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Emerging Work Challenges for Working Women in the Digital Era: An Examination of Work Connectivity Behavior After-Hour

DOI: 10.31038/AWHC.2024713

Abstract

In the context of hyperconnected work environments, fueled by advancements in information and communication technologies (ICT), this research proposal underscores the significance of examining women’s work connectivity behaviors outside regular working hours. It posits that although the “hyperconnected” work pattern affects all employees, women encounter unique challenges owing to their family obligations. The proposal puts forth several research inquiries, probing the relationship between technological progress, career advancement, physical and mental well-being, work-family balance, specific industry patterns and women’s after-hours work connectivity. This investigation aspires to offer insights into workplace gender disparities, ultimately fostering equality and diversity.

Keywords

Working woman, Hyperconnected work pattern, Career advancement, Physical and psychological well-being, Work-family balance

Our recent study, titled “Navigating work-family conflict, entrepreneurial passion, and entrepreneurial exit intention during the COVID-19 pandemic in Shanghai,”offers a new viewpoint on the interplay between role conflict, work psychology, and the work effectiveness of entrepreneurs within the pandemic setting. Drawing upon the Conservation of Resources (COR) theory, our investigation explores entrepreneurs’ work-family conflict, entrepreneurial passion, entrepreneurial exit intention, and external relationship embedding within the context of the pandemic, considering both resource loss and replenishment perspectives. Our findings illuminate how these elements mutually influence each other and significantly impact entrepreneurs’ attitudes towards entrepreneurship and the overall performance of their organizations. This research not only lends new theoretical support to entrepreneurial management but also offers valuable insights and recommendations for entrepreneurial practice. In today’s fast-paced and high-pressure work environments, achieving a work-life balance, enhancing work efficiency, and boosting employee satisfaction have emerged as critical challenges for organizations. Through rigorous scientific analysis, our study provides compelling answers to address these challenges [1].

In our studied group of entrepreneurs, there exists a certain imbalance in the gender ratio between men and women. The deliberation on the effects of gender disparities on work-family conflict, emotional exhaustion, and work engagement remains marginally inadequate. In contemporary society, women’s significance in the workplace is escalating, and the obstacles and opportunities they encounter are progressively more evident. Hence, deeper exploration into the novel work stresses and obstacles confronted by working women within the modern digital work environment will facilitate a more comprehensive comprehension of workplace dynamics, ultimately fostering gender equality and female empowerment. Consequently, we propose that future investigations concentrate on women’s work conduct within the realm of digital work, particularly their work connectivity behaviors beyond regular working hours [2].

In the wake of advancing information and communication technology (ICT) and the widespread adoption of electronic communication devices in the workplace, modern organizations have transformed into “hyperconnected” environments. This shift has effectively erased traditional organizational boundaries, significantly altering employees’ conventional working patterns. As a result, employees now routinely use portable communication devices to engage in work activities or maintain continuous contact with work-related individuals anytime and anywhere, even during non-working hours (e.g., before work, lunch breaks, and after-work hours). The behavior of maintaining work connectivity after regular work hours, through the use of portable communication devices, has been termed “work connectivity behavior after-hours”. Current research underscores the impact of this “unlimited link” working pattern on various aspects of employees’ lives, including their health, cognition, behavior, and family life often leading to negative consequences. The effect of work connectivity behavior after-hours, as summarized by us based on existing research, is depicted in Figure 1 [3-10].

FIG 1

Figure 1: The effect of work connectivity behavior after-hours

However, the majority of existing research predominantly focuses on the general employee population, neglecting the specific challenges faced by women in the workplace. Women constitute a pivotal force in the progression of contemporary organizations, significantly contributing to enhancing team diversity and fostering innovation. Nonetheless, they often encounter additional pressures stemming from family responsibilities, particularly in maintaining a work-family balance. Certain studies have indicated that, in comparison to their male counterparts, female employees tend to have a weaker sense of boundary between work and personal life, and less awareness of family-work separation. Consequently, work connectivity behavior during non-working hours may exert a profounder influence on women in the workplace, an aspect that has received scant attention in research. Hence, we urge future scholars to devote more consideration to the ramifications of work connectivity behavior during non-working hours specifically for working women. Centering on this theme, we propose the following topics for deeper exploration in future research endeavors [11-14]:

  • How does technological advancement influence women’s work connectivity behavior during non-work hours? With the emergence of remote working capabilities and advancements in mobile communication technology, the work connectivity patterns of women outside their regular work hours have undergone transformation. Further research is warranted to investigate how these novel technologies are reshaping their work habits and the subsequent implications for their professional and personal lives.
  • What are the distinct effects of working women’s work connectivity behavior during non-work hours on their career advancement? This inquiry aims to ascertain whether maintaining work connectivity outside office hours differentially impacts the rate of career progression and job satisfaction for working women compared to their male counterparts.
  • How does engagement in work-related connectivity after work hours impact the physical and mental well-being of working women? Studies could delve into whether the engagement of working women in work-related tasks during non-work hours specifically affects their physical and psychological health. Potential areas of investigation include elevated stress levels, deteriorated sleep quality, and whether these effects are tied to societal expectations and gender roles.
  • How do working women manage the balance between maintaining work connectivity and their family life during off-hours? This line of inquiry centers on the strategies employed by working women to preserve harmony within their family life, specifically their spousal and parental relationships, while simultaneously maintaining necessary work connections.
  • Are there discernible differences in the after-work connectivity behaviors of women across various industries? Comparative research could explore the differences in work connectivity patterns among women in distinct industries such as finance, education, and healthcare, analyzing how industry-specific characteristics and work environments shape these behaviors.
  • Do job connectivity behaviors, characterized by different attributes (e.g., voluntary vs. involuntary), differentially impact working women? This study aims to uncover the potential benefits of workplace connectivity for female employees, particularly exploring whether voluntary engagement in work-related tasks outside work hours positively affects them.
  • What are the roles of varying organizational environments, individual personality traits, work capabilities, and organizational technology in shaping the impact of after-work connectivity on women’s overall work experience? Which elements mitigate the potentially negative effects of work connectivity, and which ones exacerbate them? The objective of this research inquiry is to investigate the moderating factors influencing the effect of work-related connectivity behaviors outside of official working hours specifically on female employees.
  • What effective strategies can female employees adopt to counteract the potential downsides of work connectivity, such as job crafting or seeking out new job resources? By examining coping strategies, we aim to assist female workers in effectively managing the negative impacts of work connectivity behaviors on their work performance, personal life, and overall health.
  • The research proposal into women’s work connectivity behavior beyond regular working hours bears significant theoretical contributions. Such behavior obscures the distinction between professional and personal life. For women in the workforce, striking a harmonious balance between family responsibilities and career aspirations remains a pivotal concern. Examining this behavior sheds light on the evolving nature of work-life balance, bolstering empirical support for associated theories. Furthermore, exploring the work connectivity patterns of employed women during their off-hours can provide organizations with valuable insights for tailored management strategies. Specifically, this analysis aids in determining effective allocation of work tasks, thereby minimizing the necessity for after-hours connectivity. It also suggests ways to furnish supportive resources that empower women in the workplace to manage their work-life boundaries more efficiently. Ultimately, given the heightened challenges and pressures encountered by working women in balancing their family and career, studying their work connectivity practices beyond regular hours aids in uncovering gender disparities in the workplace and advances research promoting gender equality and workplace diversity.

    References

    1. Wang J, Zhao Y (2024) Navigating work-family conflict, entrepreneurial passion, entrepreneurial exit intention amidst the COVID-19 pandemic in Shanghai. Journal of General Management.
    2. Gambles R, Lewis S, Rapoport R (2006) The myth of work-life balance: The challenge of our time for men, women and societies. John Wiley & Sons Ltd.
    3. Cascio WF, Montealegre R (2016) How technology is changing work and organizations. Annual Review of Organizational Psychology and Organizational Behavior 3: 349-375.
    4. Richardson K, Benbunan-Fich R (2011) Examining the antecedents of work connectivity behavior during non-work time. Information and Organization 21: 142-160.
    5. Arlinghaus A, Nachreiner F (2013) When work calls—Associations between being contacted outside of regular working hours for work-related matters and health. Chronobiology International 30(9). [crossref]
    6. Lanaj K, Johnson RE, Barnes CM (2014) Beginning the workday yet already depleted? Consequences of late-night smartphone use and sleep. Organizational Behavior and Human Decision Processes 124: 11-23.
    7. Fonner KL, Roloff ME (2012) Testing the connectivity paradox: Linking teleworkers’ communication media use to social presence, stress from interruptions, and organizational identification. Communication Monographs 79: 205-231.
    8. Richardson KM, Thompson CA (2012) High tech tethers and work-family conflict: A conservation of resources approach.
    9. Diaz I, Chiaburu DS, Zimmerman RD, Boswell WR (2012) Communication technology: Pros and cons of constant connection to work. Journal of Vocational Behavior 80: 500-508.
    10. Olson-Buchanan JB, Boswell WR (2006) Blurring boundaries: Correlates of integration and segmentation between work and nonwork. Journal of Vocational Behavior 68: 432-445.
    11. Dobbin F, Kim S, Kalev A (2011) You can’t always get what you need: Organizational determinants of diversity programs. American Sociological Review 76: 386-411.
    12. Mannix E, Neale MA (2005) What differences make a difference? The promise and reality of diverse teams in organizations. Psychological Science in the Public Interest 6: 31-55.
    13. Gaio Santos G, Cabral-Cardoso C (2008) Work-family culture in academia: A gendered view of work-family conflict and coping strategies. Gender in Management: An International Journal 23: 442-457.
    14. Shockley KM, Shen W, DeNunzio MM, Arvan ML, Knudsen EA (2017) Disentangling the relationship between gender and work-family conflict: An integration of theoretical perspectives using meta-analytic methods. Journal of Applied Psychology 102: 1601. [crossref]

Human Suicide, Management Landscape

DOI: 10.31038/PSYJ.2024633

Abstract

Suicide is still a biologically mystery process with a high rate of human mortality. External and internal stresses may drive human suicide behavior. Clinical suicide prevention and treatment are ever-growing. Bridging the gap between molecular basis and psychiatric intervene has great medical or pharmaceutical importance. Final medical success (molecular targeting and curative therapies) in the clinic will ensure high-quality pharmaceutical utility in the clinic.

Keywords

Human suicide, Neurobiology, Modern technology, Suicide prediction

Introduction

Global suicide death is huge (outnumber the death of war and homicide) [1]. Approximately 2% of human mortality is accounted among all episodes of suicide behaviors [2]. However, the incidence of suicide-induced death (SID) is not average distributed. These kinds of epidemic information and stress should be analyzed. General picture of biomedical study of suicide pathogenesis and intervention is depicted in early [3-8]. It contains different strategies and methods. Guideline for new diagnosis, technology and therapeutic selection can be updated.

Medical Causalities

Early clinical evidence suggests that external and internal risk factors or stresses may drive human neuropsychiatric consequences and suicide behavior. However, an accumulated data suggests that human suicide behavior is not an absolutely impulsive act or behaviors. It is possibly a disease-related. After two decades of hard work, association began to emerge between suicide behaviors and different types of human mental diseases [9-13]. To attain a goal of high-quality suicide management, external stresses, pathogenesis cascade and therapeutic targets should be targeted.

Patho-therapeutic Mechanisms

Currently suicide ideation is a common feature of all human population. As a result, this public health burden needs to be overcome as early as possible. Since human mental health problems show many identical signs in suicide patients, molecular mechanisms between different psychiatric diseases and suicide ideations should be promoted [14-18].

Different types of management strategies in the clinic are listed as:

  • Education for students, teachers or clinicians [19]
  • Stress response mechanisms
  • Diathesis and prevention
  • Cognitive-behavioral therapy (CBT)
  • Restriction for lethal means
  • Anti-psychiatric agents
  • Drug treatments
  • Traditional medicine (herbs) [20]
  • Treatment of co-morbid [21]
  • High-quality nursery [22,23]

Currently, the widest used drugs for suicide are ketamine, lithium and clozapine [14]. The effect of ketamine is acute and short. It commonly treats patients in suicide ideation. Its treatment is commonly through injections and responses are quick. Since most psychiatric diseases are chronic diseases, curable therapeutics against mental disorders is still a medical dream. It also affects the high-quality of suicide prediction and prevention [24-30].

Future Direction

According to law of traditional Chine medicine (TCM), human illness is caused by emotional instability and angry. The hidden molecular aberrant in human is not enough to create a disease or suicide behaviors. In context of Chinese medical book, there are recorded of “disease is caused by psychiatric health problems”, “angry will be a major risk factor for different disease emerge”, “angry” is the main source of most diseases. Comedy, music or sports may alleviate suicide behaviors in the clinic.

References

  1. World Health Organization: World Health Statistics 2019: Monitoring Health for the SDGs. Geneva, World Health Organization, 2019.
  2. Bondy B, Buettner A, Zill P (2006) Genetics of suicide. Mol Psychiatry 11: 336-351.
  3. Lu DY (2017) Suicide Risks and Treatments, New Ideas and Future Perspectives. Ed Da-Yong Lu, Nova Science Publishers, 2017, New York, US.
  4. Lu DY, Wu HY, Cao S, Che JY (2021) An overview of suicide study. EC Psychology & Psychiatry 10: 37-43.
  5. Mann JJ, Michel CA, Auerbach RP (2021) Improving suicide prevention through evidence-based strategies: A systematic review. AJP 178: 611-624. [crossref]
  6. Serafini, G, Salano P, Amore M (2015) Suicidal ideation: a comprehensive overview. Suicidal Ideation: Predictors, Prevalence and Prevention. Ed. Bradley Weaver. Nova Science Publishing. 1: 1-42.
  7. Kapur N, Gask L (2009) Introduction to suicide and self-harm. Psychiatry 8: 233-236.
  8. Lu DY, Zhu PP, Lu TR, Che JY (2016) The suicidal risks and treatments, seek medications from multi-disciplinary. Nerv. Syst. Agents Med. Chem 16: 231-239. [crossref]
  9. Shandilya S (2018) Suicide and suicide prevention: a historical review. The Research Journal of Social Science 9: 35-40.
  10. Lu DY, Wu HY, Cao S, Che JY (2020) Historical analysis of suicide. J Translational Genetics & Genomics 4: 33.
  11. Lu DY, Zhu PP, Wu HY, Yarla NS, Zhu H, Che JY (2016) Human suicide study, is there an association between suicide and mental illness. Metabolomics 6: 186.
  12. Na EJ, Lee H, Myung W, Fava M, Mischowlon D, et al (2019) Risks of completed suicide of community individuals with ICD-10 disorders across age groups: A nationwide population-based nested case-control study in South Korea. Psychiatry Investig 16: 314-324. [crossref]
  13. Acheampong AK, Aziato L (2018) Suicidal ideations and coping strategies of motors living with physical disabilities: a qualitative exploratory study in Ghana. BMC Psychiatry 18: 360. [crossref]
  14. Mann JJ, Rizk MM (2020) A brain-centric model of suicide behavior. Am J Psychiatry 177: 902-916. [crossref]
  15. Lu DY, Wu HY, Xu B (2021) Pathology study for human suicide. Health and Primary Care 5: 1-4.
  16. Lu DY, Wu HY (2021) Neuropsychiatric approaches for human suicide prediction and management. Int J Neuropsychology and Behavioral Science 2: 87-91.
  17. Lu DY, Wu HY (2021) Neuropsychiatric insights for human suicide. Int J Scientific Res Updates 1: 11-18.
  18. Lu DY, Zhu PP, Wu HY, Yarla NS, Xu B, et al (2018) Human suicide risk and treatment study. Cent Nerv Syst Agents Med Chem 18: 206-212. [crossref]
  19. Rutz W (2001) Preventing suicide and premature death by education and treatment. J Affect Disord.62: 123-129. [crossref]
  20. Kwon CY, Lee B (2023) The effect of herbal medicine on suicidal behavior: a protocol for systematic review and meta-analysis. Healthcare 11: 1387. [crossref]
  21. Salis F, Belfiori M, Bellisai A, Bernardini E, Murtas M, et al (2024) Cognitive impairment in people living with HIV and the impact of mood: results from a cross-sectional study. J Clinical Medicine 13: 1633. [crossref]
  22. Lu DY, Chen YZ, Lu DF, Che JY (2019) Patient’s care and nursery in different diseases. Hospice & Palliative Medicine International Journal 3: 28-30.
  23. Lu DY, Chen YZ, Lu DF, Che JY (2019) Patient’s care and nursery in modern medicine. Nursery Practice and Health Care 1: 101.
  24. Desmyter S, Bijttebier S, Heeringen K.V (2013) The role of neuroimaging in our understanding of the suicidal brain. CNS & Neurological Disorders-Drug Targets 12: 921-929 [crossref]
  25. Yuan Q, Seow E, Ablin E, Chua BY, Ong HL, et al (2018) Direct and moderating effects of personality on stigma towards mental illness. BM Psychiatry 18: 358 [crossref]
  26. Jiang JJ, Yan ZZ, Sheng C, Wang M, Guan QL, et al (2019) A novel detection tool for mild cognitive impairment patients based on eye movement and electroencephalogram. J Alzheimer’s disease 72: 389-399 [crossref]
  27. Kohyama J (2018) Serotonin is a key neurotransmitter in suicide. Encyclopedia of Suicide. Vol 3, Ed. Torres OB 9: 105-114.Nova Science Publishing, US.
  28. Lu DY, Che JY, Wu HY, Lu TR, Putta S (2020) Suicide risks and prevention, neuropathogenic study. EDEWEISS: Psychiatry 4: 124.
  29. Wang LL, Li JM, Liu HL, Wang ZP, Yang L, et al (2021) Influence factors for decision making performance of suicide attempts and suicide ideation: The roles of somatic markers and explicit knowledge. Front Psychology 12: 693879.
  30. Cornelius JR, Walker JD, Klima G, Fisher B (2015) Suicidal symptoms among veterans with chronic PTSD evaluated for treatment at a VA hospital. Suicidal Ideation: Predictors, Prevalence and Prevention. Ed. Bradley Weaver. Nova Science Publishing. US 2: 43-56.

