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A Review on Antimicrobial Resistance of Bovine Salmonellosis and Its Public Health Importance: One Health Approach

DOI: 10.31038/IJVB.2023712

Abstract

Bovine Salmonellosis is the zoonotic disease caused by pathogenic Salmonella Species. The feco-oral route is the most important mode of transmission of Salmonellosis in animals. It is an important worldwide public health challenge causing substantial morbidity and has a significant economic loss. Human salmonellosis is mainly foodborne which is transmitted through consumption of contaminated food of animal origin which includes meat, milk, poultry meat and eggs. Some studies conducted in Ethiopia on prevalence of Salmonella provided that there were different levels of prevalence of disease in different parts of the country. Epidemiological pattern, prevalence and incidences of disease differ greatly between geographical areas. This is affected by pathogens themselves, industrialization, urbanization and change of lifestyles, knowledge, belief and practices of food handlers and consumers, demographic changes, international travel and migration, international trade in food, animal feed and poverty and lack of safe food preparation facilities. Having animals and raw products, it is not possible to be free from zoonotic agents like Salmonella; however the occurrences can be minimized by applying high standard of hygiene in all steps of food production. Some topics highlighted in this paper are the epidemiology, mode of transmission, treatment and control, public health importance, conclusion and recommendations.

Keywords

Antimicrobial Resistance, Food borne, Salmonella species, Zoonosis

Abbreviations

ARG: Antibiotic Resistance Gene; EU: European Union; FDA: Food and Drug Administration; HGT: Horizontal Gene Transfer; MRSA: Methicillin Resistance Staphylococcus aureus; NTS: Nontyphoid Salmonellosis; US: United State

Introduction

The genus Salmonella was named after Daniel E. Salmon first reported the isolation of Salmonella from a pig in 1885 and named the organism Bacterium choleraesuis. The bacterium is currently known as Salmonella enterica serovar Choleraesuis. Salmonella causes typhoid fever and gastroenteritis, and it is one of the major foodborne pathogens of significant public health concern in both developed and developing countries. Meat, poultry, eggs, nuts, fruits and vegetables, and humans are the major source of infection [1]. Salmonellae are common in cattle. They are often concern due to disease of cattle and the potential to infect human that come in contact with cattle or consume dairy product or bovine meat product. Meat processing and packaging at the whole sale or retail level contribute to higher levels of contamination in minced beef product compared to beef carcass. Bovine salmonelosis usually manifest clinically as a syndrome of septicemia, acute or chronic enteritis and abortion. There are few serotypes that are associated with cattle and of this Salmonella enterica serotype Dublin (S. dublin) and Salmonella enterica subspecies enterica serotype Typhimurium (S. typhimurium) is the most common. The presence of S. typhimurium in cattle and the cross contamination of beef carcass tissue is one of the most common cause of Salmonella infection in developed countries [2]. Bovine Salmonellosis causes gastro enteritis and typhoid fever and is one of the major foodborne pathogens of significant public health concern. Salmonellosis is a disease caused by many serotypes of Salmonella and characterized clinically by one or more of the three major syndromes; septicemia, acute and chronic enteritis. Salmonellae to be familiarized in the digestive system of humans and animals. Hence, the presence of Salmonellae in water, food, and environment is elucidated by fecal contamination [3]. There are more than 2500 serovars of Salmonella worldwide. In humans, Salmonella enterica typhi (S. typhi) and Salmonella enterica paratyphi (S. paratyphi) cause typhoid fever and paratyphoid fever, respectively. Animals and poultry are commonly infected with S. enteritidis and S. typhimurium that can be transmitted to human. Animal products including; poultry meat, eggs and milk, water, domestic and wild animals, rodents and pets have been implicated as important sources for human salmonellosis outbreaks [4]. Nontyphoidal Salmonella are most important zoonotic bacterial food-borne pathogens of humans. Salmonellae are widely distributed in nature, and they are the major pathogenic bacteria in humans as well as in animals. They are most frequently isolated bacterial agents of food-borne disease outbreaks, and they account around 93.8 million food-borne illnesses and 155,000 deaths per year worldwide [5]. Non-typhoid salmonellosis (NTS) sources are red meat, meat products, dairy products, vegetable origin, pet animals can harbor and shed Salmonella Serovars [6]. Bovine Salmonellosis in farm livestock and its association with human infection has attracted a great deal of attention, particularly in recent years. The appearance of a chloramphenicol resistant strain of Salmonella typhimurium phage type D T204 in calves in Great Britain highlighted the potential public health risks and since then chloramphenicol resistant strains of the same organism, thought to have in some cases been derived from calves, have been isolated from sick humans. More recently, chloramphenicol resistance has been demonstrated in other phage types of S. typhimurium and Salmonella dublin isolated from calves and other animals [7]. Bovine Salmonellosis is one of the most common foodborne diseases worldwide, accounting around 93.8 million foodborne illnesses and 155,000 deaths per year worldwide [8]. Reports in the United States account for more than one million people sickened by Salmonella each year from 2000 to 2008 give an estimated average cost in health care of this foodborne illness of $55.5 to $93.2 billion, in the United States. Reports from the EU in 2015 showed 94,625 confirmed cases of salmonellosis in humans and 126 deaths [9]. The prevalence of bovine salmonellosis in Ethiopia was 8.4% [3]. Bovine Salmonellosis is a major economically important public health issue. Globally, an estimation indicates 33 million cases, and 0.5 million deaths associated with typhoid fever while NTS cause 93 million illnesses with 0.155 million deaths each year [10]. Economic loss is due to investigation, treatment and prevention of illness [11] and also related to restriction of animal products from international trade (market). Therefore, the objective of this paper is to review the public health importance of bovine salmonellosis.

Bovine Salmonellosis

In cattle salmonellosis is primarily associated with two serotypes, the host-adapted S. dublin and the ubiquitous S. typhimurium, although other types are sometimes involved [12]. The incidence of the serotypes varies, but generally S. typhimurium is more common in adults and S. dublin in calves. The disease in adult cattle is usually sporadic, although S. dublin has become established in some areas of the country and on some farms, and acute and sub-acute forms of the disease are recognised [13]. Characteristically severe form of the disease produced by S. dublin in adult cattle, onset is usually sudden. Cattle suffer a high temperature, become dull and stop eating. Although their faeces are initially firm, severe diarrhoea often with blood soon develops. The high temperature usually persists form several days after which animals become cold and death may occur in up to 75% of untreated animals. With S. dublin this may result in pregnant cattle aborting, although abortion may also occur in the absence of any other signs. In some cattle the disease progresses more slowly and they become emaciated and dehydrated [14]. A similar disease is produced by other serotypes including S. typhimurium, although abortion is not as common. Survivors of S. dublin infection often remain as ‘carriers’, possibly for life, while the carrier state is rarer with other serotypes. The disease in calves usually occurs between two to six weeks of age, although animals may become infected soon after birth, or with S. dublin, may be born infected [15]. Characteristically, calves become dull, refuse to drink and develop a fever. Diarrhoea follows which in young calves involves the excretion of faeces with the colour and consistency of putty. It may be stained with blood and contain mucus. Eventually the faeces become dark brown and watery with an offensive odour, or may be very bloody. In older calves the faces is usually dark brown and watery. The disease is, however, very variable. Some calves become systemically infected and, especially those two to three days old, may collapse suddenly and die, even if treated. In other animals the disease is so mild as to pass unnoticed. Alternatively the diarrhoea is prolonged and they may eventually die of dehydration and loss of salts. Complications such as pneumonia, meningitis, arthritis and gangrene may occur. Mortality from acute salmonellosis in calves may be as high as 60% without treatment and all animals may become infected [16]. Bovine Salmonella is widespread and can be found on a large number of dairy farms and in many species of animals, including mammals, birds, insects, reptiles and humans. It is often an opportunistic bacterium, meaning it infects an animal when its immune system is suppressed, when other competing gut bacteria are absent (common after antibiotic therapy), or when the animal is very young. It also infects healthy animals when they are exposed to high doses. There are many Bovine Salmonella species that are able to infect cattle; some species are also able to infect man (referred to as zoonoses or zoonotic infections), and other farm animals such as dogs and cats. Salmonellosis is more severe in the very young and old in all animal species. Disease can be serious in those people with concurrent diseases and immuno-suppressant conditions. Infection can be acquired from contact with faeces, contaminated clothing, aborted material, and un-pasteurised milk. Salmonella species can cause a wide range of clinical signs in cattle including diarrhoea and possible dysentery, joint infections, chronic pneumonia, abortion and sudden death from septicaemia. An outbreak of salmonellosis can have serious economic consequences on a farm as well as public health implications [17]. Non-typhoidal Salmonella typically causes acute gastroenteritis resulting in diarrhoea, vomiting and abdominal pain, and occasionally more serious conditions such as septicaemia, meningitis and chronic arthritis, which require treatment with effective antibiotics. In addition to these human health impacts, Salmonella can also cause production losses in livestock systems. Animals typically contract Salmonella when they consume contaminated feed or water. All livestock species can be affected by salmonellosis with young, debilitated and parturient animals most susceptible to clinical disease. While research shows that a relatively high proportion of feed and water are contaminated with Salmonella, normal adult livestock can typically tolerate small numbers of the bacteria and avoid infection [18].

Public Health Importance of Bovine Salmonellosis

Bovine Salmonellosis is an important global public health problem causing substantial morbidity and thus also has a significant economic impact. Although most infections cause mild to moderate self-limited disease, serious infections leading to deaths do occur. In spite of the improvement in hygiene, food processing, education of food handlers and information to the consumers, foodborne diseases still dominate as the most important public health problem in most countries. Public health issues and the capability for foodborne zoonotic spread have made bovine Salmonellosis the focus of various international, national, and regional surveillance platforms [19]. Bovine Salmonellosis is a major and economically important public health issue. Globally, an estimation indicates 33 million cases, and 0.5 million deaths associated with typhoid fever, while NTS cause 93 million illnesses with 0.155 million deaths each year. Bovine Salmonellosis incidence is defined as the identification of Salmonella from animals or group of animal’s product or surrounding which can be specifically related to identifiable animals or from animals feed. On the human side, a registered medical practitioner in the US required under the Public Health (Control of Disease) act to notify the local authority, if the patient is suffering from or suspected of having foodborne disease. Studies provide increasing evidence of adverse human health consequences due to the occurrence of resistant microorganisms. Use of antimicrobial agents in human and animal affects the intestinal tract placing those concerned at increased risk of certain infection. This is defined as the proportion of Salmonella that would not have occurred if the Salmonella were not resistant. In addition antimicrobial agent used in animal can result in increased transmission of resistant microorganisms between animal and therefore would results in case of transmission of such microorganisms to human through food. Increased frequency of treatment failure and increase severity of infection may be manifested by prolonged duration of illness. Salmonella dublin is largely but not entirely specific to cattle with average 10 human case reported in each year in Ireland. Apart from its pathogenicity two other characteristics of S. dublin make it particularly important for Ireland from a public health viewpoints. First, it is very prevalent on Irish farms and secondly in evolutionary terms, it is only one step away from S. enteritidis, a common Salmonella serotype in poultry and the main case of clinical salmonellosis in humans [20]. In genetic terms, difference between the serovars S. dublin and S. enteritidis are no greater than those found within each serotypes. This indicates that, S. dublin and S. enteritidis share a common ancestor. One branch evolved in to a poultry adapted serotype capable of causing disease in human, the other in to host specific cattle pathogen. If S. dublin has been confirmed in breeding herd there is a significant risk of persistent infection in carrier cows for as long as animal which were present at the time of the outbreak remain in the herd [21].

Bovine Salmonellosis as a Food Born Disease

Bovine Salmonellosis is chiefly a foodborne infection and linked to the consumption of Salmonella-contaminated food products mostly from beef, poultry, pork and egg products. Humans, especially infected food handlers, and contaminated environments are also major reservoirs of Salmonella [22]. Human salmonellosis is generally foodborne and is contracted through consumption of contaminated food of animal origin such as meat, milk, poultry and eggs. Dairy products including cheese and ice cream were also implicated in the outbreak. However, fruits and vegetables such as lettuce, tomatoes, cilantro, alfalfa-sprouts and almonds have also been implicated in recent out-break [23]. Acute gastroenteritis is usually acquired from consumption of food which may be directly or indirectly contaminated with Salmonella [16]. Nontyphoidal Salmonella are most important zoonotic bacterial food-borne pathogens of humans. Salmonellae are widely distributed in nature and they are the major pathogenic bacteria in humans as well as in animals. they are most frequently isolated bacterial agents of food-borne disease outbreaks and they account around 93.8 million food-borne illnesses and 155,000 deaths per year worldwide. Salmonella has been found to be the major cause of food-borne diseases and a serious public health problem in the world, with an increasing concern for the emergence and spread of antimicrobial-resistant strains including in industrialized countries. Antibiotic-resistant Salmonella infections of both humans and animals are universal concerns, particularly in developing countries. Apart from the morbidity and mortality costs in humans and animals, restrictions to trade and discard contaminated food are important socioeconomic problems of the bacteria [5].

Antimicrobial Resistance

Antibiotics have consistently been viewed as one of the great revelations of the 20th century. The expansion in the use of antibiotics in emergency clinics, networks and the climate are increasing the antimicrobial resistance [24]. The misuse of microorganisms has resulted in the massive economical and financial losses, and enhanced the overall burden of diseases. Antimicrobial resistance of pathogenic microorganisms is a test related with high morbidity and mortality [25]. Antibiotics may be needed in high-risk groups, such as young children, the aged persons, and those with compromised immunity. With respect to the drugs, ampicillin, chloramphenicol, and trimethoprim sulfamethoxazole can be utilized for the treatment of Salmonellosis. However, resistance to these drugs has increased significantly in recent years. Fluoroquinolones have been recommended for the treatment of Salmonella infections for adults, while third generation cephalosporin are the drugs of choice to treat very young patients or when fluoroquinolone resistance is present (Tables 1 and 2) [26]. Multiple antimicrobial resistances (resistance to two or more antimicrobials). A total of seven different antimicrobial resistance patterns were observed.

Table 1: Antimicrobial Sensitivity Patterns for Salmonellae

Isolated from Infected Cattle*

Total

Resistant

Sensitive

Aureomycin R (30 mcg)

31

31

0

Kanamycin (30 mcg)

26

23

3

Neomycin (30 mcg)

26

23

3

Sulfonamides (1 mcg)

31

31

0

Streptomycin (10 mcg)

31

31

0

Chloramphenicol (30 mcg)

31

0

31

Naladixic Acid (30 mcg)

29

0

29

Polymyxin B (300 U)

31

0

31

Gentamicin (10 mcg_)

29

1

28

Furacin (Furadantin) Macrodantin (300 mcg)

31

0

31

Table 2: Antibiotic Susceptibility of Salmonella isolates in dairy farms

Antimicrobials Antibiotic Susceptibility profile

No.sensitive (%) No. intermediate (%) No. resistant (%)

Kanamycin 2 (7.1) 3 (10.7) 23 (82.1)

Nalidixic acid 0 (0.00) 7 (25.0) 21 (75.0)

Gentamicin 28 (100.0) 0 (0.00) 0 (0.00)

Cefoxitin 25 (89.3) 0 (0.00) 3 (10.7)

Streptomycin 16 (57.1) 9 (32.1) 3 (10.7)

Chloramphenicol 14 (50.0) 9 (32.1) 5 (17.9)

Tetracycline 0 (0.00) 1 (3.6) 27 (96.4)

Amoxicillin 10 (35.7) 11 (39.3) 7 (25.0)

Ampicillin 17 (60.7) 0 (0.00) 11 (39.3)

Ciprofloxacin 28 (100) 0 (0.00) 0 (0)

Trimethoprim 22 (78.6) 3 (10.7) 3 (10.7)

Sulfamethoxazol

Drug Resistance Development Impact

In Human Antibiotic resistance impact is a global phenomenon resulting in the emergence of pathogens with resistance to clinically important antibiotics, necessitating new treatment strategies. Antibiotic-resistant bacteria cause life-threatening illness in humans and pose a significant threat to health and well-being. It is estimated that antibiotic-resistant pathogens cause ~2 million illnesses and 23,000 deaths annually in the U.S. These illnesses cause an additional health care cost of $20 billion and a productivity loss of $35 billion to the U.S. economy. Also, extensive use of antibiotics predisposes individuals to other serious illnesses [24]. Antimicrobial resistance has led to the failure of treatment in 195,763 cases of pneumococcal disease and 2,925 child deaths annually in Ethiopia. It also resulted in a first-line treatment failure rate of 29.4%. Research has demonstrated that antimicrobial resistance is a significant threat to global public health. The long-term use of antibiotics in food animals creates ideal conditions for the development and spread of resistant strains [27]. Resistant bacteria in animals may directly or indirectly reach humans through food, water, mud, and manure, which are used as fertilizers. In fact, there is irrefutable evidence that foods from many animal sources and all food processing stages contain a large number of resistant bacteria. Homologous relationships between drug-resistant bacteria in humans and animals have been identified in the most common food-borne pathogens, such as E. coli and Salmonella, different types of enterococci, and methicillin-resistant Staphylococcus aureus (MRSA). Horizontal gene transfer (HGT) occurs between different bacterial species via mobile genetic elements such as plasmids, integrases, and transposases. Thus, HGT contributes significantly to the rapid spread of resistance. Farm and slaughterhouse workers, veterinarians, and those in close contact with farm workers are easily infected with resistant bacteria through daily exposure to infected animals [28]. Most of the infections caused by these NTS are self-limiting gastrointestinal disease with symptoms of diarrhoea, fever and abdominal cramps. Bacteremia and other extra intestinal focal manifestations usually do not result from mild forms of the disease. Antimicrobial treatment is reserved only in invasive infections, in immunosuppressed and in extremes of ages as antimicrobials can prolong the illness and excretion in Nontyphoidal Salmonellosis [18]. Commonly used drugs for the treatments are fluoroquinolones and extended spectrum cephalosporins. However there are reports of antimicrobial resistance among these Salmonella strains to different classes of antibiotics and that has left us with only few options for treatment. Multidrug resistant Nontyphoidal Salmonellosis has become a global concern now. Community and healthcare associated outbreaks have been reported all over the world due to these resistant strains. Development of antimicrobial resistance is a naturally occurring phenomenon and it is often enhanced by use of antimicrobial agents for the treatment and prevention of infections in humans and animals as well as addition of these antibiotics as growth promoters or for feed efficiency in the food of animals which has favoured the selection and transference of drug resistant strains of Salmonella [29]. In animal antibiotic resistance impact in foodborne pathogens such as Salmonella is a major concern for public health safety. More focus is required to target them in the animal foods supply. Salmonella is difficult to eliminate from its reservoir hosts, and food animals often serve as reservoirs of the pathogen [30]. Antimicrobials may increase the susceptibility of animals to infection by suppressing normal flora and increasing the probability that pathogens will colonize a site (the “competitive effect”) or, if administered at the time of exposure to a resistant pathogen, by facilitating the infection because of a selective effect (the “selective effect”) (see Barza and Travers, this supplement). Resistant nosocomial salmonellosis attributable to antimicrobial therapy occurs in cattle, horses, cats, and probably other species, although little is published on this subject. Between 3% and 26% of resistant Salmonella infections of humans are acquired through a selective mechanism associated with antimicrobial treatments, according to Barza and Travers (this supplement). Comparable estimates for animals remain to be determined. Antimicrobials may prolong shedding or elevate levels of antimicrobial resistant pathogens in feces [28]. In its Framework document, the FDA states a concern about antimicrobial use in food animals increasing the pathogen load in an animal’s intestinal tract, which could increase infection risks for consumers. When challenged with Salmonella and exposed to antimicrobials in feed. Drug resistance development impact in the environment is one of the most noted consequences of antibiotic misuse and antibiotic pollution is the increased frequency of bacteria harboring ARGs in di_erent environments (here, antibiotic resistance is defined as any reduction in susceptibility in a bacterial strain compared to the susceptible wild type . An increase of antibiotic-resistance genes has also been observed in environmental. For example, ARG abundance for all classes of antibiotics was found to be significantly increased in soils from the Netherlands since the 1940s [31]. Resistance to antibiotics can be conveyed via a broad range of mechanisms. For example, antibiotics can be inactivated (e.g., beta-lactamases cleaving beta-lactams such as penicillin) or transported outside of the bacterial cell via e_ux pumps (e.g., Tet A proteins pumping tetracyclines outside of cells). The modification of the antibiotic’s target (e.g., point mutations in gyr A prevent binding by ciprofloxacin) is another common mechanism [32]. The prevalence of nosocomial (hospital-acquired) infections with resistant bacteria make hospitals and extended care facilities high interest environments to study the evolution and dissemination of antibiotic resistance. The microbial communities mostly associated with ARGs in hospitals are members of various human microbiomes as well as situated in hospital water and air flow systems [33]. Hospitals employ a broad range of antibiotics over extended time spans, thus enabling de novo resistance evolution, for example during long-term treatment of chronic infections. Environmental contamination and wildlife may also play a role in bovine S. typhimurium infection. Grazing cattle often obtain drinking water from streams and rivers which may receive effluent from sewage and meat processing plants. Streams and rivers can be a source of infection [31].

