call for candidates,
  • Requesting supervisors to identify committed employees,
  • Candidate files,
  • Assessment interview,
  • Acceptance/rejection letter.

After formulating the main idea of the nursing succession plan in the hospital, a call for candidates was published through all internal communication channels at the hospital, describing the assessment process to the candidates. The department heads were provided an explanation of the process and their possible contribution. Those responsible supervisors were asked to locate candidates in their departments and to encourage them to apply. The candidate portfolio consisted of a supervisor recommendation based on a structured form built by the steering committee. The supervisors were asked to explain their choice of candidates, emphasizing clinical and managerial skills. The employee evaluation form was attached as well.

The steering committee met and reviewed the candidates’ portfolios based on pre-determined criteria, rating each aspect on a scale. The candidates were invited for a personal interview with the steering committee. At the end of the interview, each member of the steering committee rated the candidate and a final grade was determined after discussion. Applicants with high scores were accepted to the course. The rejected candidates were given an explanation for their rejection.

Building a training program

In the second phase, a training program was constructed. The program focused on clinical and managerial skills.

The clinical skills taught throughout the course included communication with families, legal formulation of administrative records, rehabilitation and innovative treatment methods geared toward psychiatric hospital implementation.

The managerial skills were leadership, teamwork, decision-making and creativity.

The candidates worked on self-analysis and building a program for personal and professional development. Each candidate received feedback on his personal development throughout the course.

The training program was conducted through multiple learning strategies, ranging from ODT (Outdoor Training) to lectures, workshops, questionnaires, self-analysis tools, peer learning, project preparation and simulations. The training processes focused on the self-development of each candidate regarding his strengths and weaknesses.

One of the course requirements, which was an indicator of whether or not to promote the employee to a managerial position, was to lead an improvement project in the department or hospital. The team project aimed to improve department performance and thus improve hospital performance. The participants select a relevant topic from a range of hospital activities. The teams received academic and clinical support during the preparation of the projects. The projects were presented as part of a seminar on the final day of the course.

Assigning employees to management positions

The third phase, at the end of the course, was based on an evaluation prepared for each participant. It presented the development process throughout the course, the skills developed and the skills requiring further development. All candidates were invited to a personal interview with the Nursing Director. The candidate was presented with feedback on his performance as well as a decision regarding his professional career in the hospital. Some of the candidates were immediately assigned to junior management positions at the hospital, some were notified of future promotions, while the others were assigned to continuous training on a personal level.

Evaluation, feedback and building a continuous plan

In the final phase, as part of the steering committee’s learning curve, all participants were subject to an assessment and evaluation process in terms of training program, its contents and future development. The feedback demonstrated an expectation for a continuation course which would place an emphasis on communication skills, conflict management, and teamwork with a supervisor and project leadership.

A follow-up program is currently being prepared, as part of a continuously learning process.

Discussion

Succession planning is a central organizational process that seeks to achieve long-term effectiveness by ensuring the recruitment of employees who will be able to fulfil managerial positions in their organization. There is no structured process for identifying, developing and placing employees in nursing managerial positions. This paper presents a model developed by the authors, which was implemented as a pilot in one of the largest psychiatric hospitals in Israel. Despite initial apprehension of this new process (both managers and employees), the candidates completed the program. Within two years, half were appointed to managerial positions as deputy heads of various departments, others were promoted to supervisory roles, coordinating the accreditation and quality of the hospital. Feedback compiled after several years demonstrates high motivation to fulfill the role successfully and to contribute in other areas (such as research, improvement teams).

Conclusion

To conclude, the goal of setting a succession planning program was achieved. A precedent was set in the hospital at the organizational level as well as in the sectoral level for succession planning. The entire process aroused great interest among all employees, even from other sectors, awarding prestige to those chosen for the program. The process shows that it is possible to rise above prejudicial stigmas about employees who work in the organization for decades. It is possible to develop a structured and professional succession program for the next managerial generation that will lead the hospital to a high level of performance. It appears that the process, in its current format, has succeeded and should be expanded to other hospitals in the future.

References

  1. Rothwell WJ (2010). Effective Succession Planning: Ensuring Leadership Continuity and Building Talent from Within (4th edn). New York, Amacom, USA.
  2. Santora JC, Sarros JC, Bozer G, Esposito M, Bassi A (2015) Nonprofit Executive Succession Planning and Organizational Sustainability A Preliminary Comparative Study in Australia, Brazil, Israel, Italy, Russia, and the United States. J Appl Manag Entrep 20: 66–83.
  3. Toren A (2009) leadership in with-managing Nurse in Hospitals. Jerusalem, Magnes, Israel.
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  5. Melina LR, Burgess GJ, Falkman LL, Marturano A (2013) The Embodiment of Leadership. San Francisco, Jossey-Bass, USA.
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A Novel Approach to Ameliorate and Provide a Protective Role in Neurodegenerative Diseases by a Novel Peptide, TFP5/TP5, Derived from Cdk5 Activator p35

DOI: 10.31038/CST.2017273

Short Communication

The etiology of AD and other age-related neurodegenerative disorders is complex, involving as it does, many multivariate interacting pathways among which are aging itself, inflammation, mitochondrial ROS disorders, hyperactive kinases such as Cdk5, mutations in amyloid precursor protein (APP), secretases and tau processing. The identification of gene mutations responsible for neurodegeneration in humans has led to development of a variety of transgenic mouse models, each expressing a neurodegenerative phenotype such as AD, PD or ALS. For AD, for example, an extensive model mouse literature has accumulated validating one or another pathway as specifically responsible for the behavioral and pathological disease phenotype (e.g. Elder et al, 2010, Landreth et al, 2012). And, in some instances, these mutant mice have been claimed successfully “cured” or “rescued” to some extent by agents or manipulations that restore the damaged pathways. These are touted as potential therapeutic candidates.

Our current research program evolved after years of basic science studies of neuronal cytoskeletal protein phosphorylation during nervous system development and function, A brief summary of our accomplishments over the years should illustrate how we arrived at our present program. We found that neurofilaments, the major axonal proteins, are selectively phosphorylated in axons [1-4]. Using a neurofilament assay, our laboratory identified cyclin dependent kinase 5 (Cdk5), together with its activator, P35, as one of the principal kinases regulating neuronal topographic phosphorylation biology and physiology. The multifunctional kinase, Cdk5, was initially characterized as a tau protein kinase (Ishiguro et al., 1991), a proline directed kinase (Lew et al., 1994; Lew et al., 1995; Lew and Wang, 1995) or a cdc-2 like kinase in our lab (Shetty et al 1993, Shetty et al., 1995), presently known as Cdk5. We as well as other laboratories have shown that Cdk5 is a tightly regulated multifunctional kinase essential for neuronal development, neurogenesis, migration, synaptic activity, memory / learning and survival, phosphorylating a large number of target protein substrates [5-10].

Cdk5 when deregulated by neuronal stress (e.g., glutamate excitotoxicity, A toxicity, Reactive Oxygen Species ,ROS, and others), Cdk5 activity is deregulated and hyperactivated as a stable complex with p25 (a truncated fragment of p35, a major activator of Cdk5) and induces perikaryal hyperphosphorylated tau, neurofilament proteins (NF-M/H), and other neuronal intermediate filament proteins as seen in AD, PD and ALS [11, 12], thus Cdk5/p25 becomes a pathological target. This relationship to AD and other pathologies has been documented in studies of AD brains showing high levels of p25, reduced p35/p25 ratios and Cdk5 hyperactivity [13, 14] Zheng et al 2010, Furthermore, we have confirmed that Cdk5/p25 induces tau and NFP aberrant hyperphosphorylation along with cell death in cultured cortical neurons [14,15]. Consistent with this hypothesis is a p25-overexpressing model mouse, developed by Dr. Tsai’s lab and recently our own lab, that displays the typical AD abnormal phenotype [16]. Accordingly, hyperactive Cdk5/p25 has been identified as a possible therapeutic target for neurodegeneration. Recently, a more compelling role of hyperactive Cdk5/p25 as a significant factor in the etiology of AD comes from studies of cell cultures in vitro [14,15] and model mice in vivo as documented in two publications. Since the binding of p25, the proteolytic fragment of p35, induces deregulated and hyperactivated Cdk5, we asked the question what is the role of smaller truncated peptides of p25 in the regulation of Cdk5 activity? This has led us to isolation and identification of peptides derived from p35 (CIP , cdk5 inhibitory peptide and P5, a 24 amino acid peptide derived from p25) that specifically inhibited the hyperactive Cdk5/p25 without affecting the physiologically normal Cdk5/p35 [12,14,15] (Amin et al., 2002] Consistent with the model, we succeeded in showing that pathological and behavioral phenotypes in AD model mice (over-expressing p25 transgenic) and the 5XFAD transgenic can be alleviated after treatment with CIP and TFP5, our in vivo therapeutic reagents (Sundaram et al, 2013, Shukla et al, 2013).