Melt Inclusions in an Aplite Vein in Granodiorite of the Lusatian Massif: Extreme Alkali Sulfate Enrichment

DOI: 10.31038/GEMS.2024633

Abstract

Besides a pseudo-secondary solvus curve (water vs. temperature), we show in this contribution an unusual enrichment of sulfate in melt inclusion in quartz from an aplite vein in the Lusatian granodiorite. Sulfate is Lorentzian distributed. Together with the solvus curve and this type of element distribution, we interpret these as a result of the interaction of supercritical fluids coming from mantle deeps with more crustal rocks.

Keywords

Sulfate-rich melt inclusions, Supercritical fluids, Lorentzian sulfate distribution, Raman spectroscopy

Introduction

The analyses of melt inclusions in quartz give necessary hints to the formation of magmatic mineralizations. Information on the temperature and the composition of the melt belong to this data. A significant result is the bulk-water concentration of the melt inclusions. Temperature and water concentrations often form a pseudo-binary solvus curve with a critical point. Such curves clearly show that the melt inclusions conserve a complex history of formation. In addition, some elements show a direct correlation to the solvus. Some elements form a Gaussian or Lorentzian distribution and

demonstrate, together with the occurrence of indicator minerals (diamond and others), their origin from mantle regions [1,2] as supercritical fluid. Some years ago, the first author found quartz crystals in an aplite vein in the granodiorite from Oppach in the Lusatian mountainous country with extreme sulfate-rich melt inclusions. These results are mentioned only in passing because, at that time, a clear interpretation was not possible. Here, we give primary sulfate results.

Sample Material

For the study, we used quartz crystals from a 1 m thick, strongly weathered aplite vein in an abandoned granodiorite quarry on the boundary of village lands between Oppach and Neusalza-Spremberg (Andert, 1936) [3]. The vein has an incline of 85° to north and a strike of 20° east. Figure 1 shows a quartz-dominated vein part with only tiny specularite (hematite) crystal aggregates. The quartz indicates strong corrosion signs.

fig 1

Figure 1: Vein quartz specimen from the aplite vein from Oppach/Lusatia

In the center of the aplite vein, there are miarolitic cavities filled with quartz crystals embedded in black mica-like specularite crystals. Figure 2 shows samples of cleaned water-clear quartz crystal and untreated quartz-specularite samples.

fig 2

Figure 2: Cleaned quartz crystal (a), specularite, and quartz (b and c). The quartz, mostly in (c), shows a brown covering of Fe-hydroxides.

The quartz of the untreated samples generally has a limonite cover. The quartz contains innumerable fluid and melt inclusions, as well as a lot of different mineral inclusions, like graphite, specularite, albite, rubicline, orthoclase, anhydrite, barite, calcite, dolomite, siderite, smithsonite, bastnäsite-(Ce), xenotime-(Y) and deep-blue monazite-(Ce), as well as hingganite-(Y) [Y, Yb, Er)BeSiO4(OH)] [4]. Figure 3 gives details of the specularite-quartz intergrow (quartz – bright, specularite – black). Such types of specularite veins or miarolitic cavities are in the Lusatian mountainous county widespread [5]. Figure 4 shows some mineral inclusion (siderite and specularite (Hem) in a quartz crystal, and Figure 5 is a BSE image of hingganite-(Y) distributed in the quartz (often at or near the surface, however also in the whole volume). Generally, the fluid inclusions are of secondary origin. That fluid inclusion homogenizes at 256 ± 15°C (n=20) into the liquid phase. In this contribution, we concentrate on the melt inclusions in quartz.

fig 3

Figure 3: Quartz-specularite intergrowth

fig 4

Figure 4: Quartz (Qtz) with mineral inclusions: Sd: Siederite, Hem: Specularite

fig 5

Figure 5: REE-rich Be silicate hingganite-(Y) crystals in quartz from the aplite vein from Oppach/Lusatia.

Figure 3 shows the intense intergrowth of light quartz and black specularite. Maybe the primary quartz was replaced partially by the specularite.

Methodology

Microscopy

For the microscopic and Raman spectroscopic studies, we generally used on both sides polished quartz chips about 300 to 500 µm thick. For both transmission and reflection studies, we used the JENALAB pol and the Olympus BX43 microscopes.

Homogenization Measurements: Cold-Seal Pressure Vessel Homogenization Experiments

Generally, the melt inclusions in quartz are in a wholly crystallized state with a more or less large vapor bubble. Therefore, it was necessary to re-homogenize the inclusions to a homogeneous, daughter crystal-free glass for electron microprobe and Raman spectroscopic studies. We used the conventional horizontal cold-seal pressure vessel technique in GeoForschungsZentrum (GFZ) Potsdam (the procedure is described by Thomas et al. 2000) [6,7]. Here, quartz chips came into an open Au capsule (30 mm long, 5 mm diameter). The vessel was pressurized with CO2 to 1, 2, or 3 kbar, and the sample was moved into the preheated furnace (500, 550, 600, 650, and 700°C respectively). The run time was generally 20 hours. After the experiments, the Au capsule was removed from the furnace and quenched isobarically with compressed air. After quenching, the samples were re-polished and mounted on glass disks to determine the water content of the glass by confocal micro-Raman spectroscopy. It is essential here that by the technique used and the high water content, the primary homogeneous water-rich glass is not stable and disintegrates into a homogeneous water-bearing glass (readily determinable with the Raman spectroscopy [8,9]. The free water phase in the inclusion is determined volumetrically. For this, we used generally well-formed melt inclusions – see Figure 6. The experimental run number could minimized in that way, that in each gold capsule, came up to 10 different samples, which are easily distinguished (thickness, one-sided or on both sides polished chips, or by a specific form). It is also crucial that in the experiments performed at higher temperatures, all inclusions trapped during crystal growth at lower temperatures are also homogenized and can used by interpolation. For special studies, the hydrothermal rapid-quench homogenization experiments with a significantly faster quenching rate showed [6,7,10,13] that by this technique, the whole volume of the inclusion shows under the microscope a homogeneous, however, metastable glass.

fig 6

Figure 6: Typical re-homogenized, near-critical (700°C, 3 kb, 20 hours) melt inclusion in quartz from Oppach/Lusatia. Fl – fluid phase, containing high concentrations of sulfate, G – silicate glass, V – vapor phase.

Raman Spectroscopy

For the Raman spectroscopy performed at the GFZ Potsdam, we used a Jobin-Yvon LabRam HR800 spectrometer (grating: 2400 gr/mm) equipped with an Olympus optical microscope and a long-working-distance LMPlanFl 100x/0.80 objective. Generally, we used a 488 nm excitation of a Coherent Ar+ laser Model Innova 70C, a power of 45 mW on the sample, at a resolution ≤ 0.6 cm-1. Each unpolarized spectrum represents an accumulation of six acquisitions of 20 seconds each. We collected the Raman spectra at a constant laboratory temperature of 20°C with a Peltier-cooled CCD detector [10].

Sulfate Determination

From fluid inclusion studies, we know that some inclusion solutions contain high concentrations of SO42-, as indicated by Raman spectroscopy and the strong band at 983 cm-1. The fluid phase of the re-homogenized melt inclusions generally shows a high to very high Raman band for sulfate, too. An assignment to cations is not possible in a simple way. Therefore, we have concentrated on the determination or estimation of the sulfate concentration. In 2012, Thomas and Davidson [9] constructed a calibration curve (unpublished) for the sulfate determination shown in Figure 7.

fig 7

Figure 7: Calibration curve for the determination of sulfate in the liquid phase of the re-homogenized melt inclusion. ISO4 is the intensity of the sulfate Raman band at about 983 cm-1. I3300 and I3410 are the intensities of both sub-Gaussian bands for water (OH stretching bands of water) in the range of 2800 to 3800 cm-1.

Zhu et al. [13] have, in the meantime, developed and published the method of sulfate determination in detail. They also used the integral intensity of the OH-stretching vibrations as an internal standard (see Figure 6a-c in Thomas and Davidson, 2012) [12]. The analog procedure is applicable to the determination of carbonate and bicarbonate [12], too.

Results

Our study first followed the idea that many inclusions form a solvus curve. Figure 8 shows the resulting pseudo-binary solvus curve in the coordinates water content [H2O (%(g/g))] of the melt inclusions versus the re-homogenization temperatures.

fig 8

Figure 8: Solvus curve for melt inclusions in quartz crystals from Oppach/Lusatia. C.P.: Critical Point. Each point is the mean of up to ten different melt inclusions.

In Thomas and Rericha (2023 and 2024) [1,2], we have discussed forming a pseudo-binary solvus with a critical point (C.P.) combined with extreme element enrichment in the form of Lorentzian distribution of elements (look at Figure 2b in Thomas and Rericha, 2024) [2] is a strong argument for the influence of supercritical fluids coming from mantle deeps to the crustal mineralization. Therefore, we have analyzed the re-homogenized melt inclusions for different elements. To our surprise, the inclusions contain, besides moderate carbonate concentrations (3.5 ± 0.7% CO32-), high concentrations of sulfate (SO42-), which are Lorentzian distributed (Figure 9). Noteworthy is that the fluid phase of the melt inclusion is homogeneous and contains no daughter crystals at room temperature (20°C). That is also true for the second distribution.

fig 9

Figure 9: First Lorentzian curve of the sulfate distribution versus water concentration

The offset (0.45% SO42-) corresponds to twice the Clarke for granitic rocks. 21.3% sulfate at the center (29% H2O) is for an aplitic rock exceptionally high. A further careful study yields a second, more complex Lorentzian curve with significantly lower sulfate concentrations (Figure 10). This curve shows two Lorentzian components, which may have been generated by different species or different amounts of water in the corresponding compound (Table 1).

fig 10

Figure 10: This figure shows the analytical sulfate determination in melt inclusion in quartz from Oppach/Lusatia. Each point is the mean of sulfate of up to ten different inclusions. The bulk curve is composed of two different Lorentzian components.

Table 1: Results of the Lorentzian fit of sulfate vs. water. R2=0.986 (Figure 9)

Peak

Area Center (%H2O) Width (%H2O) Offset (%SO42-)

Height (%SO42-)

Red

260 29.0 7.8 0.45

21.3

Table 2 contains the characteristic data for this Lorentzian curve. Obviously, two different species are forming two distinct curves, which can be traced back to different H2O numbers as the most straightforward explanation.

Table 2: Results of the Lorentzian fit of sulfate vs. water. R2=0.98. The Y offset (SO42-)=0

Peak

Area Center (%H2O) Width (%H2O)

Height (%SO42-)

1 (green)

102.4

28.2 11.2 5.8
2 (blue)  40.9 36.8  8.6

3.0

Discussion

The determined sulfate concentration in melt inclusions in quartz from Oppach is exceptionally high for a magmatic granite-aplite system. Because the water solution contains no daughter phase, the solubility of sulfates must be very high. Alkali, beryllium, and iron sulfates are the first candidates. Naumov et al. (2008) [14] described high sulfate concentrations in melt inclusions in chrome diopside from Yakutia/Russia. The situation there seems different because the sulfate concentration of the melt from which the chrome diopside crystallized is significantly lower than in the case of Oppach. In Thomas et al., 2016 [11] a similar high sulfate concentration in fluid and melt inclusions in the Melaune granite is described. There, in some fluid inclusions, the sulfate concentration is 12.2 ± 1.8 (%(g/g)). In Table 3 are put together the solubility of some sulfates at 20°Cs [15,16].

Table 3: Solubility of some sulfates and the corresponding sulfate concentration in the melt inclusion solution at 20°C

Compound

Solubility at 20°C (%(g/g))

Sulfate concentration (%(g/g))

BeSO4 · 4 H2O

28.0

15.2

CaSO4 · 2 H2O

 0.202

 0.12

FeSO4 · 7 H2O

20.8

 7.19

K2SO4

10.0

 5.51

Na2SO4 · 7 H2O

21.3

 8.12

We see that at the critical point of the first Lorentzian curve, the sulfate concentration (21.3%) is so high that besides FeSO4, a lot of other sulfates must be present in the supercritical solution. The mineral inclusions in quartz demonstrate that the supercritical fluid contains, besides H2O, sulfates, carbonates, phosphates, Na, K, Be, Ca, Fe, REE, and others. The dominance of specularite in this paragenesis shows that the following simplified reaction for Fe is responsible for the change of the supercritical state to the under-critical/hydrothermal state – the change from iron(II)- to iron(III)-sulfate, and crystallization of specularite:

Fe2(SO4)3 + 3 H2O=Fe2O3↓ + 3 H2SO4                                                              (1)

The formal formation of sulphuric acid is responsible for the dissolving of macroscopic carbonates (calcite, siderite) and the strong corrosion of the quartz-albite rock. In Electronic supplementary material by Thomas and Davidson (2017) [16], it is demonstrated that of the high sulfate concentration in the melt-fluid system, the behavior of the REE in comparison to granitic systems is very different.

Acknowledgment

The author thanks Christian Hermann for new samples from the Oppach locality, which initiated the present paper. Furthermore, thanks go to Prof. Pei Ni (Nanjing/China) for recalling the sulfate determination method, which goes back to 2006.

References

  1. Thomas R, Rericha A (2023) The function of supercritical fluids for the solvus formation and enrichment of critical elements. Geol Earth Mar Sci 5: 1-4.
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Energy Periods of the Earth’s life

DOI: 10.31038/GEMS.2024632

Introduction

Units of measurement and their notation: exa – E: quintrillion 1018; peta – P: quadrillion 1015; tera – T trillion: 1012; giga – G: billion 109; mega – M: million 106; kilo – k: thousand 103.
1 kcal/h = 1.16 W = 4.185 kJ; 1 W = 1 J/s; 1 Wh = 3600 J; 1 kWh = 3.6×106 J or 3.6 MJ; 1 MJ/kg = 1000 kJ/kg; 1MJ = 0.27778 kWh; RQ (respiratory quotient/ratio) = CO2/O2 – when burning carbohydrate: 1; when burning fat: 0.7; when burning protein: 0.8-0.9; when eating a mixed diet: ≈0.83. 1 litre of O2 used by the body, depending on the composition of the food, is 4.5-5 kcal. In our calculations, the m3 weight of each gas was assumed to be 1.98 kg for CO2 and 0.69 kg for natural gas. The amount of CO2 released per kg of fuel was assumed to be 2.3 kg for coal, 3.17 kg for oil and 2.8 kg for natural gas.

Typical Data of the Earth

Surface Area

5.101×108 km² or 5.101×1010 ha; of which Land area: 29.2%, or 1.48949×1010 ha., Forest area: 5.5 billion ha (36.9%) in 1882, which decreased to 4.0 billion ha by 2005. Settlement area: cities occupy at least 2% of the land area. Territorial conditions of other settlements are not known. Waters: 70.8%, or 3.611×1010 ha. Of this, 97-98% is sea and 2-3% freshwater, of which about 10% is surface water, 70% snow and ice and 20% groundwater. The northern hemisphere (2.55×1010 ha) contains about 59.4% of the total land area, which is about 0.884×1010 ha. The southern hemisphere (2.55×1010 ha) covers about 40.6% of the total land area, which is about 0.605×1010 ha. The quantity of gases in the atmosphere (water vapour, CO2, methane, CFCs, N-oxides, sulphur oxides, fluorine derivatives, etc.) varies. Average concentration of CO2 in ppm: in 1750: 250; in 1957: 315; in 1987: 350; in 2015: 403; in 2021: 420.86! Methane concentration in ppb: in 1700: 1,000; in 1986: 1,700; in 2021: 1,875.7!

Mean near-surface temperature: in 1905: 13.6°C; in 1960: 14.6°C; in 2014: ≥14.8°C; in 2023: 14.98°C!
Melting ice: general, but more significant in the northern hemisphere than in the southern!
Note: 1./1. = number of subchapters/index number used in Figure 1.

FIG 1

Figure 1: Changings on the World between 1850-2017

Starting Point

According to the United Nations Organization. “As greenhouse gas emissions blanket the Earth, they trap the sun’s heat. This leads to global warming and climate change. The world is now warming faster than at any point in recorded history.” Our opinion is that the situation is not such simple at all. In addition to the Sun’s and the Earth’s own energy, as well as the greenhouse gases, out of which CO2 and methane have already been present since the early life period of the Earth as then probably a reductive condition was, there are different other factors, too, which will be discussed in the subsections. While the incoming energy of the Sun has presumably not changed significantly, in contrast with this the radiated energy of the Earth has decreased. The role of other factors is illustrated by figures and tables in the text and separately in the Appendix, too. Another question is why the greenhouse gas envelope is an obstacle only for the outgoing and not for the incoming energy. In the following part of this manuscript we shell first show the evolution of the life of the Earth.

The Life of the Earth

Before the appearance of biological life, the fate of our Earth was determined not only from its beginning by its own materials and energy but also by those which came from the outside world – the Sun, the cosmos (hereafter: the Sun), too. This process is still going on today, the first stage of which began with the formation of the globe and which was then characterized by an intensive atomic exothermic process. This was the time when atoms were formed. The energy coming then from the Sun, regardless of whether it was the same as it is now or not, had an unknown effect on the Earth’s own energy and processes. This condition could last until the solidification of the Earth’s surface and the appearance of the atmosphere and water. As to the formation of the atmosphere and water we do not know when and how it happened. The water became from H and O and that process had to be exothermic. The radiation of the earth energy decreased due to the subsidence of the internal processes, and intensive energy eruptions could only occur in the form of volcanic activity. In consequence of the changes, the importance of the energy coming from the Sun grew on and on, which until the appearance of biological life could only exert its effect on the Earth’s surface through physico-chemical means in a form corresponding to the greenhouse gases (CO₂ and methane) envelope of that time. This period was the chemical development, during which the conditions for the appearance of the biological life were created.

Life of a living organisms is a biological phenomenon that did not exist before, which arose 3.75/3.8 billion years after the formation of the Earth, in a supposedly reductive environment, and it is nothing other than a continuous and well-regulated energy (electron/ion) migration of different level and complexity, existing in the living beings (from the primordial microorganism and its descendants till the living individuals of today). These primordial bacteria were, for example, chemolithoautotrophs and anaerobes, using CO₂ and other carbon-containing compounds to form methane, or depending on the species, they oxidized sulphur. The electron donor was H. The metabolism of these microorganisms created a new energetic situation, because the energy received from the donor was incorporated into the compounds they produced. With this, the reduction of the amount of atmospheric CO₂ began and the bioenergy and its storage appeared, as well as the transformation of the environment, and its loading with bio-heat and bio-products started. Meanwhile, the Earth continued to radiate its own energy, which, according to geophysicists, currently originates from the Earth’s inner core, and the Sun’s energy continued to arrive in the form of photons (e=h∙f). It is generally believed that, apart from certain fluctuations, the amount of energy reaching the Earth from the Sun can be considered to be the same.

