Author Archives: author

Challenges and Successes in Research Work

DOI: 10.31038/IJVB.2018231

Short communication

After working for ten years as the municipality veterinarian in Ostrobothnia, I took up a job at the College of Veterinary Medicine (Eläinlääketieteellinen korkeakoulu), which is now the Faculty of Veterinary Medicine at the University of Helsinki. Although I was only able to devote a fraction of my working time to science, I recall this time as both interesting and challenging. Most of my university career of 27 years was spent in teaching and administrative work. Over the years, I would find out that carrying out clinical research on small animals is difficult. During my entire career, I only got one period of research leave from my routine work. This was in 1990 when I spent a year in the USA. I could not get a research grant even for my doctoral dissertation. I wrote my synopsis during sick leave after meniscal surgery. The Academy of Finland, Tekes or Sitra all refused to grant funding for research on small animals. In those early days I was somewhat lacking in certain technical skills needed for research work. For example, I did not learn to type before I was 50 years old. Before that, I wrote everything by hand, and my wife typed out the texts. We adopted the same procedure with my doctoral dissertation.

The topics of my research were the consequence of a multitude of coincidences. Much of my research work started without any detailed plan. Often, at the start of the research work I only had a sketchy idea of who might provide funding, who would perform the research work and what the schedule would look like. Improvisation has played a very significant role in almost all my research work.

Despite this, I have successfully guided through eight doctoral dissertations and several other interesting research projects. In total, I have published almost 100 articles in international publications and written chapters in seven international textbooks.

I worked at the university for 13 years as a clinic veterinarian. The post did not include research work. In fact, research was prohibited. It was only after a vote among the teachers’ collegium that I was granted permission to do research work on the condition that it would not interfere with my other duties. During this period of time, I carried out most of my research at nights and weekends.

During the first few years I received support from Markus Sandholm, who was four years younger than me but was already a professor of pharmacology and had worked as a researcher in the United States. He was the only other person who was also interested in studying pets. He was a veritable treasure trove of ideas, and his knowledge of animal diseases and their treatment was exceptionally extensive. Markus was involved in a research project assessing how levels of pancreatic enzymes could be measured by means of agar gel diffusion, and whether the method could be used in the diagnosis of canine exocrine pancreatic insufficiency (EPI), a relatively common disease in dogs. Dogs with this disease do not secrete sufficient amounts of pancreatic enzymes into their intestines, resulting in maldigestion. These dogs eat large amounts of food but still lose weight.

At that time, there was no definitive method for diagnosing EPI. The agar gel diffusion method became my first research topic and later expanded to become the subject of my doctoral dissertation. I collected hundreds of stool samples from dogs to be analysed by Matti Järvinen in our laboratory. The results showed that there were no protease enzymes found in stool samples from dogs with EPI, whereas in healthy dogs, these enzymes were present, although not in every case. Thus, the problem was now how to differentiate healthy enzyme-secreting dogs from healthy dogs that did not secrete these enzymes. We called the latter ones “pseudo-EPI dogs”. Markus came up with the idea of giving the dogs crude soya meal, which contains antiproteases. His thinking was that the antiproteases would inactivate the proteases present in the dogs’ intestines, thus causing the pancreas to react by secreting large amounts of proteases into the intestines. In dogs with EPI, no proteases are found in stool samples even after they have been fed soya; however, they are found in both pseudo-EPI dogs and normal dogs. We developed the “crude soya test”, in which crude soya was added to dog food, after which the dogs’ stool samples were checked for proteases. The test was performed on more than one thousand dogs suspected of having EPI. Based on the results, we were able to state and based on this research it could be stated that the crude soya test is a reliable method for diagnosing EPI.

A few years after the publication of the crude soya test, the Englishmen developed the “TLI test”, which allowed the proteases to be determined from blood samples. This test is as reliable as the crude soya test, but much easier to perform and therefore now widely used. I carried on with the EPI studies in two breeds in which EPI is a common disease, namely German Shepherds and Collies. Based on information extracted from the registers of the dogs with the disease I was able to state that EPI is possibly an autosomal, recessively inherited disease. However, it could also be a multi-gene disorder, in which case developing gene tests would be almost impossible.

In 1987, Alice Skonbäck contacted me and said that her German Shepherd, Dolly, had symptoms suggestive of EPI. Dolly’s diagnosis was confirmed with the crude soya test. I told Alice that EPI is a hereditary disease and that dogs with it need treatment for the rest of their lives. Alice replied that she could not afford continuous medication. Surprisingly, she offered to give her dog to us in the hope that this would promote research into EPI. I thanked her and told her that we would have to make her donation the subject of a written agreement. Although I did not have any research ideas for Dolly at first, after thinking the matter over I came to the conclusion that we could use the dog in studies on medicines for the treatment of pancreatic disorders.

I had already been studying for some time with Professor Martti Marvola how differently sized tablets and capsules containing pancreatic enzymes are carried into the small intestine with food. For successful digestion, it is very important that the enzymes and the food are in the intestines at the same time. I decided to insert a fistula into Dolly’s small intestine in order to obtain samples of bowel contents. There were no suitable fistulas for sale, but a precision engineer promised to make one out of stainless steel. The fistula was installed and it worked well. Throughout the study, we fed the dog the same food, adding different pancreatic enzyme medicines one at a time. After feeding the dog, we sampled her bowel contents via the fistula for eight hours. The lipase, amylase and protease concentrations in the samples were determined using the agar gel diffusion method. The results showed that the medication was most effective when the enzymes were added to the food in powdered form, or when raw pancreas was added to the dog’s food. Commercially available tablets and capsules were considerably less effective.

After the study, I contacted Alice and told her that Dolly was in good health and had gained several kilograms. I suggested we would pay for Dolly’s medicines for one year if she would take the dog back home. I told Alice that if we want to find out how EPI is inherited, we should cross two dogs with the disease and then see whether the puppies get ill. If the disease’s inheritance follows the autosomal pattern, all the puppies would develop EPI. However, if the inheritance of EPI is controlled by several genes, only a few of the puppies would get sick. After a few days, Alice called me to say that she was willing to cross Dolly with a male with EPI, and she already had a promising candidate in mind. The offer sounded tempting but also frightening, because I had no funding or assistance for this kind of project. However, at the end of our discussion we decided to start the project and try to solve any problems as we went along.

I asked Maria Wiberg to participate in the Dolly project, and this marked the start of our collaboration. At that time, Maria was a fifth-year student, doing her advanced studies on the inheritance of EPI. Our collaboration lasted for a total of 15 years, during which time we published together 14 studies on EPI and Maria wrote her doctoral dissertation on EPI.

Dolly was crossed with a male dog with EPI and gave birth to five puppies. Alice was ready to take one of the puppies. She also knew two people who had previously had a dog with EPI, and two people who had had a German Shepherd. These people were potentially willing to participate in the study. After some discussion, all the people suggested by Alice promised to take a puppy. I explained to them both orally and in writing the nature of EPI and also told them that the dogs they were to take were highly likely to develop the disease. The owners were also given details about the purpose of the study and the kinds of tests that the dogs would undergo in the future. We also agreed that if the dogs were to develop EPI, their treatment would be free for the rest of their lives. The owners were not compensated for the upkeep costs of the dogs. Before giving the puppies to their new owners, Maria and I performed a laparotomy on each puppy, i.e. they were anaesthetised, their abdominal cavities were opened and a pancreas sample was obtained by ligation. During the next ten years, we performed this procedure 26 times. We did most of the operations on weekends, as the operating rooms were quieter then, and the dog owners had more time to bring their dogs in for surgery. The procedures were performed without any complications. Blood and stool samples were also taken from the dogs every few months. I stayed in close contact with the owners, and we gathered together for meetings quite often. During the entire study, which went on for 12 years, none of the owners ever asked for compensation for the dogs’ transportation or other costs.

Based on our studies we were able to conclude that EPI is not a congenital disease. All the dogs had a normal pancreas when the laparotomies were first performed. One dog’s pancreas began atrophying around the age of one, and after a few months, the dog showed the typical symptoms of EPI. After this, the dog spent the rest of its life on pancreatic enzyme medication, though its quality of life was fairly normal. Another dog’s pancreatic atrophy began at the age of six. However, the atrophy halted when its pancreas was down to about one third of its original size. The dog had none of the clinical symptoms of the disease during its whole life, but tissue samples taken from its pancreas, as well as blood and stool samples, revealed partial pancreatic atrophy. The other dogs’ pancreases remained completely normal. The samples taken during the study were cut into sections for histological and immunohistochemical tests. This meant that, for the first time, changes in the pancreas could be monitored as the atrophy progressed. These study results were an essential part of Maria’s dissertation, in which she showed that EPI is an autoimmune disease. The point of the study was to determine the inheritance pattern of EPI in German Shepherds. Because only two of the dogs got ill, EPI could not be a single-gene disease. Instead, it had to be classified as a polygenic disease, requiring mutations in more than one gene and potentially also contributions from some environmental factors. The inheritance of EPI was also being intensively studied in the US during our Dolly project. Companies and researchers experienced in genetic research published three articles in which they stated that they were unable to find any specific gene that could cause EPI. Thus, they came to the same conclusion as that shown by our field test.

After giving birth, Dolly was healthy for six months, but suddenly her abdomen swelled up and her condition deteriorated. I got Dolly to the clinic, where she was immediately made surgery. We saw that the entire small intestine had twisted 180 degrees. After the surgery, Dolly only lived for a few hours. Volvulus of the small intestine was not unfamiliar to us. During the previous five years, we had had eight similar cases. All had been German Shepherds with EPI, and the condition proved fatal in all of them. Volvulus of the small intestine has not been reported anywhere else in the world, and textbooks mention that this condition is only found in Finland.

Together with Maria, we also performed several studies to determine the most suitable and beneficial diet for dogs with EPI. This was of particular interest to dog food manufacturers, who had launched several special diets for dogs with EPI. However, our studies showed that none of the special foods were better than food meant for healthy dogs. We also found that there is great individual variation in dogs’ reactions to foods, which means that the most suitable food must be determined by trial and error.

The first of my doctoral students to defend her dissertation was Irmeli Happonen. Her topic was to assess whether Helicobacter species were responsible for chronic vomiting symptoms in dogs. In human studies, research showing that H. pylori causes gastric and duodenal ulcers had attracted much attention. Several articles had also presented findings of Helicobacter species in dogs, but no detailed studies of their significance in dogs had been performed. Irmeli’s studies showed that Helicobacter species occurred in practically all dogs, whether sick or healthy. There were several different species of the bacterium, but they were not the same as those found in humans. Marja-Liisa Hänninen identified the Helicobacter species and also isolated a new species about which nothing had previously been published.

The field tests performed by Irmeli showed that if the vomiting dogs were treated with medicines indicated for Helicobacter eradication, these bacteria were no longer seen immediately after the treatment. However, the lesions in the gastric mucosa remained unchanged, as did almost all the clinical symptoms. A few months after the medication had been discontinued, Helicobacter species were again found in the gastric mucosa. It was thus concluded that if Helicobacter species are found in a vomiting dog, it is not worthwhile to eradicate them.

In the 1980’s, a molecular genetic method was developed for bacteria identification. Using this method, it was found that the intestinal microbiota contains an enormous number of different bacteria that could not be seen using culture methods. The microbiota is believed to influence a person’s health and to cause intestinal disorders. This method also aroused interest in the treatment of pets, and Jan Suchodolski, working at Texas A&M University, became the most famous researcher of this method. Researchers in Finland were also interested, but we had no plans about how to start canine studies. I came across an article by Maria Wilsson-Rahmberg describing how the pharmaceutical company Astra performs permanent small intestine fistula operations in dogs. The operation is rather complicated. A segment of the small intestine, about 15 cm, is separated while maintaining its blood circulation. The segment is then invaginated, one end is attached to the small intestine and the other is taken through the abdominal wall and attached to the skin. This fistula does not require any metallic parts, and it can be used to drain bowel contents or to inject substances into the intestines via a tube. I phoned Maria in Sweden and invited her to Finland to teach how to perform fistula operations. Maria suspected that her employer would not allow this. However, after a while she notified me that she was in fact able to come and teach us some weekend. I asked Jaana Harmoinen and Minna Rinkinen to assist in the operations. Maria performed successful fistula operations on two test dogs. We monitored the dogs for a few weeks and found that the fistulas were functioning perfectly and the dogs did not react to them at all. Over the following years, Jaana and Minna successfully performed fistula operations on at least twenty dogs. The dogs lived with their fistulas for several years without any problems. I have not found any mention in the literature of the use of such fistulas in test dogs. We used the fistulated dogs in studies to find out how the antibiotic tylosin and changes in feeding influenced the microbiota of the small intestine. We fasted the dogs for five days and took samples of their bowel contents before, during and after the fast. We sent the bowel content samples to Texas for Jan to analyse.

In 1998, Lauri Jalkanen, representing a small, recently founded company, came to see me. He said they had a fantastic business idea but did not know how to implement it. At first, I did not understand what kind of idea this was and why he had come to see specifically me. Finally it became clear that the company, called Ipsat, was trying to develop a new form of treatment to decrease hospital-acquired infections caused by antibiotics. Some hospital-acquired infections develop because antibiotics change the intestinal microbiota so that it is no longer able to resist the growth of harmful bacteria. Antibiotic treatments are also responsible for the development of antibiotic-resistant bacterial strains in the intestinal flora. During intravenous antibiotic treatment, some of the antibiotics always end up in the bowel contents, causing changes in the intestinal flora. Hospital-acquired infections could be prevented by stopping antibiotics from entering the gut during parenteral antibiotic treatment. The idea developed by Ipsat was to administer oral beta-lactamase enzyme concomitantly with a parenteral antibiotic injection to break down antibiotics entering the intestines, thus preventing changes in the intestinal microbiota. Lauri Jalkanen asked me to suggest ways to study the use of their idea in dogs. I told him about our fistula dogs and suggested that it could be tested in them. After this meeting, Ipsat’s CEO Kai Lindevall invited me for talks, which were to mark the beginning of collaboration lasting some ten years. I asked Jaana Harmoinen to join the project, and some years later it became the subject of her doctoral dissertation. The talks held with Ipsat were very frequent and full of challenges in spite of the collaboration working smoothly. We formed a plan to give the dogs intravenous ampicillin antibiotics shortly after oral beta-lactamase. We would sample bowel contents through the fistula for a few hours. The first thing to test was the form and the dose of beta-lactamase. We had also to assess when and how frequently to sample and when to feed the dogs. The results of the first series of tests showed that a certain beta-lactamase concentration could completely prevent ampicillin from entering the intestines. We were also able to show that beta-lactamase did not decrease circulatory ampicillin concentrations. No adverse effects of the enzyme were seen. For the second series of tests, we acquired 18 dogs and divided them into three groups. The first group received both the antibiotic and the enzyme, the second group was given only the antibiotic, and the dogs in the third group received neither. The test went on for two weeks, and the dogs were fed and given the medicines four times daily. We found that the dogs on antibiotics only experienced changes in their intestinal flora together with increases in ampicillin-resistant E. coli strains as well as strains with TEM genes, which contribute to resistance. The dogs in the other groups did not experience any changes in their microbiota. The dogs in our study showed that ampicillin-induced changes in the intestinal flora can be prevented with beta-lactamase. Ipsat continued with the research and showed that beta-lactamase also acts similarly in humans. The company also developed a lactamase enzyme that prevents changes caused by many other antibiotics besides ampicillin. The lactamase project was expensive, and although Tekes and Sitra provided over ten million euros of funding, there was not enough money to start clinical studies in humans. Ipsat went bankrupt and sold the lactamase patent to a Swiss company for €20,000. This company sold it again to an American company, Synthetic Biologics, which at the moment (in 2015) has a market value of €145 million.

Tylosin belongs to the group of macrolide antibiotics. Millions of kilograms of tylosin have been used annually to promote the growth of pigs and cattle. The use of tylosin for this purpose was banned in Europe around 20 years ago. In Finland, it has been possible to purchase tylosin in tablet form for canine medication, although it has no official indications or dosing instructions. No studies on the efficacy of tylosin to treat canine diarrhoea had been published in the literature. Many Finnish dog owners were, however, convinced that tylosin is an efficient anti-diarrhoea agent for dogs. At the turn of the century, I began my first study on the efficacy of tylosin in the treatment of canine diarrhoea symptoms. I was assisted by two very hard-working students in the advanced stage of their studies, and the three of us performed the field study part, which lasted a few months. Fourteen dog owners, whose dogs had had diarrhoea problems for at least one year, participated in the study. I delivered freezers to the owners’ homes in my car, and the students took many kinds of samples at specified intervals. The dog owners’ patience was admirable, considering that during the study the dogs would quite often defecate in the owner’s car or on the living room carpet. The study results showed that tylosin ends the diarrhoea symptoms within no more than three days, and the symptoms do not return as long as the medication is continued. However, in very many cases the symptoms return within one month of stopping the medication. Corticosteroid medication did not stop the diarrhoea symptoms within three days, and probiotics did not help prevent the recurrence of diarrhoea symptoms. We started calling the dogs in which tylosin did stop the diarrhoea symptoms as tylosin-responsive dogs (TRD). During the study, several different samples were taken from the dogs, but none of them explained why these dogs had diarrhoea symptoms.

