Monthly Archives: August 2020

A Critical Evaluation of the Single-Use Policy of Endodontic Instruments

DOI: 10.31038/JDMR.2020331

Abstract

Endodontic treatments involve accessing a sterile or non-sterile pulp chamber and root canal content, following an inflammation of the pulp or bacterial colonization of the pulp chamber and root canals, as a septic complication of decay. For this purpose, stainless steel instruments were developed in the last century and Ni-Ti files more recently, serving for different purposes during different procedures and manoeuvres having the unique goal to clean and seal the root canal. For this purpose stainless steel and more recently, nickel-titanium (Ni-Ti) instruments have been developed. These instruments not only increased the speed of the treatment but also managed to assure a proper shape of the canal preparation and subsequently, of the canal filling. Being so useful, reliable, resistant, and ultimately, not cheap, the initially single-use instruments got to be reused by a wide number of practitioners. The present review critically evaluates the single-use policy of these instruments, debating on aspects like cross-infection, mechanical aspects, sterilization protocols and its effect in these instruments, highlighting what is known at the moment about it.

Keywords

Endodontic, Policy, Prions, Review, Root-canal, Single-use

Introduction

Endodontic treatments involve accessing a sterile or non-sterile pulp chamber and root canal content, following an inflammation     of the pulp or bacterial colonization of the pulp chamber and root canals, as a septic complication of decay. For this purpose, stainless steel instruments were developed in the  last  century  and  Ni-Ti  files more recently, serving for different purposes during different procedures and manoeuvres having the unique goal to clean and seal the root canal respecting the biologic and mechanical principles stated by Schilder [1]. Newer (Ni-Ti) files not only increased the speed of the treatment but also managed to assure a proper shape of the canal preparation and subsequently, of the canal filling. Being so useful, reliable, resistant, and ultimately, not cheap, the initially single-use instruments got to be reused by a wide number of practitioners for at least 5 times, with great success, being assured by the manufacturers that both files and the tooth are safe. There are reports of file reuse on 12 [2] or 24 [3] extracted roots having medium curvature.

Worldwide legislations are not prohibiting the reuse nor imposing the single-use, with very few exceptions. Medicine and Health Care Regulatory Agency in the United Kingdom have considered that an instrument used in the root canal should not be reused on multiple patients, not even on the same patient on a later occasion, and hence should be discarded [4]. The Department of Health has critically evaluated the importance of a single- use endodontic instrument during dental treatment, to supply the patients with a safe and infection controlled environment [5]. There was obvious evidence that showed the risks associated with the reuse of endodontic files, including secondary Transmissible Spongiform Encephalopathy disease (TSEs) and improper debris control [6]. But besides these aspects, it has also been shown that the use of endodontic file decontamination and sterilization methods can play a role in the development of various risks such as file fracture.

In modern dentistry, all clinicians should consider infection control maintenance, as it cannot be dismissed [7]. Microorganism has an obvious rule for developing infected necrotic pulp tissue which was isolated from infected root canals [8]. Fusobacterium nucleatum, Porphyromonas Gingivalis, and Streptococcus mutants are the most common bacteria that were isolated from infected root canals [7]. Van Eldik [7] in his research done on stainless steel and NI-TI files, demonstrated the effect of thermal steam sterilisation and mechanical cleaning techniques on the microbial elimination. They concluded that there were no bacteria detected on new files or following steam sterilisation. On the other hand, the ultrasonic bath eliminated the majority but not all of the bacteria. Assaf, Mellor, and Qualtrough [9] illustrated that mechanically cleaning endodontic files by using washer-disinfectant treatment can lead to incomplete organic debris removal from endodontic files’s surfaces.

Aspects Related to Prion Disease

The prion proteins were discovered in 1982 as a fatal neurodegenerative protein with different groups like PrP. This can cause scrape veterinary diseases and veterinary Creutzfeld-Jacob Disease (vCJD) in humans [6,10]. Creutzfeld-Jacob Disease can be transmitted by direct blood contact or transfusion [10]. The Prion protein has a high resistance to many disinfectant and sterilisation techniques such as chemical, thermal, ionizing radiation, and ultraviolet decontamination resistance, with a high binding capacity to metal surfaces, compromising the sterilisation process especially in dried contaminated tissue on metal or glass surfaces [6,11,12].