The next stage was the appearance of photosynthesizing microorganisms and the O₂ produced by them, as well as the plants – although trees appeared only 400 million years ago – and the aerobic metabolism. This state resulted in a decisively new situation, because solar energy, which until the photosynthesis only acted on the Earth’s surface through physical-chemical means, since that point of time it has been utilized by the organisms producing their own organic materials, i.e. by storing energy. The essence of this process can be described with the following equation: 6 H₂O + 6 CO₂ + photon = C₆H₁₂O₆ + 6 O₂ and the resulting 1 mol of sugar contains 2,872 KJ of energy. The remains of the dead organisms of that time are the fossil energy sources of today. In the course of continued evolution, higher-order cold-blooded organisms appeared more than 300 million years ago, and then warm-blooded living creatures appeared 230-170 (233?) million years ago. As a result, the load on the environment also increased due to the metabolic products of large animals, which in the case of warm-blooded animals was further increased by the thermal effect, too. The proliferation of herbivorous animals also created favourable conditions for the growth of carnivores. After a biological evolution of 720-770 million years, the first pair of pre-humans appeared in East Africa about 30 million years ago and from there approx. 50,000 years ago, they began to spread throughout the world and the anthropoid period of our Earth began. Humans can be distinguished from animals by their familiarity with fire and its conscious use, (this means the appearance of a new source of increasingly effective energy and CO₂ as well as ash production), the sexual life independent from the estrus and only for pleasure and its aberrations, the domestication and keeping of animals, the accumulation of wealth, the appearance of demands regarding the way of life, the cultivation of plants and the production of consumer goods, the transformation of the environment, the use of means of transport, the utilization of natural energies – water, wind, sun -, the use of nuclear and H energy representing energy sources of increasing importance, and the ability to read/write. As walking on two legs, conscious activity, denaturing nature, use of simple tools, care of offspring, coexistence, communication and some forms of emotional reactions can already be observed in animals, too! The listed energetic and other characteristics that distinguish humans from animals, as well as the high degree of reproduction, the desire for wealth, power and domination, the endless demands and the lack of recognition that we live in a closed system and our possibilities are limited, and the denaturation of nature, as well as the wars which have occurred during the past 224 years have led to the today’s critical state, some of the characteristic energetic and other changes of which are clearly shown in Figure 1. prepared by us in 2015, and as a continuation of it, Figure 3. with the most recent data prepared by the International Energy Agency.

Results

Hydropower

In 2022, 4,289 TWh of electricity was produced by hydropower in the countries of the world, which is 15% of the total amount of electricity and half of the renewable energy (Figure 2). This capacity represents a depreciation compared to the previous period, which was caused by climate change through the drought. The main producers are China (30%), Brazil (10%), Canada (9.2%), the USA (5.8%) and Russia (4.6%). In terms of environmental pollution, this is a clean energy.

FIG 2

Figure 2: Production of the hydropower-stations between 2000-2020 (Wikipedia)

Forest Area

Based on data from the World Bank, Knoema.com wrote that between 1990 and 2015, 89 countries reported a decrease of their forest area in the last 25 years, 80 countries reported an increase in size of their forests, and 37 countries reported that there was no change. During the mentioned period, the total amount of forests as an extremely important source of energy and raw materials decreased by 1.3 million square kilometres, and the indispensable role of the forests and their bio-systems living there was also lost. The data described here are already included in Figure 1.

Number of People

Since the appearance of man, the number of mankind, even if it has shown significant fluctuations in certain periods, in the end, is constantly increasing. This is confirmed by the following data. 1850: 1.17; 1937: 2.1; 1950: 2.5; 1980: 4.4; 2014: ≈ 7.5 billion. The rate of reproduction shown in Figure 1 is currently accelerating. This can be determined from the following numbers: While on 20 April 2022 the Earth’s inhabitants were 7,944,521,000, on 2 April 2023 there were already 7,993,210,376, i.e. there were 48,686,376 more people. And now, on 27 February 2024, we were 8,093,918,390 because our number increases by one in less than 1 second.

In the beginning, people’s place of residence was less permanent (gathering, fishing, hunting, then grazing period). With the increase in their number and their needs, as well as with the change in their way of life (the spread of farming and domestic animal husbandry), permanent settlements developed and the communal problems related to them appeared. Although cities and even city-states existed in ancient times, urbanization was slow until the period of industrial revolution. The increase in the number of people, the development of agriculture, trade, transport, mining and industry helped the formation of (large) cities. The urbanization process began to accelerate in the 18th century in Europe while on other continents, depending on the circumstances, in the 19th and the 20th century and this process is still taking place today, in many places in an explosion-like form. In 2003, there were 409 cities/agglomerations in the world with more than one million inhabitants. In total, more than 1.15 billion people lived in them, using more than 70% of the world’s resources. Today, more than 50% of our Globe’s inhabitants live in cities, but this proportion varies from country to country. Settlements, especially cities, differ from the natural environment and have a denaturing effect. (With people’s needs, the heat demand, the size and comfort of their homes have also increased compared to those prevalent earlier. The sunlight absorption and heat emission of buildings and roads are different from before. Air pollution, noise and light load have increased. In cities, the so-called “desert climate” prevails). Think about how different the values of individual parameters are over a city with 10 million inhabitants and an area of any natural environment of the same size! It should also be mentioned that currently, the majority of people live in the northern hemisphere of the Earth, which is not surprising for several reasons, but this fact also has its consequences. The rapid increase in the number of mankind is also accompanied by the increasing use of fossil and other energy sources. Without a substantial reduction in the number of mankind and a radical reduction of needs, our situation is hopeless.

Quantity of Coal and Oil Used

As it can be seen on Figure 3 in 2019, after a long increasing the quantity of all fossil energy decreased. In the case of oil, the higher price might also have an influencing effect. The COVID-19 pandemic presumably played a role in the general decline. According to the IEA’s latest report, the amount of oil used was 8.7% more in December 2023 than in December 2022, so growth seems to have started again. They wrote that the demand for coal in 2023 will be greater than earlier with 1,4% and the total quantity will be more than 8,5 billion t-s in the first occasion.

FIG 3

Figure 3: Production and use of different energies on the World between 1990-2020 között (IEA datum)

Nuclear Energy

According to the International Atomic Energy Agency’s annual report published in Vienna, in 2023 there were 438 nuclear power plants operating worldwide with a capacity of 351,327 megawatts, generating 2,447.5 terawatt hours of electricity. In 2019, the amount of electricity produced also decreased. The electricity produced at that time covered 16% of the world’s energy needs. According to the latest IEA report, the amount of electricity produced in December 2023 increased again and was 2.6% more than in December 2022.

The Amount of Extracted Natural Gas

In 2019, the production of natural gas, which had been continuously increasing over the years, also decreased. However, according to the latest IEA report, the amount of gas used in December 2023 was 3.9% more than in December 2022. The reduction in the amount of oil, coal and natural gas used also reduced the amount of CO₂ entering the atmosphere.

Wind Energy

From the beginning of the 2000s, the installation of windpower plants for the utilization of this weather-dependent energy increased dynamically, far exceeding previous expectations, mainly in countries with sea coasts (Table 1).

Table 1: Production of the wind powerstations between 2000 and 2020

Years

Prediction in 2000 Effective production

Difference

2010

85,4 TWh 346,4 TWh*
2020 177,5 TWh 1594 TWh*

Data from 2023 Statistical Review of World Energy

Farm Animals

The number of livestock has increased substantially over the past 100 years, in line with the growth in the number of people and their needs. This is shown by the data in Tables 2 and 3. The increase in the number of animals and changes in husbandry practices have unpleasant consequences (methane, CO2, heat, manure, urine, etc.). According to the latest IEA data, agriculture is responsible.

For about 40% of the methane released into the atmosphere. According to other experts the distribution of sources within agriculture is the following: rice production about 20%, animal husbandry 15-25%, and microbial decomposition of organic matter. According to them, 74% of methane of animal origin comes from cattle, 9% from sheep and 5% from buffalo, and small amounts of the gas are also formed in the rectum of pigs and poultry. These authors do not even mention methane due to the activity of free-living animals and non-animal anaerobic microbes. The IEA estimates that the oil and gas sector contributes about 37% of the methane in the atmosphere, waste contributes about 27% and other sources about 2.8%. They do not mention the release from natural living organisms, or from land and sea due to ice melting (the permafrost phenomenon). If the greenhouse effect of CO2 is 1 unit, that of methane is 21 times greater and that of N-oxides 310 times greater! There is also a view that water vapour has the greatest greenhouse effect. Some of the other consequences of animal husbandry are shown in the Tables in the Appendix. According to IEA experts, methane is responsible for 30% of warming. They also reported that emissions from the oil and gas industry have recently fallen substantially.

Table 2: Number of the different farm animals between 1930-2023

 Time

Animals and their number x 106
  Oxen Horses Pigs Sheep

Hens

1930th

438,9

68,1 193,3 563,0

1999-2000

1351,4 58,2 922,8 1056,1

14860,0

2017

1491,6

60,5 967,3 1202,4 22,8×103

2021-2023

1913,7 1913,8 1266,0

34.4×103

Abreviation: – = datum is unknown

Table 3: Number of different farm animals on various continents

Specification

Animals and their number x 106
  Goats Buffalos Donkeys + Mules Camels

’s species*

Europe

17,9

0,2 0,8

Asia

465,2 160,9 18,8 4,2

Africa

218,6

3,4 15,4 15,1

N., C. and S. America

35,8 1,1 7,8**

5,3***

Oceania

0,7

World total in 1999-2000 and in 2017

738,2 165,6 42,8 19,3

5,3

1034,4

200,9 55,3 34,8

Rövidítés: *Lama, alpaca, vicuna és guanaco together; **Datum only from C.-America; ***Datum only from S. -America; -: datum is not known.

Role and Utilization of Solar Energy

The average temperature of the Earth is now largely determined by the amount of energy from the Sun, which is thought to be constant, the amount of which was considered earlier to be 3.86×1033 erg/s, i.e. 3.86×1023 kW of power. In addition, it is also influenced by the Earth’s own energy and by the effects of the existence of living organisms and the consequences of human activity. Not all of the solar energy emitted reaches the Earth’s surface, because about 30% of the Sun’s energy is reflected from the upper surface of the atmosphere. However, we do not know whether the greenhouse gas envelope has any retention effect and how much, if any. The rest is absorbed by clouds, surface water, ice, snow and land. These represent the Earth’s heat capacity. On the upper surface of the Earth’s atmosphere, in the case of a perpendicular radial position, the energy coming from the Sun represents a power of 1.36 kW/m². The amount of solar energy received and reflected from the Earth’s surface depends on environmental influences. In addition, there is the Earth’s own energy, and the ever-increasing energy generated by the existence and activity of humans or extracted from the Earth by them and emitted by the living organisms. Together, these add up to the total energy under the envelope of greenhouse gases and water vapour. The natural escape of these energies is uniformly retained by the envelope according to the laws of nature, promoting the warming of the Earth’s surface, where ideally the energy input would have resulted in a heat load of 1kW/m², equivalent to 1 kJ/s. This value is the so-called solar constant. We do not know what the solar constant and all the other energy values are today. In 2000, a huge development started in the field of solar energy utilization, because the installation costs of the systems decreased to an unexpected extent and people’s attitudes changed a lot. The annual amount of solar energy collected in the form of electricity between 2012 and 2022 in each year on the world was 104,212; 140,515; 180,712; 228,920; 301,082; 395,947; 489,306; 592,245; 720,429; 861,537 and 1,053,115 MW. It is not known that what is the consequence of the energy captured by the solar collectors on the global temperature?

Occurrence and Role of CO2

As for the CO2 content of the atmosphere, this gas has been present since the early life of the Earth and it is persisting there for a long period of time varying amounts since the beginning (Figure 4). Human life and activity, as well as keeping of livestock and changes in the population of natural living creatures and various geological events, influence the quantity of different gases in the atmosphere. Among these, carbon dioxide, methane, sulphur oxides, water vapour and, more recently, nitrous oxide and fluorine-containing gases have been and are of particular importance because they cause the greenhouse effect and thus accelerate global warming, i.e. climate change. The average concentration of CO2 was in 1750: 250 ppm; in 1957: 315 ppm; in 1987: 350 ppm; in 2015: 403 ppm. On 2 April 2022, atmospheric carbon dioxide concentrations reached their highest level measured at present time at the Mauna Loa monitoring station in Hawaii. The concentration there was 420.86 ppm. Over the Northern Hemisphere 500 ppm was already measured before!

FIG 4

Figure 4: Concentration of CO₂ in the atmosphere (Haszpra László)

The annual amount of CO₂ which was emitted by the countries of the world between 2012 and 2022 in million tonnes per year was 32,219.8; 32,676.8; 32,779.0; 32,773.7; 32,818.0; 33,306.2; 34,013.9; 34,044.0; 32,284.9; 34,052.2; 34,374.1. An average person, if not actively exercising, produces approximately 1kg of carbon dioxide per day that means that worldwide more than 8 billion kg-s, plus the CO₂ which has emitted by animals and then we did not mention the other sources. The year 2020 was the only exception when the steadily rising quantity decreased. The reduction then was the result of the decreasing use of fossil fuels in consequence of the COVID-19 pandemic.

Methane concentrations were in 1700: 1,000 ppb; in 1986: 1,700 ppb; in 2021:
1,875.7 ppb! According to IEA data, the amount of methane released into the atmosphere in 2023 was 349, 476 kt-s and therefore its concentration became more than 1,900 ppb which means a slight increase compared to 2022. This gas persists only for some 10 years in the atmosphere. In spite of the fact that the concentrations of CO₂ and methane which are steadily increasing some people expect and hope the stop of climate change.

The Average Temperature of the Earth

The average temperature of the Earth is influenced by several factors in their own way. These are: the Earth’s own energy, solar radiation, greenhouse gases, the production of previously unknown hydro, wind, solar and nuclear energy, heat from burning fossil raw materials, waste and woody plants, heat emitted by humans, warm-blooded animals and micro-organisms, heat from industry, transport, agriculture, architecture, housing, space exploration, heat from wars and because of the new situation related to denaturing of nature, etc (Figure 6)

FIG 6

Figure 6: Changing of the temperature of the Earth during last centuries (Wikipedia)

Note: “O” point is equal with some 13,6°C from 1905. Each line was calculated by different expert.
Since the Earth was born, it has been emitting energy, the value of which has decreased over time and is now estimated by experts at between 43 and 49 TW. Without its own energy, the Earth’s temperature would be below freezing point. Despite the supposed ‘uniformity’ of solar radiation, the average temperature of the Earth has never been the same over longer or shorter time periods – see Figure 5. Ice-ages and warming up periods have alternated each other due to terrestrial – chemical, biological, geological and/or, in the present era, human life and activity – or extraterrestrial (?) influences. For example: from the early 1000s there was a so-called little ice age, which was replaced by a warming period due to the changes brought about by the industrial revolution from 1778 on. There is now ample evidence that air and ocean temperatures are rising, snow and glaciers are melting and the sea level is increasing. Between 1905 and 2005, the temperature rose by 0.74 ± 0.18°C every ten years. In the second half of the period under study, the rate of warming doubled compared to the value observed at the beginning (from 0.07 ± 0.02°C to 0.13 ± 0.03°C, per decade). This phenomenon is the so-called climate change. On 21 November 2023, for a short period of time, the Earth’s temperature was already more than 1,3°C warmer (14.9°C) than the global average temperature before the industrial revolution (13,6°C), which was an unprecedented record, reported by the Europe-based Copernicus Climate Change Service. The Earth’s average temperature has been rising for decades as we are facing a self-generating phenomenon because of snow and ice melting, the rising of surface water temperatures, and as the main causes are not diminishing, either, there is little we can do to stop the process [1-11].

FIG 5

Figure 5: Concentration of methane in the atmosphere (NOAA)

Final Conclusion

We think that a thorough analysis is needed to determine which of the listed factors play a role, and exactly what role, in the climate change process, because in the nature there are no energy changes without effect and causes. So, one of the most important questions is what exactly the role of the greenhouse gas envelope and that of the different factors? In other words, does the current gas envelope affect the amount of solar energy considered to be constant arriving at the Earth’ surface at present compared to its amount which was before the industrial revolution i.e. does the gas envelope have any influence on the incoming energy, or does it just hinder all energies which are present under the envelope in leaving from our environment?. Furthermore, it is a fact that the amount of each of these factors (except the size of forests) are increasing and their energetic and environmental loading importance compared to their 1778 value is steadily growing. Is it conceivable that these changes have no effect? We think the answer is no. Finally, is such view acceptable that the Earth’s own energy within the envelope, together with the solar energy, the biological heat production of the living organisms and the use of non-fossil natural energies by human beings, and the energy release from all combustion processes do not have any effect on the circumstances of our Earth? In our opinion, this is not acceptable, either. If we continue to spend huge amounts of money on goals that are irrelevant to our survival (wars, military investments, unnecessary space exploration, tourism, etc.) instead of stopping climate change and neutralising its consequences, we will miss our chance of survival (Tables 4-6).