The next tylosin study began unplanned. A dog called Paavo, who had continuous diarrhoea, had been with us for tests for over a year. Tests had failed to identify the cause of the diarrhoea, and the dog’s general health was otherwise normal. Within a short period, six dogs in Paavo’s section also got diarrhoea, and the symptoms persisted for over a month. At this point we started giving tylosin to all the dogs with diarrhoea. The symptoms lessened, but the stools did not become completely normal. We then stopped the medication and the diarrhoea symptoms worsened. The next step was to give the dogs three different antibiotics and corticosteroids each in turn, but these had no influence on the symptoms. After this, we changed the dogs’ diets, which lessened but did not end the diarrhoea symptoms. Then we gave the dogs tylosin again for a week, and the diarrhoea symptoms stopped. The stools were monitored for three months, during which they remained normal in all dogs. What the study showed was that tylosin and diet have a synergistic effect. Pirkko Nokkala-Wahrman, an animal attendant, had a very large role in the performance of this study. She used a pictorial assessment table to estimate the consistency of every dog’s every bowel movement throughout the study.

After this, I decided it was necessary to perform a double-blind study to show the efficacy of tylosin. No reports of double-blind studies in canine intestinal diseases had at that time been published in the literature. After lengthy discussions, the Finnish pharmaceuticals company Vetcare promised to start funding this study. It was a big decision for a smallish company. We agreed that Vetcare would pay a researcher’s salary for three years, as well as a lot of other study-related costs. Susanne Kilpinen started as a doctoral student at this point, and she defended her doctoral dissertation on tylosin in the treatment of chronic canine diarrhoea seven years later. In order to achieve baseline characteristics as similar as possible for both the dogs on medication and the dogs on placebo in our double-blind study, we decided to only include dogs that had previously been treated successfully with tylosin for diarrhoea symptoms. To qualify for the registration phase, the dogs either had to be currently on tylosin or had had tylosin medication stopped within the last month. Almost fifty dog owners enrolled their dogs for the study. These dogs were taken off tylosin medication and monitored for any reappearance of diarrhoea symptoms. If the symptoms reappeared, the dogs were given either tylosin or placebo for one week. As a result, the symptoms disappeared in 79% of the dogs given tylosin vs. 28% of those given placebo. Dogs in which tylosin caused the diarrhoea symptoms to disappear then participated in a follow-up study to determine the recommended dose for the treatment of diarrhoea symptoms. It was found that dogs need considerably smaller amounts of tylosin than those recommended in the literature. During these two studies, several different samples were taken from the dogs to try to determine the basis of the efficacy of tylosin in the treatment of diarrhoea symptoms. Results from stool samples showed that tylosin significantly increased the levels of lactic acid bacteria and enterococci. It is possible that these bacteria have probiotic characteristics that have a positive effect in decreasing intestinal inflammation and diarrhoea symptoms.

My doctoral students Mairi Speeti, Minna Rinkinen and Rafael Frias conducted their dissertation work very independently. My role was simply that of an advisor. Their research was carried out in laboratories to a great extent and did not involve any clinical field studies.

The greatest source of joy in my studies has been the very competent doctoral students that I have been lucky enough to have. Even though study protocols tended to be very sketchy at the start of projects, the students always believed progress would be made. The many failures and changes to study protocols never discouraged them. Common to all my doctoral students has been their devotion to their research work and the fact that they contributed a lot of their own ideas and suggestions for improvements. We all worked together extremely well and over the years we became close friends.

Another great source of help in my research work has been my advanced studies students. Several students contributed so significantly that they were cited among the authors of articles.

I would also like to thank the animal attendants and laboratory animal attendants who assisted me in sampling and carrying out other practical work.

Validity of Lithuanian Version of the Child Perceptions Questionnaire Among Adolescents up to the Ages of 18

DOI: 10.31038/JCRM.2018113

Abstract

Background: The Child Perceptions Questionnaire (CPQ) is the most commonly used measure of Oral Health-Related Quality of Life (OHRQoL) and its validity and reliability have been tested among children/adolescents aged 11 to 14 years in many languages and populations. This innovative study was aimed to validate the CPQ among adolescents aged 15 to 18 in the population survey of orthodontic anomalies in Lithuania.

Methods: Representative samples of adolescents aged 11–14 years (N=307), 15–16 years (N=721) and 17–18 years (N=563) were selected from public schools of Lithuania. The CPQ including four domains, namely oral symptoms (OS), functional limitations (FL), emotional well-being (EWB), and social well-being (SWB), was used to measure OHRQoL. A self-reported malocclusion and orthodontic examinations were used to assess malocclusion.

Results: The distributions of individual items and sum scores of the CPQ and its domains did not differ significantly between 11–14, 15–16 and 17–18 age groups of adolescents. Across all age groups, Cronbach’s alpha for the total CPQ was approximately equal to 0.90 indicating good internal consistency reliability; the total CPQ and all domains significantly correlated with oral health, oral well-being and global life satisfaction. Discriminant validity analysis revealed that adolescents with severe malocclusion suffered a greater impact on their emotional and social well-being than those without malocclusion, however, this relationship was more engaging in group of adolescents aged 15–18 than in 11–14-year-olds. A moderate agreement between child and parental reports was found for OS and FL domains.

Conclusions: The Lithuanian version of the CPQ for measuring OHRQoL among adolescents aged 15 to 18 years seems to be as valid and reliable as for adolescents aged 11 to 14 years.

Keywords

Oral health-related quality of life, Child Perceptions Questionnaire, validity, reliability, orthodontics, adolescents, Lithuania

Introduction

Oral health-related quality of life (OHRQoL) is a holistic concept which determines the subjective functional and psycho-social impacts of oral disease on overall well-being.[1–3] Measuring OHRQoL provides essential information when making clinical decisions for individuals and helping public health actions and policies to uncover the needs of the society in prevention and treatment of oral disorders.[3–5] Hence, OHRQoL has been widely studied over the past two decades and many tools have been developed, but mostly for adults.[6, 7]

Recently, increasing attention has been also paid to OHRQoL in children and adolescents. The OHRQoL instruments designed to assess the impact of oral conditions on the daily lives of children and adolescents have been developed ranging from measurement of patient-reported oral functional and psychosocial problems to subjective well-being relating to oral health. Systematic reviews [8, 9] identified at least three validated instruments to measure OHRQoL in children and adolescents: Child Oral Impact of Daily Performances index,[10] Child Oral Health Impact Profile,[11] and Child Perceptions Questionnaire.[12]

The most commonly used OHRQoL questionnaire is the Child Perceptions Questionnaire (CPQ). It was developed by Jokovic et al. [12] as the CPQ11–14 for children aged from 11 to 14 and was originally validated in children with caries, malocclusion and craniofacial anomalies.[12] In terms of cognitive development, age specific versions of this tool have been produced.[13] The CPQ does also have an analogous Parental CPQ which can be used as a proxy to Child CPQ.[14] The original item pool of the CPQ consists of 37 items, but the authors have also determined the psychometric properties of its shortened forms.[15] All variations of the CPQ evaluate the frequency of oral and orofacial impacts on children OHRQoL at symptomatic, functional, emotional and social levels whereas other questionnaires focus on severity of oral impacts. To date, the CPQ has been translated, validated and adapted to suit a number of languages and socio-cultural contexts demonstrating its applicability and perfect psychometric properties on numerous clinical and epidemiological occasions.[16–22]

OHRQoL research among children and adolescent in Lithuania is still nascent and no measures have been validated to date. Given the positive CPQ properties and its high applicability for both clinical assessments and large-scale population studies we have chosen this instrument for measure of OHRQoL in our research. It was also considered that the original long form (37 items) of this instrument is more sensitive to changes in oral conditions rather than its short forms,[15] hence, the original questionnaire was taken in focus. As it is well known that every time as the measurement scale is used in a new context or with a different population group, it is necessary to test its psychometric properties.[23] Therefore, our recent study, like most other similar studies, has been focused on adaptation and validation of the CPQ11–14 in Lithuanian adolescents aged 11–14 years. A detailed examination of psychometric characteristics including factorial analysis of the Lithuanian version of CPQ with a modified item of the oral pain showed that the instrument is valid to be used in further studies for measuring OHRQoL among 11–14-year-old adolescents in Lithuania (Kavaliauskienė A, Šidlauskas A, Zaborskis A., 2018. Manuscript under review).

This study is a part of a large research project aimed to examine extend of orthodontic anomalies and OHRQoL among children and adolescents aged from 11 to 18 years in Lithuania. Hence, there was a problem to choose an appropriate instrument to measure OHRQoL among adolescents up to the ages of 18. We hypothesized that the association between severity of oral disorders and OHRQoL in older adolescent samples (e.g. in 15–16- or 17–18-year-olds) is possibly more evident than in sample of adolescent aged 11–14 years. Therefore, the CPQ instrument to measure OHRQoL among older adolescents could be as much valid as it was valid for adolescents aged 11–14 years. Only a few relevant studies were conducted among adolescents over the age of 14 but none in population older than 16 years of age [24–27].

As a consequence, the aim of the present study was to validate the CPQ among adolescents aged from 15 to 18 in the population survey of orthodontic anomalies in Lithuania.

Methods and Material

The study followed a cross-sectional design and was a part of a larger research project aimed to examine OHRQoL among children and adolescents in Lithuania. It was conformed to the principles outlined in the Declaration of Helsinki. Ethical approval for the study was granted by the Kaunas Regional Biomedical Research Ethics Committee (reference number BE-2–27) and was in line with local practice for school survey distribution. Written informed consent for child’s participation in the study was sought from both parents prior to his/her participation in the research.

Target population was adolescents aged 11–18 years. The sample being studied was made up of students from 26 randomly selected public schools using random cluster (school, class) sampling and included approximately 2000 students. School authorities were contacted by researchers and informed about all aspects of the study. Parents were then asked to provide permission for their child to participate in the study.

Data was collected using both questionnaires and dental examinations. The self-completed questionnaires for students were administrated in school classrooms before dental examination by the classroom teaching staff to ensure a familiar and consistent environment. Confidentiality and anonymity of respondents was ensured. A total of 1591 students (80% of initial sample and 94% of those who had parents’ permission) presented correctly completed questionnaires. Those parents who gave consents were also asked to complete a self-report questionnaire about child’s oral health and well-being. The number of correctly completed parents’ questionnaires was 1365 (67% of invited parents).

The orthodontic examination was a part of the dental examination. It was carried out in randomly selected 20 of 26 schools. Students’ examination was performed according to the methodology of oral status evaluation recommended by the WHO under standardized conditions in the school’s medical offices using portable equipment for dental examination [28]. The orthodontic examination of all students was undertaken by one orthodontist (A.K.) who was trained and tested in reliability of accessing orthodontic status (U.K. Cardiff University School of Dentistry, 2012) and her assistant.

In the end, 911 students participated both in the questionnaire and dental surveys, and 1365 parents provided their completed questionnaires to students who participated in the questionnaire survey. The size of studied sample was adequate to the minimum calculated as necessary (N=969). Figure 1 presents flow diagram of data collection and also illustrates the sample structure by age of adolescents.

JCRM2018-105-ZaborskisItaly_F1

Figure 1. Flow-diagram of the data collection process and distribution of participants in three age groups.

Before the main study, a pilot test was carried out with a sample (N=48) of students in one school. It confirmed the feasibility of the methodology with only minor modification of questionnaire wording and confirmed the organization of data collection procedures.

The originally created self-reported questionnaires for students and parents consisted of items assessing oral health and OHRQoL as well as demographic and social aspects of adolescent health.

The Lithuanian version of the of CPQ11–14, cross-culturally adapted and validated for Lithuanian adolescents aged 11–14 years (Kavaliauskienė A, Šidlauskas A, Zaborskis A., 2018. Manuscript under review), was employed to evaluate the impact of oral conditions on the quality of life of adolescents of all ages. This questionnaire, as originally proposed by Jokovic et al.,[12] was a 37-item scale consisting of four health domains (subscales), namely oral symptoms (OS, 6 items), functional limitations (FL, 9 items), emotional well-being (EWB, 9 items), and social well-being (SWB, 13 items). The items of the OS and FL domains were also included into the parents’ questionnaire in order to test their agreement with their child’s report on his oral health troubles (the domains EWB and SWB were not included into the parents’ questionnaire as parents may not know so well the feelings of their children). The items are scored on a 5-point Likert scale ranging from 0 (“never”) to 4 (“every day or almost every day”). In the analysis, the scores for each item were added together to obtain a sum scores of each sub-scale as well as the total CPQ scale. Then, the sum scores were standardized to a percentage score scale of 0 – 100% by dividing the sum score by the maximum score and multiplying by 100. Note that higher sum/percentage scores refer to worse OHRQoL.

The students were also asked to rate their oral health and the extent to which it affected their well-being. For each of these dimensions five sub-items were worded in the following way: “How would you describe health status of the following oral parts: – teeth; – lips; – gum; – oral mucosa; – jaws or joints?” and “Over the last three months, how much your overall life was affected by the conditions of the following oral parts: – teeth; – lips; – gum; – oral mucosa; – jaws or joints?” The responses were scored in the following way: with regard to an oral health rating: 0=excellent, 1=very good, 2=good, 3=fair and 4=poor; with regard to well-being: 0=not at all, 1=very little, 2=somewhat, 3=a lot and 4=very much. The final score computed the maximal score on all the sub-items of each dimension.

The global life satisfaction, or well-being, of adolescents was rated using the measurement technique from the Health Behaviour in School-aged Children (HBSC) study [28]. Children were asked to take a look at the drawn ladder, with steps numbered from zero (“0”) at the bottom to ten (“10”) at the top, with the instruction to suppose the top of the ladder represented the best possible life, and the bottom of the ladder represented the worst possible life. Then they were asked to indicate the step of the ladder at which they would place their lives at present. Thus, the response was scored from 0 to 10.

In the questionnaires, the respondents were asked to rate their malocclusion experience by answering to the question, whether they had ever noticed that their teeth were irregularly grew/situated or they had malocclusion. The answer categories were: 1-yes, I noticed just myself; 2-yes, this was confirmed by dentist; 3- no, I don’t have such disorders. In analyses, the first two categories were combined, thus, two sub-groups of respondents , correspondingly ‘not healthy’ and ‘healthy’, were selected.

During the orthodontic examination, the Index of Orthodontic Treatment Need (IOTN) and the Index of Complexity, Outcome and Need (ICON) were recorded according to the methodology by Richmond (2008).[30] The IOTN measure categorizes the severity of malocclusion based on the relative effect of the various deviant occlusal traits on the longevity of the dentition. The five grades were outlined. Grade 1 recorded small deviations from normal and was categorized as ‘no need of orthodontic treatment’. The deviant occlusal anomalies become more severe in Grades 2, 3 and 4, while grade 5 represented the most severe malocclusion (e.g., impacted teeth, large overjet greater than 9 mm, defects of cleft lip and palate) and was categorized as ‘very great need of orthodontic treatment’. Grade 4 and 5 were regarded as clinical need for treatment. The another indicator of malocclusion, ICON, is based on five components, which are incorporated into calculation of the ICON value by a following regression equation: ICON = (Aesthetic assessment ×7) + (Upper arch crowding/Upper spacing × 5) + (Crossbite × 5) + (Incisor open bite/Incisor overbite ×4) + (Bucal segment antero-posterior ×3). An ICON value of > 43 corresponds to severe malocclusion with a fundamental treatment need [30].

The statistical analysis was performed using the Complex Samples module of the SPSS statistical package (version 21; IBM SPSS Inc., Chicago, IL, 2012) which adjust for the complex cluster-stratified sampling method (schools, classes).[31] All reported p values were from two-sided statistical tests and p values ≤ 0.05 were considered statistically significant.

Missing data of the CPQ items was replaced with the personal mean if a health domain had not more than half blank items, otherwise the record was excluded from analysis. The distributions of the sum score of the CPQ and its domains were examined and found not to be normally distributed. Therefore, median and Interquartile Range (IQR) were used to describe these distributions and to test the null hypothesis that there is no difference in the CPQ scores between the malocclusion and non-malocclusion groups. Due to the same reasons, binary associations between variables were evaluated with non-parametric Spearman correlation coefficient.