We viewed these peptides as potential therapeutic candidates for rescuing neurodegenerative disorders in model mice sharing the hyperactivated Cdk5-induced phenotypes. Currently, most therapeutic approaches targeting the deregulated Cdk5/p25 complex and other kinases in neurodegenerative disorders and cancer have focused primarily on drugs like roscovitine, ATP analog, that inhibit Cdk5 activity by interfering with the ATP binding domain of the kinase. Most of these drugs, however, lack sufficient specificity, since all kinases including cell cycle Cdks including Cdk5, are vulnerable at the ATP binding site targeted by these drugs. In order to make P5, small 24 amino acid peptide an in vivo therapeutic reagent, we coupled the C-terminus of P5 to a protein transduction domain peptide (PTD -TAT) and its N-terminus to FITC, fluorescent tag, fluorescein isothiocynate. This reagent that we call TFP5 was shown to pass the blood brain barrier and to rescue the AD phenotype in AD model mice (Shukla et al, 2013, Sudaram et al, 2013). Hence, next, we conducted the following studies:

Effects of TFP5 on expression of AD phenotypes in a p25Tg over-expressing and double transgenic (5XFADTg) AD model mice, mechanisms of specificity of TFP5 action and effect of TFP5 on ALS model mice (unpublished).

At the forefront of the AD literature are those model mice expressing the two landmark pathologies seen at human autopsy, hyper phosphorylated intracellular cytoskeletal tangles (tau, neurofilaments) and extracellular amyloid plaques. One of the many hypotheses invoked to explain these phenotypes is the role of deregulated, hyperactive Cdk5/p25, reported at elevated levels in AD brains at autopsy (Ishiguro et al, 1991; Ishiguro et al, 1992; Patrick et al, 1999; Tseng et al, 2002). From these and other related studies in vivo and in vitro, a hypothesis has been proposed to account for the deregulation of Cdk5, and its induction of tau and amyloid pathology leading to the chronically long descent into the abyss of dementia. (Figure 1). A most persuasive validation of the hypothesis is overexpression of p25 in a mouse model that induces Cdk5 hyperactivity, AD pathology, behavioral defects and early mortality [16] (Cruz et al, 2003). Elevated levels of p25 in post-mortem AD brains, however, though supported by the above (and other reports), was not confirmed in a few laboratories (Nguyen et al,2002; Tandon et al, 2002; Kerokoski et al, 2002; Takashima et al, 2001). These differences had been, in part, attributed to tissue sampling conditions and preparation protocols [17-21]. Nevertheless, the weight of evidence from our lab and others is consistent with the hypothesis; hyperactive Cdk5/p25 has been identified as a target in neurodegeneration and many compounds that inhibit this kinase have been tested in AD model mice (Glicksman et al, 2007; Hassan et al, 2011; Demange et al, 2013; Shukla et al, 2013; Sundaram et al, 2013).

PowerPoint Presentation

Figure 1. In physiological state N- terminus domain (10kDa) of p35 which anchoring to the membrane, the activator of Cdk5 forms a multimeric complex associated with Cdk5 and a large number of neuronal cytoskeletal and synaptic proteins ( e.g. p67) regulates a large number of neuronal processes , essential for nervous system development and survival ( Fig.1, physiology). Upon neuronal toxic insults/ stress factors (glucose , Aß, oxidative and other)induces intracellular Ca+ increase which activates calcium dependent proteases (e.g., calpain), cleaves p35 into 10kDa N- terminus domain and a 25 kDa truncated protein , which has higher affinity for Cdk5 leads hyperactivates Cdk5 activity. This aberrant and hyperactive Cdk5 ( Cdk5/p25)hyperphosphorylates a large number of cytoskeletal proteins including tau, Neurofilament produces neurodegeneration and pathology. Thus Cdk5/p25 becomes a pathological and Cdk5/p35 physiological target (Fig.1, Pathology). To study the effects of smaller peptides derived from p25 on phosphorylation activity of Cdk5/p35 and Cdk5/p25, p25 polypeptide was truncated to smaller peptides. The smallest peptide a 24 amino acid (TFP5) selectively inhibited deregulated Cdk5 hyperactivity but not cdk5/p35 activity (Fig.1, Recovery)

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Review of Personalised Ventilation Programmes and Changes in Pressure Support Over Time in Patients with MND/ALS

DOI: 10.31038/ASMHS.2017123

Mini Review

Background

Breathlessness and respiratory muscle weakness are key issues to manage in motor neurone disease (MND).  As more is understood about this condition, more patients are being referred for and commenced on non-invasive ventilation (NIV) as a supportive tool [1]. Research is looking at the impact on general well-being, physical and mental health of this population group on NIV and appears to improve quality of life [2, 3]. At Medway Maritime Hospital, patients are reviewed in a multi-disciplinary clinic including a respiratory consultant, specialist ventilation nurse and palliative care consultant. Therapy is targeted on ventilation methods to maximise activities of daily living, quality of life and easing symptoms. This includes the ventilation mode AVAPS-AE (average volume assured pressure support–auto end positive airway pressure) which will allow more control over both pressure and volume delivered and using hand-held and mouthpiece ventilators for more mobile ventilation.

Objectives

A review of patients’ perceived quality of life and the impact of non-invasive ventilation on this. Also, a review of pressure support (PS) requirements of patients on our newer ventilation mode AVAPS-AE and whether there is a change in the amount of this over time.

Methods

Quality of life review.

All 5 current patients with MND requiring NIV in April 2016 were sent a patient satisfaction survey and a shortened quality of life questionnaire based on the Short Form-36, looking at general health and bodily pain. The key sections included self-rating on their general health, limitations on daily activities and effects on physical health. These could not be scored using the standard scoring system due to its shortened nature and therefore the results were directly compared to one another.

Review of pressure support requirements on AVAPS-AE.

Data of all patients with MND requiring NIV usage on AVAPS-AE mode over the past 3 years were reviewed. Data of the 5 patients on AVAPS-AE for over 6 months was collected, looking at average PS levels and usage per day over 3 month periods until April 2016.

Results

Quality of life review

Three out of 5 patients with MND requiring NIV responded to the patient survey. Each patient had been on domiciliary NIV for at least 1 year, with 2/3 of patients’ usage increasing every 6 months. The results showed that patients felt satisfied with their NIV, feeling their machine matched their everyday needs. Patient used different devices including hand-held, mouthpiece and facemask breathing devices. Despite NIV they felt their health had worsened and they all expected their health to get worse. Their health limited all of them in vigorous and moderate activities, climbing any number of flights of stairs and in bending, kneeling or stooping.  Bodily pain was an increasing issue as the years of NIV usage increased, going from mild to moderate to severe for each increased year of NIV usage as was anxiety.

Review of pressure support requirements on AVAPS-AE

Of the 4 patients on a prolonged use of AVAPS-AE (over 6 months), 3 out of 4 saw an increase in PS requirements over time (range 0.7-7.4cmH2O). All patients saw a gradual increase in average NIV usage hours per day. The increase was predominantly short bursts, which progressed to prolonged usage over the daytime.

Discussion

Breathlessness is a difficult symptom to manage and individualized therapy plans are important to effectively manage each case. Anxiety and expectations over declining physical function must be tackled as well as the physical respiratory muscle weakness [4]. Mouthpiece and hand-held devices appear to help to provide a patient with more autonomy and freedom from NIV as the disease progresses.

We have shown that the number of NIV usage hours steadily increases as the disease progresses. It appears that the amount of pressure support increases over time, although more patient numbers are required to illustrate this to any statistical significance. AVAPS-AE is a useful mode to safely provide increasing pressure support in the community as higher pressure levels can be delivered according to patient demand without the need for regular checks on patients’ ventilators. This allows patients more time out of a hospital setting and further work will be required to assess the impact on patients’ quality of life.

ASMHS2017-108-RogersCUK_F1

Figure 1. Average PS changes over time for individual patients

ASMHS2017-108-RogersCUK_F2

Figure 2. Average daily hour usage over time for individual patients

References

  1. Ando H, Williams C, Angus RM, Thornton EW, Chakrabarti B, et al. (2015) Why don’t they accept non-invasive ventilation?: Insight into the interpersonal perspectives of patients with motor neurone disease. Br J Health Psychol 20: 341–359. [crossref]
  2. R McConigley, Kristjanson LJ, Aoun SM, Oldham L, Currow DC et al. (2014) Staying just one step ahead: providing care for patients with motor neurone disease. BMJ Support Palliat Care 4: 38-42. [crossref]
  3. Lyall RA, Donaldson N, Fleming T, Wood C, Newsom-Davis I, et al. (2001) A prospective study of quality of life in ALS patients treated with noninvasive ventilation. Neurology 57:153-156. [crossref]
  4. Oliver D, Radunovic A, Allen A, McDermott C (2017) The development of the UK National Institute of Health and Care Excellence evidence-based clinical guidelines on motor neurone disease. Amyotroph Lateral Scler Frontotemporal Degener 18: 313-323. [crossref]

Isolated Hippocampal Infarct and Dementia – A Case Report and Literature Review

DOI: 10.31038/ASMHS.2017122

Abstract

Ischaemic stroke in the Hippocampal regions have been characteristically described as resembling clinical picture of Transient Global Amnesia (TGA). Prolonged and persistent cognitive deficits leading to a diagnosis of Dementia, within the context of Hippocampal lesions, have been less widely reported. Routine cognitive screening without a careful exploration of evolution of deficit symptoms might miss the crucial narrative suggestive of a Vascular Dementia of relatively acute onset. Characteristic magnetic resonance imaging finding of localised lesion(s) in the Hippocampus will lend significant diagnostic clarity and aid in formulating an effective care management. Our case report describes the identification of a unilateral isolated infarct in the Left Hippocampus with non-fluctuant cognitive deficits for over 6 months, leading to a diagnosis of Vascular Dementia, and a review of the current literature.