Table 4: Data to the circlation of substances and energy on the World

Specification

Years

Mass and average heat value of fuels; Quantity of CO2 liberated from them

1860

1935+37 1958 1980 2000+05 2009+14

2017

Oil × 106t

1

279,5 809,8 3059 3590 4117 4365

40,5 MJ/kg

4,05×1010 1,13×1013 3,27×1013 1,23×1014 1,45×1014

1,66×1014

CO2 m3

3,17×109

8,86×1011 2,56×1012 9,69×1012 1,13×1013 1,3×1013

Coal × 106t

136 1280 1762 2805 5878 7823

7549

20,35 MJ/kg

2,76×1012

2,6×1013 3,58×1013 5,7×1013 1,18×1014 1,59×1014

CO2 m3

3,12×1011 2,92×1012 4,05×1012 6,45×1012 1,37×1013

1,72×1013

Gas × 109m3

71 400 1531 2778 3479 3768

37 MJ/kg

2,62×1012 1,48×1013 5,66×1013 1,02×1014

1,28×1014

CO2 m3

1,37×1011 7,72×1011 2,95×1012 5,36×1012 6,72×1012

All together

MJ/kg

2,8×1012

3,99×1013 8,33×1013 1,8×1014 3,66×1014 4,53×1014

CO2m3

3,15×1011 3,94×1012 7,38×1012 1,9×1013 3,01×1013

3,69×1013

Abbreviation: – = Datum is unknown

Table 5: Living conditions of different farm animals

Specifications

 Species of animals and their number x million
 Oxen  Horse  Pig  Sheep

 Hen

NEEDS

1 anim. 1351,4 1 anim. 58,2 1 anim. 922,8 1 anim. 1056,1 1 anim. 14860,0

 O2

*calf l/day

 

390

5,27×1011

*calf l/year

1,42×105 1,92×1014

CALORIE
kcal (kJ) x kg0,75 daily  Basal metabolism in case of all animal species in general 70 (293)
yearly  2,55×104 (1,07×105)
kJ x kg0,75 daily  Existential metabolism in case of all animal species 475-575 in general 525
yearly  1,91×105
*calf daily kJ

7712,9

1,04×1013

 yearly kJ

2,86×106 3,8×1015

 kg**/kJ daily

600/3,5×104

4,77×1013 500/3,09×104 100/9207 50/5400 2/502

 yearly

 

1,29×107 1,75×1014 1,12×107 3,36×106 1,98×106 1,83×105

 METABOLISM  
kg/W/day

600/411

500/358 100/106 50/62,9 2/5,8

 W/year

 

1,5×105

 

1,30×105

 

 

3,88×104

 

 

2,29×104

 

 

2,11×103

 

* calf W/day

89,16

* calf W/year

3,25×104

WATER (drinking)  
ml/kg

129

78 108 76

kg/l/nap

600/77,4 500/39 100/10,8 50/3,8 0,25***

kg/l/év

2,82×104

1,42×104 3,94×103 1,38×103 73-110

WATER (technological)
l/day

 

15

l/year

5,47×103

Abbreviations: *Experimental datum of one calf of 75 kg body weight; **Effective body weight; ***In case of one animal; 1 anim. = one animal; – = datum is not known

Table 6: Emissions of different species of farm animals

Specifications

 Species of animals and their number x million
 

EMISSIONS

 Oxen  Horse  Pig  Sheep

 Hen

1 anim.

1351,4 1 anim. 58,2 1 anim. 922,8 1. anim.. 1056,1 1 anim.

14860,0

CO2 when O2 demand 390 l
*calf l/day

*calf l/year

 

311

1,13×105

4,2×1011

1.53×1014

 

 

 

 

METHANE
l/day

100-500

1,35-6,75×1011  0,3-1,5 2,7-13,8×108 <50

 

<5,3×1010

 

l/year

3,65-18,2×104 4,94-2466×1011 1,09-5,4×102 1-5×1010 <1,8×104

 

<1,92×1013

 

HEAT when 50%

of metabolism

**kg/ W/day

W/year

600/205,6

7,5×104

2,77×1011

1,01×1014

500/179

6,53×104

?

?

100/53,2 1,94×104 ?

?

50/31,4

1,14×104

?

?

2/2,9

1.05×103

?

?

*calf W/day

44,58

6,02×1010

*calf W/year

1,62×104

 

2,18×1013

WATER
by evaporation g/ 100 kg animal/hour

 240

g/m2/hour

10-200

by perspiration l/hour

some litre

URINE
l/day

10-15

1,35-2,02×1010 4-5 2,3-291×108 2,5-4,5  ? 0,6-1,0  ?  –

l/year

3,6-5,4×103 7,39×1012 ? 7,3×1011  ?  ?  ?  ?

 –

FAECES
kg/day

10-30

1,35-4,05×1010 15-23 ? 0,5-3 1-3 0,1-0,15 1,48-2,22×109

kg/year

3,6-10,9×103 1,47×1013 ? ? ? ? ? ? ?

5,4-8,1×1011

Water content in %

80-85

70-80

 

55-75

 

 

55-75

MANURE

kg/animal/day  Is different dependig on the animal species and the way of breeding
SEWAGE
l/day

30***

 4,05×1010 1,74×109

l/year

 1,09×104 1,47×1013 6,3×1011

Abbreviations: *Experimental datum of one calf of 75 kg body weight; **Effective body weight; ***In general 30 l/day in each single animal (500 kg); – = datum is inknown, ? = datum is not written because of the narrow place.

References

  1. United Nations Organization: definition
  2. European Committee (Directorate-general CLIMA): Climate Action.
  3. Food and Agriculture Organization: data
  4. Haszpra László: A bioszféra szerepe a légkör szén-dioxid tartalmának alakulásában. OTKA t042941 zárójelentés, Országos Meteorológiai Szolgálat, Budapest, 2008. in Hungarian
  5. International Energy Agency: data
  6. Központi Statisztikai Hivatal: data in Hungarian
  7. National Oceanic and Atmospheric Administration (USA): data
  8. Ralovich Béla (2020): The History of the Hungarian Nation in the Light of the Life of our Earth. Püski Publishing Co. Budapest, ISBN 978-963-302-292-4
  9. Ralovich Béla (2023) Universe, Space, Infinity, God and our Earth. SciEnvironm 6: 592-610.
  10. Ralovich Béla (2023) Our Thoughts About Social Gender. SciEnvironm 6: 668-672.
  11. Statistical Review of World Energy: data

Comparative Network Pharmacology of Artificial Sweeteners to Understand Its Health Consequences

DOI: 10.31038/IJVB.2024811

Abstract

Background: Artificial sweeteners (ASwt) are widely consumed sugar substitutes, but their long-term health effects remain a subject of debate. While regulatory bodies generally consider them safe at recommended doses, concerns persist regarding potential adverse effects. This study aimed to investigate the interactions between ASwt and biological targets using in silico analysis, focusing on target affinity, selectivity, and tissue expression.

Methods: Five common ASwt – acesulfame K (Ac), aspartame (As), sucralose (Su), steviol (St), and saccharin (Sa) were evaluated. Their target interactions were predicted using a cheminformatics approach, analysing affinity towards functional groups and protein targets. Concentration/affinity (C/A) ratios were calculated to assess the likelihood of target activation at achievable doses. Expression of high-affinity targets with significant C/A ratios in various organs was assessed using the Human Protein Atlas database.

Results: The ASwt displayed potential to modulate most of the functional groups at physiologically feasible affinities. Ac exhibited a broad range of targets, while St showed a preference for kinases and proteases. Notably, As and Su demonstrated interactions with membrane receptors and kinases. C/A ratio analysis revealed potential concerns for As and Su. Several of its targets, including ROCK2, ACE, ITGA2/5, PIM2, KDM5C, PIM1, SLC1A2, SETD2, CAPN1, LTA4H, MKNK2, HDAC1 and CDK, showed high C/A ratios, suggesting possible functional modulation at achievable intake levels. Organ specific expression analysis identified the endocrine, respiratory, renal, reproductive, central nervous, digestive, and musculoskeletal systems as a region particularly susceptible due to the high expression of high affinity targets linked to cell growth, extracellular matrix, epigenetic regulations, and inflammation. Interestingly, 30 tissues expressed high-affinity targets for both As and Su, while 14 tissues exclusively expressed targets for As.

Conclusion: This study highlights the potential for ASwt to interact with various biological targets, particularly As and Su. The high C/A ratios of some As targets and the tissue-specific expression patterns suggest potential safety concerns that require in vivo validation.

Keywords

Artificial sweeteners, Target interaction, In Silico analysis, Tissue specificity, Safety concerns

Introduction

Artificial sweeteners (ASwt) have become ubiquitous in our diet, offering a sugar-free alternative for weight management, diabetes control, and/or simply satisfying calorie conscious sweet tooth [1]. However, their safety and potential health concerns remain a topic of ongoing research. The increased use of ASwt as alternatives to sugar can be attributed to the extensive marketing efforts by manufacturers, and the increased prevalence of metabolic syndrome, diabetes, obesity, as well as other metabolic disorders, wherein ASwt are perceived as safer substitutes [2]. ASwt are also often recommended for individuals who are diabetic, obese/overweight or those who are trying to manage their weight, as they seek healthier alternatives to regular sugar. However, there is little evidence defending this claim that ASwt consumption has a beneficial effect on these patients [3]. Regulatory bodies like the FDA and EFSA have deemed commonly used ASwt as safe for human consumption at recommended intake levels [4]. These levels are established through rigorous evaluations considering factors like metabolism, absorption, and potential toxicity. Despite safety evaluations, several studies suggest potential health risks associated with chronic consumption of ASwt. A WHO systematic review3 revealed that replacement of ASwt with sugar does not provide a means for weight management in the long-term, and several studies have discovered a positive correlation between long term ASwt consumption and risk of developing cardiovascular disease [5,8], type 2 diabetes mellitus [6,8,11], and mortality in adults [6,8,9,12]. Current literature also reveals other concerning associations between ASwt consumption and various routinely observed clinical conditions, including heightened risks of developing cancer [13,15], chronic kidney disease [16,17], adiposity related diseases [8,9,18,19], as well as non-alcoholic fatty liver disease [20]. The adverse effects following chronic intake of ASwt can be consequence to disruptions to insulin signalling and gut microbiota, potentially influencing blood sugar control, impacting digestion, nutrient absorption, overall gut health and increasing the risk of metabolic syndrome [21,22]. Despite these reported clinical associations, there is substantial research gap regarding the pharmacodynamic effects of these sweeteners in homo sapiens, leading to lack of insights into their mechanisms of actions. Although ASwt offer the so-called “sugar-free option”, their long-term health effects require exploration of the pharmacological mechanisms of actions. Hence, research into the pharmacodynamics of ASwt can provide a foundation for establishing a mechanistic basis for highlighting safe consumption practices and mitigating potential health risks associated with their unaccounted consumption, perceiving them to the safe. A literature search revealed that the following were the top 5 most consumed ASwt in sugar-free food and beverages, Acesulfame K (Ac), Aspartame (As), Saccharin (Sa), Steviol (St), and Sucralose (Su), all of which are approved by the US-FDA, EFSA, and various other global food safety organisations for use as sweetening agents [4,23-27]. The current literature gap on the pharmacodynamics properties of these ASwt, led us to plan this study to address the gap using a network pharmacology approach. Which will help us understand the receptor binding profiles of the different ASwt and therefore establish a foundational understanding of how they interact with the human body, potentially uncovering mechanisms behind currently observed health associations. This perspective offers insights into the molecular mechanisms that are underlying currently observed adverse health effects, as well as a possibility to highlight potential health risks associated with the consumption of ASwt.

Materials and Methods

The isomeric SMILES sequence of each sweetener (Ac=“CC1=CC(=O)

[N-]S(=O)(=O)O1”, As=“COC(=O)[C@H](CC1=CC=CC=C1)NC(=O)

[C@H](CC(=O)O)N”, Sa=”C1=CC=C2C(=C1)C(=O)NS2(=O)=O”, St =“C[C@@]12CCC[C@@]([C@H]1CC[C@]34[C@H]2CC[C@](C3)(C(=C)C4)O)(C)C(=O)O”, Su=“C([C@@H]1[C@@H]([C@@H]([C@H]([C@H](O1)O[C@]2

([C@H]([C@@H]([C@H](O2)CCl)O)O)CCl)O)O)Cl)O”) was acquired from the PubChem database, which was then inputted into Swiss Target Prediction software (http: //www.swisstargetprediction.ch/) to predict and identify the targets of each sweetener, specific to homo sapiens. The 2D structure of the ASwt in the output files of Swiss Target Prediction software were used in this study to compare their structures. The commonalty of the targets and target classes between the ASwt were assessed using Venn Diagrams [28]. The Uniprot database (https: //www.uniprot.org/) was used to obtain the protein sequence of each individual target of the ASwt, and Yuel tool (https: //dokhlab.med.psu.edu/cpi/#/YueL) and Autodock Vina 1.2.0 were used to predict the affinity between the sweeteners and each of their potential targets as described before [29,33]. The targets were then classified into various functional groups, to assess the selectivity of each ASwt to any specific functional group(s).The pharmacokinetic properties of the sweeteners were assessed using data reported in current literature. The volume of distribution (Vd) obtained from current literature, and the dosage values (DV) which were obtained by evaluating current average daily intake (ADI) recommendations by the US-FDA, and EFSA, as well as current data regarding their consumption [23-27,34] were trichotomized into low, medium, high ranges. The Vd and DV were used to calculate the effective plasma concentration (µM) achieved at the three different DV for each individual sweetener. The Concentration/Affinity (C/A) ratio was calculated for each of the ASwt target, as a ratio of plasma concentration of the ASwt and its affinity value to its specific target. The C/A values obtained were used to generate a heatmap of each of the ASwt and their targets using the conditional formatting tool in Microsoft Excel software. C/A ratio ≥ 1.9 was used as a threshold to investigate the targets that are most likely to have an acute pharmacodynamic impact. This threshold was considered based on C/A ratio ≥ 1.9 accounting to an ASwt plasma concentration ~ twice the value of its affinity to its target and hence most likely to have a pharmacodynamic effect. Following identification of high affinity targets, the tissue specific expression of high affinity targets (based on C/A ratio ≥ 1.9) was individually assessed using the ProteinAtlas database (https: //www.proteinatlas.org/), and classified protein expression into the following three categories; “Not detected, Low, Medium, High”. If the protein expression was unavailable, the RNA expression was assessed and the following ranges were used; High=70-100% nTPM, Medium=40-69% nTPM, Low=≤ 39% nTPM. If the target’s tissue specific expression was classified as either “Not Detected” or “Low”, they were excluded from our further analysis.

Results

The 2D structures of all the five ASwt are presented in Figure 1. The defined dosage values (DV; mg/day) were calculated to be as follows in the order of low, medium, and high; [Ac (450, 900, 2000), As (1000, 2500, 5000), Sa (150, 300, 600), St (100, 240, 500), Su (150, 300, 600)] (Figure 1). The following Vd (L) values of each sweetener was estimated using data reported in literature; Ac (110), As (109), Sa (264), St (100), Su (100), and was used to predict the effective plasma concentration (mg/L) achievable in humans at each DV and were calculated to be as follows in the order of low, medium and high; [Ac (4.09, 8.18, 18.18), As (9.17, 22.94, 45.87), Sa (0.57, 1.14, 2.27), St (1, 2.4, 5), Su (1.5, 3, 6)] (Figure 1). These values were then converted into µM by using the molecular weight (Daltons) of each sweetener; Ac (163.15), As (294.31), Sa (183.19), St (318.4), Su (397.63), and were calculated to be as follows in the order low, medium and high; [Ac (25.1, 50.2, 111.54), As (31.21, 78.01, 156.03), Sa (3.1, 6.21, 12.42), St (3.14, 7.55, 15.72), Su (3.77, 7.54, 15.08)].

fig 1

Figure 1: Pharmacological Properties of the different artificial sweeteners (ASwt). Chemical Structures of the different Artificial Sweeteners (ASwt). The middle graphs show the trichotomized (low, medium, high) data of ASwt doses (mg/day) and predicted plasma concentration (µM), in humans. The bottom graph shows the molecular weight (Daltons), and the volume of distribution (L), of each ASwt.

Collectively the ASwt were observed to target 23 different functional groups. To evaluate if the sweeteners had any selectivity to specific functional groups, the mean affinity of each sweetener to their respective functional groups were assessed (Figure 2). Most of the functional groups were targeted by ASwt at physiologically feasible affinities (<1000 µM). The highest affinity of Ac was discovered to be towards erasers and enzymes, whilst the least affinity was towards proteases and lyases. As had the greatest affinity towards electrochemical transporters, oxidoreductases, writers, and erasers whilst the least affinity was discovered to be towards surface antigens, proteases, and enzymes. Sa showed selectivity towards transporters, kinases, cytosolic proteins, and ion channels whilst they showed the least affinity towards lyases, nuclear receptors, and family A G-Protein Coupled Receptors (GPCR). St had the greatest affinity towards kinases, proteases, secreted proteins, oxidoreductases, and membrane receptors, whilst it was revealed that they showed the least affinity towards fatty acid binding proteins, cytosolic proteins, and phosphatases. The highest affinity of Su was revealed to be towards membrane receptors, kinases, family A GPCR, erasers, hydrolases, and phosphatases, whilst they showed the least affinity towards secreted proteins, transferases, and ion channels.

fig 2

Figure 2: Affinity of artificial sweeteners (ASwt) to functional groups. The graph shows the affinity (µM, mean ± SD) of all 5 ASwt to various functional groups; Steviol = □,
Sucralose = △, Saccharin = ◇, Aspartame = ▽, Acesulfame K = ◯. The 1st Venn Diagram is comparison of the different ASwt targeting their different functional groups, and the 2nd Venn Diagram is comparing the different ASwt and their predicted targets.

Venn Diagrams [28] were used to examine if different ASwt shared common functional groups as their targets (Figure 2). Enzymes, and proteases were common targets of all 5 ASwt. Ac, Sa, St and Su had cytosolic proteins as their common targets. As, Sa, St and Su shared Family A GPCR, and kinases as common targets. Membrane receptors were common targets among Ac, As, St and Su. Oxidoreductases were common targets of As, St, Su, while erasers were common targets of Ac, As and Su. Lyases were common targets of Ac, Sa and Su. Ion channels were common targets of Sa, St and Su. Nuclear receptors were common targets of Sa and St. Phosphatases, and secreted proteins were common targets of St and Su. Hydrolases were common targets of Ac and Su. The exclusive functional groups of As were electrochemical transporters, surface antigens, and writers. Sa had one exclusive functional group i.e., transporters. St had following three exclusive functional groups i.e., cytochrome P450, fatty acid binding protein family, and isomerases. The exclusive functional group of Su was transferase. Except for Ac, all other ASwt exclusively targeted 1-3 different functional groups.