Transmission Modes

Bovine salmonellosis is spread by direct or indirect means. Infected animals are the source of the organisms; they excrete them and infect other animals, directly or indirectly by contamination of the environment, primarily feed and water supplies [34]. The farm animal may be infected in different ways: by animal-to-animal transmission, especially of host-adapted serovars; by contaminated animal feed; and by a contaminated environment (soil, birds, rodents, insects, water supplies). The excretion of salmonellas is exacerbated by the stress imposed [35]. Transmission of Salmonella to humans traditionally has been attributed to contaminated animal-product foods, but epidemiological studies have demonstrated that cases are sporadic and may more likely involve environmental sources than previously thought. It has been suggested that contaminated soils, sediments and water as well as wildlife may play a significant role in Salmonella transmission. Consumption of raw milk, inadequately pasteurized milk, improperly cooked beef from culled dairy cattle, contaminated water and direct animal contact are the major routes of acquiring dairy associated salmonellosis in humans [25]. Most Salmonella infection in farm animals are likely to acquire from animals of the same species, especially in the case of the host adapted serovars. In adult cattle there are important differences in the behavior of S. Dublin and S. typhimurium. Those animals which recover from S. dublin infection may become persistent excreters, shedding up to 106 organisms per gram of feaces daily. Other herd may harbor infection and excrete the organisms only when stressed particularly at parturition [19]. Aerosol transmission has long been suggested as a means by which Salmonella may be transmitted and experimental infection of calves by aerosol has been reported recently. In addition pasture contamination results when flooding occurs and there are many reports clinical case in adult cattle arising from grazing recently flooded pasture [2]. A wide variety of animal species have been shown to be capable of harboring the organisms and in the developed world turkey, chicken, swine and cattle are found to be infected carriers in the studies conducted in the abattoirs. These carriers may readily shed Salmonella during transportation to the abattoir and contaminate abattoir workers or equipment during slaughter. The progressive trend forwards mass processing and distribution of food products has been an important factor in the increase incidences of Salmonella foodborne diseases. Person to person spread has been demonstrated on many occasions and may take place in young children and group living under poor socioeconomic condition where effective sanitation is lacking. Person to person spread also may occur in hospitals, nursing homes, mental institution in which large number of outbreak has occurred [5]. Amplification of infection in these institutions may occur from contaminated food or asymptomatic carrier’s babies being at special risk [36]. Direct or indirect contact with animals colonized with Salmonella is another source of infection, including contact during visits to petting zoos and farms Fecal oral route and vehicle born infection may result from ingestion of food or water that have been contaminated with human or animal feaces or from direct exposure to animals or their waste. A lower infectious dose of organism is usually required in the elderly, the immunocompromised, antibiotic users and those with a chlorhydria or regular use of antacid and related medication [37]. The commonly recognized vehicle of transmission includes inadequate cooked or raw meat, unpasteurized milk or milk product, contaminated and inadequately treated drinking water [20]. Contamination of milk may occur by a variety of route. Animal may occasionally, excrete the organisms in milk during the febrile stage of the disease or more likely infected feaces, from either a clinically infected cow or healthy carrier may contaminate the milk during the milking process. Milk also may be contaminated from use of polluted water from dirty equipment or from dairy workers. Indirect contamination also has been described when cattle have become contaminated with Salmonella. Contamination of food also may occur directly from Salmonella infected food handlers or indirectly from sewage polluted water (Figure 1) [36].

fig 1

Figure 1: Transmission modes

Potential Risk Factors

Proximity to animals, food consumption behavidor, problems related to contamination of milk and meat, inadequate supply of treatment drugs, harsh environment (hot, dry and dusty zones), and socio economic and cultural practices are the main factors that expose the pastoralists to different zoonotic diseases [38]. Human behavior and level of education are further factors that may influence health status Migration may put nomadic pastoralists at periodical risk of infection, especially around water point. Since the animal and human interface is very intimate and common event in the pastoral areas of Ethiopia, it is very difficult to address the health of animals and humans separately but better if integrated. The pastoral area of Ethiopia is characterized by large size, limited development and inadequate supply of health care materials. The human population tends to be small, highly mobile, and difficult to reach, and derive their food and income from their livestock. The main concerns of the pastoral people are livestock diseases and water supply which contributed to the occurrence of different infectious diseases (Abebe, 2003).

Animal Risk Factors

The clinical characteristics of salmonellosis in large animals vary depending on the various management systems used, the intensity of stocking, whether or not the animals are housed, and the epidemiological characteristics of the different Salmonella species. The response to infection with a Salmonella sp. varies depending on the size of the challenge dose and the immunological status of the animal, itself dependent on colostrum intake in neonates, previous exposure to infection and exposure to stressors, particularly in older animals [39].

Environmental and Management risk Factors

Intensification of husbandry in all species is recognized as a factor contributing significantly to an increase in the new infection rate. Any significant change in management of the herd or a group of animals can precipitate the onset of clinical salmonellosis if the infection preexists in those animals. Temperature and wetness are most important, as salmonellas are susceptible to drying and sunlight [33].

Pathogen Risk Factors

Salmonellas are facultative intracellular organisms that survive in the phagolysosome of macrophages and can therefore evade the bactericidal effect of antibody. Compared to other organisms of the same family, salmonellas are relatively resistant to various environmental factors. They multiply at temperatures between 8°C and 45°C, at water activities above 0.94, and in a pH range of 4-8. They are also able to multiply in an environment with a low level of or no oxygen [40].

Human Source

The environmental and personal hygiene is one of the knowledge and practice restrictions of human from beef/dairy farm and abattoir food processing plants [41]. On the other hand food getting contamination depends largely on the health status of the food handlers. Food borne diseases are a public health problem in developed and developing countries like Ethiopia, the contamination occurs at any point during its journey through production, processing, distribution, and preparation. High standards of hygiene of personnel are required to maintain in food processing industries and dairy farms [8].

The host adapted serovars (some of which are human pathogens and may be contracted from foods): included are S. Gallinarum (poultry), S. Dublin (cattle), S. Abortusovis (sheep) and S. Choleraesuis (swine). Unadapted serovars (no host preference). These are pathogenic for humans and other animals, and they include most foodborne serova [42]. The Host-specific Salmonella serovars and the diseases, disease symptoms and pathological effects see on table 3 below (Table 3).

Table 3: Salmonella serovars, diseases, symptoms and pathological effects

Serovars

Host

Disease, symptoms, pathological lesions

S. Typhi

S. Paratyphi A, B, C

S. Dublin

S. Choleraesuis

S. Pullorum

S. Gallinarum

S. Abortusequi

S. Abortusovis

Humans

Cattle and calves

Pigs

Chickens, turkeys

Chickens, turkeys

Horses

Sheep

Typhoid fever, paratyphoid fever

Cattle: diarrhea, fever necrotic enteritis

Calves: diarrhea, fever, enteritis

Septicaemia, pneumonia, hepatitis

Pullorum disease

Fowl typhoid

Abortion

Abortion

Status of Bovine Salmonellosis in Ethiopia

Status of Bovine Salmonellosis in Ethiopia from (2003-2017) Food borne diseases are public health problems both in developed and developing countries. Thousands of millions of people fall ill and may die as a result of eating unsafe foods. Biological contaminants largely bacteria, constitute the major cause of food borne diseases. Salmonella infection most commonly occurs in countries with poor standards of hygiene in food preparation and handling and where sanitary disposal of sewage is lacking [43]. Studies indicated the widespread occurrence and distribution of Salmonella in Ethiopia. In Ethiopia, minced beef is usually used for the preparation of a popular traditional Ethiopian dish known as locally “Kitfo” and most of the time it is consumed raw or medium cooked. The habit of raw meat consumption and the presence of Salmonella in minced beef indicate, in addition to the poor hygienic standards in food handling in the country, the presence of great public health hazards of Salmonella. A number of studies conducted by different individuals on various slaughtered beef animals and foods of beef origin are showed the prevalence of Salmonella in the country as indicated in the Table 4 below.

Table 4: Prevalence of Bovine Salmonellosis in different parts of Ethiopia from 2003-2017

Area

Species

Sample type

Prevalence

Year

Addis Ababa and Modjo Sheep and goats Faeces, mesenteri lymph nodes, liver, spleen, and abdominal and diaphragmatic muscle

1.80%

2003/2004

Modjo Sheep and goats Skin swabs, mesenteric lymph nodes, hand swabs, caecal contents, knife swabs, carcass and water

8.90%

2007/2008

Addis Ababa Cattle Faecal and milk

10.76%

2010

Addis Ababa Abattoir enterprise Sheep and goats Liver, kidney, spleen, muscle, carcass, mesenteric lymph node and feces

1.04%

2010-2011

Gondar Cattle Raw meat and swab

17.30%

2013

Holeta Cattle Rectal feces, udder milk, pooled milkers, hand swab, tank milk, tank swabs, and bucket swabs

5.60%

2014

Asella Cattle Carcass swab, Hanging material swab, Knife swab, Hand swab, lymph node, Faeces, milk

6.50%

2014

Gondar Animal-origin food items Raw meat, minced meat, burger, raw eggs, and raw milk.

5.50%

2014-2015

Eastern Hararghe Sheep Faeces

6.19%

2014/2015

Addis Ababa Cattle Fecal and carcass swab

3.70%

2014/2015

Dessie Cattle Meat, eviscerating knives and

4.95%

2014/2015

Bahir Dar Cattle Meat

70%

2015

Modjo and Bishoftu Sheep and goats Cecum, liver, mesenteric lymph nodes, abdominal muscle

17.21%

2015/2016

Eastern Haraghe Cattle, sheep and goats Faeces

5.07%

2015/2016

Holeta Dogs Rectal Swab

17.10%

2015/2016

Ambo Cattle Mesenteric lymph nodes and feces

8%

2015/2016

Wolaita Sodo Cattle Abdomen, thorax, crutch, and breast

12.50%

2015/2016

Addis Ababa Cattle Feces, carcass swabs, milk

7.50%

2017

Economic Importance

Bovine Salmonellosis is a significant cause of economic loss in farm animals because of the cost of clinical disease, which include death, diagnosis and treatment of clinical cases, diagnostic laboratory cost, the cost of cleaning and disinfection and cost of control and prevention [17]. In addition when the disease is diagnosed in the herd, it can create a considerable apprehension in the producer because of difficulty on identifying infected animals. An estimation of economic impact of an outbreak of S. Dublin infection in calf rearing unit indicate that the cost of disease represented a substantial proportion of gross margin of rearing calves [9]. Estimated annual costs for salmonellosis have ranged from billions of dollars in United States to hundreds to millions of dollars in Canada and millions of pounds in United Kingdom. Analysis of five Salmonella outbreak due to manufactured food in North America gave direct cost with range from $36,400-$62 million, there have been few studies in to the cost and benefit of preventing Salmonella infection, but it has been suggested that for every £1 spent on investigation and curtailment of the outbreak there is a saving of £5 [2]. Both clinical outbreaks and subclinical infections of Salmonella can drain profit from the dairy operation. Salmonella infection in a dairy herd can lead to losses from: milk production decline, death in any age group of livestock, abortions, treatment costs, losses from antibiotic, contaminated milk, increased culling, increased cost due to delayed culling while antibiotic residues clear, increased labor for management of sick animals, reduced feed efficiency, the inability to sell animals originating from an “infected” herd. Salmonella infection in a herd is also a significant public health risk to farm families, employees and visitors. This disease has serious economic, animal health and public health implications. Your veterinarian should become involved as soon as Salmonella is suspected [17]. Costs of animal diseases are normally associated with reductions in animal populations and production. There are also costs related to the mitigation of disease, which include the money and resources expended to monitor, control and, in extreme cases, eliminate the disease agent. Animal diseases that reduce reproductive competence increase the proportion of breeding animals that have to be maintained and thereby reduce the overall efficiency of the population [44]. In a recent edition of the Morbidity and Mortality Weekly reported at the 2018. FoodNet findings citing 25,606 laboratory-confirmed cases of foodborne illness, which led to the hospitalization of 5,893 individuals and 120 deaths. In the 2018 FoodNet data, Salmonella was the second most commonly reported pathogen with 9,084 cases of illness (18.3 cases per 100,000 individuals). The most commonly reported Salmonella serotypes by case were Salmonella serotype Enteritidis (S. Enteritidis: 2.6 per 100,000 individuals), Salmonella serotype Newport (S. Newport: 1.6), and Salmonella serotype Typhimurium (S. Typhimurium) [12].

Conclusion and Recommendation

Bovine Salmonella is a leading cause of foodborne disease in human and consumption of both meat and milk has been implicated in salmonellosis outbreaks of people. Having animals and raw products it is not possible to be free from zoonotic agent; however the occurrences can be minimized by applying high standard of hygiene in all steps of the food production. Infected animals can present with a great variety of clinical symptoms, and risk factors for transmission to humans clearly differ by animal species, age groups, animal purpose and geographic region. In addition, strains of Salmonella resistant to multiple antibiotics have been isolated from dairy cow during salmonellosis outbreak on dairy operation. The same strains have also been isolated from ill people. A high degree of interaction between medical and veterinarian surveillance is needed. Finally, implementing basic and applied research to the agent that cause foodborne salmonellosis will be a crucial point for new approaches to prevent and control the disease. Based on the above facts the following recommendations are forwarded: Strict hygiene of the slaughter house and lairage, People should not drink unpasteurized milk or milk products and should not eat raw meat, Education of food handlers, Vaccination of cattle, Maintenance of cold chains, Setting import standards, Sanitary examination of the product, Collaboration between government agencies, professional organizations and special interest groups.

Acknowledgements

Above all, I would like to praise my Almighty God, for supporting me health wisdom and strength in my work and for his perfect protection and guidance of my life. I would like to express great thanks for my parents for their great consolidation and financial support to educate me and my advisor Dr. Bayan Ahmed for his active gueding and advising me in working this manuscript. Finally, I greatly acknowledge to Haramaya University library workers for supporting me internet service that helps me to get different data sources.

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Rethinking Assessment: Advancing Equity and Learning in Education: A Critical Analysis of “Ungrading: The Case for Abandoning Institutionalized Assessment Protocols and Improving Pedagogical Strategies”

DOI: 10.31038/PSYJ.2023574

Introduction

As the corresponding author of the article titled “Ungrading: The Case for Abandoning Institutionalized Assessment Protocols and Improving Pedagogical Strategies,” published in Educational Science, I would like to provide a comprehensive commentary on our work. It scrutinizes the flaws in our current assessment practices and proposes innovative approaches that promise a more inclusive, dynamic, and adaptable educational experience [1]. This commentary aims to shed light on the key points, methods, and implications of our study while offering insights into its significance and areas for further research.

Summary

In our article, we challenge the conventional grading systems prevalent in education and advocate for a paradigm shift towards assessing students based on improvement scores [1]. To demonstrate the effectiveness of this approach, we conducted a pilot study involving 40 students in a general physics class at a local Californian university. Our study primarily focuses on a Hispanic-descendant student group, with an average age of 22.5 years and a predominantly male composition. We administered both pre-test and post-test assessments, specifically the Force Concept Inventory (FCI), to establish a baseline understanding of force concepts and to gauge the impact of our instructional sessions on force. We subsequently calculated improvement scores for each student and converted them into a 0 to 30 grading scale using a modified formula that considers difficulty scores. Our findings indicated significant differences between baseline, actual, and new test scores, with the latter two demonstrating higher mean performance [1].

Critical Analysis

Strengths

  • Innovative Approach: Our article presents an innovative approach to grading that prioritizes individual student progress, fostering a growth mindset and reducing competition.
  • Inclusion of Difficulty Score: By incorporating a difficulty score into our grading formula, we introduce a nuanced perspective that acknowledges the influence of test difficulty on student performance.
  • Emphasis on Individual Growth: We emphasize the importance of recognizing and celebrating students’ individual growth, which has the potential to create a more positive learning environment.
  • Integrating Technology: The article introduces the concept of using AI-powered adaptive learning tools to enhance the learning experience and address diverse learning needs.

Weaknesses

  • Limited Sample Size: We acknowledge the limitation of a relatively small sample size, which may affect the generalizability of our findings to a broader student population.
  • Short-Term Focus: Our study primarily focuses on short-term improvements within a single semester, and further research is needed to assess the long-term effects of our proposed grading changes.
  • Potential for Bias: Despite our efforts to address bias, the modified grading formula may still introduce bias, potentially impacting the fairness of the grading system.

Engage with the Content

As the corresponding author, I fully endorse the argument presented in our article. Traditional grading systems often create unnecessary competition among students and do not adequately recognize individual growth. Shifting the focus to improvement scores aligns with our commitment to promoting a growth mindset and reducing student anxiety [1]. The insights from the use of technologies, the article reinforce the importance of using a variety of assessment methods to understand students’ prior knowledge and address misconceptions. The proposed hyperflex learning strategy, personalized learning, combining one-on-one peer interaction and self-paced online learning, presents an inclusive approach to supporting students with diverse learning paces. This strategy, enhanced by AI tools, offers a promising way to cater to individual needs effectively. However, I also recognize the limitations of our study, including the small sample size and the need for long-term assessment. These limitations provide valuable insights for future research, which should aim to address these issues and refine our proposed grading approach.

Implications and Significance

Our article’s emphasis on improvement scores has the potential to revolutionize educational practices, fostering a more inclusive learning environment and empowering students to take ownership of their progress. Recognizing individual growth and eliminating unnecessary competition are significant contributions to the field of education. The use of AI-powered adaptive learning tools, as highlighted in the section on new ideas, offers personalized learning experiences that can address individual student needs, identify challenges, and provide timely interventions. The reward system and the emphasis on questioning techniques further contribute to making learning more accessible, experiential, and equitable [1]. By considering these innovative ideas and incorporating AI tools, educators can create adaptable and inclusive learning environments that empower students to take ownership of their education and foster essential skills for lifelong learning.