A set of test was used for examination of psychometric properties of the CPQ.[32–34] The Cronbach’s alpha was used as measure of internal consistency reliability of the total instrument and its domains. Their values ≥ 0.70 were considered acceptable.[33, 34] Furthermore, other tests of internal reliability (inter-item and item-total correlations) were also investigated. Construct validity of the instrument was tested using Spearman correlation coefficient to assess the association between the scores of total scale as well as its domains and the respondents’ rating of their oral health, oral health related well-being, and global life satisfaction. Discriminant validity was tested by comparing the medians of scores between groups defined by malocclusion traits.

Test-retest reliability test of the instrument was not employed. Instead of this, we assessed agreement between children’s and their parents’ answers to the same questions of the OS and FL domains. The association between child and parental sum scores was assessed by Spearman correlation coefficient, and agreement between two groups of raters was evaluated by the Intra-class Correlation Coefficient (ICC) using two way mixed consistency method and the quadratic weighted kappa.[34] The quadratic weighted kappa was used due to high range of sum scores.

Results

In this study, the sample consisted of 1591 adolescents recruited in the questionnaire survey, among which 911 adolescents were examined by an orthodontist. Participants were divided into three groups by age: 11–14 years (N=307), 15–16 years (N=721) and 17–18 years (N=563) (see Figure 1). In this paper, we looked into the validity of the CPQ scale among adolescents 15–16- and 17–18-year-old, so these groups were more numerous than the reference group of 11–14-year-olds. A total of 927 (58.3%) individuals in the sample were female. The respondents represented both the urban area (68.5%) and rural area (31.5%).

The response rate to the items of the CPQ varied by domains and age groups from 97.1% to 100% with the highest rate (2.9%) of blanks in responses to the items of the SWB domain among 11–14-year-old adolescents. All unanswered questions were restored according to the accepted rules of methods.

The impacts, that is the items scored from 1 (‘1 or 2 times’) to 4 (‘every day or almost every day’), were reported most frequently in the OS domain (“Pain in teeth, lips, jaws or mouth” – 68.8%; “Food stuck in or between teeth” – 62.0%; “Bleeding gums” – 53.6%; “Bad breath” – 45.2%) and in the EWB domain (“Worried that he/she is not as good looking as others” – 38.3%; “Worried that he/she is not as healthy as others” – 28.8%). Comparing three age groups, there were insignificant differences in prevalence of answers to separate items.

Descriptive statistics of the total CPQ and its domains are presented in Table 1. Sum scores were found to be highly skewed and not to be normally distributed in all the health domains with a very noticeable floor effect, especially in the SWB domain. Out of the theoretical range of 0–100% of relative scores, their mean (except OS domain) and median did not exceed 20%. The distributions of individual items and sum scores of the CPQ and its domains did not differ significantly between adolescents of different age groups. In all age groups, the female adolescents than the male tended to report higher scores of the CPQ (poorer OHRQoL). The significant gender difference was observed for the EWB domain (in all age groups) and for the FL domain (in 17–18-year-olds) (data not presented).

Table 1. Summary statistics of the Child Perceptions Questionnaire and its domains, by age groups

Age group

CPQ

Domain

Relative scores

p

Mean

(95% CI)

Skewness

Median

(IQR)

11–14

CPQ

9.7

(8.6–10.9)

1.78

6.3

(2.7–13.5)

0.509

(N=307)

Domain OS

20.9

(19.0–22.7)

1.23

16.7

(11.1–27.8)

0.206

Domain FL

7.7

(6.4–9.1)

2.10

3.7

(0–11.1)

0.895

Domain EWB

12.6

(10.4–14.7)

2.66

7.4

(0–18.5)

0.129

Domain SWB

4.0

(2.9–5.1)

4.54

0

(0–2.6)

0.330

15–16

CPQ

9.1

(8.5–9.8)

1.86

6.3

(2.7–12.6)

(N=721)

Domain OS

21.6

(20.4–22.8)

1.02

16.7

(11.1–33.3)

Domain FL

7.1

(6.3–7.9)

2.32

3.7

(0–11.1)

Domain EWB

11.2

(9.9–12.5)

2.52

3.7

(0–14.8)

Domain SWB

3.3

(2.7–3.9)

4.74

0

(0–2.6)

17–18

CPQ

9.3

(8.5–10.1)

2.04

6.3

(2.7–12.6)

(N=563)

Domain OS

23.1

(21.7–24.6)

0.81

22.2

(11.1–33.3)

Domain FL

6.9

(5.8–7.6)

2.64

3.7

(0–7.4)

Domain EWB

11.9

(10.4–13.4)

2.18

3.7

(0–14.8)

Domain SWB

2.9

(2.3–3.5)

4.21

0

(0–2.56)

CPQ: Child Perceptions Questionnaire, OS: Oral Symptoms, FL: Functional Limitations, EWB: Emotional Well-Being, SWB: Social Well-Being, CI: Confidence Interval, IQR: Range from 1th to 3rd quartile, p: test to compare medians across age groups.

Assessments of internal consistency reliability of the CPQ and individual domains are displayed in Table 2. Cronbach’s alpha for the total CPQ was approximately equal to 0.90 in all three age groups indicating good internal consistency reliability. Despite the adolescent age, the lowest values of Cronbach’s alpha were observed in the OS and FL domains being acceptable value of internal consistency reliability. For the domains EWB and SWB, the coefficient ranged from 0.82 to 0.88, indicating good internal consistency reliability in all three age groups. There was a large range of inter-item correlation and inter-total correlation in all domains, but no noticeable difference in these figures was seen comparing age groups of respondents.

Table 2. Internal consistency of the Child Perceptions Questionnaire and its domains, by age groups

Age group

CPQ/Domain

IIR range

ITR range

Cronbach’s alpha

11–14

CPQ

–0.04–0.83

0.17–0.59

0.90

(N=307)

Domain OS

0.01–0.50

0.22–0.55

0.66

Domain FL

0.05–0.56

0.30–0.47

0.72

Domain EWB

0.01–0.76

0.18–0.67

0.82

Domain SWB

–0.01–0.83

0.34–0.63

0.87

15–16

CPQ

–0.05–0.78

0.14–0.70

0.90

(N=721)

Domain OS

0.16–0.73

0.32–0.69

0.73

Domain FL

0.00–0.57

0.12–0.56

0.71

Domain EWB

0.17–0.73

0.40–0.80

0.88

Domain SWB

0.02–0.78

0.29–0.71

0.86

17–18

CPQ

0.01–0.76

0.20–0.63

0.91

(N=563)

Domain OS

0.18–0.74

0.28–0.70

0.71

Domain FL

0.02–0.51

0.22–0.54

0.71

Domain EWB

0.05–0.72

0.17–0.78

0.85

Domain SWB

0.07–0.76

0.41–0.67

0.86

CPQ: Child Perceptions Questionnaire, OS: Oral Symptoms, FL: Functional Limitations, EWB: Emotional Well-Being, SWB: Social Well-Being, IIR: Inter-Item Correlation, ITR: Item-Total Correlation.

Table 3 displays the correlation between the CPQ sum scores and overall ratings of oral health and well-being, as well as with global life satisfaction indicating construct validity of the instrument. Across all age groups, total CPQ and all domains were found to be significantly (p<0.01) and positively correlated with oral health and oral well-being. The correlations between the global life satisfaction and the domains were significant too (a negative correlation value indicates that higher life satisfaction is related to lower rating of oral problems).

Table 3. Spearman correlation of the Child Perceptions Questionnaire and its domains with rating of oral health, oral well-being and global life satisfaction, by age groups

Age group

CPQ/Domain

Oral

health

Oral

well-being

Global

life satisfaction

11–14

CPQ

0.36**

0.49**

–0.33**

(N=307)

Domain OS

0.33**

0.48**

–0.26**

Domain FL

0.24**

0.36**

–0.17**

Domain EWB

0.31**

0.38**

–0.32**

Domain SWB

0.18**

0.28**

–0.17**

15–16

CPQ

0.46**

0.52**

–0.33**

(N=721)

Domain OS

0.36**

0.49**

–0.23**

Domain FL

0.33**

0.41**

–0.21**

Domain EWB

0.37**

0.39**

–0.29**

Domain SWB

0.26**

0.29**

–0.23**

17–18

CPQ

0.49**

0.58**

–0.27**

(N=563)

Domain OS

0.44**

0.58**

–0.22**

Domain FL

0.28**

0.47**

–0.15**

Domain EWB

0.42**

0.42**

–0.23**

Domain SWB

0.28**

0.34**

–0.17**

CPQ: Child Perceptions Questionnaire, OS: Oral Symptoms, FL: Functional Limitations, EWB: Emotional Well-Being, SWB: Social Well-Being, ** p < 0.01.

Discriminant validity of the instrument was tested assessing CPQ scores in regard to the orthodontic treatment need (Table 4). Malocclusion traits were recorded in the orthodontic examination and were self-reported in the questionnaire survey. According to the ICON>43 criterion, the need for orthodontic treatment was established in 31.6%, 28.0% and 26.1% (p>0.05) of adolescents aged 11–14, 15–16 and 17–18 years respectively, and, according to the IOTN>3 criterion, the need for orthodontic treatment was established in 29.2%, 33.0% and 36.6% (p=0.049) of adolescents by corresponding age groups. Subjectively orthodontic anomalies (but not necessarily to be treated) were reported by 55.6%, 56.8% and 57.7% (p>0.05) of adolescents in corresponding age groups. Across age groups, there was seen a variation in the gradient of overall CPQ and domain sum scores by malocclusion traits. Adolescents with severe malocclusion (ICON>43 or IOTN>3) suffered a greater impact on their emotional and social well-being than those without malocclusion, however, this relationship was more engaging in groups of adolescents aged 15–16 years and 17–18 years than in 11–14-year-olds. Adolescents who subjectively reported malocclusion in comparison with their ‘healthy’ counterparts indicated significantly greater scores for all domains in the 15–16 age group and for the OS, EWB and SWB domains in the 17–18 age group, while only for the single EWB domain in 11–14 age group.

Table 4. Discriminant validity of the Child Perceptions Questionnaire and its domains for clinically recorded and self-reported malocclusion, by age groups

Age group

Dental health

malocclusion

N

Median (IQR) of relative scores

CPQ

Domain OS

Domain FL

Domain EWB

Domain SWB

11–14

Records from orthodontic examination:

ICON≤43

121

5.4 (2.7–12.4)

16.7 (11.1–27.8)

3.7 (0–7.4)

3.7 (0–16.7)

0 (0–2.6)

ICON>43

56

6.3 (3.2–33.3)

16.7 (11.1–27.8)

3.7 (0–7.4)

7.4 (0–18.5)

0 (0–2.6)

p

0.245

0.872

0.946

0.307

0.753

IOTN≤3

138

5.4 (2.7–11.7)

16.7 (11.1–27.8)

0 (0–9.3)

3.7 (0–14.8)

0 (0–2.6)

IOTN>4

57

6.3 (2.7–11.9)

16.7 (11.1–27.8)

3.7 (0–7.4)

7.4 (0–18.5)

0 (0–2.6)

p

0.738

0.375

0.461

0.046

0.931

Self-reported malocclusion:

‘healthy’

136

5.4 (2.7–9.9)

16.7 (5.6–27.8)

3.7 (0–10.2)

3.7 (0–11.1)

0 (0–2.6)

‘not healthy’

170

8.1 (5.6–27.8)

22.2 (11.1–33.3)

3.7 (0–14.8)

9.3 (0–22.2)

0 (0–5.1)

p

<0.001

0.009

0.119

<0.001

0.076

15–16

Records from orthodontic examination:

ICON≤43

293

5.4 (2.7–12.6)

16.7 (11.1–27.8)

3.7 (0–11.1)

3.7 (0–14.8)

0 (0–2.6)

ICON>43

114

8.1 (3.6–16.2)

22.2 (11.1–33.3)

3.7 (0–14.8)

7.4 (0–19.4)

2.6 (0–5.1)

p

0.011

0.240

0.290

0.082

0.013

IOTN≤3

280

5.4 (2.7–13.5)

16.7 (11.1–27.8)

3.7 (0–11.1)

3.7 (0–14.8)

0 (0–2.6)

IOTN>4

138

6.3 (2.7–13.7)

19.4 (11.1–33.3)

3.7 (0–11.1)

7.4 (3.7–34.3)

2.6 (0–5.1)

p

0.463

0.250

0.720

0.038

0.039

Self-reported malocclusion:

‘healthy’

311

4.5 (1.8–9.0)

16.7 (5.6–27.8)

3.7 (0–7.4)

0 (0–7.4)

0 (0–2.6)

‘not healthy’

409

7.2 (3.6–15.3)

22.2 (11.1–33.3)

3.7 (0–11.1)

7.4 (0–18.5)

2.6 (0–5.1)

p

< 0.001

< 0.001

0.048

< 0.001

0.001

17–18

Records from orthodontic examination:

ICON≤43

210

6.3 (2.7–10.8)

16.7 (11.1–33.3)

3.7 (0–8.3)

3.7 (0–11.1)

0 (0–2.6)

ICON>43

74

9.0 (5.2–18.5)

22.2 (11.1–38.9)

3.7 (0–11.1)

14.8 (3.7–34.3)

2.6 (0–5.1)

p

0.018

0.499

0.910

< 0.001

0.045

IOTN≤3

189

6.3 (2.7–10.8)

16.7 (11.1–27.8)

3.7 (0–7.4)

3.7 (0–11.1)

0 (0–2.6)

IOTN>4

109

9.0 (5.4–17.1)

22.2 (11.1–38.9)

3.7 (0–11.1)

11.1 (0–25.9)

2.6 (0–5.1)

p

0.030

0.095

0.260

<0.001

0.024

Self-reported malocclusion:

‘healthy’

237

4.5 (1.8–9.9)

16.7 (8.3–27.8)

0 (0–7.4)

0 (0–7.4)

0 (0–0)

‘not healthy’

323

8.1 (3.6–14.4)

22.2 (11.1–38.9)

3.7 (0–11.1)

7.4 (0–22.2)

2.6 (0–2.6)

p

< 0.001

0.011

0.096

< 0.001

0.007

CPQ: Child Perceptions Questionnaire, OS: Oral Symptoms, FL: Functional Limitations, EWB: Emotional Well-Being, SWB: Social Well-Being, IQR: Range from 1th to 3rd quartile, p: Test to compare medians across groups (significant values are in bold).

It was possible to compare records of 1365 parents with records of their children who independently each from other assessed items of the OS and FL domains of child OHRQoL (Table 5). Across all age groups of adolescents, positive significant correlations between parental and children assessments were observed for sum scores of both domains whereas these correlations were evaluated as a moderate level. The moderate values of kappa and ICC also confirmed agreement between child and parental reports. These results suggest on reliability of two subscales of the CPQ in respect of repeatability by two different raters.

Table 5. Agreement between child and parental reports about oral symptoms and functional limitations

Age groups

Domain

Number of compared pairs

Spearman correlation coefficient

Quadratic weighted kappa

Intraclass correlation coefficient

(95% CI)

11–14

Domain OS

255

0.42**

0.40**

0.56 (0.43–0.65)

Domain FL

255

0.31**

0.33**

0.43 (0.27–0.55)

15–16

Domain OS

630

0.32**

0.32**

0.53 (0.46–0.60)

Domain FL

637

0.34**

0.40**

0.58 (0.51–0.64)

17–18

Domain OS

469

0.39**

0.32**

0.56 (0.47–0.63)

Domain FL

473

0.34**

0.38**

0.56 (0.47–0.63)

OS: Oral Symptoms, FL: Functional Limitations, CI: Confidence Interval, ** p<0.01.

Discussion

This innovative study was aimed to validate the CPQ among adolescents aged from 15 to 18 in the population survey of orthodontic anomalies in Lithuania. As a reference age group was chosen a group of adolescents aged 11–14 years. The main findings of our study showed that the CPQ instrument is valid to adolescents aged 15–18 years as well as it is valid for adolescents aged 11–14 years.