The network analysis identified potential targets of all the different ASwt i.e., Ac (43), As (109), Sa (106), St (109), Su (111). Venn Diagrams were again used to examine if different ASwt shared their targets (Figure 2). Notably, 8 targets were shared by As, Sa, St and Su, i.e., PSENEN, PTGS2, ACE, PSEN1, PSEN2, APH1B, NCTSN, APH1A. Ac, Sa, St and Su shared 1 target; MCL1, whilst Sa, St and Su shared PTGES. Ac, Sa and Su shared CA9, CA2, and ELANE. Ac, St and Su shared GSK3B. Ac, Sa and St shared CES2, and BCHE. Ac, As and Sa shared MMP2, whilst Ac, As and Su shared CASP3. As, Sa and St shared NOS2, OPRD1 and OPRM1, whilst As, Sa and Su shared PIM1 and F2. As, Su and St shared EDNRA, and Sa, St and Su shared PTGES. Ac and Su shared IDO1, TYMP, CDC25B, TYMS, CASP6, and CASP7, whilst Ac and St shared SIGMAR1. Ac and Sa shared STAT3, CES1, AOC3, CA12, and CA1 whilst Ac and As shared NAAA, KDM5C, KDM5B, KDM4A, KDM4C and KDM4B. As and Sa shared HDAC1 and OPRK1. As and Su shared KDM5A, CDK2, CSNK2A1, ITGAL, ITGB2, ICAM1, and DPP4. As and St shared AURKA, ITGA4, ITGB1, HMGCR, MME, BACE1, CPA1. Sa and St shared HSD11B2, HSD11B1, HTR2A, PTGER2, DRD5, AGTR1, PTGDR2, BCL2, PPARG, NR1H3, RORC, and F10. Sa and Su shared HSP90AA1, GBA, AKR1C3, FBP1, AKR1B1, P4HTM, MMP1, MMP3 and MMP9, whilst Su and St shared ADORA3, P2RX3, CDC25A, PTPN2, and PTPN1. The exclusive targets of Ac were CYP2A6, PADI2, PADI1, PADI3, PARP1, PADI4, DPYD, XDH, KAT2B, SIRT2, SIRT3, GDA, ACHE, TLR9, CASP9 and CASP4. The exclusive targets of As were SLC1A2, SLC5A1, SLC1A3, SLC15A1, SLC6A3, PAM FNTA, TDP1, NOS3, BIRC3, BIRC2, YARS, FNTB, CBX4, PPIA, HDAC8, NTSR1, TACR2, GHSR, TACR1, AGTR2, OXTR, TACR3, S1PR5, GALR1, FPR1, CALCRL, ROCK2,, PIM2, MKNK2, ILK, EPHA2, MAPKAPK2, ITGA5, ITGA2, ITGA2B, ITGAV, IL2RA, ITGB3, RXRA, XIAP, PDYN, IL1B, TUBB1, RRM1, CAPN1, LTA4H, RNPEP, DPP8, REN, BACE2, CASP1, PGC, CTSE, ANPEP, CTSD, LAP3, CELA1, CPB1, TPSAB1, KLK5, CTRB1, CTRC, CBX7, HLA-A, HLA-DRB3, HLA-DRB1, SETD2, PRMT1, CARM1 and SETD7. The exclusive targets of Sa were discovered to be SOAT1, DAGLA, PTPRC, NAMPT, HSD17B2, HSD17B1, AKR1C1, SERPINE1, ADRA1A, UTS2R, HTR2C, ADRA1D, CCR8, ADRA1B, CNR1, LPAR2, GPR55, CHRM1, CNR2,, CHRM3, HTR1B, HRH3, HTR1A, DRD3, DRD4, DRD2, GRIN2B, GRIN1, BCL2L1, SCN9A, TRPV4, KCNA5, TRPA1, KCNH2, ABL1, LIMK1, ERBB2, IKBKB, LIMK2, CA5A, CA13, CA5B, CA4, CA6, CA14, CA7, NR3C2, NR1H2, BMP1, MMP8, ADAMTS4, MMP13, EPHX1, PLAU, PRSS1, SLC6A4 and SLC22A6. The exclusive targets of St were revealed to be CYP17A1, CYP51A1, CYP26A1, CYP26B1, KIF11, BCL2L2, TP53, BCL2A1, SCD, UGT2B7, G6PD, AMPD2, TERT, PLA2G4A, HSD17B3, AMPD3, CPT2, FAAH, AMPD1, UBA2, POLB, SAE1, AKR1B10, PLA2G1B, CPT1B, HCAR2, GPBAR1, PTGFR, EDNRB, CCKBR, GABBR1, FABP2, FABP4, FABP1, GABRB2, GABRG2, GABRA2, TOP2A, TOP1, PRKCH, FLT1, GSK3A, FGFR1, NPC1L1, CD81, MDM2, THRA, AR, ESR2, THRB, PPARD, RARA, NR1H4, PPARA, RARG, VDR, IMPDH2, CDC25C, PTPN6, ACP1, PREP, CTSA, EPHX2, ECE1, SERPINA6 and SHBG. The exclusive targets of Su were found to be HSPA8, LGALS9, LGALS8, LGALS4, HSPA5, PDCD4, HEXA, AHCY, PYGL, TREH, HEXB,, HK2, PYGB, PYGM, OGA, FUCA1, HK1, AMD1, ADK, HPRT1, DAO, PNP, HPSE, AKR1C2, CDA, PIN1, JMJD1C, KDM4E, ADORA1, ADORA2A, ADORA2B, GAA, AMY2A, ADA, TRPV1, CDK9, CCNA2, CCNT1, CCNB1, CDK4, CDK1, EGFR, GRK1, LCK, FYN, MAPK1, CCND1, CCNA1, SLC5A2, GAPDH, TYR, KMO, PTPRB, PTPN11, FOLH1, CASP2, NAALAD2, ADAM17, CASP8, GGH, FGF1, VEGFA, FGF2, DTYMK and TK1.

The affinity of Ac to its targets ranged from 4364.28 µM to 83111.14 µM, of which the high affinity targets were PADI2 (4364 µM), KAT2B (8305.64 µM), and KDM5C (9032.40 µM) (Figure 3). However, none of these potential targets had a significant C/A ratio (≤ 0.026). Our analysis revealed As to have 58 potential targets with a significant C/A ratio (≥ 1.9), of which the following 8 targets had an alarming C/A ratio ≥ 20; ROCK2, ACE, ITGA5, PIM2, KDM5C, PIM1, SLC1A2, SETD2. The highest affinity recorded was for ROCK2 (0.1806 µM) which had a C/A ratio of 838.577 for the high dose value (Figure 3). The affinity of Sa to its targets ranged from 3361.6 µM to 69202.9 µM, of which the highest C/A ratio was determined to be 0.004 and all its targets were therefore deemed insignificant as it is unlikely to achieve concentrations sufficient to activate these targets (Figure 3). The affinity of St to its targets ranged from 52.5 µM to 8910.5 µM, of which the high affinity targets were GSK3B (52.5 µM), ACE (52.7 µM), PRKCH (54.6 µM) (Figure 3). However, none of these potential targets had a significant C/A ratio (≤ 0.299). Su was found to have 5 potential targets with a significant C/A ratio (≥ 1.9); CDK4, CDK9, SLC5A2, CDK1, EGFR (Figure 3). CDK4 had the highest affinity (0.60 µM) and a C/A ratio of 24.999 at the high dose value.

fig 3

Figure 3: Concentration/Affinity (C/A) Ratio of the 5 artificial sweeteners (ASwt) to their respective predicted targets. The heat maps represent the C/A Ratio of the ASwt against all of its identified targets from the SwissTargetPrediction database, at each trichotomized dosage value (low, medium, high) (Scale: Red to Green = High to Low C/A ratio values).

To assess the organ specific impact of ASwt, we examined an organ specific expression pattern of the high affinity targets with a focus on the significant targets of As (58) and Su (5), whilst the targets of Ac, Sa, St were excluded from this part of the study based on the low C/A ratio (Figure 4). In the human Protein Atlas database, we identified 56 different organ types expressing targets of As and Su. The expression of the targets was classified as either high (green), medium (red), or low/none (blank) (Figure 4). We further defined these targets as highly significant if the target was highly expressed in > 15 organs, and the resultant highly significant targets identified were as follows: CAPN1 (30), LTA4H (16), MKNK2 (25), ITGA2 (17), HDAC1 (19), CDK9 (25). Of these targets CAPN1, LTA4H, MKNK2, ITGA2, HDAC1 are targets of As, and CDK9 is the only one that’s a target of Su. To define which organs were most likely to be pharmacodynamically affected, we focused on the organs that highly expressed the high affinity targets we had initially defined as significant (C/A ≥ 1.9). Forty-four organs were identified to express high affinity targets of As and Su (Figure 4). If a tissue highly expressed the target ≥ 10 times, we defined it as pharmacodynamically significant, and the organs we discovered to fit these criteria were colon, duodenum, kidney, placenta, rectum, small intestine, stomach, testis, cerebral cortex, cerebellum, bone marrow, appendix and tonsil. The expression of various high affinity targets of As and Su in various organs is also summarised in the bottom panel of figure 4. While 30 tissues had high expression for high affinity targets of both As and Su, and 14 tissues exclusively expressed high affinity targets of As (Venn diagram Figure 4). The organ systems which can be preferentially targeted by ASwt were endocrine, respiratory, renal, reproductive, central nervous, digestive, and musculoskeletal systems.

fig 4

Figure 4: Organ specific expression analysis of significant artificial sweeteners’ (ASwt) targets. The upper graph shows the significant ASwt targets being graphed against different tissues. (Red = High Expression, Green = Medium Expression, Blank = Low/No Expression). The bottom graph summarises the organs highly expressing the significant targets of aspartame (blue) and sucralose (green), showing the different organs and the high affinity targets. (Blue = Aspartame Targets, Green = Sucralose Targets). The Venn diagram compares the organs expressing high affinity targets between aspartame (light blue) and sucralose (Yellow).

Discussion

This in silico study is the first of its kind which investigated the potential interactions between five common artificial sweeteners (ASwt) and various biological targets. Our findings shed light on potential mechanisms by which ASwt may exert pharmacodynamic effects in humans. The network pharmacology approach has revealed several potential mechanistic insights that may explain currently observed associations between ASwt consumption and the development of various clinical conditions including cardiovascular disease, lipid disorders, endocrine disorders, type 2 diabetes mellitus, chronic kidney disease, and cancer. This wide range of disease risks associated with ASwt consumption are consistent with the diverse organ systems (endocrine, respiratory, renal, reproductive, central nervous, digestive, and musculoskeletal systems) targeted with high affinity by ASwt. Our study also highlights the dissimilarity between different ASwt examined in this study regarding their safety and pharmacodynamic effects, which in our view should influence safe consumption practises. Specifically, As and Su were identified to be least safe ASwt, based on their target profile and associated C/A ratios. While Sa was identified to be most safe ASwt followed by Ac and St based on their target profile and associated C/A ratios.

The famous quote by Paracelsus “only the dose makes a thing a poison” [35] becomes very relevant to specifying safe consumption levels of ASwt. This principle is the foundation of safety, recognizing that any substance, even water or oxygen, can be harmful at high enough concentrations. While regulatory bodies have established safe intake levels for each ASwt, our findings suggest potential reasons for re-evaluation, particularly for As and Su. Our analysis revealed that As and Su will interact with cellular targets at achievable doses, raising concerns about potential health consequences. This is especially relevant considering the high C/A ratios observed for some of its targets. Therefore, it is crucial to emphasize the importance of adhering to recommended intake levels and to consider the potential cumulative effects when consuming ASwt products. Long-term studies are necessary to definitively determine the safety of chronic ASwt consumption at these recommended doses. Nevertheless, based on our observations in this study, we suggest limiting daily intake levels of As and Su under 400 mg/day and 100 mg/day respectively or alternatively considering using Sa, Ac and St with daily intake limited to 150 mg/day, 400 mg/day and 80 mg/day respectively. These revised daily intake suggestions should be considered while designing long-term randomised clinical trials. A considerable structural difference is also evident between different ASwt. Ac is a sulfamate ester that is 1,2,3-oxathiazin-4(3H)-one 2,2-dioxide substituted by a methyl group at position 6 [36]. As is the methyl ester of the aspartic acid and phenylalanine dipeptide. Sa is a 1,2 benzisothiazole with a keto group at position 3 and two oxo substituents at position 1. St is the basic backbone of steviol glycosides such as stevioside, rebaudioside A which are extracted from the stevia plant, it is a diterpene compound that consists of a tetracyclic diterpene structure featuring a lactone ring, with a hydroxyl group located at position 13. Su is a disaccharide derivative composed of 1,6-dichloro-1,6 dideoxyfructose and 4-chloro-4-deoxygalactose, produced by the chlorination of sucrose which results in three chlorine atoms replacing three hydroxyl groups, thereby preventing it from being broken down. These structural differences may account for the considerable variations in their targets/ target groups observed in this study. The comparative analysis of the various functional groups of the targets impacted by ASwt allows us to assess how the most used combinations of ASwt can influence systemic physiology. The most used combinations of ASwt in artificially sweetened beverages are as follows; Ac and As (Coke Zero, 7up Zero), As and Sa (Fountain Diet Coke) [37], Ac and Su (Red Bull Sugar Free). The Ac and As combination binds with 13/28 functional groups (Cytosolic Protein, Electrochemical Transporter, Enzyme, Eraser, Family A GPCR, Hydrolase, Kinase, Lyase, Membrane Receptor, Oxidoreductase, Protease, Surface Antigen and Writer). The As and Sa combination binds with 15/28 functional groups (Cytosolic Protein, Electrochemical Transporter, Enzyme, Eraser, Family A GPCR, Ion Channel, Kinase, Lyase, Membrane Receptor, Nuclear Receptor, Oxidoreductase, Protease, Surface Antigen, Transporter, and Writer). The Ac and Su combination binds with 14/28 functional groups (Cytosolic Protein, Enzyme, Eraser, Family A GPCR, Hydrolase, Ion Channel, Kinase, Lyase, Membrane Receptor, Oxidoreductase, Phosphatase, Protease, Secreted Protein and Transferase). In our opinion considering the potential synergistic effects associated with use of ASwt in combinations, this should be avoided as it is likely to potentiate adverse effects.

A recent prospective cohort study revealed a positive association between ASwt consumption and atrial fibrillation (AF) rates, [27] our study revealed potential mechanisms that may explain this association. We found that the targets of the ASwt we studied included several important proteins that have been found to be implicated in AF; KCNA5, KCNH2, TRPV4, BCL2, GSK3B. Although none of these targets were significant (C/A ratio ≤ 1.9), the chronic consumption of ASwt can lead to its accumulation in tissues niches, eventually raising to concentrations sufficient to activate these targets responsible for inducing AF. Also, the following high affinity targets of ASwt, CAPN1, LTA4H, MKNK2, ITGA2 and HDAC1 can indirectly regulate factors which can predispose to AF. These findings merit further studies, particularly ones that involve taking a chrono-pharmacological approach,28 to assess rates of AF events in relation to chronic ASwt consumption. We have previously examined chrono-pharmacology of other chronically used therapeutic and have demonstrated the association of periodic tissue accumulation and clinical presentation of adverse events [38]. Such a chrono-pharmacological profile, merit following a dosing approach that allows for a washout phase to clear the active drug from the system to prevent adverse events occurring, consequence to the drug accumulating and building in tissue specific niche. Hence, based on this prior chrono-pharmacology knowledge we propose all chronic users of ASwt to allow for a few weeks (ideally 1-2 weeks) of washout phase every 6 months or alternatively to try a rotational use approach between Sa, Ac and St, with each ASwt being used for a few weeks sequentially.

The link between ASwt and cancer risk remains a subject of ongoing investigations. While some major regulatory bodies have deemed no convincing evidence for a direct cause-and-effect relationship, some studies suggest a possibility of associations between ASwt consumption and increased risk of developing cancer although without much insights into the mechanisms responsible [13,15]. Our study addresses this gap in the literature by potentially identifying several ASwt targets, such as MCL1, ROCK2, BCL2L1, BCL2, MDM2, TP53, CDK proteins, HDAC1, ITGA2 and caspases which are widely reported to be associated with cancer development and/or progression [39]. Incidentally high affinity targets of ASwt were highly expressed in endocrine systems, which again may highlight the increased risk of developing cancer. These ASwt targets are widely reported to influence a variety of oncogenes, tumour suppressor genes, extracellular matrix, apoptosis regulation proteins, and cell cycle regulating proteins. ASwt consumption has been specifically linked to increased risk of developing pancreatic cancer [40] whilst other studies have found pancreatic adenocarcinoma development to involve ROCK2 pathways [41] which we found to be a significant target of As, possibly underlining a mechanism through which As can lead to the development of pancreatic cancer. However, the potential interaction of ASwt, particularly As, with cellular targets identified in this study warrants further exploration to understand if these interactions could play a role in cancer development or progression. Long-term, well-designed epidemiological studies are crucial to definitively assess the potential association between chronic ASwt consumption and cancer incidence. In the meantime, adhering to the revised intake levels suggested in this study will be prudent. A preclinical study has shown negative effects of ASwt on sperm quality. Studies on mice exposed to high doses of As observed reduced sperm parameters like motility, viability, and normal morphology. Additionally, these studies reported DNA fragmentation and decreased sex hormone binding globulin (SHBG) and testosterone levels [29,30]. It’s important to note that these were animal studies with high doses, and it’s unclear if similar effects translate to humans at recommended intake levels. However, the findings raise concerns and warrant further investigation. While some studies have suggested a potential link between ASwt consumption and reduced fertility, particularly in women undergoing IVF (In Vitro Fertilization). Studies [42,43] have shown that high intake of regular or diet soft drinks, containing ASwt, may be associated with decreased egg quality, embryo quality, and reduced implantation and pregnancy rates. The potential antifertility mechanisms could involve altered gut microbiome, disruption of hormonal pathways or directly targeting reproductive organs, all of which are crucial for sperm production and optimal functioning of gonads. In addition, this study highlights the potential role of SHBG in infertility associated with chronic consumption of ASwt, as SHBG was identified as a high affinity target of Su and both testis and ovary were observed to be pharmacodynamically significant tissue as these organs highly expressed significant targets ≥ 10 times of ASwt. The potential link between ASwt and cardiovascular disease (CVD) is a topic of growing interest, with our findings adding a layer of complexity to this topic. While regulatory bodies generally consider ASwt safe at recommended intake levels, some observational studies suggest an association between high ASwt consumption and an increased risk of CVD. Study [5,8] did reveal potential interactions between ASwt, particularly As and Su, with cellular targets (CAPN1, LTA4H, MKNK2, ITGA2, and HDAC1) involved in various physiological processes. Notably, some of these targets are linked to functions relevant to CVD development. For instance, the high C/A ratios observed for As with targets like ACE (Angiotensin Converting Enzyme) suggest a potential for influencing blood pressure regulation. Additionally, interactions with targets related to inflammation and cell death could also be relevant to CVD pathogenesis. The associations between ASwt and cardiovascular diseases may also be mechanistically explained by interactions with several targets, particularly: ACE, REN, AGTR1, HMGCR and NPC1L1. Influence of ASwt consumption on Hypertension [6,9,38] can be explained by ASwt interactions with ACE, REN, AGTR1. Increased cholesterol uptake is a predisposing factor for many cardiovascular diseases, and this may be accounted for by interactions with HMGCR, and NPC1L1. Increased cholesterol uptake is associated with coronary artery disease, increased myocardial infarction risk, stroke, and atherosclerosis. The prevalence of these diseases has been correlated with consumption of ASwt. Future research [44-46] should focus on randomised clinical trials with long-term follow-up to definitively determine if chronic ASwt consumption at recommended doses causally increases the risk of cardiovascular disease.This study revealed potential interactions between ASwt, particularly As and Su, with various cellular targets at achievable doses. These interactions raise concerns about potential adverse health effects, especially in the gastrointestinal tract and closely associated organs, where some targets linked to inflammation (LTA4H) [47] and cell death (CAPN1) [48] were highly expressed. Furthermore, the high C/A ratios observed for some As and Su targets and their organ specific expression patterns suggest a possible increased risk of functional modulation in not only gastrointestinal tract but also endocrine, respiratory, renal, reproductive, central nervous, and musculoskeletal systems. We also observed colon to be a pharmacodynamically significant tissue impacted by ASwt, which may possibly explain observations regarding ASwt consumption and impacts on the gut micriobiota [49]. ASwt interactions with the kidneys, which we also discovered to be a pharmacodynamically significant tissue, may explain associations with nephrotoxicity [50] and chronic kidney disease. Despite some interesting insights [16] into the pharmacodynamic effects of ASwt highlighted in this study, it does have some limitations. This study exclusively relied on in silico analysis, and hence in vivo trials are essential to validate these findings. Additionally, the long-term consequences of ASwt exposure require dedicated chrono-pharmacology focused research to establish a definitive link between consumption and potential health risks. In conclusion, ASwt are widely used as sugar substitutes, but their impact on health remains a topic of concern. While considered generally safe at recommended doses by regulatory bodies, our findings suggest a need to exercise caution. Our study highlights the potential for ASwt to interact with various biological targets and induce adverse effects, particularly As and Su. The high C/A ratios of some As and Su targets and the tissue-specific expression patterns suggest potential safety concerns that require further investigation under long-term randomised settings.