Conclusion

Our article, “Ungrading: The Case for Abandoning Institutionalized Assessment Protocols and Improving Pedagogical Strategies,” offers an innovative perspective on grading. These methods foster student ownership of education, encourage active participation in their learning journey, and equip them with the skills and knowledge needed for lifelong success. While it has strengths in promoting a positive learning environment and recognizing individual growth, we acknowledge its limitations. We encourage further research to refine and validate the proposed grading approach, emphasizing the importance of ongoing dialogue about effective teaching and learning strategies.

References

  1. Crogman HT, Eshun KO, Jackson M, Trebeau Crogman MA, Joseph E, et al. (2023) Ungrading: The Case for Abandoning Institutionalized Assessment Protocols and Improving Pedagogical Strategies. Education Sciences 13: 1091.

Plasticity of Pancreatic Acinar Cells-Lesson from Hpa2- KO Mice

DOI: 10.31038/CST.2023834

 

The pancreas is made predominantly of acinar (exocrine aspect) and duct cells, while the islet cells (endocrine aspect) make up to 2% of the pancreas. Importantly, these cell types display remarkable plasticity and can alter cellular identity in response to injury, regeneration, and repair [1]. With the limitations due to ethical issues, much of our understanding of genes and molecular pathways that modulate the development, differentiation, and homeostasis of the pancreas originates from animal studies. Utilizing a newly developed conditional knockout (KO) mouse model, Kayal et al have recently reported that heparanase-2 (Hpa2) plays a critical role in acinar cell differentiation and protects the pancreas from malignant transformation and inflammation [2]. Heparanase is a unique enzyme due to its endoglycosidase activity, capable of cleaving heparan sulfate (HS) side chains of heparan sulfate proteoglycans (HSPG). HSPG are highly abundant in the extracellular matrix (ECM) and assist in assembling the major protein constituents of the ECM and basement membrane (i.e., laminin, fibronectin, collagen IV) into a three-dimensional, non-soluble matrix that provides structural support and biochemical cues to many cell types. Cleavage of HS by heparanase thus results in remodeling of the ECM, which in the pancreas results in impaired islet β cell survival [3]. These structural and biochemical alterations exert a profound impact on cell behavior including, among others, cell viability, differentiation, proliferation, migration and invasion. The latter is most often associated with increased metastatic capacity of tumor cells and augmented entry of immune cells into sites of inflammation. This, and many other mechanisms utilized by heparanase to promote tumorigenesis, have turned this enzyme into a promising drug target and heparanase inhibitors are currently being evaluated in clinical trials as anti-cancer drugs [4,5]. HPSE2, the gene encoding heparanase-2 (Hpa2), was cloned soon after the cloning of heparanase, based on sequence homology. Interestingly, Hpa2 lacks intrinsic HS-degrading activity, the hallmark of heparanase, yet retains the capacity to bind HS with high affinity, thereby competing for HS and inhibiting heparanase enzymatic activity capacity. Unlike the intense research effort devoted to exploring the significance of heparanase in cancer progression, very little attention was given to Hpa2. The emerging role of Hpa2 in autosomal recessive congenital disease called urofacial syndrome (UFS) [6,7], clearly indicates that Hpa2 plays a critical role in human disorders. To further explore the role of Hpa2 in tumorigenesis, Kayal et al generated a conditional Hpa2-knockout (KO) mouse. Interestingly, it was observed that the pancreas of Hpa2-KO female mice is smaller, presenting half the weight of wild-type pancreas when calculated relative to body weight. Importantly, heparanase enzymatic activity was dramatically increased in pancreatic tissue derived from Hpa2-KO mice vs. control, wt mice. Histological examination revealed significant morphological abnormalities in Hpa2-KO vs. wt pancreas. A large proportion of the Hpa2-KO pancreas appeared to consist of fat cells, replacing the pancreas acinar cells (Figure 1), possibly the result of acinar-to-adipocyte transdifferentiation (AAT) [8]. In addition, a substantial number of duct-like structures were observed only within the Hpa2-KO pancreas. These were stained positive for cytokeratin 19 and Sox 9 and exhibited high proliferative capacity. In addition, these structures deposited large amounts of collagen and were stained strongly with alcian blue that labels HS. Altogether, indicating that the Hpa2-KO pancreas undergoes acinar-to-ductal metaplasia (ADM) [9] and turns into fatty tissue. Fatty pancreas was first observed in the 1930s by imaging studies performed for other indications; it was thought to be an incidental finding and its clinical implications were not thoroughly investigated. In recent years, however, there has been accumulating evidence supporting the association of fatty pancreas with the development of pancreatic cancer as well as other pathologies of the human pancreas [10,11]. Kayal et al demonstrated that this pro-tumorigenic environment not only supports the growth of implanted cancer cells but, unlike wt mice, also leads to the development of pancreatic neoplasia once mice are exposed to conditions that elicit mutations (carcinogen) and prolonged inflammation (cerulein) [2]. These results strongly support the notion that Hpa2 functions as a tumor suppressor; in its absence, tissues become more prone to the development of pre-malignant and malignant lesions.Unlike female Hpa2-KO mice, the male Hpa2-KO pancreas did not exhibit accumulation of fat, AAT, and ADM. However, foci ofinflammation were readily detected within the Hpa2-KO pancreas of young (3-month-old) and older (8-month-old) male mice. Kayal et al, then, exposed wt and Hpa2-KO male mice to cerulein, best recognized for its capacity to induce acute pancreatitis. Importantly, it was found that Hpa2-KO male mice responded vigorously to cerulein, resulting in the accumulation of fat cells and ADM to an extent comparable with female Hpa2-KO pancreas [2]. Thus, within one day, the morphology of male Hpa2-KO pancreas approached the morphology observed in the female pancreas, implying that abnormal cellular and molecular mechanisms were already turned on in response to Hpa2 knockdown, awaiting induction. Collectively, it was concluded that Hpa2 functions to preserve the identity of acinar cells; deficiency of Hpa2 results in pre-neoplastic pancreas which, in response to further insults, develops into pancreatic neoplasia. It is hoped that the protective effects of Hpa2 against cancer and inflammation will be translated to the development of Hpa2-based therapeutic strategies.

fig 1 new

Figure 1: H&E staining of pancreatic tissue sections showing the morphology of wild-type (wt) vs. Hpa2-KO pancreas and demonstrating the replacement of acinar cells by fat cells

Funding

These studies were generously supported by research grants awarded by the Israel Science Foundation (ISF-1021/19); The Israel Cancer Association (ICA), the US-Israel Binational Science Foundation (BSF2021059); and the Technion Integrated Cancer Center (TICC) Rubinstein scholarship (to YK).

References

  1. Grimont A, Leach SD, Chandwani R (2022) Uncertain Beginnings: Acinar and Ductal Cell Plasticity in the Development of Pancreatic Cancer. Cell Mol Gastroenterol Hepatol 13: 369-82. [crossref]
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Nanocarriers for Exploring the Potential of Chlorogenic Acid

DOI: 10.31038/NAMS.2023644

 

Chlorogenic acid (CGA) is a polyphenolic compound found in various plant-based foods, particularly in coffee, fruits, and vegetables. It has gained attention due to its potential health benefits, including antioxidant and anti-inflammatory properties [1-3]. Despite the potential health benefits associated with chlorogenic acid, its bioavailability is relatively low. Several factors contribute to this limited utilization. Firstly, chlorogenic acid exhibits low water solubility, impeding its dissolution in the gastrointestinal tract. Consequently, its bioavailability is restricted, as the absorption of hydrophobic compounds such as chlorogenic acid often relies on their solubility in aqueous environments [3]. Furthermore, it should be noted that Chlorogenic acid exhibits sensitivity towards various factors including heat, light, and enzymatic activity. The exposure to these aforementioned elements has the potential to induce the degradation of chlorogenic acid, thereby diminishing its stability and bioavailability [4]. This susceptibility to degradation can manifest during the stages of food processing, storage, or even within the digestive environment. Moreover, even in cases where chlorogenic acid is successfully absorbed, its distribution to targeted tissues may be hindered. The compound must effectively reach specific sites within the body in order to exert its therapeutic effects, and the challenges associated with tissue distribution may contribute to its relatively low utilization rate.

To address the challenges associated with the low bioavailability of chlorogenic acid, researchers have developed various of nanocarriers, such as micelles, liposomes, or nanoparticles, to promote its dissolution in aqueous environments and facilitate its absorption in the gastrointestinal tract, finally improving its application in biomedical field [5,6]. These nanocarriers also act as protective shields, preventing the direct exposure of chlorogenic acid to environmental factors, which could maintain the stability of chlorogenic acid during storage and transportation, ensuring its bioavailability upon administration [7,8]. The nanocarriers can be designed to provide controlled and sustained release of chlorogenic acid [9]. This controlled release profile can extend the time that chlorogenic acid is available for absorption in the gastrointestinal tract. A controlled release also contributes to a prolonged therapeutic effect, reducing the need for frequent dosing. By enhancing the targeted delivery and controlled release of chlorogenic acid, nanocarriers may help reduce side effects associated with systemic exposure. This is particularly relevant when aiming to concentrate the therapeutic effects of chlorogenic acid at specific sites while minimizing its impact on healthy tissues.

In summary, nanocarriers provide a versatile and effective platform for improving the bioavailability of chlorogenic acid, addressing challenges associated with its natural properties. These advantages make nanocarrier-mediated delivery an attractive strategy for enhancing the therapeutic potential of chlorogenic acid in various applications, from pharmaceuticals to functional foods. However, how to fine-tune the formulation of nanocarriers to achieve optimal properties such as particle size, surface charge, and stability, ultimately improving the overall effectiveness of chlorogenic acid delivery, remains an urgent issue. Additionally, understanding the biodistribution and clearance of nanocarriers in vivo is critical for predicting their efficacy and potential long-term effects. The fate of nanocarriers after administration, including whether they accumulate in specific organs or are efficiently cleared from the body, remains an area of active research. Addressing these disadvantages and unresolved issues will be crucial for harnessing the full potential of nanocarriers in grafting chlorogenic acid and ensuring the development of safe and effective therapeutic strategies.

References

  1. Lu H, Tian Z, Cui Y, et al. (2020) Chlorogenic acid: A comprehensive review of the dietary sources, processing effects, bioavailability, beneficial properties, mechanisms of action, and future directions. Comprehensive Reviews in Food Science and Food Safety 19: 3130-3158. [crossref]
  2. Wang H, Tian L, Han Y, et al. (2022) Mechanism Assay of Honeysuckle for Heat-Clearing Based on Metabolites and Metabolomics. Metabolites 12(2). [crossref]
  3. Wang D, Tian L, Lv H, et al. (2020). Chlorogenic acid prevents acute myocardial infarction in rats by reducing inflammatory damage and oxidative stress. Biomedicine & Pharmacotherapy = Biomedecine & Pharmacotherapie 132: 110773. [crossref]
  4. Psotová J, Chlopcíková S, Miketová P, et al. (2004) Chemoprotective effect of plant phenolics against anthracycline-induced toxicity on rat cardiomyocytes. Part III. Apigenin, baicalelin, kaempherol, luteolin and quercetin. Phytotherapy research : PTR 18: 516-521.
  5. Li X, Zhu S, Yin P, et al. (2021) Combination immunotherapy of chlorogenic acid liposomes modified with sialic acid and PD-1 blockers effectively enhances the anti-tumor immune response and therapeutic effects. Drug delivery 28: 1849-1860. [crossref]
  6. Li H, Xu J, Hu JF, et al. (2022). Sustained release of chlorogenic acid-loaded nanomicelles alleviates bone loss in mouse periodontitis. Biomaterials science 10: 5583-5595.
  7. Roy T, Dey SK, Pradhan A, et al. (2022). Facile and Green Fabrication of Highly Competent Surface-Modified Chlorogenic Acid Silver Nanoparticles: Characterization and Antioxidant and Cancer Chemopreventive Potential. ACS omega 7: 48018-48033.
  8. Wang T, Yin L, Ma Z, et al. (2022). Chlorogenic Acid-Loaded Mesoporous Silica Nanoparticles Modified with Hexa-Histidine Peptides Reduce Skin Allergies by Capturing Nickel. Molecules (Basel, Switzerland) 27(4). [crossref]
  9. Yao M, McClements DJ, Zhao F, et al. (2017). Controlling the gastrointestinal fate of nutraceutical and pharmaceutical-enriched lipid nanoparticles: From mixed micelles to chylomicrons. NanoImpact 5: 13-21.

In their Own Language: Communicating Health to Boost Compliance for Weight Loss and Diabetes

DOI: 10.31038/EDMJ.2023734

Abstract

101 older female respondents evaluated different sets of messages (vignettes) dealing with diabetes, obesity, and how to deal with them. Regression analysis related the ratings to the presence/absence of the messages. Most messages were perceived as appropriate to the respondent, suggesting a positive blandness and ineffectiveness of messaging. Clustering the respondents by the pattern of coefficients revealed three different mind-sets of approximately equal size, respectively; Focus on medical indicators, Focus on lifestyle, and Focus on drinking water. A mind-set assigner comprising six questions was developed to identify new people, who can then be messaged more convincingly based upon the mind-set to which they are assigned.

Introduction

It is clear that the rampant increase in the obesity followed by diabetes is becoming the most threatening problem to world health. Our lifestyle, the foods that we eat, the reduction in exercise, and the more sedentary behavior has changed affected our health. Overweight is rampant world-wide, and diabetes is not far behind. Both the popular press and the scientific literature abound with material on the spread of obesity [1-3].

There are drugs on the market which reduce intake [4], and a whole industry of dieticians who, for fee, can personally monitor a person, suggesting what to do in order for the person to be heathier. For those who can afford it, both financially and physically, there are retreats [5], dietetic coaches [6], new ways of reducing weight such as the buddy system for dieting [7], and of course bariatric surgery [8]. It may be possible to reduce the deleterious effects of being overweight through the judicious application of the arsenal of tools.

The issue addressed by this paper is whether it might be possible to enhance the messaging to those who are diabetic using the newly emerging technology of AI, artificial intelligence, coupled with a traditional research approach, conjoint measurement. The objective of the effort is to see what can be done in the space of 24 hours, using available technologies, with the goal of creating a systematized, industrial-sale system which teaches how to communicate health issues with people.

The origins of this paper come from three different sources.

  1. The use of personal computers and the internet to make consumer research fast, easy, and inexpensive. The approach used here, Mind Genomics, traces its history over a 30+ year period from the early 1990’s. The goal was to take a well-accepted research techniques in consumer science, conjoint measurement, and port it over to a DIY, do-it-yourself system. Summarizing Mind Genomics, one can think of presenting combinations of messages, elements, to a person, getting the person to react to these combinations, and then determining what specific feature or element drives the rating. The objective here is to simulate nature, which presents people with combinations, scenarios, to which the person reacts. Responding to mixtures is more nature, more ‘ecologically valid’ than responding to single ideas.
  2. The desire to create better messaging for the world of medicine. Messaging is the way that people can be encouraged to comply. Messaging is the way that the doctor can tell the patient what the problem is, and what may need to be done, as well as the specific words to say it. One might think that with the advances of medicine the messaging will take care of itself, but the reality is that often messaging is the ‘last mile,’ and fails the patient. The messaging may be relevant but motivating to the respondent. Or, the messaging may be incorrect, or even both. Years of experience can fine tune the messaging, but what happens when the person is a new graduate, and dozen have years.
  3. The ongoing effort to create a ‘wiki of the mind’, a systematized database of how people respond to the different aspects of everyday life. The idea is to explore the world of the everyday in a systematized manner, almost in the manner of a cartographer of the mind. The approach, called grounded research theory (REF), stands in contrast to the more popular method of hypothetical deductive reasoning, which posits how the world works, sets up a study to confirm or disconfirm, and then proceeds to implementing the experiment. The systematized exploration of the everyday experience does not lend itself to an explanation of how the world works; but rather just ‘what’s actually going on.’

Beyond Simple Questionnaires to Probing the Mind with Mind Genomics

The conventional way of understanding people’s thinking is through simple questionnaires. We are inundated with questionnaires, the modern era suffused with the desire to gain feedback on every interaction with a person and a service provider. Whereas previously questionnaires were often long documents with the respondent asked to score different facets of life, or an experience, today’s questionnaires are short, limited to a topic of one’s experience. Whether one works with a short questionnaire after an interaction, or with a long A&U (attitude and usage) questionnaire, the objective is the same, namely understand at an intellectual level how a person feels about a topic. These questionnaires parse the experience or topic into different, cleanly and surgically divided sections, instructing the respondent to think of each topic or each question, one topic at a time, and in isolated thought rate aspects of that topic. Along with the effort to administer these questionnaires there is an accompanying cadre of analytics, mainly summarizations of the data, data reduction principal component factor analysis [9], and clustering [10], to paint a picture.

The Evolution and Contribution of Mind Genomics to the Issue of Understanding and Messaging

The emerging science of Mind Genomics can be summarized as an experimenting science which understands how people respond to the ordinary world, such understanding promoted by the evaluation of systematically created vignettes of daily life, and the deconstruction of responses to those vignettes into the ‘driving power’ of the components of the vignettes, the ‘elements’. The description of Mind Genomics in this way hints at Mind Genomics as an experimenting science, rather than an observational science. It is the experimentation with features of the ‘ordinary’ which enables the Mind Genomics researcher to craft a new understanding of how people think when they are exposed to the world of ordinary life. In a Mind Genomics study there is no need to alter reality to establish a principle. Rather, the altered realities are simply combinations of features of the everyday, recombined into simple combinations that are evaluated, the pattern of responses showing how ‘nature is working’.

Mind Genomics plays a role in understanding the messaging about weight and diabetes because the messages are relevant to the topic. As will be shown below, the different combinations of messages end up judged in different ways by a person. The carefully created set of combinations of messages, the vignettes, put together through experimental design, present slightly different ‘realities’ to the respondent. It is the pattern of response to these different realities which allows for an immediate understanding of how people react to the messaging. A key benefit of the Mind Genomics approach is its ability to prevent a respondent from ‘gaming’ the system. Thus, Mind Genomics avoids biases which plague many survey methods, especially those dealing with sensitive topics [11,12].

The original work of Mind Genomics dealt with commercial products [13]. These studies were inspired by the pioneering work of the late Professor Paul Green of the Wharton School, University of Pennsylvania [14]. It was Green and his colleagues, especially Yoram Wind, who took the rather esoteric method of conjoint measurement, and, simplifying the notion of understanding ideas by studies of mixtures, brought conjoint measurement into common use. Mind Genomics made the system even simpler and more robust by having the respondents each evaluate different sets of combinations of ideas, each set created to allow for subsequent statistical analysis at the level of the individual [15]. The approach evolved to a DIY (do it yourself) system, with automated analysis and reporting [16,17]. The approach presented here is an example of that latest evolution. A history of Mind Genomics can be found in a variety of published papers [13,18].

Applying Mind Genomics to the Study of How to Communicate Weight Control

The remainder of this paper is devoted to an explication of the Mind Genomics approach to uncovering what to say to people to encourage weight control. The Mind Genomics approach follows a series of templated steps, so that the discoveries presented in this paper end up being simply empirically ‘fleshed out’ data tables and figures. That is, standardized approach to Mind Genomics studies provides the researcher with a tool that can be applied quickly and usually productively to a problem.