Keywords

Dementia, Hippocampus, Infarction, Stroke, Amnesia, Neuroimaging

Background

Amnesic stroke has been linked to isolated lesions in medial temporal lobe, thalamus, basal forebrain, retro-splenial region, and subcortical regions [1]. Lesions in the medial temporal lobe have been clearly linked to severe amnesia [2]. Several case reports mention that lesions affecting the posterior cerebral artery may cause confusion [3]. Despite diagnostic advances with neuroimaging, unilateral ischaemic lesions within the Hippocampal region continue to be rare.

Case reports mostly mention occurrence of Transient Global Amnesia (TGA) within the context of a Hippocampal Stroke [2,4,5]. Anterograde amnesia found in TGA, with relatively intact immediate recall and retrograde memory, rarely persist beyond 24 hours. TGA with identified unilateral lesions were found to present with confusion, object specific hallucinations, intense mood states changes, and impulsivity, with or without depressive behaviour [5]. A Case report noted persistent memory deficits lasting up to 5 months following Hippocampal Infarction [6]. Another report illustrated amnesia irreversibility in bilateral Hippocampal Infarction [7]. Post mortem studies have linked permanent Amnesia to Bitemporal stroke [2,4].

Research into identification and characterisation of stroke lesions or patterns affecting Hippocampus has tried to shed light into understanding patterns of cognitive deficits within verbal and nonverbal episodic long-term memory loss and spatial disorientation [4]. Delayed focal changes in the lateral aspect of Hippocampus have been identified on magnetic resonance imaging, in cases of Transient Global Amnesia (TGA) [6]. Lesional studies have described that these memory deficits are in line with commonly seen temporal lobe pathologies [7]. Kumral et al. [8], have described 5 topographic variants of Hippocampal infarcts and described Hippocampal dementia in 2 patients with severe immediate, delayed verbal and visual memory deficits, dysexecutive syndrome, deficits in responding to feedback and error correction, with dull and aimless appearance lasting for several months.

Despite widened neuroimaging and neuropsychological research, there appear to be limited awareness among front line clinicians about Hippocampal lesions in suspected cases of Dementia. A need for further understanding of mixed vascular dementia and Alzheimer’s disease within localised hippocampal and medial temporal lesions have been highlighted by different studies [9].

We aim to add to the increasing published evidence with a strategic Hippocampal Infarct presenting with persistent cognitive deficits, leading to a diagnosis of Vascular Dementia.

Case report

A 70yr old British-Indian male with no previous contact with secondary mental health services, presented with a 4-month history of impaired memory. Characteristic initial identified symptom was being unable to manage his finances, along with occasions of forgetting his food and medication. Prior to the development cognitive symptoms, he was treated for an accidental finding of Hyponatraemia during routine monitoring investigations.

Collateral history from his family described a rapid onset of cognitive deficits and characteristic stable symptoms without any progression for over 4 months. Reported day-to-day and within-day fluctuations present in attention and concentration. Family had noted significant difficulty with self-managing medication and had taken an accidental overdose in this period. Reportedly was going to the toilet at least 15 times per day because he would forget having used the toilet. Behavioural and psychological symptoms included pervasive low mood, anxiety symptoms, apathy and pacing around the house at night. He had been using a walking stick to mobilise outdoor due to new onset of dizziness. In terms of sensory impairment, he has required to use hearing aids in this 4-month period. His speech has been relatively preserved and he has been able to make himself easily understood to others when conversing in his native language Punjabi. However he would engage in repetitive speech. Limited variability was seen in his pre-morbid daily routine and social interactions were preserved though he struggled with reduced levels of motivation and energy. Appeared to have lost interest in news and current affairs, which he used to keenly follow in the past.

He had had his schooling in Punjabi language (grew up in India) and understands basic English. In the United Kingdom he had worked as a baker and a metal factory worker, before being made redundant at the age of 62.

Significant medical issues include Type 2 Diabetes Mellitus, Essential hypertension, Hypercholesterolaemia, Chronic Kidney Disease stage 3, Tubular adenoma, a history of low serum Vitamin B12 and Asthma. Regular prescribed medication include Clenil Modulite inhaler, Omeprazole, Nifedipine, Repaglinide, Pravastatin, Bisoprolol, Aspirin, Metformin and Losartan. No history of any harmful use of alcohol or nicotine. He denied any historic or current use of illicit substances.

A Mini Mental State Examination (MMSE) done at the time of referral from Primary Care (General Practice) had showed a score of 21/30 indicating a mild level of cognitive impairment. The Rowland Universal Dementia Assessment Scale (RUDAS) revealed a score of 27/30, having lost 1 point on Visuo-constructional Drawing and 2 points on Judgement. This did not identify any significant cognitive deficit. The Neuropsychiatric Inventory (NPI) showed a total score of 27/120, Carer Distress at 13/50, Depression at 3 (Carer Distress of 2), Anxiety at 4 (Carer Distress of 3), Apathy at 8 (Carer Distress of 4), Aberrant motor behaviour at 12 (Carer Distress of 4), Neuro-vegetative Changes at 9/24 (Carer Distress of 4/10), Pacing around the house at night at 9 (with a Carer Distress of 4). On Bristol Activities of Daily Living Scale (BADLS), he scored 14/60 indicating that he had lost about 23% of his independent functioning. And on Clinical Global Impression (CGI) he was noted as 3 (mildly ill).

The routine Dementia Screen blood test results showed relatively poor diabetic control and a low serum Ferritin but was otherwise within range. Electro-cardiogram (ECG) showed a sinus rhythm with premature ventricular complexes.

As per standard investigation protocol in the Secondary Care (Cognitive Impairment and Dementia Service), an MRI Brain was requested and the scan report (from axial T2, coronal FLAIR, sagittal T1 and diffusion weighted images) showed that the ventricles were of normal size and configuration; cranio-cervical junction was normal; there was a generalised volume loss with no particular focal predilection; noted a mature gliotic damage affecting the left hippocampal head and para-hippocampal gyrus which appeared more in keeping with an infarct than a primary neurodegenerative process. There were no other intra-axial areas of abnormal signal intensity, or abnormal mass lesions seen within the brain, brain stem or cerebellum. Conclusion of a Medial Left Temporal infarct with a generalised volume loss was arrived at (figures 1, 2 and 3).

ASMHS 2017-109-VimalMannaliUK_F1

Figure 1. MRI Brain (diffusion-weighted image DWI) coronal view showing strategic infarct on the left Hippocampus (blue arrow)

ASMHS 2017-109-VimalMannaliUK_F2

Figure 2. MRI Brain (diffusion-weighted image DWI) coronal view showing strategic infarct on the left Hippocampus (blue arrow)

ASMHS 2017-109-VimalMannaliUK_F3

Figure 3. Magnified image of MRI Brain (diffusion-weighted image DWI) coronal view showing strategic infarct on the left Hippocampus (blue arrow)

Discussion

At initial assessment 4 months following the onset of cognitive symptoms, there was a strong suspicion that this gentleman was suffering from persistent and stable cognitive deficits leaning towards a diagnosis of Dementia. Identification of the strategic infarct in the Left hippocampal region on magnetic resonance imaging was critical to arriving at the diagnosis. However, as the duration of his problem was less than 6 months, it was decided to carefully monitor for any changes to the non-progressive cognitive deficits.

He was not found to be suitable for treatment using Acetyl Cholinesterase Inhibitor given the absence of any clear features suggestive of a concurrent Alzheimer`s disease. Was advised to closely monitor his vascular risk factors and highlighted the need for early identification and management of any Delirium, should it occur in the future. Given his depressive symptoms, a trial of antidepressant medication had been suggested. At subsequent follow up (more than six months from initial symptom development), he was found to present with consistent cognitive symptoms and level of functional difficulty.

Our case was unusual having presented with an unresolved anterograde amnesia initially resembling a Transient Global Amnesia (TGA) but the identification of the strategic Hippocampal infarct in a background of significant vascular risk factors, and persistent cognitive symptoms beyond six months, led to a diagnosis of Vascular Dementia. The duration of symptoms at the time of assessment did not allow a formal diagnosis of Dementia but on careful follow up there was persistent and stable cognitive deficits which helped gain diagnostic clarity.

The Sydney Stroke Study [10] showed that patients with Stroke or Transient Ischaemic Attacks (TIA), and patients with post-stroke Mild Cognitive Impairment (Vascular) or mild Vascular Dementia do not have hippocampal atrophy, but they proposed the need for a longitudinal study to determine if hippocampal atrophy is a late development in Vascular Dementia. Focal Cerebral Ischaemia has been widely studied within spatial and temporal evolution of cognitive symptoms. Hippocampal infarctions, both uni and bilateral, are suggested as a direct causation for memory dysfunction and having a potential to lead to irreversible amnestic symptoms [11,12].