The prion disease accumulates in the lymphoreticular tissue and the nervous system. Early diagnosis of human prion disease can be detected by lymphoreticular biopsy of tonsils, spleen, and lymph nodes [13]. Few studies have linked re-used endodontic files with transmissible spongiform encephalopathy (TSEs) which is a group of brain and nervous system diseases in humans and animals that can develop in the presence of prion prusiner protein. Although, no obvious research stated that Creutzfeldt-Jakob Disease (vCJD) has been transferred to humans during dental treatment [6] one of prion’s possible way of transmission from the brain to the mouth tissues and vice versa is assumed to be by means of prion protein accumulation in the trigeminal ganglia of patients with this disease [14]. There were four cases reported of possible transmission of CJD infection by means of blood transfusions but no evidence so far that CJD is contagious either by normal or sexual contact [15,16]. Even so, before seeking any endodontic treatment, it is mandatory to obtain from all patients appropriate family and medical history as well as sterilise the endodontic files for optimal infection control [11,17].

Currently, in the United Kingdom, The Health Department has considered root canal treatment files as single–used instruments and should be segregated immediately after clinical use [4,18]. Dental instruments (except files) used on patients with or ‘‘at increased  risk’’ of CJD can be handled in the same way as those used in any other low-risk surgery, can be reprocessed according to best practice and returned to use [4]. Other instrument types for which a reliable cleaning regime is not available should also be considered single- use types. Although the Department of Health UK guidelines does not recommend any special protocols  for  prion  decontamination, an improved cleaning process along with multiple cycles of vacuum steam sterilization procedure should be followed [19].

Aspects Related to Sterilization and Its Effect on the Rotary Instruments

Endodontic Nickel-titanium (Ni-Ti) files were used for root canal treatment for more than 25 years because of their flexibility, flexural, and torsional resistance [20]. Many studies have been done observing the effects of sterilization on these instruments’ properties. Some of them found no significant effects [21]. Condorelli et al. [22] identified the same type of increased resistance to cyclic fatigue, although the thermal applications did not alter instrument surface morphology  but resulted in significant changes in the instrument bulk with the appearance of an R-phase and improved fatigue resistance. Sonntag and Peters [6] found a better fatigue life after five cycles of dry-heat sterilization at 180ºC.

Conversely, many studies found sterilization negatively impacting the file’s life span, features, characteristics, and properties [23-27]. Autoclaving and re-using of the endodontic files more than three times can lead to a change in the physical properties of the alloy, like blunt cutting edge, pitting chipping, and fritting [28]. Another study has confirmed that multiple or a single autoclave cycle of endodontic files can result in the file’s surface corrosion with a reduction of flexural and torsional fatigue resistance [29].

Most of the studies proved that cyclic fatigue resistance decreased and led to a high chance of file fracture especially when the root canal curvature increased [25,26,27].

Aspects Related to Corrosion and Its Effect on the Rotary Instruments

It is well documented that bacterial infection of the root canal is the primary cause of apical periodontitis [8,30,31]. The apical periodontitis is the result of bacterial invasion and consecutive colonization of the entire endodontic system. Thus treatment has to be directed toward the elimination of micro-organisms from within the endodontic system and prevention of re-infection [31]. Therefore, chemo- mechanical preparation of the root canal, which is a combination of mechanical instrumentation and antibacterial irrigation, is the critical stage in canal disinfection. These irrigants are also used to suspend and rinse away debris created during instrumentation, dissolve the organic tissue, or as a lubricant for instruments, to remove the smear layer.

Since there is obvious evidence that autoclave and chemical sterilisation technique goes the best hand in  hand  for  re-used  dental files and burs, causing a 100% microbial elimination [32], files corrosion has to be assessed as well. Rutala and Weber [33] demonstrated the proper decontamination steps of endodontic files with chemical agents by using Sodium hydroxide (NaOH) solution for 24 hours, 1 hour respectively, then using guanidine thiocyanate for 24 hours, 1 hour and 15 minutes respectively. Later on, they sterilised files by autoclave at 134oC for 18 minutes. Also, a short decontamination process by immersing the files with chlorhexidine solution, manual cleaning then submersion in 1% NaOCl solution, ultrasonic cleaning, and finally steam sterilising by autoclave was advocated [33].