Step 1 – Create a name for the study, or really for the experiment. This first step may seem obvious, but the reality of research is that the novice researcher often fails to crystallize the reason for the study, and the topic. Rather, the novice attempts to put into the title the entire research project, rather than separating out the general topic from the specific method. The study here was simply called Diabetes Weight, a name which allowed the researchers to focus on different ways to think about the topic.

Step 2 – Develop four questions pertaining to the topic. The actual test stimuli for Mind Genomics comprise four sets of four phrases each. In turn, each set of four phrases represent four alterative ‘ideas’, or messages about the topic. The structure of four questions allows the researcher to answer each question. It will be the answers to the questions which constitute the test material that the respondent will evaluate. Thus, the structure of the question/answer is a way to focus the mind of the researcher, with the questions serving as an aid to thinking, and as a bookkeeping device.

It is at the stage of creating four questions that many prospective researcher find the task to be difficult. Our education does not teach people to think critically, focusing as it does on answering questions rather than developing them. It should come as no surprise that at this early stage in the Mind Genomics process many prospective researchers become frustrated and give up. It is a tribute to grade school and high students that they find this challenge to be fun, rather than frustrating, and proceed to come up with questions far more readily than do older people, and even far more readily than professionals.

In order to address the long-standing issue of ‘creating the raw material’, viz., questions but also answers, recent versions of the Mind Genomics platform have incorporated artificial intelligence, AI, as a TACT, Technical Aide to Creative Thought. That term was first used almost 60 years ago by the late Professors Anthony Gervin Oettinger at Harvard University, but it is appropriate here. The researcher need not come up with the actual questions, but instead must come up with a ‘squib’ or short paragraph about the topic. It is that ‘squib’ which will become the prompt for embedded AI, GPT3.5 [19].

Figure 1 shows screenshots which allow the researcher either to put in her or his questions, or to request that the AI embedded in “Idea Coach” suggest questions. Not surprising is the observation that having a ‘coach’ to help with the questions changes the set-up, so that it becomes intriguing and fun, rather than frightening. Panel A shows the set of four placeholders in which the researcher is to type a question. Panel A is stark, forbidding, a tabula rasa, a blank sheet, with little to support the researcher. The researcher who wants to use AI need only press the Idea Coach button, and be quickly guided away to a safer place, the box in Panel B. Of course, the researcher must talk about the project, but as we will see, the Idea Coach is forgiving, letting the researcher iterate.

fig 1

Figure 1: The completed set of four questions, after being edited and polished by the researcher

Once the researcher has composed the squib and put it into Figure 1, Panel B, the Idea Coach returns with a proposed set of questions. Each iteration of the Idea Coach generates 15 different questions. The researcher can iterate as many times as desired, changing the squib or keeping the squib the same. The AI will return a number of new questions each time, and occasionally repeat a question. At the end of the iteration the research will have developed four questions and can edit them. Figure 2 shows the completed set of four questions after they have been developed by Idea Coach, and ‘edited’ in preparation for the answers.

fig 2

Figure 2: The completed set of four questions, after being edited and polished by the researcher

After the squib is constructed and put into Figure 1, Panel B, Idea Coach creates a set of 15 questions from a squib in approximately 10-20 seconds. The researcher can select a question or several questions, dropping them into the study, and editing them. When the researcher does not find a question to drop into the study it is easy to re-run the Idea Coach, either with the same squib or with a revised squib. The process can go on several times, until the researcher has uncovered four questions, using Idea Coach and/or developing the question(s) oneself. Idea Coach truly becomes a coaching tool after the researcher gains experience.

At the end of the development of questions, and later of answers, the Mind Genomics platform stores each of the iterations of 15 questions (and 15 answers) on a separate Excel tabulation. As the study is being closed, the platform subjects each set of 15 questions (or answers) to an extensive summarization, using AI, with specific prompts. Table 1 presents the AI summarization of the first set of 15 questions.

Table 1: First results from the AI-powered Idea Coach, attempting to develop questions from the squib

tab 1(1)

tab 1(2)

tab 1(3)

Once the researcher has completed the set-up of the questions, the next step is to set up the four answers to each question. In this case the researcher must edit the questions in order to ensure that the answers are short and understandable. Such editing occurs as the researcher completes the creation of the four questions. It becomes a simple matter to add a phrase to the question as part of the prompt to the AI-driven Idea Coach, that prompt guiding the style of the answer provided. Table 2 shows the first set of 15 answers to Question #1 after the question has been edited by the researcher.

Table 2: First results from the AI-powered Idea Coach, attempting to develop 15 answers from the first question, that question edited to direct the style and comprehension level of the answers.

tab 2(1)

tab 2(2)

As we finish this section of the set-up it is well to keep in mind that the incorporation of the AI into the creation of questions and answers ends up producing an ‘Idea Book.’ This Excel file becomes a rich source of information about the topic, summarized by key issues and questions. The Idea Book moves from the list of questions, itself valuable for the researcher, onto issues of points of view, suggestions of what’s missing, and even suggestions about innovations. As noted above, the entire process of creating each logical page should be no more than a minute, with the creation of a 20-page book on the topic requiring less than 20 minutes.

Table 3 shows the final set of questions and answers. The answers have been edited by the researcher in order to be more readable when they are presented to the respondents in various combinations of answers. Henceforth, the answers will be referred to as ‘elements.’ The questions themselves will not play any role in the actual evaluation by respondents, nor in the analysis of the results. Rather, the questions are simply used to allow the researcher or Idea Coach to create a set of related but different ‘elements’, viz., different answers.

Table 3: The final questions and elements (answers to the question), after editing by the researcher

tab 3

Setting Up the Mind Genomics Study

Mind Genomics studies comprise several parts, all templated. Table 4 shows these parts. Table 4 is provided as a standard output of every Mind Genomics project:

  1. Key words selected by the researcher in order to make searching for the study results easier in the database of Mind Genomics studies.
  2. Respondent orientation
  3. Self-profiling questions. Gender and age are standard questions in every study, and so are not shown in Table 4.
  4. The rating question and the different answers.

Table 4: Study information

tab 4

The Respondent Experience in the Mind Genomics Study

Once the study set up has been completed it is the task of the researcher to provide respondents. With the advent of the Internet, it has become increasingly easy to obtain respondents, although at a slight cost to the researcher. It is the business of companies in the market research ‘space’ to provide motivated respondents for the many hundreds of thousands, perhaps millions or dozens of millions of studies on the internet. Across the entire world there have emerged companies which, for a fee, offer their members the chance to participate in on-line studies. It is from one of these companies, Luc.id Inc., in Louisiana, that the respondents are obtained, with the respondents satisfying specific criteria: Age 45 or older, Lives in one of three states: New York, New Jersey or Connecticut.

Luc.id Inc. is set up to provide these individuals, doing so with the actual experience taking approximately five minutes for a respondent. The respondents are recompensed by Luc.id, ad are totally anonymized. The respondent opts in to participate in the particular study. In turn, the research guarantees not t accept any specific identifying information during the course of the study, In situations where the researcher wants specific information, that information is requested in the ‘open ended’ questions, with a disclaimer that the information offered is entirely optional and left to the respondent.

Luc.id sent out email invitations to the prospective respondents, doing so in ‘waves’ until the quota of 101 respondents was filled. The quota comprised females, ages 45-70, living in New York, New Jersey or Connecticut, respectively. For easy to find respondents, such as those participating in this Mind Genomics study, the quota of 101 individuals is typically filled within 90 minutes. The Mind Genomics platform orients the respondents, presents the test materials, acquires the ratings, creates a database, performs the relevant analysis, and then creates the report along with AI summarization, generally within 15-30 minutes after the completion of the field work.

The actual Mind Genomics experiment begins with a short ‘hello’, and proceeds to the self-profiling classification shown in Figure 3, Panel A. The self-profiling classificaiton presents a clean screen to the respondent. The alternative answers to each question appear when the respondent reaches that question. The happy consequence of this pull-down screen is that the respondent is made to feel comfortable, rather than being confronted by a wall of words.

fig 3

Figure 3: The respondent experience in the Mind Genomics experiment. Panel A shows the pull-down menu for the self-profiling classification. Panel B shows an example of a vignette, accompanied by a short introduction and the rating scale, both at the top.

Afterwards, the respondent is exposed to 24 different vignettes, similar to that shown in Figure 3, Panel B. The vignettes are shown one vignette after another. The respondent is told simply to rate the combination. Exit interviews with respondents over the years as well as observations of colleagues participating in the Mind Genomics interview continue to point to the fact that professionals try to ‘outsmart’ the system, whereas ordinary respondents simply fall into a relaxed mode, and end up saying that they ‘guess.’ The results below will show that the respondents are performing quite well, and that despite their statement that the feel they are ‘guessing’, the opposite is true. The typical respondent, the non-professional, ends up realizing that it is impossible to ‘game the system’, and settle for a relaxed experience. This relaxed, almost non-involved evaluation is felt to more validly represent the real judgment of the respondent, the judgment made when no one seems to be looking.

Creating the Database and Transforming the Ratings for Subsequent Statistical Analyses

The Mind Genomics study presents vignettes to the respondent, and acquires both the rating on the two-sided scale, as well as the response time. The response time is defined as the elapsed time between the presentation of the vignette and the respondent’s selection of the rating, Figure 4 shows the three vignettes from respondent (participant) #27. As one might surmise, there are 2424 vignettes in total, each vignette different in composition from every other vignette, accompanied by the rating and the response time. When the response time was longer than 9 seconds, BimiLeap automatically made the response time 9 seconds. The reason for this seemingly arbitrary rule is that the respondents were unsupervised and might have been doing other things. Thus, it is important to truncate the range of response times in order to avoid accepting response times of say 36 seconds. Clearly that response time reflects other behaviors besides the respondent participation in the study.

fig 4

Figure 4: Example of input information to the database showing the respondent, the text of the vignette, the rating assigned to the vignette, and the number of seconds elapsing between the presentation of the vignette and the assignment of a rating.

Relating the Presence/Absence of the Elements

The essence of Mind Genomics is relating the presence/absence of the elements in the vignettes to the ratings. The vignettes themselves vary from respondent to respondent, and in actuality are only vehicles in which to embed the 16 elements. It is the elements which convey the actual information. In turn, the rating scale is the device by which the respondent can communicate feelings. Both the vignettes and the rating scale, however, need to be translated into a set of variables that can be analyzed by statistics.

Figure 5 shows the part of the database prepared for the subsequent statistical analysis. Figure 5 divides into three distinct panels.

fig 5

Figure 5: The database for vignettes 1-11 presented to and rated by Panelist (respondent) #1

Panel A shows the row number of the database, and then information about the respondent, as provided by the respondent.

Panel B shows the order of testing (1-24) for the specific vignette, and then the deconstruction of the composition of the vignette into a series of 1’ and 0’s. Recall that the vignettes comprise combinations of elements, done so according to an experimental design. The particular design used here, the permuted experimental design, uses one basic structure, but changes the specific combinations through a permutation scheme [15]. The benefit is that each respondent’s data can be analyzed as either part of a group, or analyzed separately, one respondent at a time. The transformation of the experimental design is done by so-called ‘dummy variable’ coding [20]. The coding creates 16 columns, one for each element. When the element is present tin the vignette the cell has the value ‘1’. When the cell is absent from the vignette the cell has the value ‘0’. The 1’s and 0’s are called dummy variables because nothing is known about these variables other than presence or absence. Any analysis with these dummy variables simply shows the contribution to a criterion variable which occurs when the element is placed into the vignette. The ‘why’ is unknown. Only the ‘what’ is known Panel C shows the response time (time elapsed between the appearance of the vignette on the screen and the response), as well as the five-point rating assigned to the vignette. The remaining columns show the transformations of the ratings into the five single responses, the key being R5x (For me, Easy to do), and then two ‘combined’ responses R54 (For me), R52 (Easy to do).

R54x=100 when the rating is either 5 or 4, R54=0 when the rating is 3, 2 or 1

R52x=100 when the rating is either 5 or 2, R52=0 when the rating is 5,3 or 1

Once the database has been constructed, the Mind Genomics platform creates a set of simple linear equations, viz., linear models, first for the total panel, and then for each self-defined subgroup, self-defined age grouping, and finally gender. The analysis is called linear regression [21], with the variables taking on only one of two levels, 0 for absent, 1 for present, so-called dummy variables.

The equation for each binary variable is expressed schematically as: Binary Dependent variable=k1(A1) + k2(A2) … k16(D4). The equation just presented shows how each of the 16 elements ‘drives’ the binary rating. Typically, the standard error is about 7-8 for these studies, suggesting that coefficients around 16 or higher should be significant in a statistical sense.

The Mind Genomics platform ends up providing a great deal of data, almost a ‘wall of numbers.’ In order to identify underlying patterns, the convention is to shade the so-called ‘strong performer.’ ‘Strong’ means meaningful, based upon insights gleaned from previous Mind Genomics experiments. We move beyond the conventional criterion of ‘statistically significant’ to the following:

For the binary transformed variable, R54, typically the key ‘evaluative variable, such as ‘for me’ or ‘I will buy’, we shade coefficients of 21 or higher.

For all other binary transformed variables, e.g., R52, R5, etc., we shade coefficients of 16 or higher.

For RT, response time, we shade coefficients of 1.5 or higher, the foregoing criteria are not ‘fixed in stone.’ Rather, they reflect simple heuristics which allow the researcher to identify emergent themes. Indeed, the search for themes is so important in Mind Genomics that an alternative heuristic might be considered, namely deleting all coefficients which are lower than the cut-off criterion. That alternative ends up typically creating a sparse table, since in conventional Mind Genomics the coefficients are usually far lower than what we see here.

Table 5 shows the coefficients for the linear equations relating the presence/absence of the 16 elements to the binary transformed variables of R5x, R54x, and R52x, respectively, along with the coefficients for the RT (response time) equation. Ordinarily, R5x (For me and Easy) would not appear in the table. Rather, R54 (For Me) would become the focus of the analysis. Table 5 shows the surprising finding that for this study on obesity and diabetes virtually all of the elements (15 of 16) are strong performers, with coefficients of 21 or higher. In light of this remarkably strong performance of virtually all elements we move the key evaluative variable to R5x, (For me and Easy), which shows the more typical pattern observed in the results for other topics, not medical ones but rather products and services.

Despite the strong performance of many elements, Table 5 does not give up secrets about the underlying patterns of strong performing elements. For example, three of the four strongest performing elements for R5x deal with water and drinking, but drinking water must be associated with a reason, not just be present by itself. When present by itself, without any outcome, however, drinking water performs poorly.

Table 5: Coefficients for important transformed binary variables, and for response time. The elements are sorted in descending order by the coefficient for R5x.

tab 5

Fact: Drinking water helps your organs, like kidneys, work properly.

Fact: Drinking water boosts your energy levels.

Losing weight is important for older diabetic women because it helps control blood sugar and reduces health risks.

Fact: Water keeps your skin healthy and hydrated.

In a similar fashion patterns for R52X (Easy to do) and RT (response time) are elusive. No clear pattern emerges. We see differences in two variables when we deal with respondents who declare themselves normal weight versus those who declare themselves as overweight. Table 6 shows the dramatic differences between these groups, attributable to the rating of ‘easy’. Those who declare themselves overweight find most of the elements to refer to themselves (high coefficients for ME) but harder to do (lower coefficients for R52X, corresponding to easy). These results suggest the promising use of ‘Easy” as a key variable to consider.

Table 6: Coefficients for important transformed binary variables, and for response time, shown for two self-defined groups, Normal Weight versus Overweight.

tab 6

Mind-Sets: Uncovering Deep Differences among People in Order to Drive Effective Messages

A continuing theme in Mind Genomics is the emergence of mind-sets, clusters of people who perceived the world in clearly different ways, in ways which make sense and point to divergence what these clusters to feel to be important. Table 6 gives us a sense that when it comes to ‘Hard vs Easy’, those who declare themselves to be overweight find many statements to be not quite as easy as those who declare themselves to be normal weight. This difference in people makes sense but does not satisfy. The differences are there, but do not strike us as a compelling story.

One way to identify these possibly more profound differences is by statistics alone, by considering the pattern of the 16 coefficients and searching for different patterns. The search is not based on the self- definition of the respondent, nor based on the meaning of the elements. Rather, the search is based purely on the mathematical structure of the 16 coefficients. If the mathematics reveals clearly different, easy to interpret mind-sets, the research will have provided a powerful tool to identify what to communicate, and to whom.

The method used to create these clusters is called k-means clustering [22]. The objective is to put the different objects, our 101 respondents, into groups based upon an objective criterion. The criterion is that the ‘distance’ between pairs of people in a cluster should be ‘small’, but the distances between the centroid (average) of the 16 coefficients should be large. The k-means clustering is not exact but tries to satisfy these conditions.

The study uses the coefficient for R5X (ME and Easy to do) as the variable on which to do the clustering exercise. We can imagine 101 rows of coefficients, one row for each respondent, and in turn 16 columns of coefficients. Table 7 shows the strongest performing elements for each mind-set or cluster, respectively Mind-Set 1 (focus on medical indicators), Mind-Set 2 (Focus on Lifestyle), and Mind-Set 3 (Focus on drinking water). Each table is sorted by the coefficients for R5X (For ME and Easy). Each mind-set is clearly different, and interpretable, remarkable in view of the actual ‘difficulty’ of doing the study on the part of the respondent. Recall that each respondent had evaluated 24 different vignettes, with 2-4 elements, seemingly randomly put together. Despite what one might think, the respondents actually perform quite well.

Table 7: Coefficients for important transformed binary variables, and for response time. The elements are sorted in descending order by the coefficient for R5x, for each of the three emergent mind-sets.

tab 7

In Their Own Words

Our three mind-sets suggest radically different words to which they are sensitive. Do these mind-sets transcend the simple statistical analyses which brought them to our attention? In other words, beyond statistics which tell a ‘nice story’ can we find anything else. One way is to look at how they describe their experience with diabetes, whether their own, their family experience, or just their knowledge.

Each respondent was instructed to write bout diabetes from their own point of view, doing this exercise AFTER having done the evaluation of the 24 unique vignettes. An AI ‘summarizer’, QuillBot [23], took the open-ended answers, and summarized them. Table 8 shows three rather different summaries, suggesting that these mind-sets do actually think about diabetes in different ways. The objective of showing the summarizations is to give a sense of the different ‘morphologies’ or structures in the way people of mind-sets write about their experience, what they say, how they say it.

Table 8: AI summarization of open-ended answers about experience with diabetes from the three emergent mind-sets

tab 8

Diabetes is a terrible disease that can lead to limb loss and death. It is not a common issue in the family, but it is a serious concern that should be addressed by children. The author believes that children should be more proactive in preventing and helping others who are aware of the disease. They also mention that their family is concerned about obesity and is aware of sugar complications. The author believes that children can learn from their grandparents’ experiences and be more proactive in preventing diabetes. They also mention their own family members who have had diabetes and have lost limbs. They all try to maintain healthy lifestyles and avoid complications. Despite not having children, the author believes that everyone should prevent diabetes and help others.

Identifying the Mind-sets in the Population

An important outcome of dividing people into mind-sets is the ability to tailor the proper message to each person. By understanding the different messages to which people are sensitive, there is the possibility of increasing the overall health of a population. Proper messaging has been shown to substantially reduce the number of within-30-day hospital readmissions after discharge for patients with congestive heart failure [24], as well as double the number of colorectal cancer screenings in an underserved area in the Philadelphia area [25].