Previous studies have identified the difficulty with recognition of small ischaemic strokes in hippocampal regions and subsequent under-diagnosis without adequate follow up of TGA-type episodes, with sole reliance on CT Head scan for neuroimaging [12]. Newer MRI techniques have helped lesional description within stroke patterns affecting the hippocampus [2]. In TGA cases, diffusion-weighted images have revealed small punctuate lesions in the hippocampus [13].

It has been studied that different patterns of hippocampal infarcts result from the variation in arterial supply of hippocampus or suggest location of an embolism [5]. Cardio-embolism and vertebra-basilar artery disease were found as the predominant cerebrovascular mechanisms leading to a Hippocampal infarction [5]. A study found that the CA1 region within the Hippocampal area is most vulnerable to ischemia resulting in TGA, as it lies near the hippocampal blood supply that branches out from the posterior cerebral artery [6]. Another study suggested that their most important finding was absence of cases with isolated infarct of the hippocampus, in contrast to conditions like Herpes simplex encephalitis, Para-neoplastic limbic encephalitis, and primary brain tumours which may predominately or exclusively involve one or both Hippocampi [7]. Case reports have also found other causes for Hippocampal stroke such as glyphosate overdose [14] and induced by Cocaine [15] intoxication.

Our case highlights the need for a careful exploration of historical narrative in evolution of cognitive deficits, the utility of newer MRI techniques in identification of localised Hippocampal lesions and the need for awareness of Medial Temporal Lobe pathologies in secondary and tertiary care settings. Additional neuropsychological examination could help delineating functional deficits and descriptively aid a holistic understanding of the case presentation.

Acknowledgement:
The authors wish to thank the patient and his family for providing consent to share information relevant to this case report and for permission to use the images from his MRI Brain scan.

Competing interest: The authors declare that they have no competing interests.

Funding information: The authors declare that they have not received any form of funding for collection of the case information or writing of the case report, and there is no sponsor involved in the decision to submit the paper for publication.

References

  1. Szabo K, Förster A, Jäger T, Kern R, Griebe M, et al. (2009) Hippocampal Lesion Patterns in Acute Posterior Cerebral Artery Stroke Clinical and MRI Findings. Stroke 40: 2042–2045. [crossref]
  2. Szabo K (2014) Hippocampal stroke. Front Neurol Neurosci 34: 150–156. [crossref]
  3. Shih HT, Huang WS, Liu CH, Tsai TC, Lu CT, et al. (2007) Confusion or delirium in patients with posterior cerebral arterial infarction. Acta Neurol Taiwan 16: 136–142. [crossref]
  4. Sander K, Sander D (2005) New insights into transient global amnesia: recent imaging and clinical findings. Lancet Neurol 4: 437–444. [crossref]
  5. Li J, Hu WL (2013) Bilateral hippocampal abnormalities in magnetic resonance imaging in transient global amnesia. Am J Emerg Med 31: 755.e1-755.e3. [crossref]
  6. Sedlaczek O, Hirsch JG, Grips E, Peters CN, Gass A, et al. (2004) Detection of delayed focal MR changes in the lateral hippocampus in transient global amnesia. Neurology 62: 2165–2170. [crossref]
  7. Takahashi S, Higano N, Kurihara S, Mugikura K, Sakamoto H, et al. (1997) Correlation of lesions in the hippocampal region noted on MR images with clinical features. Eur Radiol 7: 281–286. [crossref]
  8. Kumral E, Deveci EE, Erdogan C, Enüstün C (2015) Isolated hippocampal infarcts: Vascular and neuropsychological findings. J Neurol Sci 356: 83–89. [crossref]
  9. Del Ser T, Hachinski V, Merskey H, Munoz DG (2005) Alzheimer’s disease with and without cerebral infarcts. J Neurol Sci 231: 3–11. [crossref]
  10. Sachdev PS, Chen X, Joscelyne A, Wen W, Altendorf A, et al. (2007) Hippocampal size and dementia in stroke patients: the Sydney stroke study. J Neurol Sci 260: 71–77. [crossref]
  11. Borroni B, Agosti C, Brambilla C, Vergani V, Cottini E, et al. (2004) Is transient global amnesia a risk factor for amnestic mild cognitive impairment? J Neurol 251: 1125–1127. [crossref]
  12. Marinkovic I, Lyytinen J, Valanne L, Niinikuru R, Pekkonen E (2012) Bilateral hippocampal infarction as etiology of sudden and prolonged memory loss. Case Rep Neurol 4: 207–211. [crossref]
  13. Förster A, Al-Zghloul M, Wenz H, Böhme J, Groden C, et al. (2017) Isolated punctuate hippocampal infarction and transient global amnesia are indistinguishable by means of MRI. Int J Stroke 12: 292–296. [crossref]
  14. Nishiyori Y, Nishida M, Shioda K, Suda S, Kato S (2014) Unilateral hippocampal infarction associated with an attempted suicide: a case report. J Med Case Rep 8: 219. [crossref]
  15. Morales Vidal SG, Hornik A, Morgan C (2012) Cocaine induced hippocampi infarction. BMJ Case Rep 2012. [crossref]

A Cross Sectional Study to Assess the Prevalence of Pancreatic Exocrine Insufficiency among Diabetes Mellitus Patients in Turkey

DOI: 10.31038/EDMJ.2017142

Abstract

Background/Objectives: Pancreatic exocrine insufficiency (PEI) is a common clinical entity in patients with diabetes mellitus (DM). The aim of the present study was to define the prevalence and demographic and clinical characteristics of PEI in patients with DM in Turkey.

Methods: Totally 216 patients diagnosed with DM at least five years ago or more were recruited and evaluated for clinical characteristics and fecal elastase-1 (FE-1) concentrations from stool samples by enzyme-linked immunosorbent assay for the presence of PEI. No additional therapeutic approach or follow-up visits were conducted.

Results: The mean age of the patients was 53.8±16.6 years (18.5-85.7 years) and 58.8% (n = 127) of the patients were female. Of the patients, 32.4% had Type 1 DM and 67.6% had Type 2 DM. Totally, 31 (14.3%) patients had PEI. Mild-to-moderate PEI was observed in 12.0% of the patients and severe PEI was observed in 2.3% of the patients. The rates of PEI were 15.7% and 13.7% among Type 1 and Type 2 DM patients, respectively. FE-1 level was not correlated with DM duration and levels of ALP, amylase, HbA1c, and lipase in Type 1 and Type 2 DM patients and entire study population. There was a positive correlation between FE-1 and C-peptide levels in Type 2 DM patients (p = 0.047, rho = 0.168).

Conclusions: PEI was not a rare condition both in patients with Type 1 and Type 2 DM. As the clinical presentation of diabetic patient is inconclusive regarding exocrine pancreas functions, PEI should be notably taken into consideration in daily practice.

Key words

diabetes mellitus; fecal elastase-1; pancreatic exocrine insufficiency

Introduction

Exocrine and endocrine functions of pancreas are associated closely in terms of anatomical and physiological patterns [1-3]. Pathological conditions of the exocrine tissue can cause impairment of the endocrine functions and vice versa [1, 2]. Some conditions or diseases such as acute and chronic pancreatitis, pancreatic surgery, hemochromatosis, cystic fibrosis, and pancreatic cancer may cause diabetes mellitus (DM) [4]. Although the older studies revealed that, these diseases were believed to cause DM only in 0.5%-1.2%, a recent review of the currently available studies finds that this ratio is approximately 5%–10% [5]. The impairment of exocrine function and pancreas morphology is frequently seen in diabetic patients and the reduced exocrine function has been reported in 43%-80% of the Type 1 DM in the earlier studies [6-9]. Similar exocrine insufficiency has been shown in Type 2 DM, whereas some studies have suggested normal exocrine function in those patients [6, 7, 10]. In 2000, Hardt et al. [1] reported that reduced fecal elastase-1 (FE-1) concentrations were found in 56.7% of Type 1 patients, 35% of Type 2 patients, and 18.1% of the controls and that elastase-1 concentrations were not correlated with alcohol consumption, diabetes duration or diabetes therapy. They also concluded that diabetes secondary to exocrine disease could be much more frequent than that was believed so far. In the following years, exocrine insufficiency in Type 2 DM patients has been studied in many studies and the exocrine insufficiency prevalence has been reported between 23% and 36% [11-14].

In their review, Hardt et al. [15] reported the possible mechanisms explaining pancreatic damage in patients with DM, which were insulin as a trophic factor for exocrine tissue, changes in secretion/action of other islet hormones, autoimmunity, and diabetes mellitus as a consequence of underlying pancreatic diseases. Based on these results, the American Diabetes Association defined diseases of the exocrine pancreas as other specific types of diabetes (some authors prefer to identify this entity as Type 3c diabetes) [4, 5, 16].

In a recently published study, Ewald et al. [17] described practical criteria based on the American Diabetes Association definition for Type 3c DM, which were pancreatic exocrine insufficiency (PEI; a FE-1level of <200 µg/g), presence of pathologic imaging results, and absence of diabetes-associated antibodies. In that particular study, among 1868 patients, 172 (9.2%) patients could be classified as Type 3c DM and only 51.2% (88/172) were initially classified correctly. They concluded that Type 3c DM appeared to be more common than that was generally believed and it was misdiagnosed commonly [17].