According to the literature review, most of the OHRQoL studies has focused on 11–14-year-old adolescents rather on older teens. This fact is not surprising because OHRQoL is often the key motive for seeking orthodontic treatment and can considered the measurement for orthodontic treatment need and outcome.[35–37] It also relates to the fact that children of this age group make up the majority of orthodontic patients. During this age period, the whole body, including the jaws, develops intensively. So the orthodontic anomalies that has arisen in this age period can be successfully corrected, even it is assumed that it is not possible to complete a full course of orthodontic treatment before the premolars and second permanent molars have erupted at dental age 12 or 13 years.[38] Therefore, it increasingly recognized that more and more teenagers and young adults are seeking correction of their malocclusion, if this could not be done in early adolescence. Thus, orthodontists should be aware that such patients might expect orthodontic treatment to provide not only improved oral functioning and health but also enhancement of aesthetics, self-esteem and social life.[39]

More recently, a number of tools to measure OHRQoL has been developed and used in assessing an association between severity of malocclusion and patients’ perception of their oral health status. The standard CPQ11–14 was developed to measure the OHRQoL among adolescents between the ages of 11 and 14 years in Canada [12] and soon validated in many languages and cultures, including such as China,[40] India,[16] Korea,[21] Saudi Arabia,[22] and others. The questionnaire was also adapted to Lithuanian adolescents (Kavaliauskienė A, Šidlauskas A, Zaborskis A., 2018. Manuscript under review). After examination its psychometric properties, the Lithuanian version of CPQ11–14 showed good internal consistency, discriminant validity and acceptable agreement between children and parental responses to the same items. However, there are few studies in which the well-known CPQ would be used to measure OHRQoL in adolescents over the age of 14 years.[24–27] So we felt the lack of an instrument suitable for measuring OHRQoL throughout all adolescence period as the investigation of orthodontic anomalies among adolescents of Lithuania was targeted to the population aged from 11 to 18 years.

Adolescence is marked as a transitional period of rapid developmental changes and often perceived as a time of changing trajectories and health across the life course.[29, 41] It is reasonable that adolescents of the older stage are very different from those of the younger age stage. Older teen like young adults are capable of abstract thinking, reasoning about the past events and relating them with good or bad consequences in health.[41] Based on this assumption, we hypothesised that the CPQ instrument to measure OHRQoL among 15–18-year-old adolescents could be as much valid as it was valid for adolescents aged 11–14 years. The hypothesis was confirmed by all tests traditionally employed in questionnaire validation procedures.

Initially, it was found that the distribution of CPQ sum scores and its ratio between males and females did not differ significantly across age groups of adolescents. This may suggest that the impact of malocclusion over all adolescence does not decrease as age increases. However, our study was limited to adolescents up to 18 years, while other studies among adolescents and young adults demonstrated a negative association between age and impact on quality of life due to malocclusion.[42] Exploring gender differences, regardless of age, girls were found to be more emotionally concerned with their teeth aesthetic or, alternatively, boys may be less self-conscious about their appearance. Similar findings were reported by Peres et al.[43] who found females adolescents having greater dissatisfaction with their dental appearance (Peres et al., 2008) but in the other studies the gender difference was not established significant.[44]

Next, a good internal consistency reliability of the total CPQ with Cronbach’s alpha equal to 0.90 was established in both 15–16 and 17–18 age groups and was as high as in the 11–14 age group presented in our study or reported by other authors.[12] Despite the adolescent age, the alpha coefficient for the EBW and SWB domains was also greater than 0.80. Similarly to the other CPQ validation studies,[16,17] the lowest values of Cronbach’s alpha were observed for the OS and FL domains. Many methodologists[33, 34] recommend a minimum alpha coefficient between 0.65 and 0.8 (or higher in many cases), thus the obtained values that varied from 0.66 to 0.73 could be considered acceptable for these domains in all age groups.

The correlation coefficients in the construct validity analysis were significant in all age groups. So construct validity of the questionnaire in survey of older adolescents was in any case as high as that found among the youngest adolescents. Compared with other studies,[17, 20] which considered the CPQ valid for the population being assessed, the correlations between the respondents’ global rating of oral health and well-being and the CPQ sum scores outlined in our study were higher in many cases. The construct validity of the questionnaire for all age groups was also confirmed by the significant relationship between CPQ of sum scores and the adolescent’s global life satisfaction that is an essential dimension of young people well-being.[45] The relationship indicated that adolescents, regardless of their age, were more likely to report lower global life satisfaction when they felt any oral health-related complaints.

A discriminant validity of the CPQ was examined comparing the distribution of the CPQ scores between groups of adolescents with regard to their subjectively perceived and objectively measured orthodontic status. We found that malocclusion experience has a negative impact on the adolescents’ perceptions but its strength (difference in the CPQ distribution) differed by the method of definition of severity of malocclusion and the age of adolescents. Adolescents who reported malocclusion complaints themselves (were ‘not healthy’ in respect to orthodontic status) were more likely to provide greater perceptions of oral health-related problems than adolescents with clinically defined need for orthodontic treatment. This finding shows that a malocclusion can be perceived differently by the affected person, and a person’s degree of awareness of their malocclusion might not be related to its severity.[42] The findings of the study also suggest that young adolescents when evaluating their malocclusion by orthodontist mainly suffer emotional problems, as their OHRQoL might not be related so much with severity of malocclusion. Previous studies examining the impact of malocclusion on children (young adolescents) oral health-related perceptions have been also equivocal. Systematic reviews of literature on this issue reported studies that claimed evidence for a clear inverse association of malocclusion with OHRQoL.[46–48] At the same time, they reported studies with no clear relationship indicating that the strength of the association differed depending on the age of studied sample and cultural environment. In part, our findings confirmed this suggestion indicating that in older adolescents clinically defined need for orthodontic treatment may have a significant effect on perceived OHRQoL in more domains. Therefore, in respect of discriminant validity, the CPQ had no disadvantages both in the younger and older adolescents groups.

Finally, test-retest reliability of the CPQ instrument was not assessed due to organizational and logical reasons. With regard to organizational reasons, a retest appeared problematic as organizing another dental examination session at all of the schools participating in our study would have a complex endeavour. With the respect to logical reasons, a retest of the same students was replaced with an alternative analysis that included comparison of children’s and their parents’ answers to the same questions of the OS and FL sub-scales. Such comparison was not performed for the EWB and SWB sub-scales, because some parents may have limited knowledge about their children’s OHRQoL, particularly the impact on social and emotional well-being.[49]. As in other similar studies in this field,[49–51] findings of the present study confirmed an agreement between child and parental reports suggesting on reliability of the PCQ in respect of its repeatability by two different raters.

As an advantage of this study may be the fact that data were collected in cross-sectional population survey of representative adolescents’sample but not within sample of patients attending dental treatment as in several studies.[12, 24,52] The adolescents completed their questionnaires at school anonymously without any influence of their parents’ and dentist’s opinion, thus, adolescents could express their own feelings towards their QoL. That was an important condition comparing children’s and their parent responses, as well as their perceptions and orthodontic measures. This is the first study on OHRQoL among adolescents ever to be carried in Lithuania.

In terms of the limitations of our study, we conducted oral examination with respect to orthodontic disorders without assessing of dental cariousness and periodontal conditions that would have a considerable impact on OHRQoL in adolescence.[53–55] The sample was not also homogenous with respect to previously conducted orthodontic treatment. So, the possible confounding effects of these conditions on the participants’ OHRQoL were not considered in the analysis. Another limitation of the research is that we worked on the “long form” (37 items) of the original CPQ11–14 together with other scales, including such as eating behaviour and self esteem. Our experience from the HBSC study [29] showed that an increase of number of items in the questionnaire may affect respondent’s accuracy providing inaccurate answers, which may, consequently, reduce reliability of the tested scale. Finally, test-retest reliability of the CPQ instrument was replaced with an alternative analysis that included comparison of children’s and their parents’ responses to the same questions of the OS and FL domains. This approach is not free from limitations, especially in relation to its accuracy because children and parents may not share the same views about illness and health.[56]

Conclusions

The Lithuanian version of the CPQ showed good internal consistency and construct and discriminant validity in all age groups of adolescents, consequently, it seems to be a valid instrument for measuring OHRQoL among adolescents aged 15 to 18 years as well as among adolescent aged 11 to 14 years.

Acknowledgements: The authors would like to thank all reviewers for their thoughtful comments in the manuscript. A gratitude is also expressed to the schoolchildren and their parents for their participation in this study as well as to the teachers for their help during fieldwork.

Competing interests: The authors declare that they have no competing interests.

Funding: This study was funded by the Lithuanian University of Health Sciences.

Abbreviations

CI

Confidence Interval

CPQ

Child Perceptions Questionnaire

DHC

Dental Health Component

EWB

Emotional Well-being

FL

Functional Limitations

HBSC

Health Behaviours in School-aged Children

ICC

Intraclass Correlation Coefficient

ICON

Index of Complexity Outcome and Need

IIR

Inter-Item Correlation

IOTN

Index of Orthodontic Treatment Need

IQR

Interquartile Range

ITR

Item-Total Correlation

OHRQoL

Oral Health-Related Quality of Life

OS

Oral Symptoms

SD

Standard Deviation

SWB

Social Well-being

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The Effect of Ketorolac on Postoperative Hemoglobin Level after Vaginal Reconstructive Surgery

DOI: 10.31038/IGOJ.2018113

Abstract

Objectives: Ketorolac is an appealing alternative to narcotics in postoperative pain management, however, there is concern for postoperative bleeding.  We sought to evaluate and compare the effect of ketorolac on postoperative bleeding and to assess its impact on postoperative pain control in patients undergoing vaginal reconstructive surgery.

Methods: This is a retrospective cohort study of women who had vaginal reconstructive surgery at Christiana Care Health System between January 1, 2014-December 31, 2014. Data on preoperative and postoperative hemoglobin levels as well as total narcotic use (defined as 1mg of intravenous hydromorphone) was collected for each patient.  Data analysis was performed using a chi- square test and unpaired t-tests. Multiple regression and linear regression analyses were performed to assess the effect of ketorolac use on hemoglobin and total narcotic use.

Results: 129 vaginal surgery cases were identified in the study period. 54 (41.9%) patients received ketorolac and 75 (58.1%) patients did not receive ketorolac. There was no statistically significant difference in mean narcotic use between the ketorolac group and the no ketorolac group (3.85mg vs 3.0mg, p= 0.194). Total ketorolac use was not associated with an increase in estimated blood loss. Among patients who received ketorolac, there was no significant difference in pre-operative and post-operative hemoglobin when adjusting for estimated blood loss.

Conclusion: This study found that that there was no difference in change in hemoglobin with the use of ketorolac. The total amount of narcotic use was not decreased in patients given ketorolac postoperatively for additional pain control.

Introduction

Pain control in the postoperative period has been studied extensively in the gynecological literature. Currently, standard postoperative pain control includes a combination of narcotics and non-steroidal anti-inflammatory drugs (NSAIDs). Narcotic medications have well documented side effects including nausea, vomiting, constipation, dizziness, somnolence and a decreased respiratory drive. NSAIDs such as ketorolac have become an attractive option for pain control as an alternative to opioid medications. The effectiveness of ketorolac on postoperative pain control has been well established [1–3]. There is, however, a concern with the effect of ketorolac use on postoperative bleeding [4].

Ketorolac like other NSAIDs can prolong bleeding time by inhibiting platelet aggregation and thromboxaneA2 production [4, 5]. Early studies on the hemostatic effects of ketorolac have shown prolongation of bleeding time as well as an increased risk for gastrointestinal bleeding in the postoperative period [6,7]. Nevertheless, there are conflicting reports in the literature. A recent meta-analysis [8] of 27 randomized controlled trials examining postoperative bleeding with ketorolac use did not show a significant increase in bleeding compared to controls.  Additionally, the meta analysis also showed superior pain control with ketorolac compared with controls, and equally effective pain control when compared to opiates.

Postoperative bleeding after vaginal reconstructive surgery is a well established complication and can present in one of two ways. First, with vaginal bleeding noted several hours after the procedure that may be caused by bleeding from the vaginal cuff or vascular pedicles.  Secondly, with little or no vaginal bleeding but deteriorating vital signs, indicating a possible retroperitoneal hematoma.

Materials and Methods

This is an IRB approved retrospective cohort study of women who had vaginal reconstructive surgery at Christiana Care Health System between January 1 2014-December 31 2014. Patients were identified through the institutional perioperative database using CPT codes for various vaginal procedures.  All patients that underwent a vaginal reconstructive procedure done by a board certified Female Pelvic Medicine and Reconstructive Surgery surgeon were included in the data set.  A sequential retrospective chart review of patients who underwent vaginal reconstructive surgeries was then conducted. Data was collected through manual review of electronic and hand written paper charts. Patients who underwent additional laparoscopic procedures were excluded. Additionally, patient with a history of chronic narcotic use, history of chronic pain and a history of bleeding disorders were excluded. Inclusion criteria included patients over the age of 18 years who underwent a vaginal reconstructive procedure requiring at least an overnight hospital stay. Patient age, BMI, ethnicity, indication, length of procedure, and length of stay were recorded. Administration of Ketorolac was determined by both the surgeon or the anesthesiologist. Ketorolac use, timing of dosage, and total dosage were recorded. For each patient, the 24 hour and 48-hour postoperative narcotic requirement were recorded. Postoperative complications such as blood transfusions, return to the operating room, ileus, were also recorded.

One of the secondary outcomes was to analyze the use of narcotic medications in those patients that received ketorolac in comparison to those that did not. As a variety of narcotic medications were used depending on surgeon preference, narcotic medications were converted to 1mg IV hydromorphone using an online opioid conversion calculator [9]. The conversion was based upon standard dosing preparations. The time period of 24 hours began upon admission to the post anesthesia care unit.

Data was analyzed using chi-square test for categorical variables and t-test of continuous variables.  Linear regression analyses were used to compare ketorolac use with narcotic usage and hemoglobin levels. The latter analysis was adjusted for estimated blood loss during the surgery.

Results

There were 176 vaginal reconstructive surgery cases were identified during the study period. Based on the exclusion criteria, 47 cases were excluded.   Of the remaining 129 vaginal cases, 54 (41.9%) patients received ketorolac and 75 (58.1%) patients did not receive ketorolac. The group that received ketorolac were younger (56.0 vs 66.1, p=0.003). A large proportion of the study population was Caucasian (n=113, 87.6%).  There was no difference in body mass index in both groups.  There was no difference in length of stay between the two groups (Table 1). Estimated blood loss (EBL) during the surgery was significantly different in both groups, with the ketorolac group having a lower volume (84.5 mL vs. 117.1 mL, p = 0.049).  The difference in preoperative hemoglobin levels and postoperative hemoglobin levels were not significantly different between the two groups (Table 2). Additionally, there was no significant difference in hemoglobin when comparing the total dose of ketorolac with the decrease in hemoglobin level postoperatively (p=0.81).  One patient required a postoperative blood transfusion. This patient, who did not receive ketorolac, had a hemoglobin >7, but had clinical symptoms for acute blood loss anemia.

There was no difference in the mean narcotic use between the two groups (Table 3). The total amount of ketorolac used did not have a significant difference in narcotic usage (p=0.75). No significant difference was seen in narcotic use on postoperative day (POD) #1 or POD#2 in the ketorolac group. However, when adjusted for age, there was a significant decrease in narcotic use in the ketorolac group on POD#0 (p=0.045). Nineteen patients did not receive any postoperative analgesia, of which nine belonged to the ketorolac group and ten belonged to the no ketorolac group.

Table 1. Demographics

 

Ketorolac Use

 

no ketorolac

ketorolac

p-value

Age (yrs)

66.10 (13.3)

56.02 (14.3)

<0.001

BMI (mean SD)

29.9 (6.45)

28.69 (5.20)

0.30

Race/Ethnicity  (n%)

0.46

Caucasian

68 (90.7)

45 (83.3%)

African American

3 (4%)

6 (11.1%)

Hispanic

2 (2.7%)

1 (1.9%)

Other

2 (2.7%)

2 (3.7%)

Length of Stay  (days)

1.04 (0.20)

1.08(0.27)

0.39

Estimated Blood Loss (EBL) (mL)

117.1

84.47

0.05

Table 2. Ketorolac use and Hemoglobin Level

Ketorolac use

no ketorolac

ketorolac

p-value

Pre-op Hb

12.92

12.68

0.36

Post-op Hb

10.89

10.79

0.68

Difference in Average Pre and Post-op Hb

-2.14

-1.89

0.20

Table 3. Ketorolac and Narcotic use

 

Ketorolac Use

Mean Difference

p-value

 

no ketorolac
(n = 75)

ketorolac
(n = 54)

Any Narcotic Use (n%)

0.981

No

11 (14.67)

8 (14.81)

Yes

64 (85.33)

46 (85.19)

Total Narcotics (mg)

Mean (SD)

3.00 (2.95)

3.85 (4.04)

-0.846

0.194

Median (IQR)

2.00 (0.90, 4.60)

2.50 (0.85, 6.15)

Narcotic Dosage POD #0 (mg)

Mean (SD)

1.83 (1.80)

2.17 (2.25)

-0.347

0.3505

Median (IQR)

1.20 (0.30,2.90)

1.25 (0.50, 3.50)

Narcotic Dosage POD #1 (mg)

Mean (SD)

1.18 (1.41)

1.68 (2.27)

-0.499

0.157

Median (IQR)

0.80 (0.00, 1.60)

0.85 (0.00, 2.45)

In order to account for a potential confounder of increased pain leading to the addition of ketorolac to the regimen, a subanalysis comparing narcotic use in patients who received ketorolac on POD#0 was conducted. Patients who did not receive ketorolac on POD#0 were removed from the analysis. There was no difference in narcotic use in this group of patients (p=0.70)

Discussion

Our findings show that there was no difference in hemoglobin level postoperatively between the ketorolac and no ketorolac group.  Additionally, there was no difference in narcotic use between the two groups. There was no difference in narcotic use on POD#0 or POD#1. When adjusting for age, however, there was a significant decrease in narcotic use on POD#0 (p=0.045).