How then do we assign a given person to one of the mind-sets? Once the person is properly assigned to a mind-set it becomes much simpler to identify the set of messages likely to communicate properly and effect the appropriate behavior response. The traditional approach has been to look at easy-to-measure factors, such as gender, age, and superficial cultural cues. The experienced physician may attend to more cues, as would an experienced salesperson. But what about the situation wherein one cannot involve an experienced professional. Is there any way that the staff at the ‘front desk’ might be able to assign a patient to a mind-set in a perhaps a minute or less, and attach that information to the patient chart, along with the relevant material to communicate, as well as well as what to avoid.

During the past decade author Moskowitz and colleagues have worked on an identification system, a mind-type assigner or personal viewpoint identifier [16,17]. The objective is to create a short set of questions such as that shown in Figure 6. With such a tool, it becomes possible to have a patient fill out the form in a minute or two. Panel A shows the background information that the patient fills out. Panel B shows the six questions, taken from the study, and answered with a two-point scale. The pattern of responses to the six questions ends up assigning the patient to the most appropriate mind-set.

fig 6

Figure 6: The first two portion of the mind-set assigner. Panel A shows the background information. Panel B shows the six questions, which are presented in randomized order for each respondent.

Table 9 shows set-up for the ‘assigner’ tool’, including the name of the mind-set, and the feedback given either to the patient and/or t the medical professional. The mind-set assigner further provides the ability to send the respondent to a website with a video.

Table 9: Set up information for the mind-set assigner

tab 9

The final feature of the mind-set assigner is the ability to ask a set of 16 different questions, each with 2-4 answers. Table 10 shows the set of 16 questions for this study. The mind-set assigner with its set of 16 questions enables the researcher to work with many new respondents, both assigning each respondent to a mind-set, and obtaining more data about the respondent. In this way the research into mind-sets moves beyond simply understanding the person in terms of the particular situation, but actually allows the researcher to deepen knowledge of the person and the covariation of that knowledge with mind-type membership.

Table 10: The 16 questions and their associated answers. The Questions and Answers constitute the third ‘leg’ of the mind-set assigner.

tab 10

Discussion and Conclusions

The study on diabetes and obesity presented here constitutes the second of a planned series of studies on the communication between the doctor and the patient, using the emerging science of Mind Genomics. Several searches through the published literature and a discussion with young medical professionals revealed again and again that there is a well-established clinical literature on many medical topics, but very little on the words that doctors should say to patients, and the meanings of what patients say to doctors. The oft-given reason, perhaps excuse, is that this sensitivity to the patient can come only with experience, and that the doctor must learn to listen [26].

As the medical world becomes increasingly subject to the financial structures of capitalism, the time that a doctor spends with a patient necessarily decreases. It is the doctor’s time which ‘costs’, and the goal of a business such as the business of health care is to reduce these topline costs. It may be possible to optimize the throughput of diagnostics, and increase the efficiencies in hospital stays, especially surgery, but what about the ability of the doctor or other medical professional to communicate with the patient. If it takes years to educate someone to become an actor as well as years to become a doctor. Where then is the time to become a listener, and an empathic conveyor of news, often bad news. It is the attention to this topic, empathic information exchange, to which this new effort of Mind Genomics is dedicated, and in which spirit this early experiment and paper in that effort have been done and written. The discovery that there are really three mind-sets, not just one general mind-set with the ‘most right messaging’ becomes the important discovery here, one which, if not addressed, can become an ongoing issue in mammography, perhaps getting worse as the medical system becomes increasingly driven to efficiency by driving out the human component.

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Modifiable Risk Factors and the Risk of Developing Type 2 Diabetes Mellitus and Metabolic Syndrome among Women with and without a History of Gestational Diabetes Mellitus: An Ambidirectional Cohort Study from Pakistan

DOI: 10.31038/EDMJ.2023733

Abstract

Background: Type 2 Diabetes Mellitus (T2DM) and Metabolic Syndrome (MS) continuously rise among South-Asian women. However, few studies explored the association between these chronic conditions and modifiable risk factors among South-Asian women. Therefore, this study evaluated the incidence of T2DM and MS and its association with modifiable risk factors among women with and without a history of Gestational Diabetes Mellitus (GDM).

Methods: We conducted the study using a retrospective and prospective follow-up component (an ambidirectional cohort study). We retrospectively identified women with GDM from 1999 to 2005 from the medical record system of the Aga Khan University (AKU) Hospital Karachi, Pakistan. We prospectively enrolled 226 women with GDM and 423 without GDM (1:2) between 2008 and 2010. The outcomes were the development of T2DM or impaired glucose tolerance (IGT) and MS among women with vs. without GDM and their association with modifiable risk factors, such as body mass index (BMI), body fat%, diet, and physical activity. Using multivariable logistic regression, we created two models to understand the association between modifiable risk factors and the development of T2DM and MS. In the first model, we used BMI as a measure of obesity, while in the second; we replaced it with body fat percentage. Other variables (diet and physical activity) were present in both models.

Results: We observed 10.91 times (CI 4.57-26.04) higher odds of developing T2DM/IGT among women with vs. without GDM. In addition, BMI (kg/m2) (OR 1.09, CI 1.02-1.15) and diet scores (high in fat, sugar, and bakery items) (OR 1.22, CI 1.01-1.49) were found significant. In the second model of T2DM, women with GDM (OR 11.02, CI 4.63-26.22) and body fat% (OR 1.10, CI 1.04-1.17) were found significant. For MS, we observed 2.78 times (CI 1.04-7.41) higher odds of developing MS among women with vs. without GDM. In addition, BMI (kg/m2) (OR 1.32, CI 1.22-1.42) and body fat% (OR 1.35, CI 1.23-1.48) were found significant in the first and second models, respectively.

Conclusions: BMI or body fat%, and, possibly, diet are potential modifiable risk factors for T2DM/IGT and MS among women with GDM.

Keywords

Gestational diabetes mellitus, Modifiable risk factors, Type 2 diabetes mellitus, Metabolic syndrome, South-Asian women, Low-and middle-income countries

Background

Diabetes is a major growing public health concern affecting about half a billion people worldwide [1]. The recent global estimates on diabetes prevalence report that 537 million adults aged 20 to 79 (one out of ten people) are affected by diabetes [2]. One in every four adults in Pakistan has diabetes mellitus (26.7%), reaching the highest national prevalence globally [2].

Type 2 Diabetes Mellitus (T2DM) is a progressive disease resulting from insufficient insulin secretion or resistance [3]. Several environmental risk factors, such as unhealthy diet, physical inactivity, and obesity, are further implicated in the pathogenesis of T2DM [4,5]. One of the metabolic risk factors for the development of T2DM is Gestational Diabetes Mellitus (GDM) [4]. It has been estimated that about 30% to 70% of women with GDM develop T2DM within approximately 15 years of the index pregnancy [6,7]. Among South Asian women, about 17% to 33% develop T2DM within 5 to 10 years after the index pregnancy [8].

GDM is defined as high blood glucose levels first recognized during pregnancy or subsequent pregnancies [9]. GDM is a highly prevalent metabolic issue during pregnancy, affecting about 1.8% to 31.5% of all pregnancies worldwide, depending on the screening methods, diagnostic criteria, and population characteristics [10]. The prevalence of GDM among low-and middle-income countries (LMICs) varies between 9.2% to 12.7% [11]. There has been a rise in the prevalence of GDM in Pakistan over the last few decades, with an increase from 6.3% in 2003 to 19% in 2018 [12].

GDM, on the one hand, increases the risk of developing many short-term complications, including preeclampsia, caesarean section, preterm births, macrosomia, and prenatal and perinatal mortality [13]. On the other hand, GDM tends to increase the risk of developing adverse health in the long term, such as T2DM, Cardiovascular Diseases (CVDs), and Metabolic Syndrome (MS) [7].  MS is defined as the presence of biological indicators such as abnormal waist circumference, high systolic and diastolic blood pressure, increased triglyceride levels, low high-density lipoprotein (HDL) levels, and impaired blood glucose levels [14].

Since these long-term issues can be preventable, lifestyle factors, i.e., diet, physical activity, and weight reduction, play a pivotal role in preventing and delaying the onset of T2DM and MS [15]. However, few studies have explored the association of lifestyle factors with T2DM and MS in women with GDM [16,17]. In addition, the existing evidence mainly based on the West, like Yang et al., demonstrated a lower risk of developing T2DM among women with a history of GDM who effectively managed modifiable risk factors [18]. There is a dearth of evidence, particularly from LMICs, on the role of modifiable risk factors in the development of T2DM and MS among women with a history of GDM. Therefore, this study evaluated the incidence of T2DM and MS and its association with modifiable risk factors among women with and without a history of GDM attending a tertiary healthcare facility in Karachi, Pakistan.

Methods

This study involved retrospective and prospective follow-up components (an ambidirectional cohort study). We retrospectively identified women from the medical record system who identified as having GDM based on International Classification of Diseases (ICD) 10 code and received prenatal care during 1999-2005 at the Aga Khan University Hospital (AKUH). All women identified through the Medical Record (MR) system with singleton birth in the index pregnancy, spoke Urdu, and residents of Karachi were included in the study. Those living outside Pakistan, with incomplete medical records, who used drugs influencing blood glucose concentration, such as glucocorticoids, antipsychotic drugs, or metformin, were excluded. We also excluded women diagnosed with T2DM before the initiation of the study as that was the key outcome, and they might have modified their lifestyle after a diagnosis of T2DM which may bias the association between the risk factors and development of T2DM.

All potential GDM women were contacted through mail as well as via phone calls as part of the recruitment process. Both mailing addresses and phone numbers were obtained from the MR system. All GDM women were first issued an invitation letter outlining the aims and methods of the study, a consent form, and a pre-paid, self-addressed mail-back envelope. The enclosed consent form was to be filled out by the women, and then mailed back. All GDM women were contacted by phone in addition to being mailed out. The phone calls were made a week after the mailings were completed. The letters were sent out, and the phone calls were made by the trained research staff. The detailed recruitment plan and participant response rate were published elsewhere [19]. During the phone calls, initial consent was obtained from the women to review their MRs for further basic medical information.

Women without GDM (matched for age at pregnancy and gestational age) were also identified from the MR system and contacted via phone to recruit them for the study. Women with GDM were classified as exposed, and those who did not develop GDM were considered non-exposed. We enrolled women as exposed and non-exposed in the 1:2 ratio. Those who consented and were eligible to participate were invited to AKUH to provide written informed consent and for further study assessments during 2008-2010. Structured questionnaire was used to assess sociodemographic, dietary intake, and physical activity through a face-to-face interview. In addition, anthropometric assessments and blood tests for evaluating T2DM or Impaired Glucose Tolerance (IGT) and MS status were also done.

Retrospective Data Collection

Data collected from MRs included maternal age, parity, known hypertension, mode of delivery, gestational age, use of insulin/diet for treating GDM, and GDM during a subsequent pregnancy.

Prospective Data Collection

Blood Work

All participants underwent an oral glucose tolerance test (OGTT) which involved a fasting blood sample followed by a 2-hour post-glucose sample (75-gram glucose liquid). At the same time, a 12-hour fasting lipid profile test was also performed to assess the status of dyslipidemia and MS. The details of the blood work and their cut-off values are described in additional file (see Additional file 1).

Anthropometry

Stature

Height and weight were measured at the time of the interview by the research officer. Height was measured using a wall-mounted measuring scale to the nearest cm, while weight was measured using a Tanita Body composition analyzer (Tanita Corp. CA. USA).

Waist Circumference and Waist-to-Hip Ratio

Waist and hip circumferences were measured using non-stretchable tape. These measurements were used to estimate waist circumference and waist-to-hip ratio among participants. The research officer was trained in measuring the circumferences at the correct point, i.e., waist circumference was measured between the uppermost part of the hip bone and the lowest rib margin (tenth rib), and the hip circumference was measured at the widest point over the buttocks.

Body Composition

Body composition was measured by a body fat analyzer. Total body fat was measured by a non-invasive Tanita body composition analyzer BC 310 (Tanita Corp. CA. USA), which measured fat mass, body fat percentage, abdominal fat mass, and fat-free mass.

Questionnaires and Interview

Two research officers were involved in data collection using an Urdu-translated interviewer-administered questionnaire for the following components:

Sociodemographic Questionnaire

A sociodemographic questionnaire collected information on participants’ educational level, occupation, household income, and socioeconomic status.

Food frequency Questionnaire

Diet was assessed using a Food Frequency Questionnaire (FFQ) that was developed and validated among Pakistani women [20]. The questionnaire has food items with their frequencies and portion sizes. The frequency of all food items consumed was multiplied by the portion sizes and then converted into the daily intake.

Using principal component analysis (PCA), we reduced dietary intake data to generate one variable to assess the diet-disease association. The new diet variable loadings were high in fat, sugar, and other bakery items (see Additional file 2).

Physical activity Questionnaire

To assess participants’ physical activity, a Monica Optional Study of Physical Activity (MOSPA) questionnaire was used. The questionnaire has been adapted from the World Health Organizations’ Monitoring Trends and Determinants of Cardiovascular Disease study [21] and has been validated among Pakistani women [22]. The MOSPA questionnaire assessed physical activity in four broader categories, including leisure, occupational, transportation, and household chores. Detailed information on calculating Energy Expenditure (EE) was provided in additional file (see Additional file 3).

Outcomes and Their Assessments

The outcomes were defined as the development of T2DM or IGT and MS among women with and without a history of GDM and their association with modifiable risk factors such as Body Mass Index (BMI), body fat%, diet, and physical activity. Women with fasting blood sugar ≥126 mg/dL and 2-hour post glucose ≥200 mg/dL were considered T2DM, whereas those with one value abnormal, either fasting blood sugar ≥126 mg/dl or 2-hour post glucose ≥200 mg/dl considered having IGT [3]. Metabolic Syndrome (MS) was defined as women with waist circumference > 80 cm with any one of the following conditions (HDL <50 mg/dl and Triglyceride >150 mg/dl) OR (HDL <50 mg/dl and FBS >100 mg/dl) OR (Triglyceride >150 mg/dl and FBS >100 mg/dl) [14].

Modifiable Risk Factors and Their Association with T2DM/IGT and MS

We evaluated the independent effect of BMI, body fat%, diet, and total reported physical activity (energy expenditure (kcal)/day) as modifiable risk factors on the development of T2DM/IGT and MS while adjusted for education, wealth index, and family history of diabetes.

Sample Size

Based on the findings of Feig et al. [23] and Cianni et al. [24] for the risk of developing T2DM and MS among women with GDM vs. without GDM, respectively, a sample size of 62 in exposed and 124 in non-exposed (1:2) for T2DM, whereas a sample size of 140 in exposed and 280 in non-exposed (1:2) for MS was required assuming 80% power and 5% level of significance.

However, we prospectively enrolled 226 women with a history of GDM who were eligible and consented to participate in the study as exposed and their comparators 423 women without a history of GDM as non-exposed (1:2) matched on age at the time of pregnancy and gestational age.

Statistical Analysis

Sociodemographic characteristics of women with and without a history of GDM were presented as mean ± SD for age at the time of pregnancy and age at the time of follow-up and median and range for the number of children. The frequencies and percentages were reported for education, occupation, wealth index, parity, mode of delivery, family history of diabetes, hypertension, treatment of GDM during pregnancy, and GDM during a subsequent pregnancy. The anthropometric and body composition distribution among the two groups were presented as mean ± SD or frequencies and percentages as appropriate. A chi-square test for all categorical variables, whereas an independent t-test for all continuous variables was computed to compare any differences between the two groups.

Binary logistic regression analysis was performed using the development of T2DM/IGT and MS as the dependent variable and women with a history of GDM vs. Non-GDM as an exposure variable, whereas four modifiable risk factors as an independent variable (BMI, body fat%, diet, and physical activity). A multivariable logistic regression analysis was performed to assess the association between modifiable risk factors and the risk of developing T2DM/IGT and MS among women with and without a history of gestational diabetes. Univariate analysis was performed to compute crude regression coefficients with 95% CIs.  A stepwise approach was used during multivariable analysis while adjusting for confounders such as education, wealth quintiles, and family history of diabetes. A p-value of <0.05 was considered significant. Data were analyzed using Stata (V.17, Statacorp).

Results

Sociodemographic Characteristics of the Study Population

The sociodemographic characteristics of women with vs. without a history of GDM were compared in Table 1. Both groups were comparable in terms of almost all variables, except for number of children (p=0.020), mode of delivery (p=0.001), family history of diabetes (p=0.001), and presence of hypertension (p=0.009).

Table 1: Sociodemographic characteristics of the study population

GDM
n=226

Mean ± SD or n (%)

Non-GDM
n=423
Mean ± SD or n (%)

P-value

Age at the time of pregnancy (years)

31.18 ± 4.87

31.06 ± 4.75  0.77
Age at the time of follow-up (years) 37.15 ± 5.16 37.38 ± 5.05

 0.58

Education  0.58

 Primary to secondary (Class 6-10)

23 (10.2) 42 (9.9)
 Intermediate (Class 12)

44 (19.5)

69 (16.3)

 Graduation (Class 14 and above)

159 (70.4) 312 (73.8)
Occupation  0.14
 Housewife

196 (86.7)

369 (87.6)

 Employed

30 (13.3)

46 (10.9)

 Others

0

6 (1.4)

Wealth Index (quintiles)

 0.89

 Lowest

91 (40.3)

171 (40.4)

 Middle

58 (25.7)

101 (23.9)

 Highest

77 (34.0)

151 (35.7)

Parity

 0.12

 Primiparous

48 (21.6)

69 (16.6)

 Multiparous

174 (78.4)

346 (83.4)

Numbers of children; Median (range)

1 (0-7)

1 (0-6)  0.020*

Mode of delivery

 0.001*

 Spontaneous vaginal delivery

114 (50.7)

267 (65.3)

 Assisted (Forceps/vacuum)

110 (48.9)

140 (34.2)

 Caesarean section

1 (0.4)

2 (0.5)

Family history of diabetes

175 (77.8) 273 (65.0)

<0.001*

Hypertension  0.009*

 Essential hypertension

19 (8.4)

20 (4.7)

 Pregnancy-induced hypertension

24 (10.6)

24 (5.7)

Treatment of GDM during pregnancy
 Insulin

34 (15.5)

 Diet

186 (84.5)
GDM during subsequent pregnancy

41 (18.7)

GDM: Gestational diabetes
*P-Value <0.05

Incidence of T2DM and MS among the Study Population

With a median follow-up of 6 years, we found 34 (15%) incident cases of T2DM/IGT among women with a history of GDM, whereas 7 cases (1.7%) among women without a history of GDM (p <0.001). We also evaluated the status of MS in our study population and found that one out of every 15 women was diagnosed with MS in the GDM group. In contrast, among the non-GDM group, the diagnosis was less (one out of every 36 women) (6.7% vs. 3.1%, p <0.033). Moreover, women in the GDM group were found with a higher level of fasting blood glucose (41.3% vs. 14.7%), total cholesterol (25.2% vs. 16.4%), triglycerides (30.2% vs. 14%), and LDL (72.1% vs. 61%) and a lower level of HDL (70.3% vs. 64.6%), all with a p-value of <0.05 except for the HDL (Figure 1).

FIG 1

Figure 1: Incidence of T2DM/IGT, MS, and other conditions among study population.
T2DM: Type 2 Diabetes Mellitus, IGT: Impaired Glucose Tolerance, MS: Metabolic Syndrome, GDM: Gestational Diabetes, LDL: Low-density lipoprotein, HDL: High-density lipoprotein
#also included women with one value abnormal, i.e., IGT
^MS defined as women with waist circumference > 80 cm with any one of the following conditions (HDL <50 mg/dl & Triglyceride >150 mg/dl) OR (HDL <50 mg/dl & FBS >100 mg/dl) OR (Triglyceride >150 mg/dl & FBS >100 mg/dl)
*P-value <0.05
**P-value <0.001.