Acknowledgements

Research support from University College Dublin-Seed funding/Output Based Research Support Scheme (R19862, 2019), Royal Society-UK (IES\R2\181067, 2018) and Stemcology (STGY2917, 2022) is acknowledged.

Declaration of Interest Statement

None

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Review of Selected Over-the-Counter Toothpastes in the Management of Dentine Hypersensitivity

DOI: 10.31038/JDMR.2024713

Abstract

Desensitising products designed for use in the treatment of Dentine Hypersensitivity (DH) are available either through in-office procedures (professional products) or direct to the consumer (over the counter products [OTC]). This paper is an overview on selected OTC products available to the consumer and compares the reported effectiveness of the different active ingredients present in these products. Information was collected from several sources including direct observation of the toothpastes available in a UK supermarket and from online retailers (such as Amazon etc.,) as well as reviewing the published evidence from randomised control trials, systematic reviews, and meta-analyses as well as clinical studies. A comparison of the claims of effectiveness in reducing Dentine Hypersensitivity by toothpaste manufacturers on the toothpaste cartons (e.g., packaging and labelling) was compared with the results from these peer reviewed publications. Evidence from these publications would suggest that products containing potassium, stannous fluoride, calcium sodium phosphor-silicate, arginine, nano-hydroxyapatite, and fluoro-calcium-phospho-silicate ingredients have sufficient evidence to support their effectiveness in managing DH. There is, however, contradicting information on the effectiveness of potassium containing products in the published literature.

Introduction

Dentine Hypersensitivity (DH) is a somewhat puzzling clinical condition which may impact on the Quality of Life (QoL) of those who suffer from the problem [1,2]. The pain associated with DH has been described as ‘rapid in onset, sharp in character and transient in nature’, and will resolve once the offending stimulus has been removed [23]. The prevalence of DH varies depending on how data is collected, for example, questionnaire values range from 4% to 74% whereas clinical studies would suggest lower values in the region of 11.5% [3]. These higher values may suggest that self-reporting of DH may be exaggerated compared to clinical results as well as variations in the different populations that were assessed. From an epidemiological perspective, there was a slightly higher prevalence in females than in males which was not statistically significant. Evidence from clinical evaluation would suggest, in the main, a lower prevalence value compared to the self- reported values by participants which may be due in part to the participants being unable to distinguish the various conditions associated with dental pain (e.g., toothache etc.).The underlying mechanism of DH is hydrodynamic in nature and based on the Hydrodynamic Theory where minute fluid shifts in the dentinal tubules initiates a pain response [4]. Currently most treatment approaches are based on this theory and as such most desensitising products (In-office professionally applied and/or over the counter (OTC)) are based on their tubular occluding properties [5]. The choice of recommending a product will depend on a clinician’s clinical judgement on the extent and severity of the clinical problem. The treatment of DH, however, is based on a correct diagnosis of the problem and by excluding all other possible causes of the individual’s discomfort (essentially DH is a diagnosis of exclusion), the choice of product or technique based on the extent and severity of the condition, patient compliance, and successful monitoring/ management of the problem over time. The aim of this short overview is therefore to evaluate the claims of effectiveness of selected over the counter desensitising products (packaging claims) and compare these claims with evidence from the available published literature.

Methodology

A study was conducted by one of the authors (HS) to identify a range of home or consumer (over the counter) desensitising toothpaste products for the treatment of DH in a local supermarket store in the UKas well as online retail websites (e.g., Amazon). Information relating to the ingredients of the various selected toothpastes together with the claims made on the cartons (packaging/labelling) which subsequently included data from the internet (manufacturers’ websites). A comparison was made on the various claims made by the manufacturers on their products with the available evidence from peer reviewed journals. This information was subsequently collated into tables as shown below (Tables 1 and 2). From the various desensitising products identified in the initial survey it was decided to concentrate on four selected products based a specific active ingredient namely: 1) Fluoro-Calcium-Phospho-Silicate (FCPS)(BioMin-F), 2) Stannous fluoride (Sensodyne Rapid Relief), 3) Arginine (Colgate Sensitive Instant Relief) and 4) Nano-hydroxyapatite (Curaprox Be you). A Potassium containing product with without other active ingredients (e.g., stannous fluoride or hydroxyapatite) together with a Calcium Sodium Phospho-silicate (CSP) product (e.g. Novamin based) was included when. discussing the results (Table 2).

Table 1: Selected over the counter desensitising toothpaste products available in the UK consumer market with their listed ingredients and their packaging claims.

tab 1

Products on the Market

The following selected products were identified in an initial survey (Table 1):

The following table (Table 2) highlights the purpose/aim and mechanism of action for each toothpaste and their main ingredient(s) together with the supporting evidence from the published literature.

Table 2: The purpose/aim and mechanism of action for each toothpaste and their main ingredient(s)

tab 2

Discussion

According to Vranić et al. [6] the main components of a toothpaste are abrasives, humectants, surfactants, binders, and flavouring agent together with any active ingredients. The formulation of toothpaste products is a complex procedure, and it is essential to ensure that any of the other ingredients within the formulation do not impact with the delivery of the active ingredient. According to Rathore and Gillam [7] most manufacturers, make claims under the Cosmetic regulations rather than making a direct clinical claim such as ‘prevents gingivitis’ etc., which would require clinical evidence from well-conducted randomised clinical trials (RCT) to claim clinical efficacy [8]. For this selected overview on over the counter (OTC) desensitising products, examples of the various active ingredients (initially identified from the consumer brands in a UK supermarket and online retail websites), together with their respective claims of effectiveness were assessed from the available published literature (which included evidence from systematic, reviews, meta-analysis, reviews [including Cochrane Reviews] and clinical studies).

One of the problems in evaluating the evidence for these studies was 1) the lack of homogeneity between the studies particularly with view to the length of duration and assessment methodology of the selected studies for example reviews based a Cochrane type of review would only include studies of a minimum of six weeks duration as well as including similar ingredients in both control and test groups [9-11], 2) the likelihood that some of the active ingredients within the formulation may have changed over the decades and 3) the problems of the highly subjective nature when reporting Dentine Hypersensitivity.

Based on the evidence from the published literature it can be concluded that the active ingredients outlined in Tables 1 and 2 have been shown to be effective in reducing DH [12-16]. However, there is clearly a need to have well controlled clinical studies on a duration that is relevant to the claims being made. For example, if a short acting or immediate (rapid) effect is claimed than the time intervals in the study should reflect this (e.g., retesting within 5-10 minutes following application). Alternatively, if a long-lasting effect is claimed than the time intervals should reflect this (e.g., 3-6 months), furthermore if claims of protection against ‘acid erosion’ are made than evidence from in vitro or in situ studies should support this. It should be acknowledged, however that some toothpaste formulations may take longer to be effective in reducing DH. From a clinical perspective it may be reasonable for the clinician and patient to accept that the discomfort from DH may not be eliminated but there is some relief that enables them to enjoy a better Quality of Life (QoL). According to Rathore & Gillam [7] one of the advantages of publishing these claims on the packaging is that this may enable the consumer to identify an OTC product that is relevant to their specific needs such as a recommended toothpaste for ‘sensitivity’ with a degree of confidence that the product may actually help them in resolving their problem [17-32].

Conclusion

There appears that the conclusions from the published literature acknowledge the effectiveness of selected OTC desensitising toothpaste products e.g., potassium, stannous fluoride, calcium sodium phosphosilicate (CSP) and arginine have sufficient supporting evidence to justify their claims. Evidence to support the use of nano- hydroxyapatite (nano-HA) and Fluoro-Calcium-Phospho-Silicate (FCPS) is growing and some studies have shown that they have a similar or improved effect on reducing DH than the other ingredients. There is, however, contradictory evidence regarding the effectiveness of the potassium ion in potassium-based toothpastes.

Disclaimer

One of the Authors (DG) has several patents on oral care products and currently is a Director with Biomin Technology Limited, UK. There was, however, no commercial involvement in preparing and writing up the research undertaken in this study.

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A Comparison Study: Frequency and Duration of Two BLS Courses to Determine CPR Skill Retention and Competence

DOI: 10.31038/IJNM.2024524

Significance of Problem

Cardiac arrests present a significant global health problem and are the leading cause of death annually [1]. Healthcare workers as well as laypersons must be trained effectively in cardiopulmonary resuscitation (CPR) to learn and retain skills over time. CPR skill retention is vitally important on successful resuscitation outcomes. CPR skill retention has been shown to significantly decline over time. Overall, the quality of CPR skills including accuracy of compression rate and depth, correct hand placement, and ventilation quality declines rapidly when skills are not regularly practiced and refreshed [2-6]. In one study, adults who participated in various forms of initial CPR certification classes experienced a significant performance decline in CPR skills in as little as two months following initial CPR instruction [7]. Another study found that CPR skills can begin to decline in as little as two weeks following CPR training [4]. Thus, retention of CPR skills after initial CPR training is a key determinant to the maintenance of CPR competency.

Background

Research on CPR skill retention following CPR training programs has consistently identified a relatively low retention rate. CPR certifications from both the American Heart Association (AHA) and American Red Cross are 2-year certifications, leading to concerns that many students demonstrate significantly low skill retention rates by the time their certification expires. Most research examines either the lay public or college students enrolled in a Nursing program. To improve skill retention rates, studies support the use of CPR distributed practice or refresher training to improve retention of CPR skills [5]. Distributed practice or refresher training can include: (1) short periods of monthly or quarterly practice; or (2) slightly longer refresher training every six months. To date, no studies have compared CPR skill retention in college students from two different academic programs of study who were taught using two different program formats. In addition, the type of CPR training can also impact the retention of CPR skills. The 2 main types of CPR training are initial and renewal CPR training. Normally, CPR instruction courses are often very short in duration with rushed practice time by the learners, possibly limiting the retention of knowledge and skills. Frequent, short-duration, distributed CPR training with real-time feedback has been shown to be effective in improving CPR performance [3]. The National Nursing Staff Development Organization (1989) found that CPR instruction in short, frequent exposures can help to reinforce knowledge and maintain psychomotor skills [8]. Brief but frequent practice of CPR skills on an automated feedback manikin appears to be an effective strategy in retaining high quality CPR skills and knowledge [1]. Distributed CPR practice that provides refresher training in short but frequent time segments helps to improve knowledge and CPR skill retention. The focus of this pilot study was to identify if participation in a CPR instruction course presented over a period of several weeks with repeated engagement with skill performance would demonstrate retention improvement of Adult CPR knowledge and skills in college students six months following course completion.

Methods

Students were selected from an undergraduate Nursing (NURS) and Exercise Physiology (EXPH) program at a small, private Midwestern university. This study was approved by the University’s institutional review board. Both groups initially completed course and skill work in American Heart Association (AHA) Adult Basic Life Support (BLS) CPR with an AHA-certified instructor as part of their required academic curriculum. Student groups completed Adult BLS CPR training in one of two formats. NURS students completed an in-person cognitive program of approximately 2 hours in length, followed by a 2-hour skill review and hands-on skill assessment with an AHA certified instructor. In the NURS group, the entire course and subsequent Adult BLS certification was completed in approximately 4 hours. EXPH students completed a 15-wk semester course entitled “Medical Emergency Management”, incorporating an AHA certified instructor-led BLS portion of the course. EXPH students completed their in-person cognitive portion of the course, repeated skill review and feedback, and skill assessment in three, 50-minute class sessions per week over a 3-week period. Therefore, the in-person cognitive portion encompassed approximately 7 total hours during their BLS CPR certification. Additionally, EXPH students were assessed on CPR (and related skills) in a written format on multiple other occasions during in-class examinations throughout the 15-week semester. Overall, EXPH students were engaged in BLS CPR cognitive and psychomotor skill work almost twice as long as NURS students. Approximately 6 months after their BLS certification, eligible students were contacted by one of the investigators and asked to participate in a follow-up study of CPR skill retention. Participants were not academically obligated to participate in the follow-up study. A total of 20 Nursing and 13 EXPH students agreed to participate in the study. Participants were not given advance notice of the study or formal skill practice after initial certification (unless this occurred outside of the university). This ensured that all participants were evaluated under the same conditions and with the same equipment. Participants had the skill of Adult CPR re-evaluated on a Prestan® feedback manikin 6 months after initial BLS certification. The skill did not include the use of an AED. Students were individually evaluated by their original course instructor using a checklist of 10 performance identifiers. Students received no feedback during the skill evaluations, other than what was provided by the manikin itself regarding ventilations (chest rise) and compressions (rate and depth). If the student successfully completed the skill evaluation, a “yes” was recorded. If the student failed to successfully complete the skill evaluation, a “no” was recorded. Successful completion of each performance identifier was determined by the student’s original AHA certified course instructor.

Main Outcome Measurement

Student’s successful completion (as determined by the AHA certified course instructor) of each performance identifier were evaluated. The total number of performance identifiers successfully completed (“yes” responses) were compared between Nursing (n=20) and Exercise Physiology (n=13) students.

Results

Results are expressed as mean ± standard deviation. A two-tailed t-test was used to compare the groups. Significance was set at p<0.05. The number of individual “yes” responses for each performance identifier were determined for each group. The average number of “yes” responses for the 10 performance indicators was then compared between the groups (see Chart 1). Average “yes” responses were significantly higher in the NURS group (16.5 ± 4.60) when compared to the EXPH group (9.6 ± 3.75) (Table 1).

Discussion

Nursing students displayed a statistically significant higher number of successful performance identifiers than Exercise Physiology students, suggesting that higher frequency training sessions leading up to CPR certification may not be a primary factor to college students’ retaining CPR skills. Several limitations were identified during this study. One significant limitation was the variance in clinical experience between the participant groups. Nursing students had several weeks of hands-on clinical experience in the healthcare setting. At the six-month evaluation point, nursing students had been participating in weekly clinical rotations in the hospital setting for approximately two months. This healthcare related exposure may have a positive impact on CPR skill retention. A second limitation is the use of two different evaluators. Although both evaluators used the same tool and performance identifiers, researcher bias inherently occurs when two different evaluators come from different backgrounds and viewpoints. Skill mastery involves some imperfections which might be graded differently between evaluators, especially with the pre-assessment components (e.g. check the scene, check the victim, etc).

Conclusion

Higher frequency training sessions for CPR certification may not be a primary factor to CPR skill retention over 6 months. Results of this study underscore the significant problem of rapid decline in CPR knowledge and skill retention in all learners. These findings support the incorporation of an effective and interactive initial training along with periodic CPR skill refreshers to reinforce learning and skill competence. Low dose (short duration) yet higher frequency CPR skill refreshers may help to retain critical CPR knowledge and skill retention. Additional studies examining various options of initial CPR certification courses and skill refresher activities are recommended to help identify that “sweet spot” of frequency and duration to support CPR skill competence.

References

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Large Scale Topic Extraction from Incident Reports by Natural Language Processing

DOI: 10.31038/IJNM.2024523

Abstract

Background: Events reported to the Datix database involve a wide range of contexts and processes. Common themes and underlying systemic factors underlying factors. We present the use of a machine learning approach and algorithm called Top2Vec to capture the linguistic meanings and semantics contributing to multiple events are typically identified by individuals responsible for reviewing each such event. This is prone to missing genuine within numeric sequences called word or document embeddings. These document embeddings can be aggregated into clusters representing particular themes, which we represent as wordclouds.

Method: 2112 Datix reports from Critical Care in Dudley Group Hospitals NHS Foundation Trust were imported into a Python 3.9.12 Pandas dataframe. Incident descriptions were processed through the Top2Vec algorithm. Each document was represented by a 300 long numeric vector. Regions of local density and clusters of documents were identified within Top2Vec by Hierarchical Density-Based Spatial Clustering (HDBSC). The centres of these clusters are represented by a group of words with potentially common meanings, revealing the underlying topic.

Results: The wordcloud representations of the following topics were subjectively equated to: Pressure sores, patient aggressive behaviour, Drug prescription and administration, Isolation for loose stool, Nurse staffing capacity, Single sex breach, Safeguarding and vulnerable patients, Missed enoxaparin, Bed capacity, Blood product collection, Patient facial pressure sores, Blood product wastage.