Exocrine insufficiency is common in DM patients and it might be explained as a complication of diabetes mellitus. Apparently, some patients with decreased exocrine function have Type 3c DM and are misdiagnosed as Type 2 or Type 1 DM and it is more likely that Type 3c DM is much more frequent than previously believed [18]. There are only few data about PEI in DM patients in Turkey. The primary objective of the present study was to assess the prevalence of PEI among DM patients in Turkey. The secondary objectives were to assess the prevalence of PEI among Type 1 and Type 2 DM sub-groups, to evaluate demographics and medical characteristics of the patients with PEI, and to evaluate the presence of gastrointestinal symptoms among patients with PEI.

Methods

This was a cross sectional non-interventional study which was conducted in Istanbul University Faculty of Medicine from September 2013 through February 2014 and included patients admitting to the Gastroenterology or Endocrinology Outpatient Clinic with or without symptomatic gastrointestinal problems. The study was approved by local and central ethical committees. Patients who were aged ≥18 years old, previously diagnosed with DM (Type 1 or Type 2) at least 5 years ago or more and treated before enrolment, had absolute insulin deficiency and were diagnosed as Type 1 DM, and those who met at least one criteria of the Society of Endocrinology and Metabolism of Turkey on DM [19] were included. These criteria included having a blood glucose level ≥126 mg/dL after 8 hours of fasting, having a 2nd hour plasma glucose level ≥200 mg/dL after oral glucose tolerance test with 75 g glucose, having DM symptoms and spontaneous plasma glucose level of ≥200 mg/dL, and having glycated hemoglobin (HbA1c) level of ≥6.5% with standardized measurement technique. Patients who were pregnant or on breast feeding or had insufficient medical records were excluded. Written informed consents of the patients were obtained before the study.

All enrolled patients were evaluated only once during the study period (24 weeks). Demographic parameters and laboratory tests including the measurements of HbA1c, C-peptide, amylase, lipase, aspartate aminotransferase (AST), alanine aminotransferase (ALT), gamma-glutamyl transferase (GGT), alkaline phosphatase (ALP), calcium, phosphorous, and vitamin D levels were recorded. FE-1concentrations were measured for the presence of PEI from the stool samples by enzyme-linked immunosorbent assay based on monoclonal human specific antibodies, which is widely used as a diagnostic parameter of PEI [20, 21]. PEI is classified by FE-1 level as normal exocrine function (a FE-1level of ≥200 μg/g stool), mild-to-moderate PEI (a FE-1 level of ≥100 but <200 μg/g stool), and severe PEI (a FE-1 level of <100 μg/g stool) [22].

Statistical analysis

Descriptive statistics were expressed as number, percentage, and 95% confidence interval for categorical variables and as mean, standard deviation, median, inter-quartile range, minimum, maximum, and percentiles for continuous variables. Sub-groups were compared using Chi-square or Fisher’s exact or Mantel-Haenszel test for categorical variables, using analysis of variance and/or Student test for normally distributed continuous variables and Kruskal-Wallis and/or Mann-Whitney U test for non-normally distributed variables. Correlation between PEI and other parameters was evaluated by univariate tests (Chi-square or Fisher’s exact test for categorical variables and Student T test or Mann-Whitney U test for continuous variables) and by multivariate tests (logistic regression models).

Raw prevalence was calculated by number, percentage, and 95% confidence interval using Wilson methodology [23]. Prevalence was adjusted for age and gender according to the results of annual census of Turkey published by Turkish Statistical Institute [24]. Prevalence was also adjusted according to the results of the TURDEP II study [25].

Results

Among the patients (n = 216) included in the study, 58.8% (n = 127) were female. The mean age of the patients was 53.8 ± 16.6 years (18.5-85.7 years). The rates of patients who had a history of Type 1 and Type 2 DM were 32.4% (n = 70) and 67.6% (n = 146), respectively. The duration of diabetes in type 1 and type 2 DM patients were 16.7 ± 9.1 years (5.0-43.6 years) and 14.8 ± 6.2 years (5.5-37.5 years), respectively.

The most frequent DM complication was neuropathy (25.0%) in the entire group, retinopathy (21.4%) in the patients with Type 1 DM, and cardiac diseases (22.6%) in the patients with Type 2 DM. Of the patients, 42.1% had at least one DM complication. All patients with Type 1 DM were on insulin therapy, whereas 56.2% of Type 2 DM patients were on insulin therapy. The characteristics of the patients with Type 1 and Type 2 DM and the entire study population are presented in Table 1.

Table 1. Baseline characteristics of the patients.

Type 1 DM
(n=70)

Type 2 DM
(n=146)

Entire Group
(n=216)

Age 34 ± 11.3
(18.5-69.4)
63.2 ± 8.3
(44.7-85.7)
53.8 ± 16.6
(18.5-85.7)
BMI (kg/m2) 24.3 ± 3.9
(16.8-35.7)
30.0 ± 4.8
(20.1-44.1)
28.1 ± 5.3
(16.8-44.1)
DM duration 16.7 ± 9.1
(5.0-43.6)
14.8 ± 6.2
(5.5-37.5)
15.4 ± 7.3
(5.0-43.6)
Gender
              Female 43 (61.4) 84 (57.5) 127 (58.8)
              Male 27 (38.6) 62 (42.5) 89 (41.2)
DM complication
              Neuropathy 10 (14.3) 44 (30.1) 54 (25.0)
              Retinopathy 15 (21.4) 30 (20.5) 45 (20.8)
              Cardiac disease 3 (4.3) 33 (22.6) 36 (16.7)
              Nephropathy 4 (5.7) 7 (4.8) 11 (5.1)
              Diabetic foot 0 (0.0) 1 (0.7) 1 (0.5)
              Cerebrovascular disease 0 (0.0) 1 (0.7) 1 (0.5)
DM treatment
              Insulin 70 (100.0) 82 (56.2) 152 (70.4)
              Training 67 (95.7) 112 (76.7) 179 (82.9)
              Life style change 47 (67.1) 93 (63.7) 140 (64.8)
              Diet 48 (68.6) 92 (63.0) 140 (64.8)
              Oral anti-diabetic 4 (5.7) 131 (89.7) 135 (62.5)
              Physical exercise 36 (51.4) 63 (43.2) 99 (45.8)
Gastrointestinal symptoms
              At least 1 11 (15.7) 14 (9.6) 25 (11.6)
              None 59 (84.3) 132 (90.4) 191 (88.4)
Data are presented as mean ± standard deviation (minimum-maximum) or number (%), where appropriate.BMI, Body Mass Index; DM, Diabetes Mellitus.

Totally, 31 (14.3%) patients had PEI in the entire study population. Mild-to-moderate PEI was observed in 12.0% of the patients and severe PEI was observed in 2.3% of the patients (Table 2).

Table 2. Pancreatic exocrine insufficiency in the study population.

Type 1 DM
(n=70)
Type 2 DM
(n=146)
Entire group
(n=216)
n (%) n (%) n (%)
Normal exocrine function 59 (84.3) 126 (86.3) 185 (85.7)
Any PEI 11 (15.7) 20 (13.7) 31 (14.3)
Mild-to-moderate PEI 11 (15.7) 15 (10.3) 26 (12.0)
Severe PEI 5 (3.4) 5 (2.3)
DM, Diabetes Mellitus; PEI, Pancreatic Exocrine Insufficiency

There was no significant difference between patients with or without PEI regarding the age, BMI, DM duration or insulin usage. The most frequent DM complication was neuropathy both in the patients with (35.5%) and without (23.1%) PEI, without a significant difference between them (p = 0.145). Of 31 patients with PEI, the rate of having at least one DM complication was 58.1% (n = 18); there was no significant difference between the patients with and without PEI regarding the presence of at least one DM complication (p = 0.052). The characteristics of the patients with and without PEI and entire study population and the results of intergroup comparisons are presented in Table 3.

Table 3. Characteristics of the patients with and without pancreatic exocrine insufficiency and entire study population and intergroup comparisons.

Patients with PEI
(n=31)
Patients without PEI
(n=185)
Entire Group
(n=216)
p
Age 57.0 ± 15.8
(23.5-78.7)
53.2 ± 16.7
(18.5-85.7)
53.7 ± 16.6
(18.5-85.7)
0.230*
BMI (kg/m2) 28.4 ± 5.4
(21.5-43.6)
28.1 ± 5.3
(16.8-44.1)
28.1 ± 5.3
(16.8-44.1)
0.907*
DM duration 16.8 ± 7.8
(5.5-32.6)
15.2 ± 7.2
(5.0-43.6)
15.4 ± 7.3
(5.0-43.6)
0.345*
Gender        
              Female 19 (61.3) 108 (58.4) 127 (58.8) 0.760
              Male 12 (38.7) 77 (41.6) 89 (41.2)
DM complication        
              Neuropathy 11(35.5) 43 (23.1) 54 (25.0) 0.145
              Retinopathy 7 (22.6) 38 (20.4) 45 (20.8) 0.796
              Cardiac disease 6 (19.4) 30 (16.1) 36 (16.7) 0.664
              Nephropathy 2 (6.5) 9 (4.8) 11 (5.1) 0.661**
              Diabetic foot 0 (0.0) 1 (0.5) 1 (0.5) 1.000**
              Cerebrovascular disease 0 (0.0) 1 (0.5) 1 (0.5) 1.000
DM treatment        
              Insulin 26 (83.9) 126 (67.7) 152 (70.4) 0.873
              Oral anti-diabetic 21 (67.7) 114 (61.3) 135 (62.5) 0.515
Gastrointestinal symptoms        
              At least 1 2 (6.5) 23 (12.4) 25 (11.6) 0.335
              None 29 (93.5) 162 (87.6) 191 (88.4)
Data are presented as mean ± standard deviation (minimum-maximum) or number (%), where appropriate. Chi-square test was used unless otherwise stated; *Mann-Whitney U test; ** Fisher’s exact test.BMI, Body Mass Index; DM, Diabetes Mellitus; PEI, Pancreatic Exocrine Insufficiency.