Modifiable Risk Factors among the Study Population

While comparing the anthropometric and body composition of the study population, there were significant differences between the two groups in terms of BMI (kg/m2) (28.4 vs. 27.4, p 0.017), waist circumference (cm) (66.7 vs. 64.9, p 0.036), body fat (%) (36.1 vs. 34.5, p 0.007), and visceral fat (%) (6.6 vs. 5.9, p 0.025) in women with vs. without GDM, respectively.

There were differences in physical activity between groups in occupation and household chores-related activity; however, none of these differences were found to be statistically significant (Table 2).

Table 2: Description of modifiable risk factors among the study population

 

 

 

GDM
n=226

Mean ± SD or n (%)

Non-GDM
N=423
Mean ± SD or n (%)
 

 

 

P-value

Anthropometric          
Weight (kg)

68.31 ± 12.63

66.60 ± 13.16 0.11

BMI (kg/m2)

28.42 ± 5.29 27.37 ± 5.33

0.017*

 Normal weight (<23)

28 (12.4)

77 (18.3) 0.014*

 Overweight (23-26.9)

67 (29.8) 150 (35.6)
 Obese (≥ 27)

130 (57.8)

194 (46.1)

Waist circumference (cm)

66.69 ± 9.80 64.85 ± 11.06

0.036*

 High (≥ 80)

19 (8.4)

32 (7.6) 0.70

Waist-to-hip ratio

0.82 ± 0.08 0.81 ± 0.10

0.059

 High (≥ 0.8)

133 (58.8)

218 (51.5) 0.075

Body Composition

Body fat (%)

36.12 ± 6.18

34.51 ± 7.63 0.007*

Visceral fat (%)

6.56 ± 2.73 5.95 ± 2.70

0.025*

Muscle mass (kg)

40.47 ± 35.16

42.96 ± 34.24 0.38

Bone mass (kg)

2.20 ± 0.23 2.39 ± 1.97

0.24

Total body water (kg)

31.57 (2.90)

31.18 (3.22) 0.15

Physical Activity (energy expenditure; kcal/day)

Total reported physical activity

655.47 ± 26.48

688.67 ± 21.29 0.35

Occupation

620.96 ± 33.64 521.14 ± 33.92

0.06

Transportation

135.25 ± 22.29

172.69 ± 19.11 0.24

Household chores

463.17 ± 19.18 514.24 ± 16.81

0.06

Leisure time

154.89 ± 18.87

158.97 ± 15.53

0.87

GDM: Gestational diabetes, BMI: Body mass index
*P-Value <0.05

Modifiable Risk Factors and the Risk of Developing T2DM/IGT

We created two models to understand the association between modifiable risk factors and the development of T2DM and MS in women with vs. without GDM. In the first model, we used BMI as a measure of obesity, while in the second, we replaced it with body fat percentage. Other variables, such as diet and physical activity were present in both the models. We observed that women with a history of GDM had 10.91 times (CI 4.57-26.04) higher odds of developing T2DM/IGT than women without a history of GDM. Furthermore, among women with a history of GDM, with every one unit increase in the BMI (kg/m2) and diet scores (high in fat, sugar, and other bakery items), the odds of developing T2DM/IGT increased by 1.09 (CI 1.02-1.15) and 1.22 (CI 1.01-1.49), respectively. In the second model, the odds of developing T2DM/IGT among women with GDM (OR 11.02, CI 4.63-26.22) and body fat% (OR 1.10, CI 1.04-1.17) were significant. Both models were adjusted for education, wealth index, and family history of diabetes (Table 3).

Table 3: Association of T2DM/IGT and modifiable risk factors among women with vs. without a history of GDM

Variables

T2DM/IGT
  Model 1

Model 2a

 

Crude OR (95% CI)

ORadj (95% CI)

ORadj (95% CI)

Group
 Non-GDM

Ref

Ref

Ref

 GDM

 10.52 (4.58-24.17)*

 10.91 (4.57-26.04)*  11.02 (4.63-26.22)*

BMI

1.09 (1.03-1.15)* 1.09 (1.02-1.15)*

NA

Body fat%

1.10 (1.05-1.16)*

NA 1.10 (1.04-1.17)*

Diet

1.08 (0.91-1.28) 1.22 (1.01-1.49)*

1.21 (0.99-1.48)^

PA expenditure (kcal/day)

1.00 (0.99-1.01)

1.00 (0.99-1.01)

1.00 (0.99-1.01)

T2DM: Type 2 diabetes mellitus, IGT: Impaired glucose tolerance, GDM: Gestational diabetes, BMI: Body mass index, CI: Confidence interval, NA: Not applicable, OR: Odds ratio, ORadj: Adjusted odds ratio, PA: Physical activity,
PCA included diet high in fat, sugar, and other bakery items
Women were matched on age and time of delivery
Models 1 and 2 also adjusted for education, wealth index, and family history of diabetes
aIn model 2, BMI was replaced by fat%
OR for BMI and PCA are for one unit increase, and for fat% and physical activity are for a 10% and 10 minutes increase, respectively
*P-value <0.05
^P-value=0.05

Modifiable Risk Factors and the Risk of Developing MS

Similarly, in the first model, we observed that women with a history of GDM had 2.78 times (CI 1.04-7.41) higher odds of developing MS than women without a history of GDM. Furthermore, among women with a history of GDM, with every one-unit increase in the BMI (kg/m2), the odds of developing MS increased by 1.32 (CI 1.22-1.42). When we replaced BMI with body fat% in the second model, we found that the odds of developing MS among women with a history of GDM (OR 2.80, CI 1.12-7.03) and body fat percentage (OR 1.35, CI 1.23-1.48) were significant (Table 4).

Table 4: Association of MS and modifiable risk factors among women with vs. without a history of GDM

Variables

MS
  Model 1

Model 2a

 

Crude OR (95% CI)

ORadj (95% CI)

ORadj (95% CI)

Group
 Non-GDM

Ref

Ref Ref

 GDM

2.25 (1.05-4.81)* 2.78 (1.04-7.41)*

2.80 (1.12-7.03)*

BMI

1.30 (1.21-1.40)*

1.32 (1.22-1.42)* NA

Body fat (%)

1.33 (1.22-1.45)* NA

1.35 (1.23-1.48)*

Diet

1.03 (0.83-1.27)

1.20 (0.92-1.55) 1.17 (0.91-1.51)

PA expenditure (kcal/day)

1.00 (0.99-1.01) 1.00 (0.99-1.01)

1.00 (0.99-1.01)

MS: Metabolic Syndrome, GDM: Gestational diabetes, CI: Confidence interval, NA: Not applicable, OR: Odds ratio, ORadj: Adjusted odds ratio, PA: Physical activity
PCA included diet high in fat, sugar, and other bakery items
Women were matched on age and time of delivery
Models 1 and 2 also adjusted for education, wealth index, and family history of diabetes
aIn model 2, BMI was replaced by fat%
OR for BMI and PCA are for one unit increase, and for fat% and physical activity are for a 10% and 10 minutes increase, respectively
*P-value <0.05

Discussion

This study evaluated the incidence of T2DM and MS and its association with modifiable risk factors among women with and without a history of GDM attending a tertiary healthcare facility in Karachi, Pakistan. We found a higher incidence of T2DM (15%) and MS (6.7%) in women with GDM compared to those without GDM, 1.7%, and 3.1%, respectively. In addition, the two modifiable risk factors, such as BMI and diet, predicted T2DM. Replacing BMI with body fat% in a similar model led to comparable estimates for the two indicators of obesity. However, in our second model, the history of GDM and BMI or body fat percentage were associated with MS.

Gestational diabetes is an independent risk factor for developing T2DM and other metabolic issues [25,26]. Our findings are similar to a meta-analysis that reported almost ten times higher risk (pooled relative risk) of developing T2DM among women with a history of GDM as compared to their counterparts [27]. Similarly, for MS, a study from Italy reported about 9% of women with a previous history of GDM identified with MS (15 out of 166 women) compared to controls (1%, 1 out of 90) [24]. We also observed similar results where women with a history of GDM had higher odds of developing T2DM and MS than women without a history of GDM.

Previous studies have identified the predictive relationship between the modifiable risk factors and the risk of diabetes and MS [28-30]. However, most of these studies have been conducted among women without GDM. Few studies from the West have explored the association of modifiable risk factors with T2DM in women with GDM [18,31]. For example, a longitudinal cohort study among women with a history of GDM found a 90% relative reduction in the risk of T2DM among those with adequate control of five modifiable risk factors, such as BMI, diet, physical activity, smoking, and alcohol use [18]. We also assessed the association of four modifiable risk factors, such as BMI, body fat%, diet, and physical activity, on the development of T2DM and MS among women with vs. without a history of GDM and found an apparent effect of BMI and body fat% on the risk of T2DM and MS.

In general, Asians are more susceptible to fat deposition and metabolic derangement even at a lower BMI and are at a greater risk of developing T2DM and MS [32]. Additionally, BMI is a crude indicator of adiposity compared to other, more direct measures of body composition, i.e., body fat percentage [33], which can be assessed by DEXA scans and the Bio-Electrical Impedance Analysis (BIA) method [34]. A direct assessment of body fat percentage can be more accurate in predicting the association between adiposity and chronic disease outcomes such as T2DM and MS in women with GDM [33]. Therefore, we also developed a regression model with body fat percentage by replacing BMI for T2DM and MS. Our study provides evidence that the two parameters (BMI and body fat%) had similar strength of association in predicting T2DM and MS among South Asian women in our study.

Other modifiable risk factors, such as unhealthy diet and physical inactivity, play a central role in the development of T2DM and other metabolic issues [35]. For example, there is strong evidence of the cause-and-effect association between unhealthy dietary patterns and the risk of T2DM and MS [36,37]. Similarly, the dose and response relationship between physical activity and the risk of T2DM has been established [38]. However, the association of diet and physical activity with the development of T2DM and MS has not been fully explored among women with a history of GDM in South Asia. Hence, we evaluated the effect of diet and physical activity on the risk of T2DM and MS in our study population and found that increased dietary scores (high in fat, sugar, and other bakery products) in the presence of BMI predicted T2DM among women with previous GDM. However, the study findings were insignificant when we replaced BMI with body fat% in the second model. Unfortunately, we did not find any association between physical activity and the risk of T2DM and MS. The reason may be that the physical activity scores were very low in our study population. In addition, as our study sample was based on AKU hospital, which mainly serves the affluent people of the city; therefore, we might not have been able to accurately estimate the impact of some lifestyle factors, such as diet and physical activity, on the outcome due to lack of variability in the data. However, one cannot underestimate the value of physical activity in preventing the development of T2DM and MS.

Our study has several strengths. To the best of our knowledge, this is the first study that assessed the association between modifiable risk factors and the risk of developing T2DM and MS among South Asian women with and without a history of GDM. The prospective nature of the study allowed us to collect information on the modifiable risk factors prior to the occurrence of the outcomes, minimizing recall and interviewer bias during the data collection. We identified women with a history of GDM from the medical record system of AKUH using the International Classification of Diseases (ICD) code 10 for GDM. We objectively assessed the diagnosis of T2DM and MS using the World Health Organization (WHO) [3] and International Diabetes Federation (IDF) [14] criteria, respectively. We included the comparator group (women without GDM) matched on age at the time of pregnancy and gestational age. In addition, we also adjusted our regression models for other known confounders, such as education, wealth quintiles, and family history of diabetes, and hence provide more accurate estimates of the risk of T2DM and MS and their association with modifiable risk factors among women with and without GDM. Our study does have some limitations. We evaluated the modifiable risk factors at a single time point and have not followed them up to gather information on long-term lifestyle habits, which would have enabled us to estimate a more accurate effect of these risk factors on the outcomes. Additionally, we enrolled our study sample from AKU hospital, which mainly serves the affluent population of the city; therefore, we might not have been able to accurately estimate the impact of some lifestyle factors, such as diet and physical activity, on the outcome due to lack of variability in the data. Furthermore, the hospital-based sample might limit the generalizability of our study findings. However, given the nature of the study, there were no community-based registries of pregnant women present at the time this study was being carried out to answer the research question.

Conclusion

Our study findings reveal that potentially modifiable risk factors, such as BMI or body fat% and possibly diet are associated with the development of T2DM/IGT and MS in South Asian women with a history of GDM. These findings hold significant implications, particularly for countries like Pakistan, where T2DM/IGT and MS are rising. Therefore, establishing prevention programs targeted towards women with GDM during the postpartum period is crucial. These programs should prioritize the promotion of healthy lifestyle behaviors, such as healthy eating habits and increasing physical activity, to reduce fat deposition in individuals with high body fat percentages.

Declarations

Ethical Approval and Consent to Participate

The study was approved by the Ethical Review Committee of Aga Khan University (Ref: 1094-CHS/ERC-08). Informed consent was obtained from study participants and before participation.

Funding

This research was funded by The Aga Khan University Research Council (URC); however, the funding is not available to support publication of the research.

Author Contributions

RI conceptualized the study, wrote the study protocol, and secured funding. RI supervised the study. SN and GB were involved in the execution of the study and data acquisition. RQ facilitated data collection from the medical records as well as approaching women. SN, GB, and UK were involved in the analysis, interpretation, and writing the manuscript. RI and RQ reviewed and provided scientific revisions to the manuscript. All authors agreed prior to submission to take responsibility and be accountable for the contents of the manuscript. All authors read and approved the final manuscript.

Acknowledgments

We would like to thank our study participants who took part in this study. We are also thankful to the research team who contributed to this study.

List of Abbreviations:

T2DM: Type 2 Diabetes
GDM: Gestational Diabetes
LMICs: Low-and Middle-Income Countries
CVDs: Cardiovascular Diseases
MS: Metabolic Syndrome
ICD: International Classification of Diseases
AKU: Aga Khan University
IGT: Impaired Glucose Tolerance
OGTT: Oral Glucose Tolerance Test
FFQ: Food Frequency Questionnaire
PCA: Principal Component Analysis
MOSPA: Monica Optional Study of Physical Activity
LDL: Low-Density Lipoprotein
HDL: High-Density Lipoprotein
BMI: Body Mass Index
WHO: World Health Organization
IDF: International Diabetes Federation

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Do Late, Low-level Interventions Improve Chronic War Trauma Related Symptoms?

DOI: 10.31038/AWHC.2023642

Introduction

In the last decades, multiple wars with long term social, economic, and psychological consequences have challenged health care systems both in countries of origin and in host countries, with vast groups of survivors living as internally or internationally displaced persons, as refugees from their homes. Those who stay or cannot escape to the often not much more stable third country environments face health care infrastructures and ongoing challenges. Many are distressed from events or health care deficits (see the WHO mental health GAP model), encountered already before the war and aggravated by brain drain, persecution, massacres and multiple barriers facing them in health care services [1-3]. The high rate of posttraumatic stress and other trauma-spectrum disorders [4,5], including unspecific reactions, such as severe depressive episodes with increased suicidal ideation [6], further challenge post-war mental health services. Different challenges can be observed in host countries [7,8], even in those with a high level of health care services, when refugees with different language and cultural background, often living far from specialized service institutions, and with no means to afford such services would urgently require them. Untreated trauma spectrum disorders tend to become chronic and might lead to indirect and transgenerational trauma disorders [6,9,10].

In recent decades, many international organizations such as UNHCR, WHO, UNICEF and Interagency standing committees have spearheaded and promoted the use of MHPSS (mental health and psychosocial services) models [11-13]. They address this low-resource situations, characterized by the presence of often only less than 5 fully trained mental health experts such as Psychiatrists and Psychotherapists, that are in turn also available to only a limited group of patients in each country. The MHPSS model includes therefore also the building of community based and less expert-oriented services provided by helpers with different professional backgrounds or expertise, but no or very limited training in Psychology, Psychiatry, or Psychotherapy.

Psychoeducation in regard to mental health and trauma related reactions or disorders has frequently become an important component in such programs [14-18] as it appears to require no extensive training of trainers or professional experience of service providers. It is used either as the main or only intervention or as additional offer (adjunct therapy) in addition to more complex validated approaches such as Eye-movement Desensitization (EMDR) [19,20] or trauma-focused forms of traditional Psychotherapy.

Still, in recent years few studies have evaluated this type of intervention, that could be seen as a good and efficient approach to alleviate the suffering of larger population groups suffering from the impact of large-scale violence and also other catastrophic events.

A special challenge will be neglected groups at a time when the collective trauma, in our example, the war in former Yugoslavia, has been nearly forgotten in the public discourse, while the psychological impact and resulting symptoms in survivors will last [21-23], even when some treatment has been provided before. Many survivors have been displaced to European host countries, with a different cultural environment, after being exposed to a genocidal environment in their homes. A number of studies have documented psychological sequels, including Posttraumatic Stress Disorder (PTBS) and depressive symptoms shortly after the war [24-26], but limited research has been done on the long term sequels and their treatment still persisting today.

In our study, that is part of a science teaching project, we therefore aim to evaluate the impact of psychoeducation, provided by trained experts, in a naturalistic setting with survivors of a genocidal war (“Ethnic cleansing”), still suffering from by then, at this later stage, chronic symptoms, years after escaping their traumatic environment, while living in relative safety.

Due to the large data pool elicited in the different measurement points, we focus on data on the most relevant general mental health indicators, BDI and GHQ scores, while further data will be published separately.

Method

We used networks of the ethnic Bosnian survivors in the two probably most important host countries, Austria and Germany, to recruit participants in a convenience sample of survivors still seeking treatment for persisting symptoms, even after earlier treatment, who had received medication or Psychotherapy earlier without satisfactory subjective improvement. All participants were offered Cognitive Behavior Therapy (CBT) based psychoeducation by Psychotherapists from their own ethnic group, language and culture. The intervention was based on the German language standard manual for CBT-based psychoeducation (as published by Liedl, Schäfer und Knaevelsrud (2013) [27]). A second group, with random assignment, who received only general supportive conversations on a regular basis, in equal frequency and length as the intervention group, was used as control group.

Aims

We conducted the research to evaluate the zero-hypothesis, that no benefit would be obtained by CBT based psychoeducation in the defined group, and further, if there was a gender difference in this regard. A secondary aim was to evaluate present psychological status, quality of life, and possible long term sequels present even in a safe and supportive environment, with earlier access to medical or psychotherapeutic treatment. A further question was, if the environment, -which means living in Austria or in Germany with different health care systems, – would be reflected in different baseline values or intervention outcomes.

We evaluated both specific, PTBS related, and unspecific symptoms such as depression, using standard instruments, as listed below, at baseline T1, and at conclusion of the intervention (T2). In this publication we focus on the general health and depression scores of this study as the most relevant indicators.

Inclusion criteria were that participants had to be survivors of the ethnic cleansing in Bosnia-Herzegowina, in an age range between 40-70 years, who had no history of earlier psychotic episodes or of other Psychiatric or medical disorders potentially interfering with memory or participation in the study. Informed consent was taken by all participants, and an ethics votum by the University supervising the research was obtained (06.07.2022, Sigmund Freud University ECBV77MDBAU66L89496). Further we selected only participants suffering from PTSD symptoms, based on standard cut-off scores in standard questionnaires (HTQ) [28,29], or depression (BDI) (Table 1).