It was shown that during extended periods in NaOCl solutions, corrosion may be enhanced [34] or minimized depending on the pH of the environment [35]. Though the impact of NaOCl did not show any difference in the cutting efficiency or resistance to fracture of Ni-Ti instruments [36,37], it did result in reduced resistance to cyclic fatigue [38,39] and the presence of corrosion [6]. Further studies in which the percentage of NaOCl was low (1%) showed no major impact on Ni-Ti instruments; however, those that studied the impact of a 5% solution noted significant changes [40]. Some studies showed that a sterilization cycle along with immersion in NaOCl did not result in any substantial instrument changes [41]. In Catania University of Italy [42], the authors conducted a study to show the effect of treating files with either 5% NaOCl, sterilisation or heat-sterilized Ni-Ti rotary files or both and whether there was an effect on the cyclic fatigue resistance
or not. They have collected 210 files, which were twisted files (TF) (SybronEndo, Orange, CA) and Hyflex CM (Coltene Whaledent, Cuyahoga Falls, OH) files size 25/0.06. They were divided into 7 groups, the first group was not sterilised by autoclave or immersed with NaOCl, group 2 and 3 did not autoclave files, but immersed them with 5% of NaOCl once and three times respectively, Group 4 and 5 files were only autoclaved once and three times without immersion into 5% NaOCl, while group 6 and 7 treated with both 5% NaOCl and autoclave once and three times respectively. The files were then tested using field-emission scanning electron microscopy and x-ray energy-dispersive spectrometric (EDS) analysis to determine file surface defects and fractures. TF showed lower fatigue resistance than CM files group after 3 times autoclave sterilisation. EDS showed that immersion of Hyflex CM files in 5 % NaOCl developed an oxide-rich layer on the file’s external surfaces. EDS also showed that repeatedly treating files with sterilisation or chemical cycles (NaOCl 5%) has no morphological changes on the CM files surface apart from TF files that have demonstrated low flexural resistance with an increased chance of fracture.

Aspects Related to Mechanical Failure

“A material will fail by torsion when the ultimate shear strength is exceeded” according to Walia [43]. Studies proved that an instrument will fracture if its ultimate strength is exceeded [44-47] or if a fracture line has extended to such an extent that the remaining intact cross- section of the file is unable to bear the functional load [48] thus complicating the whole treatment. Scanning electron microscopy observations proved that  instruments  deteriorate  while  in  use,  and develop defects and cracks on their surfaces inducing fracture propagation [3,28,49,50]. Although new instruments can fracture at their first canal use, those that are used for three or more canals may have a higher susceptibility for fracture. Gambarini [51] demonstrated that the used instruments had a lower resistance to fracture than new ones.

There are 2 possible mechanisms of fracture described in the literature:

a) Torsional or sheer fatigue. The fractographic image of shear failure is very spectacular, showing the plastic deformation of the flutes adjacent to the fracture site, along with concentric circular markings at the periphery with a ‘fibrous’ appearance in the center. The fibrous region corresponds to the microscopic dimples in high power, while the circular markings are due to abrasion of the opposing surfaces on either side of the fracture [52-56].

b) Cyclic fatigue. The term ‘cyclic fatigue’ has been used to describe the breakage of Ni-Ti instruments after continuous rotation in a curved canal. An instrument rotating with curvature is effectively subjected to a completely reversed cyclic loading at its surface. A form of fatigue loading, such rotational bending has been implicated as the reason for breakage of some 44–91% of Ni-Ti engine-files fractured clinically [52,53,55,56].

It has been emphasised that there is no fracture caused by purely one of the mechanisms, there is always a combined effect of the two. Frequent reuse of endodontic files can lead to change in their physical properties and cause file fracture particularly in curved and calcified canals [27]. Some reports found that the incidence of separation of unused rotary Ni-Ti files is about 1% [57-62] while distortion was noticed to occur in up to 60% of the instruments used [63], but it is estimated that the incidence of instrument fracture in instruments used multiple times varies between 0.39% and 21% [44,46,47,50,64- 66]. There are also reports that Ni-Ti engine-files may fracture without any warning signs [53,54,57].