 Laboratory Findings

The entire study population, as well as Type 1 and Type 2 DM patients, was grouped according to the presence and absence of PEI. The laboratory findings of these groups and the results of comparisons are presented in Table 4. There were no significant differences regarding any laboratory parameters between the patients with and without PEI in each group, except for vitamin D level in the patients with Type 1 DM (p = 0.010).

Type 2 DM patients receiving and not receiving insulin therapy were grouped according to the presence and absence of PEI and were evaluated regarding laboratory findings. The laboratory findings of these groups and the results of comparisons are presented in
Table 5. The mean amylase level was significantly higher in Type 2 DM patients not receiving insulin therapy without PEI than in those receiving insulin therapy with PEI (p = 0.009). The mean ALT level was significantly higher in Type 2 DM patients receiving insulin therapy with PEI than in those not receiving insulin therapy without PEI (p = 0.024).

To evaluate the relationship between glycemic control and PEI, patients with DM Type 1 or 2 were divided into subgroups according to having HbA1c levels equal or higher than 7% and smaller than 7%. There was no correlation between these subgroups and PEI status in Type 1 and Type 2 DM patients (Table 6).

Table 4.

Table 4. Laboratory findings of Type 1 and Type 2 diabetes mellitus patients and entire study population grouped according to the presence of pancreatic exocrine insufficiency and results of comparisons.

n Type 1 DM n Type 2 DM
With PEI Without PEI p With PEI Without PEI p
HbA1C (%) 70 8.5 ± 2.0
(6.3-13.8)
8.3 ± 1.6
(5.2-13.0)
0.981 145 7.5 ± 1.4
(6.0-11.4)
7.7 ± 1.3
(5.3-12.7)
0.457
C-Peptide (pmol/mL) 69 0.10 ± 0.22
(0.01-0.74)
0.23 ± 0.50
(0.01-2.24)
0.223 140 2.10 ± 1.57
(0.01-6.63)
2.48 ± 1.30
(0.01-6.25)
0.144
Amylase (IU/L) 65 63.6 ± 31.7
(8.7-130.0)
65.5 ± 31.2
(19.0-205.0)
0.920 145 68.7 ± 36.7
(9.8-20.0)
73.2 ± 35.5
(4.8-125.0)
0.424
Lipase (U/L) 65 29.6 ± 28.6
(6.2-105.0)
46.5 ± 52.7
(11.6-268.0)
0.122 144 34.8 ± 16.7
(7.2-63.4)
47.4 ± 41.9
(7.8-292.0)
0.244
AST (U/L) 70 18.9 ± 5.9
(10.0-29.0)
18.5 ± 8.4
(8.0-70.0)
0.512 145 21.7 ± 9.0
(12.0-44.0)
19.9 ± 6.1
(11.0-42.0)
0.638
ALT (U/L) 70 18.0 ± 8.9
(9.0-36.0)
19.5 ± 16.9
(7.0-128.0)
0.859 145 26.6 ± 24.9
(10.0-122.0)
24.0 ± 12.8
(9.0-85.0)
0.560
GGT (U/L) 69 16.6 ± 7.8
(9.0-36.0)
28.2 ± 65.3
(6.0-494.0)
0.693 142 28.4 ± 16.8
(8.0-75.0)
26.3 ± 16.4
(7.0-122.0)
0.571
Calcium (mg/dL) 68 9.4 ± 0.3
(8.9-9.7)
9.6 ± 0.4
(8.8-10.7)
0.100 145 9.7 ± 0.4
(8.8-10.5)
9.8 ± 0.5
(8.3-12.0)
0.472
Phosphorus (mg/dL) 68 3.8 ± 0.4
(3.2-4.5)
3.6 ± 0.6
(2.4-5.4)
0.079 146 3.5 ± 0.4
(2.7-4.2)
3.6 ± 0.6
(2.2-5.3)
0.749
Vitamin D (ng/mL) 60 19.8 ± 8.3
(9.6-31.0)
12.8 ± 9.0
(4.0-47.9)
0.010 133 17.4 ± 10.0
(5.1-34.5)
17.3 ± 10.4
(5.0-62.5)
0.963

Data are presented as mean ± standard deviation (minimum-maximum) or number (%), where appropriate.

DM, Diabetes Mellitus; PEI, Pancreatic Exocrine Insufficiency; HbA1c, Glycated Hemoglobin; AST, Aspartate Aminotransferase; ALT, Alanine Aminotransferase; GGT, Gamma-Glutamyl Transferase.

Table 5. Laboratory findings of Type 2 diabetes mellitus patients receiving and not receiving insulin therapy grouped according to the presence of pancreatic exocrine insufficiency and results of comparisons.

 

 

n Patients Receiving Insulin Therapy n Patients Not Receiving Insulin Therapy
With PEI Without PEI p With PEI Without PEI p
HbA1C (%) 81 7.7 ± 1.5
(6-11.4)
8.1 ± 1.4
(5.8-12.7)
0.099 64 7.2 ± 1.2
(6.3-9.2)
7.2 ± 1
(5.3-9.5)
0.822
C-Peptide (pmol/mL) 80 1.6 ± 1
(0.01-3.9)
2.1 ± 1.3
(0.01-5.9)
0.247 60 4.1 ± 1.8
(2.6-6.6)
3 ± 1.1
(0.01-6.3)
0.134
Amylase (IU/L) 81 74.4 ± 41.1
(9.8-193)
71.5 ± 42.7
(20-279)
0.504 64 51.8 ± 5
(47-57)
75.1 ± 25.5
(4.8-145)
0.009
Lipase (U/L) 82 36.2 ± 18.9
(7.2-63.4)
43.2 ± 40.2
(7.8-292)
0.905 62 30.6 ± 7.2
(22.2-38.4)
52.3 ± 43.7
(12.8-286)
0.057
AST (U/L) 81 18.9 ± 4.8
(12-28)
19.7 ± 5.8
(11-34)
0.798 64 29.8 ± 13.9
(14-44)
20.1 ± 6.6
(11-42)
0.184
ALT (U/L) 82 17.5 ± 5.1
(10-26)
22.5 ± 10.7
(9-54)
0.560 63 53.6 ± 40.5
(22-122)
25.8 ± 14.9
(10-85)
0.024
GGT(U/L) 81 24.8 ± 12.6
(8-52)
26.4 ± 16.5
(7-122)
0.742 61 39 ± 24.4
(11-75)
26.2 ± 16.5
(10-86)
0.242
Calcium (mg/dL) 82 9.6 ± 0.5
(8.8-10.5)
9.7 ± 0.4
(8.8-10.6)
0.478 63 9.9 ± 0.2
(9.7-10.1)
9.9 ± 0.6
(8.3-12)
0.711
Phosphorus (mg/dL) 82 3.6 ± 0.4
(2.7-4.2)
3.6 ± 0.6
(2.2-4.7)
0.943 64 3.3 ± 0.4
(3-3.9)
3.5 ± 0.6
(2.3-5.3)
0.254
Vitamin D (ng/mL) 74 18 ± 10.9
(5.1-34.5)
14.5 ± 7.7
(5-39.3)
0.485 59 15.9 ± 8
(8-27.1)
20.5 ± 12.2
(5.4-62.5)
0.460
Data are presented as mean ± standard deviation (minimum-maximum) or number (%), where appropriate.PEI, Pancreatic Exocrine Insufficiency; HbA1c, Glycated Hemoglobin; AST, Aspartate Aminotransferase; ALT, Alanine Aminotransferase; GGT, Gamma-Glutamyl Transferase.

Table 6. Relationship of glycated hemoglobin level with pancreatic exocrine insufficiency in Type 1 and Type 2 diabetes mellitus patients and entire study population.

Type 1 DM
(n=56)
Type 2 DM
(n=98)
Entire group
(n=154)
HbA1c < 7.0% HbA1c ≥ 7.0% p HbA1c < 7.0% HbA1c ≥ 7.0% p HbA1c < 7.0% HbA1c ≥ 7.0% p
n (%) n (%) n (%) n (%) n (%) n (%)
With PEI 2 (18.2) 9 (81.8) 1.000* 9 (45.0) 11 (55.0) 0.195 11 (35.5) 20 (64.5) 0.342
Without PEI 12(20.3) 47 (79.7) 38 (30.4) 87 (69.6) 50 (27.2) 134 (72.8)
Chi-square test was used unless otherwise stated. *Fisher’s exact test.DM, Diabetes Mellitus; HbA1c, Glycated Hemoglobin; PEI, Pancreatic Exocrine Insufficiency.