Table 1: Values for depression, PTSD symptoms, number of events and quality of life, elicited to assess inclusion criteria in psychopathology scores, number of events.

Germany (n=32)

Austria (n=32)
M SD M

SD

BDI

14.78

10.95 17.62 9.19

GHQ28

35.22 10.08 36.12

8.87

HTQ

52.84

31.30 60.22 26.85

WHOQOL

71.41 15.38 66.72

14.30

Sample

The sample included a nearly equal number of female and male participants with an average age of 52,61 Jahren (SD=6,63), and an age range between 40 and 70 years. The majority (85%) had a primary or second level education.

Instruments

The Beck-Depressions-Inventar (BDI) is the probably most common specific instrument to evaluate depression, validated successfully in many languages [30-32].

The General Health Questionnaire (GHQ-28) is the most frequently used general screening questionnaire for a broader range of symptoms, and also to identify those in need of mental health related treatment (Table 2) [33-35].

All questionnaires were applied in earlier validated mother-language (Bosnian or Croatian) versions.

The HTQ yielded an average of 15 reported potentially traumatic events in Austria, and 11 in Germany, which might indicate that at least in our sample, Austrian participants had been more severely exposed during the war.

Table 2: Baseline reassessment, using t-test for independent variables. No significant differences between groups.

Experimental gruppe

Kontroll gruppe   95% KI
M SD M SD t p  

 

BDI

18.38

11.37 14.03 8.35 1.742 .087 -0.640 9.328

GHQ28

37.16 9.35 34.19 9.42 1.265 .211 -1.722

7.660

HTQ

62.00

30.75 51.06 26.86 1.515 .135 -3.492 25.367

WHOQOL

67.53 15.94 70.59 13.91 -0.819 .416 -10.538

4.413

Results

Again preliminary statistical analysis gave at a first impression that of a highly significant improvement only in the intervention group (at t(31)=3.636 and p<.001), while further analysis yielded no significant difference between both groups, (at t(62)=0.104 und p=.917). At F(2)=0.957 and p=3.87 no significant interaction between measurement points, experimental and control group membership.

At F(2)=0.355 and p=.703, no significant gender difference between intervention and control group was observed at T2 (outcome) in GHQ scores (Tables 3 and 4).

Table 3: Descriptive statistics of the intervention on BDI depression scores in intervention as compared to the control group.

M

SD

Intervention Group

T BDI 1

18.38

 

11.37

T BDI 2

13.94

11.52

Control Group

T BDI 1

14.03

 

8.349

T BDI 2

13.91

7.880

Results were analysed using correction Greenhouse-Geisser after primary statistical analysis, and yielded η2=.071, at F(2)=4.761 and p=.013, indicating a moderate intervention effect of CBT psychoeducation as compared with the control group.

Table 4: Descriptive statistics of the intervention on GHQ summary scores in intervention as compared to the control group.

M

SD

 Intervention group

T 1 GHQ28

 

37.16

 

9.35

T 2 GHQ28

33.00

9.97

 Control group

T1 GHQ28

 

34.19

 

9.42

T2 GHQ28

32.75

9.17

Discussion and Limitations

While our results indicate a possible positive effect of a structured low level (CBT psychoeducation) intervention in participants suffering from depression after exposure to war related events on symptoms of depression, general mental health indicators as measured by the General Health Questionnaire overall score, did not improve in the intervention group as compared to an attention only (conversation) control group. No significant difference was found regarding this observation between female and male participants.

In addition, our results confirm that long term symptoms might be not improved by the protection given by a safe environment and access to health care. The high level exposure and symptom levels of at least some groups of refugees living in Germany and Austria still would require specialist treatment. This cannot be replaced by low-level interventions, as offered in the psychoeducation model, and probably similar low-level interventions in the MHPSS model, even if they are culture and language sensitive and provided by trained helpers from their own ethnic and language group.

It can on the other hand not be excluded that displacement in a foreign culture and language environment, despite large communities from the country of origin being available in both host countries, might contribute to this problem. This is a limitation of our study, in addition to the convenience sample approach dictated by the naturalistic setting of treatment seeking general population members, and the selection of a common group present as refugees in many countries. Further, participants had received different types of earlier treatment, and do not constitute a strictly homogenous group, which still can be seen as a typical situation in most countries, as highly specific treatment centers for war victims are not always available to most survivors, even in high-economy host countries.

Conclusions

Besides the obvious conclusion that further research in the long-term effect and treatment needs of war survivors with larger samples is urgently needed to identify both mental health needs and effective but affordable, low-barriers interventions, further conclusions can be drawn. Our data, while being based on a pilot study with limited resources, indicate that low-level but standardized interventions such as psychoeducation might only have a limited positive impact on specific, like on depression related symptoms, if at all. This could be provided by trained general health care professionals, such as nurses that provide a large part of the services in many countries, have a high rate of acceptance, and lower barriers to their patients then the few psychotherapists or psychiatrists living in faraway capitals. Results also indicate that specialized professional services to address long term sequels are still required and should not be neglected, also due to the suffering and considerations as a secondary and maybe even transgenerational effect of severe violence-related trauma.

We are grateful to Prof. Dr. Omar Gelo, Vienna for his statistical supervision.

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Group Therapy, Spaces of Sharing and Psychodrama for Patients with SMI: A Review of the Literature

DOI: 10.31038/PSYJ.2023573

Abstract

The development or diagnosis of a mental illness is often a traumatic event. People who undergo a mental crisis and/or are diagnosed with a serious, chronic mental illness often experience a sharp disconnection from their previous life and self-image. A person living with mental illness may adopt the identity of a “sick” person and experience self-stigmatization, diminished enjoyment of life, and loss of hope in realizing their plans for the future. This review of literature attempts to contribute to our understanding of the unique qualities of group therapy and of the therapeutic method of psychodrama in particular, and its ability to act as a receptacle for empathic sharing among participants and to increase the coping competence of patients with severe mental illness (SMI).

Keywords

Group therapy, Mental illness, Psychodrama, Sharing, Support

Introduction

Many studies deal with the experience of coping with severe mental illness (SMI). Mental illness may cause changes in an individual’s personality, behavior, thoughts and feelings, both during the disease’s active phases and in its aftermath. This can result in a feeling of alienation from one’s own recognizable self [1,2]. Patricia Deegan, one of the forerunners of the recovery movement, describe how a diagnosis of mental illness “paints” a person’s entire perception and subjective experience. She and others describe the self-stigmatization, social isolation, the feeling of failure, the detachment and alienation, that take over a patient [3-7].The experience of coping with mental illness is often accompanied by a loss of internal and interpersonal dialogue, and a personal experience of one-dimensionality and emptiness. Patients suffering from these conditions can benefit from therapeutic methods that provide opportunities for group sharing and rich dialogue, offering partners to mirror one another, and providing visibility and a voice to convey the patient’s inner narrative [8,9]. This review attempts to illuminate the unique qualities of group therapy and psychodrama, and the potential of the therapeutic circle of sharing within it to create a supportive space enabling self-expression and enpathy, and to increase the ability of patients with SMI to cope with the sense of isolation and distress they experience.

The Therapeuric Group and the Psychodramatic Sharing for Patients with SMI[1]

Numerous studies have revealed the immense benefit of group therapy in people coping with shared distress, especially patients with SMI [10-13]. Unlike traditional therapy in which the structural power imbalance between the therapist and the patient could potentially perpetuate feelings of powerlessness, group therapy provides the participants with an experience of equality of status with the other participants and even with the therapist [14,15], and a sense of acceptance and belonging [16]. Dreikurs emphasized the above-mentioned dimension of equality that exists in group therapy, in which individuals are valued for who they are in the group and for their self-disclosure and honesty, and not for what they have achieved in their lives (14). Others have found that individuals who felt understood and protected in group therapy reported greater improvement in overall well-being [17].

A number of studies that have examined the effect of psychodrama as a therapeutic method, have noted its efficacy in reducing depression [18,19], anxiety and stress [20,21], and treating trauma and PTSD [22,23]. The unique nature of psychodramatic group therapy is beneficial in ways that traditional psychotherapy is often inadequate. The psychodrama group acts as an accommodating space for coping with experience of distress of the participants by creating a space for self-expression and a human encounter, mutual support, and sharing [24,25]. Roine and others describe the ability of psychodrama to evoke spontaneity and uncover creativity in challenging patients [26,27]. The psychodramatic stage allows patients to approach their feelings and thoughts in situations where the verbal dialogue of analytic psychotherapy is limited [9].

J. L. Moreno, the founder of psychodrama, was the first to highlight the potential of psychodrama as a tool even for people coping with SMI. Contrasting his approach to Freud’s, Moreno claimed that the focus of the psychodynamic therapy process, that which also allows it to be of value in working with difficult mental illnesses and psychotic cases, does not take place in the transference between the client and the therapist, but rather in the encounter that takes place between people and between roles. Using the “tele”, the emotion that arises in interpersonal encounters and in the interaction between different roles, psychodrama aspires to induce the recovery process even in those people with mental illness that Freudian psychoanalysis avoided addressing [28]. This therapeutic dimension of interaction and interpersonal encounter is expressed via various components of the psychodrama work, among them the auxiliary ego, the double, role reversal, encounter, and sharing [24].

Sharing is a fundamental concept in the therapeutic sphere and culture. John [29] dubbed the contemporary era “the age of sharing” and connected the prominence of the therapeutic ethos of sharing emotions to, among others, the digital culture and sharing on the internet, especially on social networks. This, in a manner that corresponds to the Lacanian notion of extimacy (extimité) as a human condition in which the center of the subject is both external and internal to itself simultaneously. John and others argue that the subject only gets in touch with their selfhood by making it public and sharing it with others [24,29,30]. John dates sharing’s initial formulation as a therapeutic concept—as it relates to the context of sharing emotions in a group—to the Oxford Group founded in 1922, out of which emerged Alcoholics Anonymous (AA) about a decade later. This notwithstanding, we should note that during that period the notion of sharing was already quite clearly a component of Moreno’s approach to psychodramatic group work.

The psychodramatic sharing, also known as the sharing phase, is the phase in which the group members share their experiences and issues from their lives that relate to the work of the protagonist [25,31]. Moreno describes sharing as the phase in which the focus moves from the stage to the audience, the phase in which “the strangers” in the group reveal their emotions and cease to be strangers. They repay the protagonist with love and gift both the protagonist and themselves the experience of group catharsis [32]. By sharing personal experiences relevant to the protagonist’s work, the group members ensure that the protagonist does not feel lonely or embarrassed at the end of their work, rather they feel like one of the many people who experience similar challenges. The sharing helps the protagonist break free from their role and expedites their return to reality and to the group as one of its members. The protagonist, who was detached from the group during the psychodramatic work, undergoes an accelerated reintegration back into the group structure via the sharing [33]. Sharing is an important phase for the group members as well. It grants them the opportunity to speak their own minds as if each and every one of them is the protagonist for a moment.

The psychodramatic sharing is rarely dealt with in the research literature, and there is little evidence-based study that sheds light on the influence of this therapeutic component. A recent qualitative action research study following an open inpatients psychodrama group in a psychiatric hospital demonstrates the role of group sharing in enabling self-expression, and mutual support, which offers a relief of the distress of psychiatric inpatients coping with SMI [24]. In another study that measured the ongoing influence of the psychodramatic therapeutic process on the participants [34], the HAT (Helpful Aspects of Therapy) test was used to help the participants report on the events that occurred in the therapeutic framework as events that either helped or hindered the therapeutic process. The results of the HAT test revealed that out of ten therapeutic categories—which included the main psychodramatic tools and the performance of psychodramatic vignettes on the stage—the two therapeutic components that comprised the largest number of events reported as helpful to the process were “the sharing of other group members” (24% of the therapeutic events reported as helpful) and “the participant’s own sharing in the group” (18.5% of the therapeutic events reported as helpful). Combined, these two categories that are related to sharing comprise 42.5% of the events reported as helpful to the treatment.

Conclusion

The aim of this article was to provide a theoretical framework for understanding the unique qualities of psychodrama group therapy and the potential of the therapeutic circle of group sharing within it to create an accommodating space of self-expression and mutual support, which offers relief for the experiences of isolation and distress of patients with SMI. The findings described above attest to the beneficial influence that group sharing should have in the framework of psychodrama therapy; however, these are isolated findings, and there is clearly room for further research addressing the contribution of the psychodramatic sharing to the therapeutic process of patients with mental illness.

[1] For a more complete and detailed overview of the sharing concept, including empirical data, see Ron, 2022.

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Review on the Conventional and Herbal Alternatives in the Treatment of Haemorrhoids

DOI: 10.31038/JPPR.2023611

Abstract

Haemorrhoids commonly known as piles are among the common anus disorders. It causes the swollen and inflammation of the vein tissues in the anal area. It may be internal haemorrhoids which are characterized with defecation covered with red blood or a painless bleeding during bowel movement. It may also be external haemorrhoids which are characterized by a painful swelling or a hard lump around the anus a condition known as thromboses. It is caused by an increased pressure in the lower rectum due to straining during bowel movement, prolong sitting on toilet, constipation, pregnancy, obesity, low fibre diets, heavy lifting, anal intercourse among others. Effective options are available in the treatment of haemorrhoids, although prescription of conventional drugs may reduce the pain and swelling but they cannot address the cause. Herbs and other botanical medicine can help strengthen and tone the blood vessels, decrease inflammation and stop bleeding. The paper aimed to review both the conventional forms as well as the herbal alternative in the treatment of haemorrhoids.

Keywords

Haemorrhoids, Constipation, Thrombosis, Inflammation, Bleeding, Herbs

Introduction

Haemorrhoids are swollen and inflamed vein in the anal area which is extremely common. It is commonly known as piles and affects most people over the age of 50 and sometimes young people can get them as well. Haemorrhoid is the most common disorder affecting the rectum (last part of the large intestine) and the anus (the opening of the rectum). Haemorrhoids occur as result of a prolong local pressure such as that caused by a pregnancy or a job requiring long hours of sitting which result into swollen and irritation of haemorrhoidal vein [1]. Haemorrhoids may cause irritation and pain especially during defecation. The condition is aggravated by constipation and straining during defecation. In some cases, hemorrhoids may bleed and occasionally clots form in the swollen vein, leading to a severe pain, a condition called thrombosed haemorrhoids [2]. Sometimes haemorrhoids may be associated with painful cracks in the anus (a condition called anal fissure) and itching around the anus, a condition known as pruritus ani [3,4]. Haemorrhoids may be divided into two types; external haemorrhoids and internal haemorrhoids based on their location and symptoms. The external haemorrhoids originate below the dentate line and covered by anoderm. They are characterized by painful swelling and hard lump around the anus that result with the formation of blood clot [5]. On the other hand internal haemorrhoids originate above the dentate line and covered by the anal mucosa. They are characterized by red blood covering feces (a condition called haematochezia), protruding of the anus with pain and itching [5,6]. Figure 1 below showed the pictures of both internal and external haemorrhoids.

People who suffer from haemorrhoids are advised to include in their diet the fibre rich foods such as fresh fruits, vegetables, whole grains product and equally to take plenty of fluids. A mild bulk formatting or softening laxative may also be recommended.

FIG 1

Figure 1: Internal and External Haemorrhoids [7]

Sign and Symptoms

Typical sign and symptoms of haemorrhoids include; anal pain, burning or itching, bright red blood seen on toilet paper, in the toilet bowl or on the surface of the stool after defecation. Round swellings or protrusions in the anal area may also be present.

Causes of Haemorrhoids

Haemorrhoids are caused by genetic weakness of the veins in the rectal area, ageing, setting or standing for a long period of time, anything that causes increased pressure in the veins such as pregnancy, heavy lifting, frequent straining during elimination, obesity, abdominal obesity, anal intercourse among others [1,4]. Some times food and life style such as low fibre diets with resulting constipation, spicy foods, alcohol intake was reported to be linked with the development of haemorrhoids and the aggravation of the acute haemorrhoids symptoms [7,8]. Intolerable pain, severe bleeding or swelling severe enough to prevent normal defecation necessitate the reason why to seek medical attention.

Diagnosis

Haemorrhoids are diagnose through precise history and thorough physical examination through digital rectal examination or anoscopy [9]. Unless bright red blood is clearly seen from haemorrhoids, any patient with rectal bleeding should undergo flexible sigmodoscopy or colonoscopy especially those at the risk of colorectal cancer [10]. The internal haemorrhoids are diagnosed based on appearance and the degree of prolapsed as follows;

Grade I

Haemorrhoids congested/bleeding without prolapsing (that is non-prolapsing haemorrhoids).

Grade II

Haemorrhoids prolapsing during defecation but reduce spontaneously afterward (that is prolapsing haemorrhoids on straining).

Grade III

Haemorrhoids prolapsing during defecation only manually reducible (that is prolapsing haemorrhoids requiring manual reduction), and

Grade IV

Haemorrhoids prolapsed, irreducible (that is non-reducible prolapsing haemorrhoids which include acutely thrombosed, incarcerated haemorrhoids (Clinical Practice Committee, 2004) [11].

Complicated haemorrhoids are often diagnosed as acutely thrombosed external haemorrhoids as well as the strangulated internal haemorrhoids (Figure 2) [10].

FIG 2

Figure 2: (A) Strangulated internal haemorrhoids and (B) Acute thrombosed external haemorrhoids

Treatment

Although prescription of cortisone and anaesthetic product may reduce the pain and swelling of haemorrhoids but they cannot address the causes. Preparations for the relieve haemorrhoids and anal discomfort fall into two main groups; the first group includes the creams and suppositories that act locally to relieve inflammation and irritation. The second group includes the ones that relieve constipation which contribute to the formation of and the discomfort from haemorrhoids and the anal fissure (White and Fooster, 2000). Preparations from the first group often contain a soothing agent with antiseptic, astringent, or vasoconstrictor properties. Ingredients of this group include zinc oxides, bismuth, hamamelis (witch hazel), Peru balsam and ephedrine. Others include a mild anaesthetic such as lignocaine. In some cases ointment containing corticosteroids are recommended [12]. Anti-inflammatory: Cortisone, anaesthetic such as benzocaine (lanacane cream) and lignocaine (Anodesyn, germoloids, boots haemorrhoids ointment) reduces pain and swelling. Ointment and creams such as anacal and anusol cream also reduces pain and swelling (BMA, 2004) [13]. Taking bath with warm water containing soothing herbs inform of essential oil provide a relief to haemorrhoids. Good candidate here includes calendula, comprey, camomile, lavenda and St John’s wort (White and Fooster, 2000). Severe and persistently painful haemorrhoids that continue to be troublesome in spite of all measures may need to be remove surgically (White and Fooster, 2000).

Prevention

Dietary and lifestyle modifications were among the most preventive measures for haemorrhoids [14]. Food rich in fibre and in proanthocyanins and anthocyanidin (two compounds that improve the health of blood vessels) can help to prevent haemorrhoids and can also help in healing the current ones. Also taking multivitamins nutrients improve blood vessels healings and hence help in reducing the risk of haemorrhoids. Similarly, oral fluids, regular exercise, refraining from straining and reading on the toilet, avoiding drugs causing constipation or diarrhea reduce the risk of haemorrhoids [15]. However, dairy foods, meat, fatty foods tend to be constipating, so it is a good idea to minimize or cut back the use of these products.

Contraindication

Most people experience no adverse effect, however sometimes preparations containing local anaesthetic may cause irritation or even a rash in the anal area. The main risk is that self-treatment of haemorrhoids may delay diagnosis of bowel cancer (White and Fooster, 2000). Anti-inflammatory drugs cause allergic reactions, rashes, thinning of the skin and mucous membrane.