Conclusion

For the high standard of dental care, it is mandatory to segregate single-use endodontic instruments like files and reamers according  to the department of health policy nevertheless, steam sterilisation   is essential to instruments that cannot be segregated like endodontic rulers, dental hand instruments, rubber dam clamps or handpieces. Furthermore, proper infection control and to obtain a healthy environment for patients and dental staff. Ni-Ti files are the most commonly used endodontic files in dentistry as they have a good shape memory with low risk of fatigue, in addition to that they are safe, easy to use, and discard [22]. The dental clinicians should have full knowledge and appropriate diagnosis about prion disease, its way of transmission, proper decontamination, and how to prevent    it even if there is no clear confirmation of its transmition by means of dental procedures. The high binding capacity of Prion protein to dental metal instrument surfaces can render disinfection very difficult and challenging, hence sterilisation methods can be a very big task to perform. Judging by mechanical point of view, the reuse of a rotary file, no matter the alloy it’s been made of and the stress it is capable to bare, is risky and might jeopardise the treatment itself along with its outcome. Using  rotary files as single-use instruments can lead    to increased clinical confidence and a positive outcome of dental treatment.

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Convalescent Plasma Therapy for COVID-19

DOI: 10.31038/CST.2020532

Introduction

A novel flu-like coronavirus emerged from Wuhan, China in December 2019. It was named Severe Acute Respiratory Syndrome Coronavirus 2, (SARS-CoV-2), and causes Coronavirus Disease 2019, (COVID-19) [1]. SARS-CoV-2 rapidly spread, and on March 11th, 2020, the WHO declared COVID-19 a pandemic [2]. As of July 3rd there have been 10,719,946 confirmed cases of COVID-19 worldwide, including 517,337 deaths, reported to the World Health Organization [3]. Many therapies are being investigated for their anti-viral or immune modulation properties to treat COVID-19, with efficacy so far being demonstrated for dexamethasone [4] and remdesivir [5]. In recent pandemics, no standardized treatments were identified for SARS-CoV-1, Middle East Respiratory Syndrome or Ebola, due to the limited number of controlled clinical trials undertaken at the time, with none performed on SARS-CoV-1, and only 3 and 11 for Middle East Respiratory Syndrome and Ebola, respectively [6]. However, this has been addressed for COVID-19, and there are currently 1,358 clinical trials registered with ClinicalTrials.gov, of which 209 are investigating the use of convalescent plasma to treat COVD-19 [7].

Principles of Convalescent Plasma

Convalescent plasma is plasma, obtained from patients who have recovered from an infectious disease such as COVID-19, which contains antibodies specific to the pathogen, in this case SARS-CoV-2. This passive immunotherapy works by neutralizing pathogens, thereby decreasing the likelihood of cytokine storm occurring in the recipients. Convalescent plasma has been used as a therapeutic agent for over a hundred years. One of its earliest interventions for treating viral diseases was the Spanish H1N1 influenza A in 1918. Since then it has been used to treat Avian H5N1 influenza A epidemic (2003), Severe Acute Respiratory Syndrome (SARS, SARS-CoV-1) epidemic (2003), H1N1 influenza pandemic (2009-10), Middle East Respiratory Syndrome (MERS-CoV) epidemic (2012), Chikungunya, Ebola epidemic (2014-16) and Zika [2,3].

Is Convalescent Plasma Efficacious?

While it is important to await the findings for the clinical trials, there is some evidence that this approach will be successful. A meta- analysis of 32 papers evaluating the efficacy of convalescent plasma in SARS Coronavirus patients, (699 treated versus 568 untreated controls), demonstrated a reduced mortality rate in the plasma arm, compared with placebo or no treatment (odds ratio: 0.25%; 95% CI: 0.14-0.45). However, many studies included in the meta-analysis were of poor quality, lacked control groups, and demonstrated moderate or high risk of bias [8]. A meta-analysis of the use of convalescent plasma in Spanish flu also demonstrated a reduced mortality rate [9]. There is some evidence about the efficacy of convalescent plasma from several uncontrolled case series of convalescent plasma use in COVID-19 patients. A case-series of 5 critically ill COVID-19 patients, aged 36-65 years, received convalescent plasma, with a SARS-CoV-2 specific IgG binding titre greater than 1:1000 and a neutralization titre greater than 40, on days 10-22 following admission. The results were encouraging, with normalization of body temperature occurring within 3 days in 4 of the 5 patients. In addition, viral loads decreased and acute respiratory distress syndrome also resolved in 4 patients, both within 12 days of the transfusion, and 3 patients no longer required ventilation within 3 weeks [10]. Duan et al. 2020 also reported an improvement in 10 severely affected patients who received convalescent plasma [11]. Viremia disappeared within 7 days, due to significantly increased or maintained high levels of neutralizing antibody. In addition, lymphocyte counts increased and C-reactive protein values decreased, in comparison to the pre-transfusion levels. There were also varying levels of adsorption of lung lesions.