The current literature on whether there is a significant increase in bleeding with ketorolac is conflicting [10–13]. Strom et al (1996) reported a 50% increase in bleeding time in healthy subjects four hours after administration of Ketorolac [10]. They also showed that there was a 10% postoperative hemorrhage rate compared to 2% in patient who only received opioids. Another study showed an increase in bleeding time by 1 minute and 46 seconds in patients that were treated with IM Ketorolac [7]. Conrad et al. showed that bleeding time increased from 4.9 minutes to 7.8 minutes in patients who received IM ketorolac four times a day for five days.  An important distinction to make between these studies is the use of bleeding time as the indicator of abnormal bleeding. Bleeding time has been shown to be a reliable marker of abnormal bleeding in patients who receive antiplatelet agents [7].  However, it is unclear if bleeding time could predict clinically significant compromise in hemostasis in the postoperative period [14].  Importantly, there was no association noted between dosage of ketorolac and an increase in bleeding (p=0.1692). This is a different finding from the literature where there was dose dependent relationship with an increase in bleeding [14].

The effect of ketorolac on pain is well established. Studies in both surgery and gynecology literature have shown a morphine sparing effect with the use of ketorolac in the postoperative period.  In this study, unadjusted analyses showed no difference in narcotic usage based on if patient received ketorolac. There was also no dose dependent decrease noted in opiate usage noted. Interestingly, the mean narcotic use was slightly higher in the group that received ketorolac (3.86mg vs. 3.52mg), but not significant. A reason that could account for this finding is that ketorolac was given postoperatively to patients who had higher narcotic requirements.  When this was accounted for, by eliminating all patients who did not receive ketorolac on POD#0 from the ketorolac group, the mean narcotic use was lower in the ketorolac group. This finding was not significant. However, the sample size became significantly smaller (n=38) when these patients were removed from analysis. Adjusted analysis showed a significant decrease in narcotic use on POD#0, but not on POD#1. Additionally, there was no difference shown when comparing the total dosage of ketorolac with total narcotic use. These findings are not consistent with the literature which has shown a decrease in narcotic use with the use of ketorolac postoperatively.

The narcotic use overall was noted to be low in both groups. A study by Crisp et al. (2017) [15]  comparing PCA to nurse administered analgesia postoperative in patients who underwent vaginal reconstructive surgery noted similar dosage of IV hydromorphone, with total hydromorphone use as 3.56mg, and 1.803mg and 1.770mg on POD#0 and POD#1 respectively. Narcotic usage postoperative after abdominal hysterectomies are significantly higher as noted in a study by Moon et al (2011) [16] with a 24 hour consumption of 4.2mg ±2.3mg. An alternative hypothesis is that these surgeries may not be painful enough to show a true difference in narcotic consumption, and may require a larger study group to show a difference.

A strength of this study is that this question as not been answered in current literature specifically in Urogynecology. We also attempted to adjust for any confounders with linear regression analyses. All surgeries were preformed by board certified FPMRS surgeons at this institution who provide a consistent level of care. The limitations of the study include that it is a retrospective analysis. Additionally, the sample size is relatively small, and is potentially not large enough to show a true difference between hemoglobin change. Bleeding was assessed through a comparison of preoperative and postoperative hemoglobin. As ketorolac is a prostaglandin inhibitor, its effects are primarily on platelet function and a better parameter to study may be coagulation studies. These parameters were not available in our retrospective analysis but should be included in any prospective studies examining this question.  Future directions should include a comparison of ketorolac with IV Tylenol on narcotic use.

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Intravitreal Injections of Melanocortin Receptor 1, 5 Agonists Prevents Neovascularization in a VEGF165 Mouse Model of Retinopathy

DOI: 10.31038/JCRM.2018112

Abstract

Background: The present study focuses on the evaluation of the protective effect on retinal neovascularization exerted by melanocortin receptor 1–5 (MCR 1–5) agonists in a mouse model of proliferative retinopathy induced by intravitreal injection of vascular endothelial growth factor 165 (VEGF165).

Methods: Intravitreal injections of the MCR1 agonist BMS-470539 and of the MCR5 agonist PG-901 were performed 7 days before the VEGF165 injection and 1 day after VEGF165 injection. Fluorescein angiography (FAG), immunohistochemical and biochemical analysis were performed at different time points during the follow up.

Results: FAG showed a marked vascular tortuosity accompanied by retinal neovascularization in mice receiving VEGF165 intravitreal injection and the absence of neovascularization in mice treated with MCR 1–5 agonists, confirmed by CD34 antigen immunostaining. The biochemical analysis of retinal VEGFR2 gene and protein expression showed that MCR 1–5 agonists significantly reduced VEGFR2 levels, increasing in parallel retinal mir-150 expression.

Conclusions: According to these evidences, we propose that intravitreal injections of melanocortin receptor agonists up-regulate mir-150 expression, and this consequently reduces VEGFR2 expression levels with the endpoint being the blockade of VEGF165 induced retinopathy.

Keywords

intravitreal injection; neovascularization; melanocortin receptors; retina; VEGF;

Introduction

Some of the major eye diseases that cause blindness worldwide are related to intraocular neovascularization. Among these conditions we must consider age-related macular degeneration (AMD), retinopathy of prematurity (ROP), diabetic retinopathy (DR) and retinal vascular occlusions (RVO), which are all linked to ocular ischemia that causes progressively elevated intraocular levels of vascular endothelial growth factor (VEGF) with secondary retinal, subretinal or intravitreal neovascularization leading to progressive visual impairment [1–4].

VEGF is the main player in neovascularization during proliferative retinopathy, it plays a key role as a potent inducer and modulator of proliferation, permeability and survival of endothelial cells. Four VEGF proteins are known VEGFA, -B, -C, -D that act through interaction with the VEGFR1, -2, and -3 receptor subtypes [5,6]. Among these, VEGFR2 is the main receptor that modulates endothelial cell proliferation, migration and in vivo angiogenesis [5,6]. Instead, VEGF-C and -D are involved in the modulation of cell adhesion and cell migration and in extracellular matrix degradation; VEGF-B and PIGF are involved in lymphangiogenesis [7]; VEGF-A promotes the process of neovascularization and increased vascular permeability. In particular, VEGF164(165) isoform is primarily implicated in the pathogenesis of major eye diseases that recognize ocular ischemia as a prime mover [8–11].

The introduction in clinical practice of various anti-VEGF drugs injected intravitreally (bevacizumab, ranibizumab, aflibercept) [12] for the management of the main eye diseases has positively changed the evolution and prognosis of diseases such as AMD,ROP, DR and RVO. In fact, an open research of new strategies and tools has been undertaken nowadays.

Previous studies by Rossi et al.,(2016) indicated that one of these strategies could be that of the modulation of the activity of the retinal endogenous melanocortin pathway and receptors. Indeed, he showed that an agonism at melanocortin receptor 1,5 (MCR1–5) attenuates retinal damage in a mouse model of streptozotocin (STZ) induced diabetic retinopathy (DR) by modulating the pattern of cytockine and chemochine expression [13]. Subsequently, Maisto el al. evidenced that this MCR1–5 agonism restores antioxidant enzyme levels in high glucose primary retinal cells and protects the photoreceptors from the glucose induced damage [14]. These receptors, therefore, appeared to be good candidates for targeted therapy of diabetic retinopathy and possibly its proliferative form as well. Noteworthy, these melanocortin receptors have already been accredited to control a wide range of biological activities including inflammation, oxidative stress, energy homeostasis, sexual function, pain and immune response [13].

Based on this experience, the present study aimed to evaluate the protective effect exerted by MCR 1–5 agonists on retinal vascularization in a mouse model of retinopathy induced by intravitreal injection of VEGF165.

Materials and Methods

BMS-470539 and PG-901 were used as MCR1 and MCR5 agonist respectively [15] and were supplied by Professor Grieco (Pharmacy Department, University of Naples Federico II).

Animals

All the experimental procedures were performed according to Animal Care Ethical Committee of the University of Campania, in accordance with ARVO Statement for the use of Animals in Ophthalmic and Vision Research.

C57BL/6 mice (Harlan, Italy) aged 7 to 10 weeks were housed in standard cages with 24-hours light-dark cycle, humidity and temperature automatically controlled. C57BL/6 mice were divided into 2 settings: the first setting was composed of 2 groups (n = 12 animals per group), treated respectively with sham intravitreous injections of 5μl balanced saline (0.1 ml) and 5μl intravitreal injection of VEGF165 (10μg, Sigma-Aldrich, Italy) [10,11] on day 0. The two groups were monitored by FAG in order to ascertain the time course of the vascular modifications. The second setting was composed of the following 2 groups (n = 8 animals per group): (1) mice treated with 5μl intravitreal injection of the MC1 receptor agonist BMS-470539 (33 μmol) [16] 7 days before the injection of VEGF165 and 1 day after VEGF165 injection; (2) mice treated with 5μl intravitreal injection of the MC5 receptor agonist PG-901 (7.32 nM) [17] 7 days before the VEGF165 injection and 1 day after VEGF165 injection, following pioneering in house experience.

Intravitreal injections

Mice were anesthetized by pentobarbital (45 mg/kg in saline i.p.). Tropicamide (5%) was instilled into the right eye of each animal, in order to induce papillary dilation, and tetracaine (1%) was topically applied for local anaesthesia. Physiological saline, VEGF165 or MC receptor agonists (5 μL volume) were injected intravitreally into the right eye using sterile syringes fitted with a 30-gauge needle (Microfine; Becton Dickinson AG, Meylan, France), as previously described [10,11,18]. Briefly, a transconjunctival 30-gauge, 1.5-mm needle was introduced behind the limbus in the superior temporal quadrant. When the needle was visualized at the vitreous, the various substances were injected in the various experimental groups. After the needle was withdrawn, the scleral entrance site was compressed with a cotton tip for 1 min and a topical antibiotic ointment was applied.

The following MC receptor ligands were used at the indicated doses as selected from the reported publications: BMS-470539, 33 μmol; PG-901, 7.32 nM [16,17].

Fluorescein Angiography (FAG)

For FAG assessment the animals were restrained without anesthesia by grasping firmly at the base of the tail and grasping the scruff of the neck. FAG was performed by using a Topcon TRC-50DX apparatus (Topcon, Japan) following intraperitoneal injection of 10% fluorescein sterile solution (1 mL/kg body weight, AK-Fluor; Akorn Inc., USA). Fundus photographs were captured in order to display the retinal vasculature and to evaluate the early typical alterations of microangiopathy.

Follow-up

In the first setting, FAG was performed after papillary dilatation on all the animals receiving the intravitreal injection of balanced saline or VEGF165 in order to detect the appearance of early vascular disorders. At 7 the day time point, when FAG evidenced neovascularization in VEGF165 mice, 4 animals out of the 12 for each group were randomly chosen, sacrificed and assayed for VEGFR2 and other biochemical parameters. The remaining 8 animals were monitored with FAG at the 14 day time point, when neovascularization was still evident. Again, 4 mice out of the 8 were randomly chosen, sacrificed and assayed for same biochemical parameters as at 7 day time point. The remaining 4 animals were monitored by FAG at 28 days, when no signs of neovascularization were evidenced.

In the second setting, mice receiving intravitreal injection of BMS-470539 and PG-901 seven days prior and one day after VEGF165 were monitored by FAG at 7 and 14 day time points. At 7 days, 4 animals out of the 8 for each group were randomly chosen, sacrificed and assayed for VEGFR2 and other biochemical parameters. The remaining 4 animals were sacrificed and assayed for same biochemical parameters at 14 day time points.

For the biochemical analysis, the eyes were displaced forward by placing curved forceps around the posterior part and cut in two halves. On one half of each eye the cornea was cut using a sharp blade or scalpel, and the retina was squeezed through the cut together with residual pigment epithelium and lens by applying gentle pressure with the forceps. Dissected retina was placed in cooled PBS, freed from non retinal tissue using the forceps, and immediately frozen in liquid nitrogen and stored at −80°C for subsequent biochemical analysis. The other half of each eye was fixed by immersion in 10% neutral buffered formalin and paraffin-embedded for immunohistochemistry.

Immunohistochemistry

CD34 antibody was used as marker of neo-angiogenesis (sc-74499 Santa Cruz Biotec, USA). The ocular tissues were incubated with the primary antibody, washed in PBS, and incubated with secondary antibody. The ocular samples were analyzed by an expert pathologist (variability 6%); every sample was visualized at 200x magnification. The number of CD34 positive particles per area was analyzed in 20 microscopic fields and expressed as percentage of positive stained area/total area.

Total RNA isolation; mir-150 and VEGFR2 mRNA expression levels

The extraction of total RNA, including small RNAs, was performed according the MiRNeasy Minikit protocol (Qiagen, Italy). Syn-cel-miR-39 miScript miRNA Mimic 5 nM (Qiagen, Italy) was added to each sample before the extraction as internal control. The total RNA concentration and integrity were determined by Nanodrop ND-1000 UV spectrophotometer (Nano-Drop® Technologies, Thermo Scientific, USA).

The qRT-PCR analysis for mir-150 was performed on Mastercycler personal (eppendorf, Germany) using miScript II Reverse Transcription Kit (Qiagen, Italy) and on CFX96 Real Time

System cycler (BioRad, Italy) using miScript SYBR Green Kit (Qiagen, Italy) and miScript Primer Assays specific for Syn-cel-miR-39 and mir-150 (Qiagen, Italy).

VEGFR2 gene expression was measured by RT-PCR amplification on Mastercycler personal (eppendorf, Germany). cDNA synthesis was obtained using SuperScript III Reverse Transcriptase Kit (Invitrogen, USA) starting from 200 ng of total RNA. Aliquots of 2 μl cDNA were transferred into a 25 μl PCR reaction mixture containing dNTPs, MgCl2, reaction buffer, specific primers and GoTaq Flexi DNA polymerase (Promega, USA). Sequences for the mouse VEGFR2 mRNA from GeneBank (DNASTAR INC., USA) were used to design specific primer pairs for RT-PCR (Microtech, Italy). The housekeeping gene chosen was hypoxanthine-guanine phosphoribosyl transferase (HPRT). PCR products were resolved into 2.0% agarose gel. A semiquantitative analysis of VEGFR2 mRNA levels was carried out by the Gel Doc EZ UV System (Bio-Rad, USA).

Relative quantification of gene expression was normalized to Syn-cel-miR-39 for mir-150 and to HPRT for VEGFR2, using the 2^−ΔΔCt method.

Enzyme-Linked Immunosorbent Assay (ELISA)

Mouse VEGFR2/Flk-1 Quantikine ELISA Kit (R&D System, UK) was used in the homogenate of dissected retina in order to assess the ocular protein VEGFR2 expression levels, according to the manufacturer’s protocol.

Statistical Analysis

All values are expressed as mean ± standard error of the mean (SEM) of = 4 mice. Statistical analyses were assessed either by Student’s -test (when only two groups were compared) or one-way analyses of variance (ANOVA), followed by Dunnett’s post hoc test (more than two experimental groups). < 0.05 was considered statistically significant.

Results

Melanocortin Receptor1–5 activation prevents the development of retinal neovascularization

No significant vascular alterations were observed in the control group at any of the various time points (Figure 1a and Figure 2a). All the mice treated only with intravitreal injection of VEGF165 developed vascular tortuosity accompanied by retinal neovascularization at 7 days that persisted up to 14 days post-treatment, while it disappeared at the day 28 time point (Figure 1b and Figure 2b).

JCRM2018-103-MaistoRosaItaly_F1

Figure 1. (a) Representative FAG images of a control eye. There are no vascular alterations at the various time points. (b) Representative FAG images of mice treated with intravitreal injection of VEGF165: a marked vascular tortuosity accompanied by retinal neovascularization is present at 7 days and persists until 14 days, while it disappears at the 28 day time point. Arrows indicate the formation of neovessels.