Conclusion: The common words within the wordclouds suggests that Top2Vec is capturing words sharing meanings within the embeddings. We propose that this is an efficient method to analyse large datasets of text and reveal deep themes contributing to many single events.

Keywords

Top2Vec, Datix reports, Critical care, HDBSCAN, Clustering, dimensionality reduction, t-SNE, Topic extraction, Natural language processing

Introduction

The National Health Service (NHS) strives to improve and ensure patient safety is always maintained. The Patient Safety Incident Response Framework (PSIRF) was introduced in August 2022 as part of the NHS patient safety strategy to continuously improve and optimise patient safety. It encourages the reporting of incidents that did or could have resulted in harm to patients, staff, visitors, a member of the public or the Trust. These incidents can vary in severity from no harm done, near miss, serious incidents and never events. The intention of incident reporting is to ensure the environment is safe for everyone, reducing future risk and to raise awareness when things go wrong. It also promotes learning from these incidents as well as ensuring resources are appropriately allocated to deliver improvement. By reporting incidents, it allows managers and staff to recognise and keep an accurate record of incidents so that appropriate action can be taken. Datix is a software system used for incident reporting or more commonly known as a Trust’s electronic incident reporting system. It is widely used across the NHS to record and capture relevant details of the incident reported digitally. It allows a more structured and systematic manner in recording the incidents reported. Subsequently, responsible managers can review and provide feedback based on the incidents logged, thus encouraging lessons to be learnt from them with the aim of minimising recurrence and improving safety. As these incidents are stored digitally, it also allows the individual Trust to collate and analyse the data to identify any wider issues that may contribute to these incidents.

In an effort to facilitate these clinical governance processes, which potentially has thousands of these reports per year, we have used natural language processing to automate the identification of important themes. Natural language processing is the field that brings together computer science and linguistics, whereby free text (as opposed to a formal language, e.g. programming) is processed algorithmically to derive meaning. Potential uses of this technology includes:

Automated ICD-10 coding based on free text entries into electronic health records [1-6];

  • Analysis of social media data to see how people view concepts of causality, e.g. stress causing headaches [5];
  • Identification of potential candidates for recruitment to critical care trials [7-10];
  • Extraction of key features from radiological reports [4];
  • Emergency department triage [11];
  • Identification of potential adverse drug events [12-15]

A key concept to the processing of natural language computationally is the distributional hypothesis, originally proposed in 1954 [7]. This suggests that language can be described based on the co-occurence of its parts relative to others, i.e. their context. Consider that we have no concept of the word “Tazocin” and we encounter the following statements:

  • Tazocin dose given to wrong patient
  • Septic patient prescribed Tazocin later than one hour
  • Tazocin given outside of antimicrobial guidelines

Based on the words it is close to, we could infer that this is something that has a dose, is given to patients, is something that is supposed to be given to a septic patient within an hour and that it is somehow within an antimicrobial guideline, i.e. is presumably an antimicrobial.

We could also undertake an analysis of a corpus of text and look at not only the semantic relationships between individual words, but between paragraphs and entire documents. Such clusters of semantic relationships between paragraphs and documents are best thought of as topics.

Artificial Neural Networks

The mathematics for the specific network used here and its fitting is outside the scope of this paper, but essentially training the model follows this process: (1) training cases are presented as an input and what the desired outputs are, (2) the difference between what the current model predicts and the actual output is calculated, (3) the model parameters are fractionally adjusted to compensate, (4) the process is repeated with other cases until the overall error is adequately minimised.

Doc2Vec

The first step in the process of analysing free text clinical incident reports computationally is to convert the text into a numerical representation that can then be fed into further algorithms. The first step in this process is to numerically represent each word. One way of doing this would be creating an array of numbers where {1, 0, 0} represents the first word in the dictionary (e.g. aardvark), {0, 1, 0} represents the second word in the dictionary and so forth. This provides no information about the context in which the word is found. We therefore train a model to create an internal representation of each of our words known as an embedding, which is a 1-dimensional list of numbers. If we decided that we would like to represent meaning with 100 numbers, then with only 3 words in our dictionary our end result would be a table of 100×3 numbers representing our dictionary and some way in which to represent them. As per the distributional hypothesis, the starting presumption is that the meaning of a word can somehow be derived from the words used around it. Therefore, the training set for this model is derived by passing each word in turn and the words surrounding it. This is then fed into an artificial neural network, which importantly has the embedding as an explicit part of the model. This overall process forms the basis of word2vec [1]. This model has been further refined to give doc2vec [2], which accounts for the explicit structure of paragraphs themselves and some optional changes to the neural network architecture, namely instead of training with the central word as an input and the context words as outputs, the opposite is true. The output from these models can be used to gain understanding of semantic similarity between words. For example, we could request that a 3 value embedding is generated for a document by word2vec and the first of these values happens to be high for pronouns and the second value of these is higher for the names of different animals. Looking at just the numbers would therefore give us an indication that these words are related to each other, without us needing to provide any supervised input about the language itself. This concept has been taken further and made more explicit in the form of top2vec, which works on the presumption that the output from these models is a continuous representation of topics [3]. Various dimensionality reduction algorithms may then be applied to find highly clustered regions of important topics. The resulting embedding of each word in and of itself is arbitrary, but interestingly has some emergent properties when taken relative to other words. For example, given the pairing of the words “man-woman” and “king-queen”, there is orthogonality such that numerically the difference between “man” and “king” is comparable to “woman” and “queen” (Figure 1).

FIG 1

Figure 1: Illustration of the word2vec process. Each word in a document is presented as a training case to the neural network as both an input and an output. In addition to this as an input, the words immediately surrounding it are also provided to give contextual information. An integral part of the hidden layer in this neural network contains an embedding, which is an arbitrary length set of numbers that will (once trained) represent each word semantically.

HDBSCAN

HBDSCAN stands for Hierarchical Density-Based Spatial Clustering of Applications with Noise. It is a clustering algorithm devised by Campello, Moulavi, and Sander.* HBDSCAN groups a dataset by a process of density-based clustering which can be split into 3 stages; density estimation, choosing areas of high density and then merging of the points in the identified regions. To estimate the density around a certain point, a core distance will be used. This is the distance of a particular point from its neighbours, with points in more dense regions having smaller core distances. Given the core distances, the inverse of this can form an estimate of the density. A contour map of estimated densities could then be generated, looking much like a mountainous landscape. DBSCAN uses a simple threshold core distance for its’ clustering. Hence anything above the threshold being a mountain (or cluster) and everything below being considered noise. For this to work effectively and give meaningful clusters, the proper threshold needs to be chosen. If the threshold is set too high, data points may be incorrectly classified as noise and not included in the clustering; this is known as under grouping. If it is set too low all the data points join one large cluster. With DBSCAN and using a global threshold the algorithm will generate a smaller number of clusters than truly exist when the clusters have variable densities. It is highly improbable that there would be an even distribution of topics within the included Datix reports. Therefore, a more nuanced approach to clustering was required. HDBSCAN builds upon the DBSCAN method and instead of using a standardised cut off level, it allows the cut off to be of varying height, depending on when data points are lost from the cluster. This means that the most stable or persistent clusters remain. In simple terms it considers whether each cluster should be kept as one or split into sub clusters ie it is this just one mountain with multiple peaks or multiple separate mountains?

t-SNE

T-SNE or t-distributed Stochastic Neighbour Embedding is a dimensionality reduction algorithm that was developed by Laurens van der Maarten and Geoffrey Hinton in 2008. This algorithm allows for a human interpretation of data that wouldn’t otherwise be possible when data is in a high dimensional space. Its’ main advantage is that it is able to reduce the dimensionality of data whilst minimising the information lost. This means that when visualised the neighbouring data points in the high-dimensional data will remain close to each another when seen in a 2 or 3 dimensional space. t-SNE generates a probability distribution over pairs of data points. This means that similar objects, in our case Datix reports on similar topics, are assigned a higher probability of being neighbours while the converse is true for dissimilar Datix reports. In the high dimensional space a normal distribution is used whereas in the 2 or 3-dimensional space it is a t-distribution. The longer tailed t-distribution enables better spacing of the data points, preventing overcrowding and difficulty with visualisation. The precursor algorithm to t-sne, called stochastic neighbour embedding or ‘sne’, by Hinton and Rowies used a normal distribution for both the high and low dimensional spaces. However, this generated inferior visualisations because the lack of mismatched tails caused overcrowding.

Method

2212 reports between 2nd February 2016 and 21st November 2020 were pulled from our local DatixTM database. These reports included the free text of the descriptions as well as severities of harm caused. Top2Vec was run specifying a minimum count of 5 (i.e. words with fewer than 5 occurrences were disregarded) and the remainder as default parameters. For reference this meant that the PV-DBOW variant of Doc2Vec was used for embedding with a vector size of 300 and a window size 15. This was trained to 40 epochs with hierarchical soft-max. Top2Vec works by running both a word embedding algorithm followed by the clustering algorithm, HDBSCAN. Once each Datix report included in the study was represented by a 300 dimension numeric vector, the next stage was to look for any groups of words with potentially common meanings that could reveal the underlying topic and represent recurrent themes. To look for these clusters, HDBSCAN was used. As previously mentioned HDBSCAN is an extension of DBSCAN with a hierarchical element which makes sense for this project because it was likely that subtopics would emerge from this data. For our data the Top2Vec algorithm assigned each Datix report 300 numerical values. These values or dimensions tell us where each report is located in relation to the others. In order for the clusters to be visualised, a dimensionality reduction was needed. This reduced the number of dimensions from 300 to 3. The t-sne algorithm does this whilst minimising the amount of information lost which is why this algorithm was chosen. Three dimensions was chosen rather than two for this dataset as when the reductionality was taken down to two, the visualisation had some areas of heavy density, making visualisation difficult. Increasing back to three dimensions enabled the geometry of the whole dataset to expand and allow for easier visualisation. For the Doc2Vec, HDBSCAN and t-sne algorithms, standard parameterisations were used as recommended by current literature in this field (Figure 2).

FIG 2

Figure 2: Word clouds are used to visually represent the different clusters generated by HDBSCAN. Each cluster represents a potential topic as words of similar meanings or words referring to a similar incident are grouped together. The frequency of occurrence of specific words and it’s severity are emphasised by larger fonts and different colours. These word clouds are then analysed manually to check for coherence and relevance.

Results

Graphical 3-dimensional representation of the t-sne algorithm generated clusters of data points, labelled by 5 categories: no harm, near miss, low harm, moderate harm, and severe harm (Figure 3 and Table 1):

FIG 3

Figure 3: When all the incident descriptions were inputted into Top2Vec, the output was 15 word clouds. These summative visual representations of clustered semantics in text could be manually reviewed for both coherence (i.e. whether clusters obviously focus around a specific theme) and relevance (i.e. whether the generated theme highlights a problem with tangible solutions).

Table 1: Coherent themes highlighted by the word clusters included: breaching of same-sex bed clustering; various pressure sores; mislabelled blood samples; abuse/aggression toward staff; prescription errors; isolation of patients with loose stools in side rooms; issues with patient flow through the hospital including ICU discharges; and 2222 emergency team calls to the wards. Of note, as each word cloud represents hundreds of Datix reports, multiple clouds generated for the same theme clearly represent an issue with greater burden as a larger proportion of all reportable events. To this end, both “breaching of same-sex bed clustering” and “pressure sores” were represented by 4 clouds each, whereas the remaining themes generated only a single cloud each.

TAB 1(1)

TAB 1(2)

TAB 1(3)

 

As mentioned previously, coherence of word clouds does not necessarily translate to relevance. One example of this is the “prescription errors” cloud as the largest represented words within the cloud “dose”, “signature” and “administered” do not provide sufficient context to highlight a specific problem, and as a result, allow for a specific solution. “Dose” is clear in its issue but is not amenable to change (e.g. staff education, availability of BNF, amendment of electronic prescribing system) unless the cloud identifies a specific drug that is routinely inappropriately dosed. Similarly, “signature” may have multiple meanings, (e.g. inadequate recording in a controlled drug book; labeling of drug syringes; receipt of medications from pharmacy). Similarly, themes may generate coherent and specific issues, such as the “abuse/aggression towards staff ” word cloud, which despite being a serious – and unfortunately all too common – occurrence, generates a word cloud that highlights an already commonly known issue without known solutions. This may simply represent that Datix is not the most appropriate forum for reporting these events, and that solutions must be found elsewhere.

Discussion

The machine learning-based analysis successfully identified a set of topics and quantified them by magnitude. While the largest topics were pressure sores, aggressive patient behaviours and loose stools, there are differences in practice with regards to reporting particular incidents. For example, all loose stools and pressure sores are reported via Datix for specific audit purposes and so the size of such topics will be accordingly larger than other types of incidents such as needle-stick injury , where these may not be as consistently reported. We propose that this technique enables any healthcare provider to summarise and quantitatively reveal patterns of risk which were not previously known. This enables actions to mitigate the risks associated with such topics. The sixteenth and smallest topic was not easily discernible by reading its wordcloud. This represents how the clusters identified by HDBSCAN have indistinct boundaries. Since Top2Vec is a stochastic process, the results produced have varying numbers of topics and topics themselves. Instead of training a fresh new set of word and document embeddings with these 2112 Datix reports, it is possible to use a pre-trained embedding was trained on a larger body of text eg Wikipedia articles. However, Given how distinct patterns of is used in medical text, There is likely to be inaccuracy in the word and document similarities. Not only did our trained embedding result in reasonable performance in enabling the discovery of common topics, but further training is possible as more Datix reports are accumulated over time. This could enable the training and development of more accurate embeddings for topic extract and other natural language processing tasks. The same technique can easily be applied to other types of text, e.g. medical ward rounds and admissions. This can be used in an attempt to model outcomes where an obvious, traditional predictive model is not apparent. Practical examples that has been demonstrated from such an approach include the use of inpatient records during the peri-delivery period to predict poor maternal outcomes [8] and in the prediction of poor outcomes in acute ischaemic stroke [9]. It would also be possible to work from a document perspective, i.e. find clinical incidents that do not neatly fit into any of the major word clusters, in order to find potential incidents that require special attention over and above what would usually be required. We wish to stress that this technique is not intended to demonstrate superior or more accurate capabilities than human beings to detect common themes and topics across a sequence of texts but the possibility of completing this tasks with much greater efficiency. Hence natural language processing can provide a valuable tool for clinicians.

References

  1. Tomas M, Kai C, Greg C, Jeffrey D (2013) Efficient Estimation of Word Representations in Vector Space. arXiv 1301.3781.
  2. Le QV, Miklov T (2014) Distributed Representations of Sentences and arXiv: 1405.4053.
  3. Dimo Angelov (2020) Top2Vec: Distributed Representations of Topics. arXiv: 09470. Casey et al. (2021). A systematic review of natural language processing applied to radiology reports. BMC Medical Informatics and Decision Making 21.
  4. Casey A, Emma D, Michael P, Hang D, Daniel D, et (2021) A systematic review of natural language processing applied to radiology reports. BMC Medical Informatics and Decision Making 21. [crossref]
  5. Doan S, Elly WY, Sameer ST, Peter WL, Daniel SZ, Manabu T. (2019) Extracting health-related causality from twitter messages using natural language processing. BMC Medical Informatics and Decision Making 19:79. [crossref]
  6. Falissard L, Claire M, Walid G, Claire I, Karim B, et et al. (2022) Neural Translation and Automated Recognition of ICD-10 Medical Entities From Natural Language: Model Development and Performance Assessment. JMIR medical informatics. 10. [crossref]
  7. Harris ZS (1954) Distributional Word 10: 146-162.
  8. Clapp MA , Ellen K, Kaitlyn EJ, Roy HP, Anjali JK, et (2022) Natural language processing of admission notes to predict severe maternal morbidity during the delivery encounter. American Journal of Obstetrics and Gynaecology 227: 511.e1-511. e8. [crossref]
  9. Sheng FS, Chih-Hao C, Ru-Chiou P, Ya-Han H, Jiann-SJ, et al. (2021) Natural Language Processing Enhances Prediction of Functional Outcome After Acute Ischemic Journal of the American Heart Society 10. [crossref]
  10. Tissot HC, Anoop DS, David B, Steve H, Ruth A, et al. (2020) Natural Language Processing for Mimicking Clinical Trial Recruitment in Critical Care: A Semi- automated Simulation Based on the LeoPARDS Trial. IEEE Journal of Biomedical and Health Informatics. 24: 2950-2959. [crossref]
  11. Levin S, Matthew T, Eric H, Jeremiah SH, Sean B, et (2018) Machine-Learning- Based Electronic Triage More Accurately Differentiates Patients With Respect to Clinical Outcomes Compared With the Emergency Severity Index. Annals of Emergency Medicine 71: 565-574.e2. [crossref]
  12. Harpaz R, Alison C, Suzanne T, Yen L, David O, et (2014) Text mining for adverse drug events: the promise, challenges, and state of the art. Drug Safety 37: 777-790. [crossref]
  13. Campello RGB, Davoud M, Joerg S (2013) Density-Based Clustering Based on Heirarchical Density Advances in Knowledge Discovery and Data Mining 160-172.
  14. Maaten LV, Geoffrey H (2008) Visualizing Data using t-SNE. Journal of Machine LEarning Research 9: 2579-2605.
  15. Hinton et al. (2002) Stochastic Neighbour Embedding. Advances in Neural Information Processing Systems 15: 833-840.

Professional Health Care and the Role of the Organization

DOI: 10.31038/IJNM.2024522

 

The health care system faces numerous challenges, not only due to the heightened awareness brought about by the Corona pandemic. These challenges include demographic shifts, financial constraints, and a shortage of skilled workers. The scarcity of skilled workers can be attributed to various complex factors. A significant aspect is the perception and portrayal of the nursing profession, both externally and internally. This results in a lack of new recruits, as the profession’s valuable aspects often go unnoticed. However, there are organizations that are less impacted by staffing issues. The magnet concept, primarily utilized in the USA, addresses this fundamental question. This concept offers insights into the professionalization of nursing practice. The magnet concept outlines key components that play a crucial role in an organization’s success or failure concerning human resources. In magnet facilities, skilled personnel are drawn to work almost effortlessly, unlike in other organizations where staff shortages persist.