Zhang et al. 2020 reported the outcomes in 4 critically ill COVID-19 patients, who received various quantities of convalescent plasma, (300, 400 and 2,400ml) [12]. All patients became RT-PCR negative within 3-22 days of receiving the transfusion. However, the contribution from other therapeutic agents administered could not be discerned. A retrospective, observational study involving a small number of participants was less promising. Despite, all 6 patients testing negative for SARS-CoV-2 RNA within 3 days of receiving the transfusion, 5 of them subsequently died. However, the patients who received plasma survived significantly longer than the control arm. The median day of transfusion was 21.5, and it was postulated this was too late to minimise the hyperimmune response, as the 1 patient who received treatment on day 11 survived [13]. Kong et al. 2020 reported a case of a centenarian, who demonstrated improved clinical and laboratory findings following 2 transfusions of convalescent plasma, and was successfully treated by this approach [14]. In the study by Ahn et al. 2020, 2 COVID-19 patients who presented with severe pneumonia and acute respiratory distress syndrome demonstrated improved oxygenation, and decreased viremia and inflammatory markers, after the use of methylprednisolone and convalescent plasma [15].

A systematic review of five studies evaluating convalescent plasma in COVID-19 patients demonstrated a reduced mortality rate in critically ill patients. In the majority of cases, an increase in the neutralizing antibody titres was apparent, alongside disappearance of SARS-CoV-2 RNA, and an improvement in clinical symptoms. This study concluded that convalescent plasma was an effective means of reducing mortality in COVID-19 [16]. A Cochrane Rapid Review by Valk et al. 2020 included 32 patients, from seven case-series and one prospectively planned study [17]. Valk et al. 2020 reported a high level of bias, due to the small numbers of participants, study design, different disease severities and varying treatments of the patients [17]. They were unable to perform any statistical analysis and deemed very low-certainty evidence for efficacy, with the data available at present [17]. The first randomized clinical trial evaluating convalescent plasma was performed in Wuhan, China. It recruited 103 participants with severe or life-threatening COVID-19 and compared convalescent plasma in addition to standard treatment (n = 52) to standard treatment alone (control) (n = 51). However, no statistical significant benefit in mortality or clinical improvement 28 days after the plasma transfusion in all randomized patients was observed [18]. However, a possible benefit was seen in the severely ill subgroup, but not the critically-ill group, when the data was reanalysed according to disease severity. The lack of statistical significance was thought to arise from the early termination of the trial, due to enrolment difficulties as the virus was being contained. This resulted in only 103 of the expected 200 cases being recruited, which subsequently underpowered the trial [18].

Safety of Convalescent Plasma

So far the safety data for this treatment seems promising, despite concerns that antibody-mediated enhancement may exacerbate the condition via a proinflammatory effect, or complications may arise from transfusion-related lung injury and transfusion-related circulatory overload [19]. Other potential adverse events include breathing difficulties, transfusion transmitted infection, and hypersensitivity reactions, which manifest as rash, fever or chills. No severe adverse events were reported by Ahn et al. 2020 (n=2), Duan et al. 2020 (n=10), Olivares-Gazca et al. 2020 (n=10), Salazar et al. 2020 (n=25), Zhang et al. 2020 (n=4) or Zeng et al. 2020 (n=6) [11-13,15,20,21], and the meta-analysis also confirmed it was safe (Rajendran et al. 2020) [16], whereas Valk et al. 2020 reported very low- certainty evidence of adverse events [17]. In the trial by Li et al. 2020 [18], two of 52 recipients of convalescent plasma experienced adverse events within hours of receiving the transfusion. The chills and rash manifest in one of those patients suggested a transfusion reaction. The adverse events in both cases were managed by corticosteroids [18,22].