JCRM2018-103-MaistoRosaItaly_F2

Figure 2. (a) Representative FAG images of a control eye (as Figure 1a). (b) Representative FAG images of mice treated with intravitreal injection of VEGF165 (as Figure 1b). (c) Representative FAG images of mice treated with intravitreal injection of BMS-470539 (33 μmol) 7 days before and 1 day after the injection of VEGF165: the mice did not develop retinal neovascularization during the follow-up but only an irregular vessel caliber appeared at 7 days and persisted until the end of the follow-up at 14 days. (d) Representative FAG images of mice treated with intravitreal injection of PG-901 (7.32 nM) 7 days before and 1 day after the injection of VEGF165: the mice did not develop retinal neovascularization but only an irregular vascular course and caliber was observed, accompanied by an increase in vascular permeability, resulting in dye leakage evident at 7 days and persisting until the end of follow-up at 14 days. Arrows indicate the formation of neovessels; arrowheads indicate vascular leakage.

Intravitreal injections of MC1 receptor agonist BMS-470539 (33 μmol) or MC5 receptor agonist PG-901 (7.32 nM) protect retinal vasculature, as demonstrated by FAG. In particular, mice treated with BMS-470539 (33 μmol) 7 days before and 1 day after the injection of VEGF165 did not develop retinal neovascularization during the follow-up, only an irregular vessel caliber appeared at 7 days and persisted until the end of the follow-up at 14 days (Figure 2c). The mice treated with PG-901 (7.32 nM) 7 days before and 1 day after VEGF165 injection did not develop retinal neovascularization during the follow-up, only an irregularity of the vascular course and caliber was observed. However, this was accompanied by an increase in the vascular permeability resulting in dye leakage which was evident at the 7 day time point and persisted until the end of follow-up at 14 days (Figure 2d).

Melanocortin MC1,5 receptor agonists reduce the retinal expression of the hematopoietic endothelial progenitor cell antigen CD34.

In order to confirm the development of retinal neovascularization at 7 and 14 days after VEGF165 intravitreal injection, immunohistochemistry for CD34 was performed in 4 mice per group randomly chosen. At 7 and 14 days, the analysis showed a significant (P<0.01) increase of CD34 immunostaining in mice receiving intravitreal VEGF165 compared to the mice receiving saline solution (Figure 3–4). In contrast, a marked decrease in the percentages of CD34 positive stained area/total stained area was observed at both time points in retinal tissue of mice receiving intravitreal injections of the MC1 agonist BMS-470539 (40.0 ± 5.15% at 7 days; 31.8 ± 4.3% at 14 days) or the MC5 agonist PG-901 (46.7 ± 4.7% at 7 days; 28.9 ± 4.7%) as calculated against the values quantified in VEGF165 mice (Figure 3 and Figure 4).

JCRM2018-103-MaistoRosaItaly_F3

Figure 3.(a) Representative immunohistochemistry for CD34 in the retina of mice treated with vehicle, VEGF165(10 μg/5 μl), BMS-470539 (33 μmol) + VEGF165 and PG-901 (7.32 nM) + VEGF165, 7 days after VEGF165 intravitreal injection. BMS-470539 and PG-901 reduce CD34 immunostaining compared to rats receiving only VEGF165. Scale bar, 50 m. 200x magnification. (b) Graph showing the percentage of the total positive stained area for CD34 per total area analyzed at 200x magnification. Values are mean ± SEM of = 4 observations for each group. ** P < 0.01 vs Control; °° P < 0.01 vs VEGF165.

JCRM2018-103-MaistoRosaItaly_F4

Figure 4. (a) Representative immunohistochemistry for CD34 in the retina of mice treated with vehicle, VEGF165(10 μg/5 μl), BMS-470539 (33 μmol) + VEGF165 and PG-901 (7.32 nM) + VEGF165, 14 days after VEGF165 intravitreal injection. BMS-470539 and PG-901 reduce CD34 immunostaining compared to mice receiving only VEGF165. Scale bar, 50 m. 200x magnification. (b) Graph showing the percentage of the total positive stained area for CD34 per total area analyzed at 200x magnification. Values are mean ± SEM of = 4 observations for each group. ** P < 0.01 vs Control; ° P < 0.05 vs VEGF165.

Melanocortin MC1,5 receptor activation decreases retinal VEGFR2 gene expression

qRT-PCR analysis of VEGFR2 gene expression in the retina showed that in mice receiving a single intravitreal injection of BMS-470539 and PG-901 7 days prior and first day after VEGF165, BMS-470539 and PG-901 significantly down-regulate VEGFR2 gene expression levels both at 7 and 14 day (P < 0.01) time points compared with the group receiving saline only (Figure 5a).

JCRM2018-103-MaistoRosaItaly_F5

Figure 5. (a) RT-PCR analysis for VEGFR2 gene expression in retinal tissue 7 and 14 days after VEGF165 intravitreal injection. Treatment with BMS-470539 (33 μmol) and PG-901 (7.32 nM) significantly decreases VEGFR2 mRNA expression levels at 7 and 14 days, compared to mice receiving saline only. Results are expressed as mean ± SEM of = 4 observations for each group. ** P < 0.01 vs Control. A.U. = arbitrary units. (b) qRT-PCR analyzing mir-150 expression in retinal tissue 7 and 14 days after VEGF165 intravitreal injection. At 7 and 14 days, BMS-470539 (33 μmol) and PG-901 (7.32 nM) significantly increase mir-150 expression levels compared to mice receiving saline only. Values are mean ± SEM of = 4 observations for each group. ** P < 0.01 vs Control. A.U. = arbitrary units.

Melanocortin MC1,5 receptor activation increases mir-150 expression levels

Intravitreal injection of the MC1 agonist BMS-470539 and the MC5 agonist PG-901 7 days prior and first day after VEGF165, significantly up-regulate retinal mir-150 expression levels at 7 and 14 days (P < 0.01) time points compared with the group receiving saline only (Figure 5b). The single injection of VEGF165 into the vitreous does not affect qRT-PCR analysis of the retina for mir-150 expression levels (Figure 5b).

Intravitreal injection of melanocortin MC1,5 receptor agonists reduces retinal VEGFR2 protein levels

To confirm gene expression data, retinal VEGFR2 protein levels were measured by ELISA assay, and fitting with RT-PCR results, VEGRF2 protein levels significantly decreased after BMS-470539 and PG-901 (P < 0.01, Figure 6) at 7 and 14 time points.

JCRM2018-103-MaistoRosaItaly_F6

Figure 6. Retinal VEGFR2 protein expression levels (ng/ml) analyzed by Elisa assay 7 and 14 days after VEGF165 intravitreal injection. BMS-470539 (33 μmol) and PG-901 (7.32 nM) significantly decrease VEGFR2 protein expression levels at 7 and 14 days, compared to mice receiving saline only. Results are expressed as mean ± SEM of = 4 observations for each group. * P < 0.01 vs Control.

Discussion

This paper describes for the first time the protective role of the MC1–5 receptor agonists in a mouse model of retinopathy. The paper shows that a single intravitreal injection of the MC1 receptor agonist BMS-470539 or MC5 receptor agonist PG-901 7 days before and 1 day after the injection of VEGF165 into the vitreous prevents the development of retinal neovascularization as viewed by FAG.

Based on the results obtained in the present study, melanocortins and their receptors seem to be good candidates for treating VEGF dependent neovascularization of the retina having shown pivotal control of the development and progression of new vessels into the retina in the mouse model of retinopathy adopted here, although the single concentration of agonist used is a limitation of any cross-molecule comparison.

Melanocortins are endogenous peptides that possess a wide range of biological activities, including promotion of the resolution phase of inflammation effects in experimental models of inflammation-based diseases [19–27]. Their receptors are ubiquitously expressed into the eye and called MC1, MC3, MC4 and MC5. Rossi et al., in an experimental paper published in 2016 [13] showed that among the four melanocortin receptor subtypes expressed in the retina the MC1 and MC5 are the two involved in a positive control of diabetic retinopathy. Indeed, the activation of these receptors by specific agonists induces a series of downstream events such as reduction of inflammatory cytokines IL-1α, IL-1β, IL-6, chemokines MIP-1α, MIP-2α, MIP-3α and M1 macrophage that lead to reduced retinal damage. To this data, we add here a reduced retinal derangement from MC1,5 agonism exerted through reduced proliferation of new vessels in this tissue.

From the molecular point of view we noted that these structural changes were paralleled by biochemical alterations such as reduction in the expression of the VEGFR2 receptor within the retina both at 7 and 14 day time points. The down-regulation of VEGFR2 was caused by selective stimulation of MC1–5 receptors. Indeed, at the same time points it was not present in the control group treated with VEGF165 only. Thus, neovascularization induced by VEGF165 within the retina is hampered by selective activation of endogenous melanocortin MC1,5 receptors and reduced VEGFR2 receptor expression.

How this happens would require further investigation, but a novelty is provided here by the strict correlation between functional improvement of retinal vessel form, VEGFR2 expression and retinal expression of the miRNA mir-150. This mir-150, reported to attenuate retinal vascular overgrowth in diabetic mice through a down-regulation of VEGFR2 gene expression [27], is for the first time related to melanocortin MC1,5 receptors stimulation by the present study. MC1,5 receptors stimulation increases the expression of the retinal mir-150, consequently down-regulating VEGFR2 gene expression and protein levels. This finally improves the early vascular disorders induced by VEGF165 alone. Mirror of this mechanism, CD34 labeling within the retina was reduced. Particularly, CD34 labeling was increased by VEGF165 both at 7 and 14 day time points, confirming the early vascular disorders evidenced by FAG, while it was significantly reduced after MC1,5 agonists.

Noteworthy, CD34 is a transmembrane phosphoglycoprotein well known marker of hematopoietic endothelial progenitor cells (EPCs) proliferation [28], and shown to promote the formation of pathological, invasive vessels during neovascularization in a mouse model of oxygen-induced retinopathy [29]. Interestingly, the differentiation of these cells from the hematopoietic stem cells (HSCs) is associated with the up-regulation of vascular endothelial growth factor receptor 2 (VEGFR2), after which the HSCs are considered endothelial progenitor cells (EPCs), effectively [30–32].

Conclusions

In conclusion, there is positive interplay exerted through increase of mir-150 between retinal melanocortin MC1,5 receptors and VEGFR2 receptor in the model of VEGF165 induced retinopathy in order to prevent the local neoangiogenesis and retinopathy. From the translational point of view, it is tempting to speculate that the enhancement and reinforcement of the action of the endogenous melanocortins pathway can be a tool to prevent the development of retinal neovascularization, probably by amplifying its anti-inflammatory, anti-oxidant and anti-proliferative role. The potential systemic toxicity of the agents used in this study has not been investigated and would require deepening in order to reinforce their efficacy.

Acknowledgments: The authors are grateful to Professor Paolo Grieco (Pharmacy Department, University of Naples Federico II) for his support and acknowledge the precious funding of MIUR PRIN 2015 project.

Conflicts of Interest: The authors declare no conflict of interest.

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Diagnostic Value of Cytotoxic Natural Killer Subpopulations in Malignant Pleural Effusions

DOI: 10.31038/CST.2018331

Abstract

Introduction

Malignant pleural effusion is a sign of advanced disease with poor prognosis. The function of natural killer (NK) cells is to identify and destroy target tumor cells. This study aims to evaluate the role that cytotoxic NK subpopulations play when diagnosing malignant pleural effusion.

Methods

NK subpopulations were determined in pleural fluid and peripheral blood by flow cytometry in 71 patients who had suffered pleural effusion of unknown etiology. They were classified into three groups according to their final diagnosis: malignant, paramalignant and benign.

Results

The NK CD56 dim CD16- subpopulation in peripheral blood was the highest subpopulation in benign than in malignant or paramalignant cases (18.5% vs. 5.5% or 5.6%; p<0.001). Cytotoxic subpopulations NK CD56 dim CD16 + and NK CD16+ were higher in malignant and paramalignant than in benign cases (NK CD56 dim CD16+: 90.7% and 90% vs. 81.4%; p<0.001; NK CD16+: 95% and 95.6% vs. 86.5%; p<0.002). No differences were found in any cells studied in pleural fluid.

Conclusions

The data from this study suggested that determining the percentage of subpopulations NK CD56 dim CD16+ and NK CD16+, which perform an antibody-dependent cytotoxic function in peripheral blood, can be useful to diagnose malignant pleural effusion.

Keywords

diagnosis; flow cytometry; natural killer cells; natural killer subpopulations; pleural effusion; malignant

Introduction

Malignant pleural effusion (MPE) is a common clinical problem among patients with neoplastic disease. It is a sign of advanced disease associated with symptoms deteriorating and worse quality of life, with mean survival varying between 3 and 12 months [1]. Given its poor prognosis and clinical involvement, diagnoses must be made early. However, a malignancy diagnosis is not always possible with cytology, whose sensitivity range is 40–87% [2]. Hence the need to resort to complementary methods to identify tumor cells within pleural effusions (PE), [3] and to start early therapeutic interventions in an attempt to reduce these patients’ morbimortality.

MPE are characterized by a high percentage of mononuclear cells involved in immunological defense mechanisms, natural killer (NK) cells being one of the main components of the immunological system that participate in anti-tumoral defense mechanisms [4]. In theory, the presence of a high percentage of NK cells in pleural fluid could help establish its neoplastic nature. However, total NK (CD3- CD56+) quantification in pleural effusions has provided contradictory results in former studies [5–9].

Nowadays, there is very little information about the different NK cell subpopulations which can be found in MPE. However, it is known that the function of these subpopulations can be identified using the intensity of the expression of CD56 and CD16 surface antigens [10]. NK CD56 bright are considered regulator cells given their high capacity of producing pro-inflammatory and anti-inflammatory cytokines, [11] while NK CD56 dim [12] are cytotoxic given their high lytic activity. If the latter are also accompanied by a high CD16 expression, this makes them efficient mediators of antibody-dependent cell cytotoxicity [13]. CD57+ expression is a marker with a strong cytotoxic potential [14,15]. However, there is no data available on CD57+ expression in MPE. Therefore, the already available data seems to indicate that determining only total NK cells is not enough to identify MPEs differentiate them from benign ones. As NK subpopulations are characterized by performing more specific functions, the objective of this study was to study NK cell subpopulations, mainly those with a cytotoxic function, and their discriminative power in early differentiation of MPE, paramalignant pleural effusions (PPE) and benign pleural effusions (BPE).

Methods And Materials

Subjects

This two year (January 2013 to February 2015) prospective observational cohort study included 73 patients who had suffered pleural effusion of unknown etiology and were to undergo diagnostic thoracentesis. The final sample included 71 patients, two patients were excluded as no cellularity was obtained in pleural fluid. Patients were classified into three well differentiated groups according to their PE diagnosis: MPE, PPE and BPE (Figure 1).

CST2018-111-MariaM.MoralesItaly_F1

Figure 1. Flow of patients included in the study

Diagnosis of the type of PE was done according to the following criteria:

MPE was diagnosed if the presence of tumor cells in the pleural cavity was confirmed by a cytological study of pleural fluid, or in pleural tissue obtained by blind pleural biopsy, thoracoscopy or thoracotomy.

PPE (16) is due to a tumor process, but with no direct pleural infiltration by the tumor, and no tumor cells in the pleural fluid or tissue can be determined.

A PE is considered a BPE or as non-specific, when tumor etiology has been reasonably ruled out by imaging techniques, previous examinations, medical history and patient follow-up.

This study complies with the principles of the Declaration of Helsinki. Ethical approval of the study was given by Committee of Ethics and Clinical Trials (CEIC) of the Dr. Peset University Hospital in Valencia, with CEIC code: 10/12 on 29 February 2012. All the participating patients received written information about the nature and purposes of the study and gave their informed consent. A prospective follow-up of patients’ progress was done until they died or the study ended. All patients who were asked to be included in the study agreed to participate.

Measuring Natural Killer Cells

The lymphocyte populations in both the pleural fluid obtained from the first diagnostic thoracentesis performed on each patient and in the peripheral blood taken on the same day were analyzed.