Fecal elastase-1 level was not correlated with DM duration and levels of ALP, amylase, HbA1c, and lipase in Type 1 and Type 2 DM patients and entire study population. There was a positive correlation between FE-1 level and C-peptide level in Type 2 DM patients (p = 0.047, rho = 0.168). Univariate linear regression model revealed that amylase, lipase, and ALP levels and Type 2 DM were not significant predictors of FE-1 level. Univariate logistic regression model revealed that amylase, lipase, and ALP levels and Type 2 DM were not significant predictors of PEI.

Discussion

During the previous decades, researchers have focused on PEI in DM in many studies and evaluated the pancreatic secretion after the injection of cholecystokinin-pancreozymin and secretin in early studies [26]. The results of these studies have revealed that the prevalence rates of PEI ranges between 43% to 80% [6, 8, 9, 27]. More recently, FE-1 has become a frequently used diagnostic method in the clinical practice to detect PEI. Studies utilizing this diagnostic method have also reported high prevalence of PEI in patients with DM, ranging between 5.4%- 56.7% which is slightly lower than the results of previous studies [1, 12, 26, 28-30].

The results of the present study revealed that PEI was not a rare condition among patients with DM, either Type 1 or Type 2. The overall prevalence of PEI in the study population was found to be 14.4% and almost 1 in 7 patients with DM appeared to have PEI. This result also confirmed that, in general daily practice, the awareness of Type 1 and Type 2 DM is well-established; however, Type 3c DM is rarely considered [31]. This finding is also consistent with the previous studies, which have shown that this particular subtype of diabetes is more common than that is thought and generally misdiagnosed [17, 20].

There are some mechanisms proposed to be responsible for the impaired exocrine function in DM, including insulin deficienc [32], diabetic microangiopathy [33] high levels of circulating glucagon and its suppressive effects [34], effects of different hormones like somatostatin or pancreatic polypeptide [35] and autoimmunity against both endocrine and exocrine pancreas [36]. Regardless of the mechanism, changes in the exocrine function of the pancreas are commonly seen in many diabetic patients. In the present study population, 14.4% of the patients had PEI (15.7% in Type 1 DM and 13.7% in Type 2 DM); this was a relatively small rate when compared with the results of the previous studies. In their study populations, the rates of PEI were found as 55% by Chey et al. [6] and 73% by Vacca et al. [7] More recently, Hardt et al. [1] found that fecal elastase test was abnormal in 57% of patients with Type 1 DM and 35% of patients with Type 2 DM. The results of the present study are in conflict with the previous studies with the relatively small rates, but in consistent with the recent studies. [11, 14, 37]. In a study included 544 Type 2 diabetic patients (age: 63 ± 8 years) and 544 age-and gender-matched controls, Rahtmann et al. [11] reported that FE-1 concentrations were significantly lower in the patients than those of the controls and that low levels of FE-1 concentrations was present in 11.9% of the patients and 3.7% of the controls. In another study conducted by Larger et al. [14] on 667 patients (195 Type 1 DM and 472 Type 2 DM patients), 23% of the patients had an elastase 1 concentration <200 μg/g. Moreover, the study by Terzin et al. [37] reported lower elastase 1 concentrations in 16.8% of the patients with Type 2 DM patients (n = 101).

Another critical point in the present study was that the diagnostic method was based on the fecal elastase test and the impaired results suggested the deteriorated digestive pathways in these patients. In a large-scale population based study by Bytzer et al. [38] on 15, 000 adults, it was reported that gastrointestinal symptoms were observed with an increased prevalence in patients with diabetes and poor glycemic control. In the present study, at least one gastrointestinal symptom was present in 11.6% of the patients. When the diagnostic subgroups were considered, 15.7% of Type 1 DM patients and 9.6% of Type 2 DM patients had gastrointestinal symptoms. When the presence of gastrointestinal symptoms was compared according to the presence of PEI, there was no statistically significant difference between the groups. This finding was contradictory to the results of the previous studies by Nunes et al. [29], Icks et al. [28], and Rathmann et al. [11], which all reported that deteriorations in exocrine functions also impaired digestive functions in DM. However, this finding also supported some previous reports, which stated the controversies in the clinical presentation of PEI [26].

The duration of DM and the treatment with insulin are known as significant contributors to the changes in levels of digestive enzymes, such as amylase, in diabetes. Previous studies have shown that enzyme levels are significantly decreased in most diabetic cases with a long duration of disease and insulin treatment [39]. In the present study, there were no significant differences regarding enzyme levels between the patients with and without PEI neither in Type 1 nor in Type 2 diabetes. However, in the Type 2 DM patients not receiving insulin therapy, serum amylase level was significantly lower in the patients with PEI than in those without PEI. This finding did not support the previous evidence about insulin usage [29]. Layer et al. [40] reported on this issue that despite the decreased enzyme levels, there were no clinical evidence of pancreatic exocrine disease in these patients; however, according to our results, PEI was present in the patients with decreased amylase levels. Nevertheless, we could not define an effect of disease duration on the presence of PEI. The patients had similar duration of diabetes in both groups with and without PEI.

Presence of obesity and increased BMI are significant factors in the prognosis of DM. In the present study population, BMI was higher in the patients with Type 2 DM but not found to be differed between the patients with and without PEI. This was also mentioned by the previous studies and excess body weight defined as a BMI of >25 kg/m2 was not reported to be effective on fecal elastase levels.29 However, regardless of BMI, poor glycemic control has been associated with decreased exocrine functions of pancreas [11, 37].

Although some recent studies showed that PEI have been seen more frequently in the patients with poor glycemic control (HbA1c ≥%7) than in the patients with good glycemic control (HbA1c <%7) [11, 37], we did not find a correlation between PEI and glycemic control. Larger et al. had also indicated the similar results as we found [14]. According to these findings, the relationship between poor glycemic control and PEI is still contradictory and needs more studies to evaluate.

Vitamin D is a fat-soluble vitamin and its deficiency is expected more common in patients with PEI than without PEI. According to our results, the prevalence of vitamin D deficiency does not differ between diabetics with PEI and without PEI. It may be the reason of high prevalence of vitamin D deficiency in Turkey [41].

In conclusion, this is one of the very few studies about the prevalence and characteristics of PEI in patients with diabetes in Turkey. Although the prevalence rate of PEI in DM in our study was not found as high as in the previous studies, PEI was not a rare condition both in Type 1 and Type 2 DM; and these patient population has to be considered as Type 3c DM. Generally, the demographic and clinical characteristics were similar in the patients with and without PEI and the clinical presentation was inconclusive in these patients regarding exocrine pancreas functions. Although these findings should be supported by further, large-scale, prospective, randomized and controlled studies, our results contribute to the current evidence as new data from a less-studied population.

Acknowledgements

The authors declare that there is no conflict of interest. This study was financially supported by Abbott Laboratories Turkey.

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Applying Sociocultural Models of Aging to Promote Optimal Health and Wellbeing Amongst Aging Populations: A Literature Review on Interdisciplinary Approaches to Mental Health Care

DOI: 10.31038/ASMHS.2017121

Abstract

With a significant increase in aging populations in the coming years affecting many factors from increased health spending to restructuring of public spaces, challenges of how society can adapt to this major population change persist [1-4]. Sociocultural models of aging have been shown widely effective in a variety of contexts to describe processes of aging, theories to guide future experiments, and applications of theories into practice [5-7]. A review describing Bronfenbrenner’s ecological perspective, the PPCT model, and the life course perspective is presented. Applications to research in the field of mental health gerontology, future aging research, and criticisms of theories are described. There is a focus on depression, dementia, treating the whole person, and cultural competency. Considering the variety of factors that influence an individual’s risk and experience in living with a mental health issue, including their lived experience and personal preferences, holds important considerations for promoting optimal health and well-being in aging successfully.

Key Words

Gerontology, theory integration, social determinants of health, life course model, PPCT model, ecological perspective, dementia, depression, resiliency, positive psychology

Introduction

With a significant change in population demographics supporting a shift in aging populations already underway and only projected to increase in the coming years, it is important to consider how society can prepare for the coming change [1-4]. Significant modifications to healthcare spending and structuring are projected, in addition to modification of public spaces, among other factors [4-8]. Mental health remains an important factor affecting health, wellbeing, and aging, that effects populations around the world [8]. It is possible that one in five adults around the world may experience a mental health issue at least one time each year, and approximately one in three adults experience a mental health issue at least once in their adult life [9].

The World Health Organization asserts that approximately 15% of older adults (aged 60 or older) around the world experience a mental health disorder [8]. Out of this population, approximately one in two older adults who experience a mental health issue experience a form of depression [8]. The symptoms of depression, along with other mental health issues in older adults such as substance use disorder, are often overlooked and untreated as they coincide with other health issues or are assumed to be just a part of the aging process [8]. A significant proportion of older adults experience dementia [8]. In 2016, it was estimated that approximately 47.5 million people worldwide live with dementia, and that this number is expected to triple by 2050 [8].