The components of magnet facilities notably enhance the empowerment of individual employees. However, little attention has been given to this aspect and the potential opportunities in healthcare organizations. Regardless of the magnet model, structural empowerment originates from research that explores how work can empower rather than weaken individuals, while maintaining high effectiveness [1]. The focus lies on transferring decision-making authority and responsibility to the appropriate hierarchical level. The traditional structural empowerment, present in the five key components of the magnet model, has been expanded in research to include psychological empowerment. Psychological empowerment emphasizes self-determination, support in developing necessary competencies, and the meaningful experience of one’s work. This approach gains significance in current discussions about task reallocations in Germany. How will such task changes impact daily nursing practices? What competencies and organizational frameworks are necessary in this context? Research on the magnet concept and discussions on New Work have begun shedding light on this subject. Insights include not only empowerment aspects but also incentives and motivation for continual professional development [2,3]. In organizations where managers instill a similar mindset at all levels, the staff situation is notably less strained. This leads to increased loyalty and identification with both the employer and the nursing profession compared to other organizations. Moreover, employees feel more valued, and technical expertise is more frequently applied in daily practice [3,4]. Additionally, employees in magnet facilities have more flexibility in their daily routines and utilize it effectively. This autonomy influences their work environment positively. They have more freedom in managing their tasks and, for instance, can organize their workload more independently, benefiting from opportunities for input and a non-hierarchical work structure [3]. Consequently, nurses can appreciate the positive aspects of their profession more profoundly. The social component becomes more significant, and their work is perceived as more meaningful.

Hence, for the successful implementation of delegated responsibilities, it is vital that the appropriate attitude and management approach are embedded in healthcare facilities, fostering internal development processes. The managers play a crucial role in empowering caregivers in their daily lives by providing opportunities for them to act and make decisions independently. This fosters a sense of professional accomplishment and pride, which extends beyond the organization’s boundaries. It enables employees to feel at ease in their workplace, excel, make a tangible impact in their roles, and share their knowledge. Empowering employees and providing them with autonomy are crucial aspects, alongside continuous training, to motivate caregivers effectively. Ongoing training not only boosts caregivers’ confidence but also enhances their understanding of their professional roles, encouraging them to question and reflect on their knowledge. By collaborating with nursing schools and universities specializing in nursing science, organizations can instill a positive professional ethos and ensure a lasting positive impact on the nursing profession. This approach also aids in the development of managers and key personnel, like specialist nurses in areas such as diabetology or gerontology, aligning them with the organization’s values. The components of Magnet, New Work, and other organizational designs emphasize the necessity of developing processes, tasks, and role models internally rather than relying solely on top-down approaches. Whether changes are initiated by management or political decisions, establishing the right culture within facilities is crucial for successful transformation and sustainable change. This interplay between external perception, nursing staff’s self-image, self-organization opportunities, and effectiveness leads to increased professional satisfaction among nurses and enhances the attractiveness of the nursing profession.

Recommended Reading

  • Boschert S (2020) Wohngruppen in der Altenpflege. Ein Baustein im Quartier: praktische Ideen für Gestaltung und Organisation. Hannover: Schlütersche (Pflegemanagement).
  • Dignan A (2019) Brave new work. Are you ready to reinvent your organization? London: Penguin Business.
  • Laloux F (2017) Reinventing Organizations visuell. Ein illustrierter Leitfaden sinnstiftender Formen der Zusammenarbeit. München: Verlag Franz Vahlen.
  • Masterarbeit Enz L (2022): Die Attraktoren von Magnetkrankenhäusern im Zusammenhang mit der stationären Altenhilfe – Scoping-Review
  • Merke P (2022) New Work in Healthcare. Die neue und andere Arbeitskultur im Gesundheitswesen. Berlin: Medizinisch Wissenschaftliche Verlagsgesellschaft.a

References

  1. Weibler, Jürgen (2017) Empowerment. Mobilize and retain employees. Edited by Leadership Insiders.
  2. Luzinski, Craig (2012) An innovative environment where empowered nurses flourish. In: The Journal of Nursing Administration. 42.
  3. Spence Laschinger, Heather K, Almost Joan, Tuer-Hodes, Donnalene (2003) Workplace Empowerment and Magnet Hospital Characteristics: Making the Link. In: JONA: The Journal of Nursing Administration 33.
  4. Gasda, Kimberly A (2002) The Magnetic pull. In: Nursing Management 33.

The Application of Case-Based Learning in Endodontics

DOI: 10.31038/JDMR.2024712

Abstract

Introduction: Theoretical teaching in endodontics is based on lectures delivered by qualified professionals. Recent advancements explore options such as case based learning (CBL), that allow students to apply their knowledge to real-world clinical scenarios.

Objective: To evaluate the effect of CBL on clinical problem solving in endodontics, in a cohort of dentists enrolled in an “endodontic case series” workshop.

Methodology: An Endodontics Case Series Activity (ECSA) was organized at the Aga Khan University Hospital, Karachi. The enrolled participants and attendees participated in a pre-activity assessment, through Google Form. The form consisted of 5 clinical scenario based multiple choice questions (MCQs), based on dental trauma, iatrogenic errors, regenerative endodontics and guided endodontics. The participants then attended the ECSA, where post-graduate trainees presented the management of complex endodontic cases, surrounding the same themes, which was followed by an interactive discussion. After the workshop, the same MCQs were re-attempted to assess any changes in managing the same five clinical scenarios after attending the ECSA. Additionally, nine questions regarding the perception of CBL were also included in the post-test questionnaire.

Results: Of the 28 participants, 64.3% were post-graduate trainees of Operative Dentistry and Endodontics, whereas the remaining participants were trainees from other dental specialties (10.7%) general dentists (17.9%), undergraduate dental students (7.1%). Fifty percent of the participants reported that CBL improved the implementation of key concepts, 51% responded that CBL allowed an improved treatment planning and problem-solving skills and 68.2% reported that CBL encouraged their interest in endodontics and self-learning.

Conclusion: CBL may improve the clinical problem-solving skills for students and trainees, however, large scale studies are required to further establish the true effectiveness of CBL in training and education.

Introduction

When discussing the different methods to teach endodontics, it goes without saying that there can be no single ‘best method’ [1]. Didactic lecture-based learning formats have been considered highly effective in disseminating a large quantity of information to a large number of students. However, it is a passive form of learning, which often leaves students uninterested or demotivated. This passivity may impede active engagement, critical thinking, and the application of theoretical knowledge to practical scenarios. Recognizing these disadvantages, there has been a shift towards more interactive student-centered learning approaches which include problem based learning (PBL) and Case based learning (CBL) [2-4].

CBL and PBL are both student-centered active learning methods that aim to engage students and foster deep understanding [5]. However, each method has its own distinct characteristics [6]. CBL, initially applied in medical education by the Anatomy Department of the Medical School in Newfoundland, Canada, is an interactive, instructor-led learning technique. Conversely, PBL is a student driven learning method in which students takes the lead in identifying problems, conducting research and finding solutions.In PBL no prior knowledge regarding subject is required whereas, CBL requires students to have some past knowledge that can benefit in problem solving [7]. Though both the methods connects theory to practice by applying knowledge to cases utilizing inquiry-based learning methods, but CBL stands out in its emphasis on a more structured learning environment with instructor guidance, contributing to the preparation of students for clinical practice by exposing them to real-life clinical cases [8].

In recent years, studies have proven CBL to be an effective teaching method currently used in various health disciplines such as medicine, allied health, child developments and some aspects of dentistry [9]. As depicted in literature, in a study by Bi M et al. conducted on postgraduate trainees of medical oncology, reported CBL is an efficient teaching method for improving problem-solving abilities when compared to traditional teaching method [10]. Another study by Shigli et al. conducted to evaluate the effectiveness of CBL in the field of prosthodontics, concluded CBL to be a useful method in enhancing the knowledge of dental interns [11]. Despite this positive outcome, there is a notable gap in the literature concerning the implementation of this innovative approach in the field of endodontics, particularly in our geographic region. Moreover, endodontics is inherently procedure-based, underscoring the significance of integrating clinical experience into training programs. Given this context, the aim of our study is to evaluate the perception and to compare the knowledge of participants related to endodontic clinical cases both pre and post CBL activity using a questionnaire, providing valuable insights into the potential effectiveness of CBL in the field of endodontics.

Materials and Methods

The participants of this study were post-graduate trainees of Operative Dentistry and Endodontics from several renowned institutes, along with their supervisors. However, attendees included undergraduate dental students, post-graduate dental students of all dental specialties and general dental practitioners. Ethical approval was not considered necessary for the activity. Figure 1 presents a diagrammatic representation of the process of data collection.

FIG 1

Figure 1: Diagrammatic representation of data collection illustrating CBL activity

Endodontic Case Series Activity

Post-graduate trainees of Operative Dentistry and Endodontics from various institutes were invited to present their clinical cases at the Aga Khan University Hospital, to participate in the “Endodontic Case Series Activity” (ECSA). The trainees were requested to share a pre-recorded presentation of their clinical case, with well-documented photographs and radiographs. Among the received cases, 5 cases were selected by two faculty members to include the following themes: Dental Trauma, Regenerative Endodontics, Guided Endodontics, Complex Endodontics and Iatrogenic Errors. The presenting candidates were requested to prepare a 5-minute pre-recorded video presentation of their case according to a provided template. The template included the relevant medical and dental history, presenting complaint, treatment planned, treatment provided and follow-up. After each presentation, the presenter was addressed regarding any questions and an interactive panel discussion took place, encouraging participation from the audience. The panel consisted of 2 international and 3 national specialists in the field of Operative Dentistry and Endodontics, with over ten years of clinical experience.

Questionnaire Development

To assess the responses of the participants and attendees regarding clinical problem solving in endodontics, a questionnaire was developed, with 5 multiple choice questions (MCQS) based on: Dental trauma, Endodontic treatment planning, iatrogenic errors, application of guided endodontics and regenerative endodontics. These MCQs were part of the Operative Dentistry and Endodontics MCQ bank, where each MCQ is reviewed by 7 post-graduate trainees and 3 endodontists, and an answer key is decided. However, since the questions were modified, Content Validation Index was employed (CVI) to evaluate the validity of the questions. A panel of 4 experts were tasked with reviewing the questionnaire items for relevance and clarity. These 4 experts included general dentist, consultant, biostatistician, and an epidemiologist. Each questionnaire item was assessed by the experts based on relevance and clarity and was rated on a scale of ‘1’ to ‘4’ with ‘1’ being not relevant/not clear to ‘4’ being highly relevant/very clear. A score of ‘1’ or ‘2’ rated by experts is designated as 0 while a score of ‘3’ or ‘4’ is designated as 1. An average of this score is calculated to determine the CVI. Typically, a CVI score of 0.80 or higher is considered indicative of satisfactory content validity. In our study, the combined evaluations of all four experts yielded an exceptionally high CVI score of 0.95, affirming the questionnaire’s outstanding precision and reliability in effectively capturing the required information.

Pre-Activity and Post Activity Assessment

The formulated questionnaire was distributed amongst the participants and attendees using online GoogleForm and the total scores were recorded. After the ECSA, the same questions were then distributed along with another questionnaire which assessed the perception of the ECSA in the attendees and participants, using a Likert’s scale.

Statistical Analysis

Responses from the study questionnaires were recorded using GoogleForm. The data was only shared with the three authors carrying out the study and was stored in a password protected file. Data was analyzed by using SPSS version 21. Descriptive statistics were reported, including the designation of the participants. The percentage and mean of correct responses was calculated according to each theme for both the pre-activity assessment and the post-activity assessment. To compare the mean pre-activity and post-activity scores, the paired sample’s t-test was applied. The level of significance was kept at<0.05.

Results

A total number of 28 participants were enrolled in the ECSA. Eighteen of these participants were post-graduate trainees from Operative Dentistry and Endodontics, three were residents from other specializations, five were general dentists and two were undergraduate dental students as depicted in Figure 2. The percentage of correct responses for the pre-activity assessment for dental trauma, iatrogenic errors, regenerative endodontics, surgical endodontics and guided endodontics were 20%, 86.7%, 60%, 86.7% and 60% respectively as evidenced in Table 1. The mean pre-activity score was 3.20 (1.01), whereas the post-activity score was 4.13 (0.83). A statistically significant improvement was noted in the post-activity score (p-value=0.014) as shown in Table 2. The participants feedback revealed a positive response, with a majority of the participants rating the activity as ‘4’ for improvement in treatment planning, encouraging interest, self-learning and enthusiasm, as evidenced in Figure 3.

FIG 2

Figure 2: Graphical representation of demographic data

Table 1: Participant Response on Pre-Test and Post-Test Assessment

Themes

Correct responses (Total number of participants: 28)
Pre-ECSA (%)

Post-ECSA (%)

Dental Trauma

20%

33%

Iatrogenic Errors

86.7%

100%

Regenerative Endodontics

60%

86.7%

Surgical Endodontics

86.7%

93.3%

Guided Endodontics

60%

80%

ECSA: Endodontic Case Series Activity

Table 2: Comparison of pre & post activity score

Time of Assessment (No. of participants)

Mean scores (SD)

p-value

Pre-Activity (28 participants)

3.2 (1.01)

0.014*

Post-Activity (28 participants)

4.13 (0.83)

*Paired sample t-test, p-value < 0.05.

FIG 3

Figure 3: Post activity feedback assessing participants’ perception of CBL

Discussion

It’s intriguing how, despite global efforts to embrace more learner-centered teaching approaches in medical education, seminars and lectures continue to dominate in certain regions of the world [12]. The problem with traditional teaching is that it does not promote deep learning. It mainly emphasizes rote memorization and information transmission rather than promoting critical thinking, problem-solving, and a thorough comprehension of the subject matter. On the other hand, small group discussions using CBL model has number of benefits in teaching institutes as it utilizes collaborative learning, develops students’ intrinsic and extrinsic motivation to learn, supplements existing knowledge and supports the development of variety of clinical skills.

The present study uses strategic learning CBL model and investigated its effectiveness by comparing pre-test and post-test results of the participants enrolled in endodontic case series (ECS) activity. ECS activity was a single day workshop conducted in Aga Khan University Hospital, Karachi in which 28 candidates registered for the workshop. The participants enrolled had different levels of expertise ranging from undergraduates to general dentist to postgraduate trainees. In this cohort of variety of participants, majority of them were postgraduate trainees of endodontics (64%), followed by general dentist (18%), post graduate trainees of other specialty (11%) and a smaller proportion of undergraduates (7%). This diversity in expertise level is potentially advantageous as it allows for a comprehensive exploration of how individuals at different stages of their educational or professional journey engage with and benefit from the ECS activity using CBL approach.

The workshop session included a pre-test questionnaire followed by visual-audio presentation by participants on the assigned topics and team based interactive discussion after which a post-test questionnaire assessment was carried out. The questionnaire used in this present study consists of multiple-choice questions retrieved from MCQ bank of department of ‘Operative Dentistry and Endodontics’, AKUH. These questions underwent adaptations based on our study’s specific themes. Themes around which questions were formulated include dental trauma, iatrogenic errors, regenerative, surgical, and guided endodontics. These themes were chosen as they are normally encountered in our dental practice and are a subject of dental education which includes anatomy, microbiology, pathology, radiology and pharmacology.

Furthermore, the modified questionnaire underwent validation by 4 experts of different specialty and CVI was calculated to be 0.95, proving it to be accurate. This high CVI score indicates strong agreement among these experts regarding the relevance and clarity of the questionnaire items concerning the study’s specified themes.

The type of CBL activity employed in the present study is different from those employed in previous studies. For example, a of study by Chutinan et al. was conducted on second year dental students using lengthy survey-based approach to evaluate their perception regarding case-based activity. The authors carried out a survey at three different times to gain a comprehensive feedback at each stage. However, it is possible that the repetitive assessment may have inadvertently led to participant disengagement due to its prolonged nature, which defeats the purpose of active learning methods [13]. On the contrary, the current study adopted a more focused assessment, aiming to capture specific and immediate feedback following the CBL activity. This approach aimed to quickly collect accurate observations, enabling participants to express their responses while the experience was still fresh in their minds.

Interestingly, the mean scores significantly improved after the ECSA in all the five domains. These results are in agreement with those by Shigli et al. who conducted a study on dental interns assessing their knowledge related to hyperplastic tissues in complete denture patients. The authors reported a significant improvement in the post activity assessment (p<0.001). It is noteworthy that the results of our study found a drastic improvement after the ECSA in each theme, except dental trauma management. It appears that this discrepancy might stem from differences in participant knowledge derived from textbooks, IADT guidelines, or practical experiences. Comparing how different resources were used or emphasizing specific areas of their learning process may shed light on why this specific domain did not exhibit a substantial increase post-CBL activity.

Another area highlighted in this study is the perception of participants regarding CBL using Likert scale. When responses were analyzed, majority of them acknowledged that they enjoyed CBL and it also promoted self-learning, improved implementation of key concepts and encourages interest in the field of the subject taught. These results were in agreement with those Shigli et al. who reported that CBL stimulates their study interest, promotes self-learning and facilitates solving clinical problems. The participants also perceived that CBL improved their ability to develop diagnosis & treatment planning skills, expand related knowledge and improve their confidence in solving any clinical problems. The results of the present study are consistent with those of Zhang et al who concluded that CBL is an effective method for improving students’ clinical diagnosis, reasoning, and logical thinking [14]. Interestingly, when participants were asked if ‘CBL was less beneficial than lectures’ a variable response was evident. Majority of them disagreed that CBL was less beneficial than lectures (41.3%) followed by those who neither agreed nor disagreed (34.5%) and a small proportion who agreed with this statement (24.2%). This ambiguity could be due to the diverse learning preferences and experiences among individuals [15,16]. Understanding the reasons behind these disparities is critical to increasing the effectiveness and acceptability of CBL. Exploring the factors influencing participants’ perspectives, such as prior experience to teaching methods, comfort levels with various learning approaches, and perceived strengths and shortcomings of both CBL and lectures, should shed light on this ambiguity.

Despite its novelty, certain limitations were encountered while carrying out this study. Since the study was based on a single day event, it was not possible to provide a comparison of CBL with lecture-based learning. Moreover, since this was a preliminary study, the sample size was limited, and the results should be interpreted keeping these limitations in mind. Our recommendations are that more multicenter longitudinal and randomized clinical trials should be conducted with large sample size to evaluate long term results of CBL in Endodontics.

Conclusion

Participants perceived an improvement in diagnosis, treatment planning and clinical judgement after the ECS activity. Moreover, the CBL activity significantly improved the scores of the participants. However, since this was a preliminary assessment, further research is warranted to develop a better understanding of the role of CBL in teaching endodontics.

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