After extraction, homogenization of the peripheral blood sample is immediately performed by the stirrer and mixer The Coulter Mixer (Coulter Electronics Limited, Northwell Drive, Luton, Bedfordshire, LU3 3RH, England®). Then, in a polypropylene tube, 100 μl of sample is introduced with 10 μl of each of the chosen monoclonal antibodies: CD45, CD19, CD3, CD56, CD16 and CD57. The mixture will be incubated for 15 minutes in the dark at room temperature. 0.5ml of the erythrolytic solution OptiLyse® are added, vortexed (Super-Mixer, Lab-Line Instruments Inc.®) and re-incubated in the dark at room temperature for another 15 minutes. After incubation, 2 ml of phosphate-buffered saline are added, centrifuged for 5 minutes at 300 x g (~1,600 r.p.m.) in a Microcen 21® and finally the supernatants are decanted and the cells re-suspended in 1 ml of phosphate-buffered saline and then introduced into a Navios® flow cytometer (Beckman-Coulter).

As in peripheral blood, the pleural fluid sample requires homogenizing the sample after extraction performed using the stirrer and mixer The Coulter Mixer (Coulter Electronics Limited, Northwell Drive, Luton, Bedfordshire, LU3 3RH, England®). However, the pleural fluid sample must be enriched prior to incubation. To do this, 2 ml of phosphate-buffered saline are added to 2 ml of pleural fluid, shaken and centrifuged at 300 x g (~1,600 r.p.m.) in a Microcen 21® for 5 minutes. The supernatants are then decanted and the cells are re-suspended in 0.5 ml of phosphate-buffered saline. After this process, the incubation with the monoclonal antibodies and procurement of the sample to be introduced in the flow cytometer can be performed following the same steps as in the peripheral blood.

A blind analysis of the diagnosis was run with the Kaluza 1.3 software (Beckman-Coulter). The sensitivity of the technique was 10-2 –10-3. After the expression of CD45, B (CD19+ CD3-) and T (CD3+ CD19-) lymphocytes as well as NK cells (CD3- CD56+) were studied first and compared to the 100% total lymphocytes. After and according to the intensity of the expression of antigens CD56 and CD16, the following subpopulations were differentiated: NK CD56 bright (++) CD16-, NK CD56 bright (++) CD16+, NK CD56 dim (+) CD16-, NK CD56 dim (+) CD16+ and NKCD16+ (CD56+/++ CD16+). NKCD57+ (CD56+/++ CD57+) were also determined and percentage quantification was done of all the NK subpopulations compared to the percentage of total NK cells.

Statistical analysis

All the results obtained were analyzed using the Kolmogorov-Smirnov test for a sample to determine if they followed a normal distribution pattern. Results were compared using the chi-square test for qualitative variables, the Student’s t-test for parametric quantitative variables and the Mann-Whitney U test for non-parametric quantitative variables. When comparing more than two groups, a one-way ANOVA (analysis of variance) was applied to the parametric variables and the Kruskal-Wallis test to the non-parametric variables.

The diagnostic efficacy of the analysis of the cells from pleural fluid and peripheral blood which presented differences considered significant enough to discriminate between MPE/PPE and BPE was determined by a receiver operating characteristic (ROC) curve analysis with the area under the ROC curve (AUC). A p-value <0.05 was considered significant and their 95% confidence intervals (95% CI) were calculated by standard techniques. The statistical package IBM SPSS Statistics for Windows (version 21.0. Armonk, New York: IBM Corp., USA) was employed.

Results

Demographics

This study took place at the University Dr. Peset Hospital in Valencia from 2013 to 2015 and analyzed 71 patients who had suffered PE of unknown etiology. The study population’s mean age was 69.1 years, and no differences were observed among groups. Male gender clearly predominated among the MPE and PPE cases (Table 1). According to the final PE diagnosis made, three groups were formed: MPE, PPE and BPE (Figure 1). All the MPE were exudates as well as 93.3% of PPE and 80% of the BPE (p=0.027) Adenocarcinoma was the most frequent histology found among the MPE (Table 1).

Table 1. Characteristics of the patients with malignant, paramalignant and benign pleural effusions.

 Malignant

(n=31)

Paramalignant

 (n=15)

 Benign

(n=25)

 p-valueb

Age (years)

95% CI

69.2±8.9

65.9–72.4

69.8 ±11.1

63.6–76

68.7 ±12.2

63.6–73.7

0.949

Gender

0.133

Male

19 (61.3%)

12 (80%)

12 (48%)

Female

12 (38.7%)

3 (20%)

13 (52%)

Diagnosis

Adenocarcinoma 22 (71%)

Non-specific 12 (48%)

Lymphoma 4 (13%)

CHF 4 (16%)

Mesothelioma 2 (6.5%)

Infectious 3 (12%)

Epidermoid 1 (3.2%)

TBC 2 (8%)

Microcytic 1 (3.2%)

Exp. to asbestos 2 (8%)

Myxoid sarcoma 1 (3.2%)

Cirrhosis 1 (4%)

RA 1 (4%)

Abbreviations: CI (confidence interval), CHF (congestive heart failure), TBC (tuberculosis), Exp. (exposure), RA (rheumatoid arthritis).
aData expressed in absolute values and percentages or mean±SD.
bChi-square test or ANOVA.

Lymphocyte populations in pleural fluid and peripheral blood

Lymphocyte populations were studied by determining B and T lymphocytes and NK cells in pleural fluid and peripheral blood. No differences between the expression of any cell line of the different groups was observed; that is, NK cells showed no higher expression in any pleural effusion type.

NK subpopulations in pleural fluid and peripheral blood

NK subpopulations were analyzed according to the intensity of the expression of surface antigens CD56 and CD16. No differences were found between the MPE, PPE and BPE groups in any cells studied in pleural fluid. Surprisingly, in peripheral blood, significant differences between the groups in the NK subpopulations were found. Subpopulation NK CD56 dim CD16- was higher in BPE cases than in the MPE or PPE ones (18.5% vs. 5.5% or 5.6%; p<0.001). Cytotoxic subpopulations NK CD56 dim CD16 + and NK CD16+ were higher in the MPE and PPE cases than in BPE ones (NK CD56 dim CD16 +: 90.7% and 90% vs. 81.4%; p<0.001 and NK CD16+: 95% and 95.6% vs. 86.5%; p<0.002) (Table 2).

Similarly, NK subpopulations analysis in peripheral blood showed that subpopulation NK CD56 dim CD16- was higher in BPE cases (18.5% vs. 5.5%; p<0.001), and subpopulations NK CD56 dim CD16 + and NK CD16+ appeared mostly in the combined MPE and PPE group, and in the isolated MPE cases (NK CD56 dim CD16 +: 90.7% vs. 81.4%; p<0.001 and NK CD16+: 95% vs. 86.5%: p<0.002) (Table 3).

Table 2. Natural killer subpopulations in peripheral blood.

Malignant

(n=31)

Paramalignant

(n=15)

Benign

(n=25)

p-valueb

 

NK (CD3-CD56+)

11.6 (0.7–73.2)

9.6 (1.7–16.2)

7 (0.7–31.3)

0.520

NK CD56 bright

0.5 (0–12.7)

1.4 (0–9.1)

0.5 (0–31)

0.479

CD56 bright CD16-

0.2 (0–2.7)

0.4 (0–2)

0.3 (0–17.8)

0.720

CD56 bright CD16+

0.1 (0–11.4)

0.7 (0–8.1)

0 (0–13.2)

0.155

NK CD56 dim

98.6 (81.5–100)

96.9 (91.6–100)

99.4(65.9–100)

0.189

CD56 dim CD16-

5.5 (0.3–92.1)

5.6 (0.3–24.4)

18.5(2.5–100)

0.001***

CD56dim CD16+

90.7 (7.4–99)

90(70.7–99)

81.4 (0–95.4)

0.001***

NK CD16+

95 (7.8–99.6)

95.6 (76.1–99.5)

86.5 (0–97.1)

0.002**

NK CD57+

48.6±20

49.2±17.4

54.4±14.5

0.454

Abbreviations: NK (natural killer).
aPercentage data expressed as mean±SD or median (minimum-maximum).
bANOVA or Kruskal-Wallis test.
*p<0.05; **p<0.01; ***p<0.001

Table 3. Cytotoxic natural killer subpopulations in peripheral blood.

Malignant

(n=31)

Benign

 (n=25)

 p-valueb

CD56dim CD16-

5.5 (0.3–92.1)

18.5 (2.5–100)

0.001***

95%CI

2.3–13

11.8–28.1

CD56dim CD16+

90.7 (7.4–99)

81.4 (0–95.4)

0.001***

95%CI

87–97.7

71.9–88.2

NK CD16+

95 (7.8–99.6)

86.5 (0–97.1)

0.002**

95%CI

92.8–99.8

78.8–92.9

Abbreviations: NK (natural killer) CI (confidence interval).
aPercentage data expressed as median (minimum-maximum).
bStudent’s t-test or Mann-Whitney U test.
*p<0.05; **p<0.01; ***p<0.001

Diagnostic efficacy of cytotoxic NK subpopulations

These results reveal that, despite there being no differences in the NK subpopulations in pleural fluid to differentiate malignant cases from benign ones, differences appeared in the following NK subpopulations in peripheral blood: NK CD56 dim CD16-, NK CD56 dim CD16 + and NK CD16+. In order to determine the diagnostic efficacy of the analysis of these subpopulations in blood, a ROC curve analysis with AUC was performed. The isolated determination of the percentage in peripheral blood of subpopulation NK CD56 dim CD16- had an AUC of 0.777 to discriminate a BPE from a MPE (95%CI: 0.653–0.901; p<0.001). If the cut-off point was 9.82%, sensitivity would be 76% and specificity would be 71%. In order to differentiate a BPE from a MPE/PPE, the AUC was 0.784 (95%CI: 0.671–0.897; p<0.001), with a sensitivity of 76% and a specificity of 72% with the same cut-off point (Figure 2).

CST2018-111-MariaM.MoralesItaly_F2

Figure 2. ROC curve of subpopulation NK CD56 dim CD16- to differentiate benign pleural effusions from malignant and paramalignant ones

Subpopulations NK CD56 dim CD16 + and NK CD16+, which have an antibody-dependent cytotoxic function, allow for discrimination of a patient with MPE from one with a BPE with an AUC of 0.761 (95%CI: 0.637–0.885; p=0.001) and 0.747 (95%CI: 0.619–0.876; p=0.002), respectively. In order to differentiate a MPE and PPE from a BPE, the AUC was 0.774 (95%CI: 0.663–0.885; p<0.001) and 0.753 (95%CI: 0.640–0.867; p<0.001), respectively (Figure 3).

CST2018-111-MariaM.MoralesItaly_F3

Figure 3. ROC curves of subpopulations NK CD56 dim CD16 + and NK CD16+ to differentiate malignant and paramalignant pleural effusions from those of a benign type

Discussion

MPE is a sign of advanced neoplastic disease which implies the pleural space has been affected by this malignant process. Given these patients’ poor prognosis, its diagnosis is therefore essential, and it would be very useful to identify markers that increase the possibility of diagnosing this malignity. Here, NK cells can play a key role in the defense against neoplastic invasion of the pleural cavity. In theory, detecting a high percentage of NK cells in MPE could help establish their tumoral nature. Despite some authors having observed a higher NK cell percentage in MPE, [5–7] others have reported a lower percentage, [8] and some groups, including our own, have not even found any differences [9]. It would appear that published data may indicate that determining only total NK cells is not sufficient to distinguish MPE from BPE. Therefore, we have centered our research on the NK subpopulations characterized by playing a cytotoxic function as presence of neoplastic cells in pleural fluid or tissue should reflect increased cytolytic activity in MPE compared to those of other etiologies. Apart from the subpopulations that explain the intensity of the expression of CD56 and CD16, potentially cytotoxic subpopulation NK CD57+ was also evaluated in differentiating a MPE from a BPE. Our data demonstrated that although no differences between groups or between malignant and benign cases were found in any of the studied cells in pleural fluid, differences appeared in peripheral blood: subpopulation CD56 dim CD16- was higher in BPE cases, and subpopulations CD56 dim CD16 + and NK CD16+ were higher in MPE and PPE ones. This indicated that a high CD16 expression made them efficient mediators of antibody-dependent cell cytotoxicity [13] with expressions in blood, but not in pleural fluid. These findings led us to wonder if there was a more relevant systemic response than the local one in patients with MPE. No published works have analyzed the diagnostic value of NK subpopulations in peripheral blood to distinguish between MPE and BPE. Moreover, information about pleural fluid is scarce. Scherpereel et al.[17] found increased CD16+ in pleural fluid in all PE except for BPE. Cornfield et al.[4] analyzed 30 malignant (pleural, pericardial and ascitic) effusions and 30 benign ones, and found no differences in the percentage of any subpopulation they studied. These authors only reported an increase in the absolute value of NK CD16+ in malignant effusions. Pace et al.[18] encountered that NKCD16+ percentages in patients with MPE and BPE were similar. The comparison made of the findings from this work with the few existing studies is complicated due to the different methodologies employed. Our data coincide with those reported by Cornfield et al. [4] The work by Pace et al. [18] only included 19 patients with MPE, while the BPE group differed (due to heart failure) to that herein studied as they were effusions of unknown etiology suspected of malignity, which pose a problem in diagnosing MPE. Moreover, although NKCD57+ displayed high cytolytic activity, [14,15], no published studies have been conducted on this marker in MPE, and this is the first work to analyses it.

In order to determine the diagnostic efficiency of the analyses of these subpopulations in blood, a ROC curve analysis was carried out. The subpopulation with the largest AUC to differentiate BPE from malignant ones was NK CD56 dim CD16- (0.777), which increased to 0.784 when the discrimination was between BPE and both MPE and PPE. When distinguishing between malignant and benign cases, subpopulations NK CD56 dim CD16+ and NK CD16+ had an AUC of 0.761 and 0.757, respectively. When MPE and PPE were distinguished from BPE the AUC increased to 0.774 and 0.753. This result has never been previously reported.

The main limitation of this study was that 21.1% of the included effusions were of the PPE type. Other studies[4,18] did not include this type. However, as the PPE type has its typical characteristics and is associated with poor prognosis, we decided to include it to well reflect the usual clinical reality.

By way of conclusion, determining the percentage of NK cells in pleural fluid of PE of unknown etiology does not allow malignant cases to be differentiated from benign ones. However, determining the percentage of subpopulations NK CD56 dim CD16+ and NK CD16+ that perform an antibody-dependent cytotoxic function in peripheral blood was identified as a diagnostic test whose capacity helps to early discriminate a patient with a MPE.

Author Contributions: All authors have been involved in the conception and design, or analysis and interpretation of data, as well as in drafting the article or revising it critically for important intellectual content. Maria Morales-Suarez-Varela has been designated as guarantor for the article.

Acknowledgements: The authors would like to thank the Pulmonology Foundation of the Valencian Community for the grant this work was awarded with, and with which the monoclonal antibodies employed were obtained. They would also like to thank everyone who has collaborated either directly or indirectly in this research.

Ethical Approval: All procedures performed in studies involving human participants were in accordance with the ethical standards of the institutional and/or national research committee and with the 1964 Helsinki declaration and its later amendments or comparable ethical standards.

Informed Consent: Informed consent was obtained from all individual participants included in the study.

Competing Interest: The authors declare that they have no competing interest.

Funding Information: Dr. Herrera Lara has received research scholarship support from the Pulmonology Foundation of the Valencian Community.

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Efficacy of Albendazole on Gastro-Intestinal Strongyles of Cattle in Ngaoundere (Adamawa-Cameroon)

DOI: 10.31038/IJVB.2018222

Abstract

The present study aimed at identifying the gastro-intestinal Strongyles of cattle and to evaluate the effect of albendazole on their population dynamics throughout the year. Three cattle farms located in the village of Velambai were used for the study. 175 animals were screened through coprological examination to assess their infection rate (IR) with gastro-intestinal nematodes. 50 Goudali were monitored from April 2015 to March 2016. Of these animals selected, 25 of them received albendazole on day 0 (D0) and constituted the treated group while the other 25 received nothing and stood for the non-treated group. Faeces were examined using the McMaster method to evaluate the efficacy of treatment and to monitor changes in faecal shedding of Strongyles. Faeces from animals were cultured to recover the infective L3 larval stage of Strongyles by the Baermann method. The survey revealed that Strongyles, Strongyloides and Toxocara were the main gastro-intestinal helminths infecting cattle with IRs of 64.5%, 15% and 24.1% respectively. Deworming at the beginning of the rainy season reduced the shedding of helminth eggs (EPG < 400) throughout the season. Percentage reduction in the number of eggs per gram of faeces (EPG) from Strongyles was 68% at day 30. Stool culture revealed the presence of four types of Strongyles with varying abundance depending on the genus (Trichostrongylus, Haemonchus, Cooperia and Oesophagostomum), animal group and month. The genera Trichostrongylus and Haemonchus were dominant throughout the year. Haemonchus spp were significantly sensitive to albendazole between D30 to D90. On D120, albendazole lost its effect with the genus Haemonchus which resulted in the re-infection of the animals, whereas this effect was rather late for the genus Oesophagostomum (from D270).