Conventional Drugs Used in the Treatment of Haemorrhoids

Several modern drugs and traditional medicine in variety of formats such as pill, suppository, cream and wipes were available. Generally most of the drugs contains phebotonic agent which helps to increase vascular tone, reduce venous capacity, decrease capillary permeability, facilitate lymphatic drainage and has anti-inflammatory effects [16]. They can be categorized into the following:

Soothing and Astringent Agents

This group helps to sooth and makes the skin less oily and stops the wound from bleeding. These include the following:

Aluminium acetate, Bismuth, Peru balsam, Zinc oxides, etc.

Vasoconstrictors

This group helps for veins constriction and strengthens the blood vessels. Example is ephedrine.

Topical Corticosteroids

Examples are hydrocortisone, budesonide, prednisolone.

Local Anaesthetics

These are pain killers, it affect a small part of the body. Examples are Laxatives: bisacodyl, co-danthramer, co-danthrusate, docusate, glycerol, senna, sodium picosulfate, etc.

Herbal Remedies

Herbs and other botanical medicines can help strengthen and tone blood vessels, decrease inflammation and stop bleeding. Herbs applied directly to haemorrhoids can ease symptoms, stop bleeding and speed healing [17]. They can also help reduce the constipation that often accompanies haemorrhoids. Therefore it is recommended to use creams, salves or suppositories that contain combinations of soothing, anti-inflammatory and astringent herbs such as calendula, comfrey, chamomile, lavender, St John’s wart and plantain. Distilled witch hazel is also an excellent astringent that shrinks swollen haemorrhoids and control bleeding. Cypress essential oil may help shrink swollen veins and reduce bleeding. Blend combine soothing herbs that foster wound healing with cooling astringent witch hazel. The following formulation was found to be effective in the treatment of haemorrhoids (White and Fooster, 2000). Dosage: Four (4) table spoons of distilled witch hazel, half (1/2) table spoon of comfrey tincture, half (1/2) table spoon of horse chestnut tincture, 50 drops of lavender essential oil and 50 drops of cypress essential oil. Combine all the ingredient and store in an airtight amber bottle away from heat and light and to be use twice a day using cotton-wool ball deep into the bottle and applied direct on to the haemorrhoids. It can be inserted into the anal opening if internal haemorrhoids are present [18].

Horse Chestnut (Aesculus hippocastanum)

Traditionally it is used for strengthening and toning of veins. It is an anti-inflammatory and therefore decreases swelling. It is also an astringent and tends to reduce bleeding. The herb can be used for treating both the external and internal haemorrhoids.

Dosage

One cup of tea three times a day. The tea is prepared by adding one teaspoon of the dried seeds in 250 ml of hot water. Externally, it is used by soaking a clean flannel in the tea, ring out and then apply to the swollen tissues as often as needed.

Ginkgo (Ginkgo biloba)

Traditionally Ginkgo leaf extracts help in strengthening the blood vessels. It is also an anti-inflammatory as it relieves pain and itching.

Dosage

A quarter to one teaspoon of its tincture two to three times per day or 40 – 60 mg of capsules two to three times per day.

Butcher’s Broom (Ruscus aculeatus)

Traditionally used as anti-inflammatory and it strengthens the blood vessels.

Dosage

One cup of tea three times per day prepared from one to two teaspoon of the dried leaf in 250 ml hot water or half to one teaspoon of the tincture two to three times per day in an empty stomach.

Witch Hazel (Hamamelis virginiana)

This is a strong astringent herb. It stops bleeding and shrinks swollen tissues.

Dosage

The extract product is applied to the swollen tissue three times per day. Caution; never use the product internally.

Dandelion (Taraxacum officinale) and Yellow Dock (Rumex crispus)

These two plants share some common characteristics. Both are considered as weeds, the young green leaves of both can be eating and the roots of both plants are mild, gentle laxatives. The roots are used for treating constipation that comes with haemorrhoids.

Dosage

One to three cups per day prepared from two teaspoon of the dried chopped root in 250 ml hot water or half to three teaspoon of its tincture per day.

Mint (Mentha piperita)

It is also called peppermint, is a herb with downy leaves with purple white flowers. Its seeds contain pungent oil used as flavouring agent. It is used to relief pain and reduced itching of haemorrhoids.

White Dammar (Vateria indica):

It is used traditionally to heal haemorrhoids. It exerts anti-inflammatory action and hastens healing [19-21].

Conclusion

Many people get relief with home treatment but the main reason to seek medical attention are intolerable pain, severe bleeding or swelling severe enough to prevent normal defecation. There are several available home treatments (both conventional and herbal) which can be an alternative to the present day surgical methods. Conventional drugs were accompanied with many side effects while herbal alternatives are characterized with less contraindication, low cost and commonly available as such herbal alternatives are categorized as the best home treatment solutions for haemorrhoids.

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Aichi Synchrotron Radiation Center for Industrial Use

DOI: 10.31038/NAMS.2023643

Abstract

Aichi Synchrotron Radiation Center was designed for industrial use in main following discussion among academia, industry and local government in the Aichi area. In addition to the hardware, attention was given to quick and user-friendly use. The unique process for users will be described and the performance for 10 years will be reviewed.

Keywords

Synchrotron radiation, Industrial use, Beamlines, XAFS, Advanced materials

Introduction

The Aichi Synchrotron Radiation Center (AichiSR) started its open use with 6 beamlines on March 26, 2013 and has grown steadily during 10 years to 12 beamlines with over 10,000 hours of used beamtime in the 2022 fiscal year. The facility is owned by Aichi Science & Technology Foundation, which cooperates with industry, academia, and the Aichi Prefectural Government. The AichiSR is responsible for maintenance, operation of the facility, and user services. The AichiSR is the 8th SR facility constructed for public use in Japan as of 2023. Since three general-purpose facilities already exist (Photon Factory, UVSOR, and SPring-8), other facilities can be designed for specific purposes. When we first started discussing on SR facility in the Aichi area in 1991, the Photon Factory and UVSOR were already operating, and construction of the SPring-8 had begun. Therefore, our aim was to construct a compact and easily accessible facility. Based on open seminars carried out in 2000 and 2001, we learned that there were a large number of active SR users in industry and universities in the Aichi area, and some of them expressed a desire to have an SR facility in this area. Considering the needs of industrial and academic researchers, working mainly in the fields of applied physics and chemistry, in 2003 we, Nagoya University SR group, proposed a plan called “Photo-Science Nano-factory”. In this proposal, a center would be constructed with the synchrotron radiation facility as a core facility and providing other high-level measurement and analysis methods such as transmission electron microscopy, scanning electron microscopy, secondary ion mass spectroscopy, nuclear magnetic resonance and so on [1]. The technicians, scientists, and researchers working at the facility would fully support the needs of users. Research laboratories, incubation laboratories, and conference and meeting rooms would also be constructed. This plan attracted the attention of both industry and the Aichi Prefectural Government.

Based on opinions expressed by both industry and academia, the design of the light source was based on a 1.2-GeV storage ring with a booster ring for top-up operation, and 4 superconducting bending magnets (Superbends) for hard X-rays, 8 normal conducting bending magnets (Normal-bends) for soft X-rays, and one undulator for VUV. The working group was made up of members of Nagoya University, members of the Aichi Prefectural Government, and power users from industry and brushed up the design. A plan for implementation of the Nano-factory was completed, and the final report of the “Knowledge Hub Aichi” project based on the Nano-factory was submitted to Aichi Prefecture. In 2009, Aichi Prefecture approved construction, which then started in 2010. In the summer of 2011 the accelerators were installed, and commissioning began in 2012. The first light was observed in the summer of 2012, and the opening ceremony took place on March 22, 2013. The construction costs, 7.2Billion Yen, for the facility were covered by Aichi Prefecture (50%), donations from industry in Japan (20%) and the Japanese National Government (30%). Therefore, from the beginning, the AichiSR facility was a common local and national asset, and is basically open to any researcher without restrictions based on region or country.

Facility Overview

Accelerators

The accelerators consist of a 50MeV LINAC, a 50MeV-1.2GeV booster ring and a 1.2GeV storage ring [2]. The storage energy of 1.2 GeV was chosen based on the desire to construct a compact ring (72m circumference) that could supply hard X-rays (up to about 26 keV) into more than 8 beamlines from 4 Superbends with a magnetic field of 5T [2,3]. The Superbends are cooled by one cryopump for one Superbend without using any liquid He or N2 (there are no coolant vessels), overhauling once a year.

The combination of compactness and the ability to produce both hard and soft X-rays was a basic requirement during the design phase. The booster ring has two purposes. Firstly, it removes the need to ramp up the magnetic field in the bending magnets of the storage ring, thus avoiding any possible nonlinear dependence of the magnetic field in the Superbends on the driving current. Secondly, it allows the storage ring to be run in a top-up mode. Light with the same quality and the same brilliance is required for experimental repeatability and for checking the reproducibility of products that are a strong requirement from industry users. The top-up operation has been conducted from the beginning of the open use. Brilliance curves are shown in Figure 1.

4-hours beamtime is allocated to one shift and two shifts a day are scheduled as (I) 10:00-14:00, and (II) 14:30-18:30, from Tuesday through Friday for users, while the facility is dedicated to machine study on Monday. For most of the experiments 4-hour is long enough since the beamlines and end-stations are set up before users come according to discussion with beamline staff as mentioned in use flow.

FIG 1

Figure 1: Brilliance curves of the light from Superbend (red), Normal-bend (blue), and undulator (brown) at AichiSR. Those of some other facilities in Japan are also plotted.

Beamlines

In Table 1, the six beamlines constructed at the first stage are: 1) hard X-ray absorption fine structure (XAFS) and fluorescence X-ray analysis (BL5S1: 5~22 keV), 2) tender X-ray XAFS and photoelectron spectroscopy (BL6N1: 1.75~6 keV), 3) ultra-soft X-ray XAFS, vacuum ultraviolet (VUV) and photoelectron spectroscopy (BL7U: 30~1000 keV), 4) powder X-ray diffraction (BL5S2: 5~20 keV), 5) X-ray reflection, thin film and surface diffraction (BL8S1: 9.1, 14.37, 22.7 keV), and 6) wide/small-angle X-ray scattering (BL8S3: 8.2 and 13.5 keV) [4]. These 6 beamlines were selected out of 9 beamlines proposed (other 3 beamlines were protein structure analysis, micro/nano processing, and infrared imaging beamlines) and user demands were investigated using questionnaires from active and potential users and direct hearing from power uses in industry to focus to 6 beamlines.

Table 1: Beamlines open for users at present (Beamlines in italic are the first 6 beamlines)

Spectroscopy Beamlines (from 30 eV to 26 keV)

Diffraction, Scattering, Imaging Beamlines

BL7U(VUV, Soft X-ray XAFS, PES)

Energy Range:  30~1000 eV

BL1N2(Soft X-ray XAFS, PES)

Energy Range: 0.15~2.0 keV

BL6N1(Tender X-ray XAFS, PES)

Energy Range: 1.75~6.0 keV

BL5S1(Hard X-ray XAFS)

Energy Range:  5~22 keV

BL11S2(Hard X-ray XAFS)

Energy Range: 5~26 keV

BL2S1(Protein (Nagoya University))

Energy: 11.0, 17.2 keV

BL5S2(Powder X-ray Diffraction)

Energy Range: 5~20 keV

BL8S1(Thin Film Diffraction)

Energy: 9.1, 14.37, 22.7 keV

BL8S3(Wide/Small Angle X-ray Scattering)

Energy: 8.2, 13.5 keV, Camera Length: 0.2~6.4 m

BL8S2(X-ray Topography, X-ray CT)

Energy Range: 7~24 keV

Fortunately, protein structure analysis beamline (BL2S1) was constructed by Nagoya University using a supplementary budget from the Japanese Government, nano processing and imaging beamline (BL8S2) by an Aichi Prefecture Research Project.

Demand for the hard X-ray XAFS beamline was high and 2 beamlines maybe necessary from the beginning. It turned out to be true and BL5S1 reached to 100% of available beamtime. Then, BL11S2 was constructed by Aichi Prefecture Government.

BL2S1 and BL11S3 in Table 2 were constructed by a private company in Aichi. The number of beamlines became twice of the first 6 beamline within 10 years.

Table 2: Beamlines owned by a private company

BL2S3 (Hard X-ray XAFS and X-ray diffraction)

BL11S3 (X-ray CT)

In Figure 2, yearly change of the beamtime, with fraction of user category (Big, Medium/small-companies, Industry-Academia collaboration, Universities, and Public Research Institutes), beamlines, and beamtime used for measurement acting service (red line). Influence of COVID-19 is clear in 2020 and 2021, that is the saturation of used beamtime (not dipped) and steep increase of the beamtime used for measurement active service. We carefully controlled the infection path (without shut-down of facility) and there was no infection at AichiSR.

FIG 2

Figure 2: Yearly change of beamlines and beamtime used

Measurement Acting Service

Measurement acting service is common for most of the facilities. In AichiSR, especially for soft X-ray or VUV absorption experiments, a transfer vessel was developed before COVID-19 to keep samples under a high vacuum or in a high purity inert gas while transferring them to high-vacuum/high-purity chambers at AichiSR. User can send the vessel to or carry in AichiSR. The vessel was designed to be used by other member facilities of the project “Photon-Beam Platform” for different experiments at different beamlines in Japan [5].

Beamtime Assignment Process

The key factors that were considered with regard to industrial use are: 1) ease of use (low threshold for entry), 2) measurements under in-situ and in-operand conditions, 3) repeated experiments on the same topic, 4) short time from application to execution, and 5) nondisclosure of results. To realize 4), applications are accepted every two months. All users pay for beamtime, but the charge is much lower for academic use under the condition that results are disclosed. It turned out those factors (from 1~4) are quite convenient for academic users too.

To realize those key factors the use-flow as shown in Figure 3 is taken at our facility. (1) Consultation: contact to our consultation office to discuss details of your experimental plan and with coordinator and if necessary with beamline staff. (2) applications are accepted every two months. (3) Decisions on usage follow a first-come-first-served basis. The review process for proposals focuses on safety and technical possibility rather than evaluation. Allocation of beamtime is informed within two weeks. When there is a vacancy of the beamtime, it is announced and allocation is made within one week at the shortest. (4) Necessary to complete several forms for use, such as radiation worker registration application form, radiation worker approval certificate, written pledge, and so on. (5) At the reception desk you can obtain an entry card and a personal radiation measurement badge. (6) Prepared samples are mounted on the sample stage. Beamline instruments are usually adjusted and checked by our beamline staff members (two per one beamline and all of them are PhD holders) before your beamtime. Support on instrument operation, sample measurements, and necessary assistance are provided. Analysis support can also be provided within the beamtime, and (7) after the experiments, signing a form of completion, return of entry card, and radiation badge to the box at the reception desk are required.

For university and public institute users, experimental results have to be reported in a form within 50 days after the experiment. This disclosure of the results allows a much lower fee (half) than that of big company (fee for medium-small sized company is also a half to encourage their usage). If academic users pay the full fee, disclosure of results is exempted.

FIG 3

Figure 3: Use flow

Industrial Use

In 2022, 65% of our users were from industry (including industry-academia collaborations), 28% was purely academic and the remainder was from public research institutes, as shown in Figure 4. The research fields of these users were very diverse, as shown in Figure 5. The fraction is almost unchanged during 10 years. The beamtime increased by about twice as can be seen in Figure 1.

FIG 4

Figure 4: AichiSR users from industry, universities and public research laboratories in 2022 of 12 beamlines. The fraction is almost unchanged during 10 years. The beamtime increased by about twice as can be seen in Figure 1.

As can be seen in Figure 5, production type of industry is diverse, but 50% of users are related to R&D for automobiles. Chemicals, Research services, or Electronic devices come next. Though the fraction is smaller, users from quite a wide variety of research fields come to use AichiSR.

FIG 5

Figure 5: Fraction of production type of industry. Beamtime used by automobile and related R&D is 50% and has been top for last 10 years. Chemicals, Research service, or Electronic devices comes next changing year by year. The beamtime is of industrial use only.

The goal of industrial research is not to publish papers, but to produce profitable products. Therefore, evaluation of proposals for beamtime should not be performed based on scientific importance or impact on novel technology. Repeated experiments are also important in industry.

Beamline and beamtime assignments are carried out through negotiation between coordinators and users as described above. Use of multiple beamlines for one application is possible, and sometimes we actually suggest this to users.

Use Situation of Beamlines

Popularity of Beamlines

Figure 6 shows the fraction of usage techniques by 10 open-use beamlines at AichiSR in 2022. There are 5 beamlines that cover the energy from 30eV to 26keV without gaps as listed in Table 1. Hard X-ray XAFS (BL5S1 and BL11S2) covers 26%, soft X-ray XAFS (BL1N2 and BL6N1) covers 23% of the beamtime, thus XAFS measurement occupy 49%. 58% of the beamtime is used for absorption measurements when the VUV (BL7U) is included. It is well recognized that AichiSR is strong for the XAFS measurements. XAFS has been used to develop new materials to obtain new functions and new devices, such as exhaust catalysts, Li-ion batteries, semiconductors, nanoparticles, and many others.

Current problem is that most of the beamlines are full almost all through the year. Especially in the last quarter of each year the applied beamtime overflows from the available time of XAFS beamlines. Construction of new beamlines and modification of other less busy beamlines are being seriously discussed.

FIG 6

Figure 6: Usage faction of measurement techniques in 2022

An Example of XAFS Measurement

An example of XAFS measurement is shown in Figure 7. The native passive film structure on SUS304 surface was investigated using Hard-X-ray XAFS, (BL5S1) and photoelectron spectroscopy (XPS, BL6N1 and BL7U). The XAFS spectra clearly showed an ordered network-structure (at least<1nm) of Cr(IV) oxide. In addition, the XPS spectra indicated that the chromium oxide was transformed into a chromium oxyhydroxide such as a -O-Cr-OH- structure. Fourier-Transformed EXAFS spectra of the SUS304 substrate and the two reference samples are shown in Figure 7. The measured energy range of 5690-7084eV that is the k range of 0-16.9 Å1. The overlapped curve to the measured spectrum shows the simulated spectrum using the FEFF method.

FIG 7

Figure 7: FT-EXAFS spectra of the SUS304

Figure 8 shows a new structural model of the native passive film on the SUS304 substrate obtained by the experiments described above. The left and right figures show a Cr-terminated structure and an OH/O terminated one, respectively [6].

FIG 8

Figure 8: Structure model of the native passive film

Summary

After 10 years of discussion and planning by universities, industry, and local government in the Aichi area, the Aichi Synchrotron Radiation Center was designed for industrial and academic use. The choice of accelerators, beamlines, and service management was determined based on discussion and feedback involving industry and academia. Of the six beamlines available, the highest priority was given to XAFS beamlines that allow analysis of elements from Li to U. In addition to the hardware, attention was given to the development of operating procedures that were quick and user-friendly. The facility became available for public use in March 2013. In 2013, 55% of the experiments involved XAFS analysis (hard X-ray, soft X-ray and VUV regions). 6 beamlines increased to 12 beamlines and the used beamtime also increased twice of the first year. The beamtime allocated to industrial use increased from 2,976 hours in 2013 to 6,700 hours in 2022. The range of research fields for users of the facility was found to be very broad, and the beamtime used by automobile and related R&D is 50% and has always been top at AichiSR.

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