There are a variety of factors affecting the risk of the common mental health disorders of depression and dementia widely reported in different fields [10-21]. For instance, one can attribute risk to genetics, environmental interactions, social support, and lifestyle [10, 13, 15, 18-21]. Although there is a significant representation of ways to address these diseases in different areas of literature, there is continued disagreement between fields on best practices, the actual weight and effects of different risks, and implementation of strategies to address them [13, 20-22]. There is a need for application of fundamental theory and models to help connect varying perspectives of factors influencing risks of experiencing mental health issues throughout life that can be readily used and applied by healthcare practitioners and Gerontological researchers. Models like these can help consolidate various findings from different fields to assist healthcare workers consider the multiple factors affecting one’s experience with a mental health issue. When applied appropriately, a healthcare worker may be encouraged to think with a mindset that promotes acknowledging a person who is affected with a mental health issue’s individual differences to put them on the path of best recovery options. Two models are presented below that discuss these issues.

Explanation and Application of Models

Bronfenbrenner’s ecological perspective

A major theory that can be applied to the topic of factors affecting health as they ages is Bronfenbrenner’s ecological perspective [5, 23-26]. The theory describes that an individuals development is strongly related to the environments they experience over time on a variety of levels, including micro-, meso-, exo-, macro-, and chrono-systems [5, 25, 26]. These systems include anything from political systems to the community, mass-media, family, health agencies and nationality, which all work together over time to influence life decisions and affect health [5, 25, 26]. Another component of the theory is the factors of process, person, context, and time, that form the acronym for the modern version of this theory, referred to as the PPCT model [5, 26]. Process refers to the proximal interactions an individual has with their environment, such as participating in a hobby they enjoy or attending a social event [5, 26]. Person refers to the biological and personality characteristics of an individual which affects the way they perceive the world [5, 26]. This relates to their genetics and lived experience [5, 26]. Context refers to the events occurring around an individual, such as their environment, culture, place of origin, employment, and interactions [5, 26]. Time refers to when the interactions an individual has with their environment is occurring [5, 26]. Furthermore, the theory promotes that events early in life can have important effects on health later in life [23-25].

Bronfenbrenner’s ecological perspective is especially relevant when applying theories of social determinants of health to aging populations. The findings that ecological factors continue to be essential for health and wellbeing are promoted through a variety of studies such as the Whitehall II study and other reviews [27, 28]. In the Whitehall II study, social determinants of health such as income, socioeconomic status, and grade of employment were significantly correlated with health behaviours such as smoking and nutrition, the risk of health issues such as obesity and cardiovascular disease, and overall mortality in a longitudinal cohort study of over 10,000 individuals [27]. Data from this study continue to make new research findings affecting gerontology, such as the association between lower social class, increased body mass index (BMI), and increased cases of dementia amongst older adults [11]. The effect of having a high BMI even at age 50, but not 60 or 70, increased risk of having dementia in one study based on the findings from the Whitehall II cohort [11]. Other studies based on the findings of the Whitehall II study on social determinants of health continue to show varying effects of environmental factors on wellbeing later in life such as through predicting the risk of experiencing disability [29].

General criticisms of this theory are that it is not used appropriately when applied to research methodology [5]. Many studies who say they include the theory in their theoretical framework simply take from the theory that an individual’s environment affects their health and do not include the other factors, such as timing and personality characteristics, in their discussion [5]. These components are an essential part of the theory’s new development to the PPCT model [5]. By ignoring these aspects and referring to the theories new form, authors commonly misrepresent in their work [5]. Another criticism may be the overemphasis of environmental factors influencing an individual’s mental health, such as in the case of developing dementia, which can be largely attributed to other factors such as genetic vulnerability [12, 13, 22]. As Bronfenbrenner’s theory includes preexisting personality and genetic traits in assessing determinants of health, (the ‘person’ part of the PPCT model), this criticism is invalid [5, 26]. The theory, in its newer PPCT model form, is still relevant to diseases that have large genetic or pre-existing risk factors [5, 26]. Whether the diseases have significant or minor preexisting risk factors does not disregard the continued need to discuss other factors such as lived experience [5, 26].

The life course perspective

The life course perspective promotes that norms, roles, and attitudes at any age all contribute to shaping a person’s health and life choices [6, 7, 30]. It supports the ecological perspective in the support that events early in life can influence events later in life [6, 7, 30]. Some important parts of the model include pathways or trajectories of health behaviors, critical or sensitive periods of development such as at an important psychological phase of development or experience of trauma, and the cumulative impact of all these experiences [6]. Social, historical, and biological factors affecting age are all considered important in shaping the course of a person’s health [30]. A healthcare practitioner following this model can look into these various factors over time to ‘treat the whole person’ instead of just the biological symptoms which may present, and builds upon a holistic model of Geriatric mental health care [6, 7, 30, 31].

The life course model has important implications when applied to the mental health of older adults. A review applying the theory to principles of adequate nutrition finds that consistently good nutrition across different stages of childhood development is important to promote optimal growth, health, and development throughout the lifespan [7]. Another review finds that cumulative effects of stressors relating to caregiving can lead to significantly negative psychological, social, and physiological effects for caregiver after a prolonged time [32]. Other studies suggest the loss or separation of a child from a parent can have psychological effects across the lifespan, including increased risk of experiencing depression and substance use issues which may continue through older adulthood [33-35]. This way of thinking has also been newly applied in other contexts affecting other age groups, such as how a variety of experiences over the course of life can influence the risk of young adults using drugs [36]. These different studies from various fields reflect on the importance of considering lived experiences and individual differences to help a healthcare worker determine the best course of treatment.

A criticism of the life course perspective is that it places too much emphasis on how experiences in early life can affect health later in life in a way that undermines resiliency [6]. Resilience is defined by the American Psychological Association as the ability to adapt to adversity, trauma, and tragedy and “bounce back” to normal [37]. Other authors describe it as the ability to have better outcomes than could be expected after a change in or negative circumstance [38]. A review of literature shows that older adults can be very resilient, even more than young adults, and that this has positive health implications [39]. Other studies suggest that high resiliency may be rare among older adults, but that having a strong social support network significantly increases the likelihood of experiencing it, and that this ultimately improves health outcomes [40]. A systematic review on quality of life of caregivers with dementia suggests resiliency can be associated with an increase in self-efficacy, which can has positive health effects on caregivers [41]. Another study suggests resiliency has important health effects for informal caregivers of people living with dementia, and that learning about resilience and how to recognize caregivers with low levels of it is important to improve their health and wellbeing [38]. Applying the life course perspective in a way that acknowledges an individual’s lived experience without making them feel like they are unable to change can help address this potential issue.

Discussion

As a variety of fields continue to show different main risk factors or best practices for treatment of common mental health issues in aging populations, the amount of older adults in society is increasing significantly, and the proportion of older adults who experience some mental health issues such as dementia is increasing significantly, it is important to evaluate best practices for care. The ecological perspective (also referred to as the PPCT model) and life course perspective emphasize the importance of a variety of factors across the lifespan that influence risks of experiencing a mental health issue in later adulthood, and multidimensional strategies to best address them. When applied in practice, they can be used as a framework which consolidates findings from different fields relating to the causes and course of disease and acknowledging their varying factors of genetics and environment. Furthermore, these perspectives support the growing trend of ‘treating the whole person’ and individual treatment plans when discussing the causes and best methods of recovery relating to mental health care.

Some examples of ways that these models can be applied are in encouraging a practitioner to acknowledge an individual’s culture when assessing what would be the best way to help their client. They may find that a variety of cultures do not support talking openly about their mental health issues, or would prefer to speak about them in a specific context which acknowledges their lived experience [42]. Thinking in this way may encourage a large proportion of individuals who may need help most, such as those from ethnic minorities who do not feel comfortable reaching out for help, seek treatment [42]. For those who do seek treatment, considering personalized lived experience in conjunction with traditional pharmaceutical practices relating to mental health care may lead to considerably improved treatment outcomes [31, 42, 43].

Consideration of how various experiences throughout one’s life contributes to their sense of meaning, happiness, or suffering is also described in the field of positive psychology [44]. The general shift in psychology away from solely treating an individual based on their symptoms and towards a more-encompassing interdisciplinary approach is encompassed by this field [44]. This general shift takes the focus away from individual experiences and looks towards a life course perspective of how a variety of factors all come together to influence mental health and wellbeing [44]. The authors of a review chapter on positive psychology, Seligman and Csikszentmihaly, cite a number of studies that suggest aspects of the life course and ecological perspectives are important for helping communities flourish [44]. Experiences of happiness, self-determination, subjective wellbeing, and optimism may all be related to and promoted through an interdisciplinary life course approach similar to the theories described above [44].

Conclusion

As the burden of mental health issues continues to increase amongst aging populations worldwide, methods of treating them become more sophisticated and comprehensive through increased research on best practices. There is a growing support to acknowledge a variety of factors affecting health and wellbeing throughout the life course as described in the life course and ecological perspectives, as well as the PPCT model, research on cultural competency, and the field of positive psychology. The trend of considering interdisciplinary events throughout life that influence health and wellbeing represents a general shift in psychology towards treating the whole person through considering the many factors that lead them to where they are today. When these interdisciplinary factors are considered, especially among aging populations, one can work towards promoting optimal mental health and wellbeing in a more effective way.

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