Key words

Gastro-intestinal helminths, stool culture, deworming, Albendazole, Ngaoundere, Cameroon.

Introduction

Livestock is an important source of income in most developing countries and contributes to food security. In Africa, it contributes upto 10–20% of the gross domestic product (GDP) [1]. However, in the Adamawa Region of Cameroon like in other African regions, this sector is subject to several constraints including diseases [2] for instance gastro-intestinal cattle strongylosis [1]. Strongylosis contributes to emaciation especially at the end of the dry season [3] and leads to production loss. The control of these pathologies in order to improve the individual productivity of cattle is therefore a necessity in a context already marked by the rapid growth of the human population and the increasing demand for animal protein, both in Cameroon and in all developing countries. In Cameroon, particularly in the Adamawa region, deworming has become a common practice by Veterinarians, but most often by breeders themselves and in most cases without seeking for medical advice [1–4]. For almost two decades now, the anti-parasitic pharmaceutical industries have made tremendous advancements in terms of developing new molecules with improved anthelminthic properties, but parasitism still prevails [5]. Just of recent, albendazole was introduced as an essential anthelmintic, but its usage is sometimes abused [6]. In a context where modern breeding is increasingly confronted with problems related to chemical residues (food safety) and the appearance of parasitic resistant strains to the main families of pharmaceuticals around the world, this has exposed the limitations of a systematic deworming and makes the implementation of treatment protocols essential [3–7]. Studies on the efficacy of albendazole on gastrointestinal parasites in calves in the dry season in vina by Sakativa [8] and Sassa et al. [9] in sheep in Mbé in the Adamawa region, revealed the significant impact of gastro-intestinal parasitosis on the productivity of ruminants in the respective areas. But a longitudinal follow-up study on the effect of deworming on the dynamics of gastro-intestinal Strongyles of adult cattle in Vina is lacking. The purpose of this study was to determine the prevalence of cattle helminths and to evaluate the impact of albendazole treatment on faecal egg counts.

Material and Methods

Study zone

This field trial was carried out in Velambai, geographically located between latitude 6° and 8° North and between longitude 11° and 15 ° East. This area is called the ‘Castle of water’ because large number of rivers in the country originates from this locality. Resulting from the emergence of the old crystalline basement, the department of Vina is elevated at an altitude between 1000 and 1300 meters [10]. The high altitude of this region provides a relatively cool climate with temperatures ranging between 22–25°C [11]. The climate is of the Sudanese tropical type with two seasons: the dry season that occurs from November to March, followed by the wet season. The average annual rainfall is 900 mm to 1500 mm. This area is covered by discontinuous vegetation consisting of savanna grasses such as Hyparrheenia, Panicum and Sporobolus. Three cattle farms were randomly selected from the Velambai locality, where 175 animals of the Goudali cattle breed of both study groups received food supplements such as molasses and cotton seed cake (two to three times a week) during the dry season. Coprological assays were carried out on day zero (D0). A study on the prevalence of gastrointestinal parasites was performed on all the 175 selected animals. Faeces was collected from the rectum, stored in a cooler and transported to the Wakwa Agricultural Research Institute for Development (IRAD) Parasitology laboratory for analysis using the McMaster method. The egg per gram of faeces (EPG) ≥ 50 was noted [12–13].

To evaluate the impact of deworming using albendazole on the population dynamics of gastrointestinal strongyles, two groups of cattle were used to monitor the variation of gastro-intestinal Strongyles for 12 months post albendazole administration. 50 cattle of both sexes were selected from the 175 cattle initially selected. These 50 animals were divided into two groups: treated group of 25 cattle including 8 males and 17 females and an untreated group of 25 cattle including 11 males and 14 females. Only the animals in the experimental group (treated group) had undergone deworming with albendazole in bolus (7.5mg / Kg per os).
Fecal samples were taken once a month for 12 months (from April 2015 to March 2016), ie D0, D30, D60, D90, D120, D150, D180, D210 D240, D270, D300 and D330 after the administration of albendazole. Faecal samples of the animals were cultured in a saturated salt solution and larvae were isolated using the Baermann method [14]. Larval identification was carried out using the identification key of [15].

Data Analysis

The One-way analysis of variance (ANOVA) was performed to compare the effect of age, sex, type with infection prevalence. To compare different infection rates of nematodes, the X2 test was performed. The EPG averages of the two groups of cattle were compared using the Student t-Test. These different statistics were carried out using the R version 3.2 software. The efficacy of the treatment with albendazole was calculated at day 30 using the method of Presidente [16].

Results

The identification of gastro-intestinal helminths in cattle led to the identification of helminth eggs of veterinary importance i.e. strongyles; Strongyloides papillosus and Toxocara vitulorum. Strongyles were the most common (64.7%) (170.65 ± 7.67). Age and sex were statistically significant (p ≤ 0.05) with infection prevalence. Young animals (1–2 years) were the most infected (85%) and males (76.92%) were more infected than females (60.29%) (Table 1). The prevalence of Toxocara vitulorum was 24.1% (20.3–28). The young recorded a prevalence of 24.28% more infested than adults with a significant difference (p ≤ 0.05) (Table 1). The prevalence of Strongyloides was 12.3% (8.6–16) (Table 1).

Table 1. The prevalence of gastro-intestinal nematodes

IJVB2018-104-LendzeCameroon_F6

a, b, c, d: values with different superscript letters on the same line are significantly different (p < 0.05). µ: mean. sd: standard deviation, EPG: egg per gram

Effect of albendazole on the EPG of gastro-intestinal Strongyles

From D30 to D120 after treatment with albendazole, there was a significant decrease (p < 0.001) in faecal excretion of Strongyles eggs in the treated group (Table II). The EPG’s percentage reduction was 67.15%. In the untreated group, monthly EPG averages were moderate (EPG < 400) throughout the study period. Mean faecal egg shedding variations with respect to Strongyles revealed a peak on D90, but decreased to 68EPG on D330 (Table 2).

Table 2. Effect of albendazole on the EPG of gastro-intestinal Strongyles

Period

Treated group (µ ± sd)

Non-treated group (µ ± sd)

P-value

Significant levels

April (D0)

204 ± 170.73

268 ± 226.33

0.265

NS

May (D30)

86 ± 65.38

344 ± 162.86

0,000

***

June (D60)

180 ± 139.19

330 ± 158.77

0.000

***

July (D90)

179.17 ± 207.95

381.25 ± 181.67

0,000

***

August (D120)

202.17 ± 188.58

360.41 ± 174.44

0.004

***

September (D150)

190.91 ± 243.80

291.67 ± 155.11

0.106

NS

October (D180)

204.35 ± 180.22

277.08 ± 129.36

0.121

NS

November (D210)

46.87 ± 71.81

127.08 ± 141.41

0.024

*

December (D240)

33.33 ± 48.80

147.83 ± 154.83

0.003

***

January (D270)

60.00 ± 91.03

135.29 ± 125.95

0.06

NS

February (D300)

75.00 ± 106.46

68.18 ± 83.87

0.833

NS

March (D330)

103.13 ± 107.19

145.24 ± 108.29

0.247

NS

*: significatif; **: more significatif; ***: most significatif; µ: mean; sd: standard deviation, NS: no significant difference.

After the coproculture of the L3 nematode larval stages, the following nematodes: Haemonchus spp., Trichostrongylus spp., Cooperia spp., and Oesophagostomum spp were identified at the beginning of the rainy season. The proportion of the nematodes recovered from the different parts of the gastro-intestinal tract was: Abomasum parasites: Trichostrongylus spp. (42%) and Haemonchus spp. (28%), Parasite of the small intestine, of Cooperia spp. (18%), Parasite of the large intestine, Oesophagostomum spp. (12%). These four genera were present throughout the study in all the sampled herds. The variations of the average monthly intensities of the L3 of the Strongyles showed an overall monthly variation of Strongyles. Trichostrongylus sp. was the most common species from April to October with the lowest infection rate (IR) in January. Haemonchus sp. had two peaks: the first one in August and the second higher rate (56%) in January. Cooperia sp peaked in September while Oesophagostomum presented two peaks, the first in October and the second in late January and declined with its lowest rate in March (Figure 1).

IJVB2018-104-LendzeCameroon_F1

Figure 1. Monthly evolution of the L3 stages of the species of the genera of helminthes identified (T, non-treated animals)

The impact of deworming on Trichostrongylus sp. population was remarkable on D90 in the month of July and the percentage L3 shedding significantly declined in January (Figure 2).

IJVB2018-104-LendzeCameroon_F2

Figure 2. Effect of albendazole on Trichostrongylus sp. (E, treated group and T, non-treated group)

Haemonchus in the treated group responded to treatment by recording an L3 reduction from 29% (April-D0) to 12% in May (D30) post albendazole administration (p.a.a). A statistical significant difference (p ≤ 0.05) was observed between the two groups (treated-E and untreated-T) on days 30 and 60 (Figure 3).

IJVB2018-104-LendzeCameroon_F3

Figure 3. Effect of albendazole on Haemonchus sp. (E, treated group and T, non-treated group)

The mean infection prevalence of Cooperia was 12.1% in the treated group and 13.4% in the untreated counterpart. This frequency in the treated group significantly decreased (p ≤ 0.05) at D30 as compared to the untreated group (Figure 4). The occurrence peak of Cooperia sp. in the treated group was observed on D30, > one month after that of the untreated group (Figure 4).

IJVB2018-104-LendzeCameroon_F4

Figure 4. Effect of albendazole on Cooperia sp. (E, treated group and T, non-treated group)

Oesophagostomum sp in the treated group decreased more than that of the untreated group from September (Figure 5). Its peak in the treated group was observed in May. In the untreated group, two L3 occurrence peaks were noticed, the first one in October and the second in January (Figure 5).

IJVB2018-104-LendzeCameroon_F5

Figure 5. Effect of albendazole on Oesophagostomum sp. (E, treated group and T, non-treated group)

Discussion

Prevalence of gastrointestinal nematodes

Of the 175 cattle sampled in three farms in Velambai, 113 (64.5%) shedded Strongyle eggs (mean: 170.65 ± 7.67). This low average EPG observed could be justified by the extreme weather conditions of the dry season which might have limited the survival of the infestive larvae and consequently the parasite load [17], although the effect of larval hypobiosis cannot be ruled-out [18]. This result is close to the  69.57% observed in calves in the Vina by Sakativa [8]. The prevalence of Strongyles was higher in the Velambai 1 farm (76%) than in the Velambai 2 and Velambai 3 farms (70% and 58.58% respectively) with a statistically significant difference between the three farms. These results are due to pasture management. Indeed, the animals of Velambai l and 2 were regularly dewormed which could have reduced the parasite load in these sites. This finding is similar to that of Sassa et al., [9] in small ruminant farms in Vina. Our results show that Toxocara sp. was frequent in the young animals (24.28%). Age and sex had statistically significant (p ≤ 0.05) effects on Toxocara sp occurence. The prevalence of Strongyloides was 12.3%. This prevalence is close to the 9% observed by Ntonifor et al., [4] in the Jakiri area, but far below the 75.5% obtained by Chollet et al., [3] in calves 0–12 months of age in the North and Far North of Cameroon. The low IR here could be due to the average age of the animals (three years six months). Indeed, with Strongyloides there was a strong immunity against this parasite in cattle from the age of 6–9 months [13].

Effect of albendazole on faecal shedding of Strongyles

After one month of treatment, there was a significant decrease (p ≤ 0.05) in the level of faecal egg shedding of Strongyles eggs in cattle receiving albendazole. This result corroborate with those observed in some studies on the resistance of gastro-intestinal Strongyles of ruminants to anthelmintics [19–9]. The percentage response to treated by this group was 68.7%, revealing a form of resistance to albendazole. In fact, in this study, 60% of the animals were adult cattle (more than two years old). These animals could have received several treatments with albendazole, resulting in Strongyles resistance to this molecule [13]. In the untreated group, OPG monthly averages were maintained at a moderate level (EPG < 400) throughout the year. This result confirmed the effect of the rainy season on the variation of Strongyles eggs. Chiejina and Behnke [20] showed that small rains at the end of the dry season resulted in the development of the infective larvae on the pasture. Acquired immunity might have maintained a moderate level of EPG since the group of cattle examined consisted of 60% of animals over two years old. This finding corroborates with that of Elele et al., [21] on cattle in Port Harcourt, Nigeria.

Variation of the larval population of Strongyles

This study revealed multiple infections in cattle in the Adamawa region of Cameroon and this parasitism was similar to that already reported in cattle in many countries in Africa including Burkina Faso [22], Senegal [18] and Cameroon in small ruminants [9]. Similar results with the predominance of Haemonchus and Trichostrongylus genera were also obtained in sheep in Brazil by Klauck et al., [23]. The antagonistic variation between Trichostrongylus sp and Haemonchus could be due to ecological niche competition as the two parasites share the same habitat (abomasum) [24]. On the other hand, this variation on the genera Cooperia (parasite of the small intestine) and Oesophagostomum (parasite of the large intestine) was rather due to an indirect mechanism occuring through the stimulation of the immune reaction of the host or non-specific inflammatory reactions [24]. The effect of deworming on Trichostrongylus sp was observed on the treated group on D90. But this difference was not statistically significant (p > 0, 05). Roeber et al., [25] and Demelash et al., [26] both observed this low sensitivity of Trichostrongylus sp to albendazole in sheep in Australia and cattle in Ethiopia respectively. The percentage of L3 of Trichostrongylus sp was lower at the end of the rainy season in both treated and untreated groups. Pfukenyi and Mukaratirwa [27] also observed low Trichostrongylus sp. L3 levels at the end of the rainy season, which according to these authors could be low due to the transition in climatic factors of the late seasons (rainy and dry). The percentage of L3 Haemonchus sp in the treated group dropped from 29% to 12%, one month (D30) p.a.a. Statistical significant differences (p ≤ 0.05) were observed between treated and untreated groups from D30 to D90. The susceptibility of Haemonchus sp to albendazole was also observed in cattle and equines in Morocco by Zoutien et al., [28] and sheep of Mbé in the Adamawa region of Cameroon [9]. The effect of albendazole on Haemonchus sp from D120 in the treated cattle group was reported to witness some sort of re-infection, especially with the presence of untreated animal faecal material reservoirs on the pasture land. The percentage of the L3 stage of Cooperia was average in both groups throughout the duration of the study (12.1% in the treated group and 13.4% in the untreated group). This may be due to its high resistance to extreme climatic conditions, despite its low fertility [3–29–27]. The effect of treatment with albendazole was significantly ((p ≤ 0.05) different from the untreated group only at day 30. The percentage of L3 of Oesophagostomum sp in the treated group decreased more than that in the untreated group from D90. This could be related to their sensitivity to albendazole that appears to be related to the location of adult worms in the digestive tract of cattle. Indeed, Oesophagostomum is a worm of the large intestine, since albendazole was administered as a 500 mg bolus, this would have required some time for the dissolution in the rumen and thus a late maximum concentration in the large intestine. Holsback et al., [30] also noted this form of resistance of Oesophagostomum in calves in Paraná.

Conclusion

The objective of self-sufficiency in meat products especially in the reduction of the scramble for beef that Cameroon aims at, a new policy on the development of the livestock sector must be established. Our study of gastrointestinal parasites in cattle in Vina demonstrated the validity of the initial hypothesis that gastrointestinal helminths of cattle are predominant in Vina and that the deworming effect of albendazole has an impact on population variation. It showed two peaks in the infestation level during the rainy season with significant intensities, unlike other studies in the area and showed that animals from one to two years were mostly infected. We were able to show the presence of four genera of gastrointestinal Strongyles among which the genera Trichostrongylus and Haemonchus (parasites of the abomasum) were with frequent. Also, it should be noted that deworming at the beginning of the rainy season will keep the animals at a low infection level until the beginning of the dry season. In addition, this study showed that albendazole has a much greater effect on the population of Haemonchus sp and that this effect is late when referring to the population of Oesophagostomum. Treatments could be administered in mid-May (one month after the actual start of the rains) and in late July (second half of the rainy season). Deworming in mid-May will greatly target the genus Trichostrongylus, while doing so at the end of July will greatly target the genus Haemonchus. Finally, this study also revealed high levels of trematode infection that should also be included in control measures. Any proposal for a deworming schedule should be a subject to economic evaluation and should consider the risk of development of resistance to anthelmintics.

Acknowledgements: This work was supported by the vaccine project. We thank the Department of Parasitology and Parasitological Diseases for the material support. We thank IRAD Wakwa for technical and material assistance.

Conflict of interest: Authors declare no conflict of interest

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