What do We Need to Know?

The controlled trials evaluating convalescent plasma will provide important information on the optimal dose and time to treat patients, donor selection, plasma collection and which patients are most likely to benefit. The meta-analysis on the use of convalescent plasma to treat Spanish flu by Luke et al. 2006 suggested that early treatment, (after < 4 days of pneumonia complications), resulted in improved mortality rates than late treatment, (after ≥ 4 days of pneumonia complications), which was similar to the mortality rate among controls [9]. The study by Zeng et al. 2020 supports the use of convalescent plasma as an early intervention [13], and also by Li et al. 2020, particularly in less severely ill patients [18]. The concentration of donor neutralizing antibodies is likely to affect the efficacy, and these levels can be influenced by the prior treatment of the donor, such as steroids, antiviral drugs and intravenous immunoglobulin. It will also be interesting to explore convalescent plasma in combination with antiviral agents, such as remdisivir, due to their different mechanisms of action [22]. There is previous evidence that they may work well together [23]. The results of the many clinical trials investigating the use of convalescent plasma in COVID-19 are eagerly awaited, but the data from case-series and the use of this treatment in previous infectious diseases appears promising.

Keywords

Convalescent plasma, Coronavirus disease 2019, COVID-19, Passive immunotherapy, SARS-CoV-2, Severe acute respiratory syndrome coronavirus 2

References

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  8. Mair-Jenkins J, Saavedra-Campos M, Baillie JK, Cleary P, Khaw FM, et al. (2015) The effectiveness of convalescent plasma and hyperimmune immunoglobulin for the treatment of severe acute respiratory infections of viral etiology: a systematic review and exploratory meta-analysis. The Journal of Infectious Diseases 211: 80-90. [crossref]
  9. Luke TC, Kilbane EM, Jackson JL, Hoffman SL (2006) Meta-analysis: convalescent blood products for Spanish influenza pneumonia: a future H5N1 treatment? Annals of Internal Medicine 145: 599-609. [crossref]
  10. Shen C, Wang Z, Zhao F, Yang Y, Li J, et al. (2020) Treatment of 5 Critically Ill Patients With COVID-19 With Convalescent Plasma. JAMA 323: 1582-1589. [crossref]
  11. Duan K, Liu B, Li C, Zhang H, Yu T, et al. (2020) Effectiveness of convalescent plasma therapy in severe COVID-19 patients. Proceedings of the National Academy of Sciences of the United States of America 117: 9490-9496. [crossref]
  12. Zhang B, Liu S, Tan T, Huang W, Dong Y, et al. (2020) Treatment with Convalescent Plasma for Critically Ill Patients with Severe Acute Respiratory Syndrome Coronavirus 2 Infection. Chest 158: e9-e13. [crossref]
  13. Zeng QL, Yu ZJ, Gou JJ, Li GM, Ma SH, et al. (2020) Effect of Convalescent Plasma Therapy on Viral Shedding and Survival in Patients with Coronavirus Disease 2019. The Journal of Infectious Diseases 222: 38-43. [crossref]
  14. Kong Y, Cai C, Ling L, Zeng L, Wu M, et al. (2020) Successful treatment of a centenarian with coronavirus disease 2019 (COVID-19) using convalescent plasma. Transfusion and Apheresis Science 102820. [crossref]
  15. Ahn JY, Sohn Y, Lee SH, Cho Y, Hyun JH, et al. (2020) Use of Convalescent Plasma Therapy in Two COVID-19 Patients with Acute Respiratory Distress Syndrome in Korea. Journal of Korean Medical Science 35: e149. [crossref]
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  17. Valk SJ, Piechotta V, Chai KL, Doree C, Monsef I, et al. (2020) Convalescent plasma or hyperimmune immunoglobulin for people with COVID-19: a rapid review. The Cochrane Database of Systematic Reviews 5: CD013600. [crossref]
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Latent Genital Tuberculosis – A Possible Explanation for Unexplained Infertility

DOI: 10.31038/IGOJ.2020321

Abstract

Latent Genital Tuberculosis (LGTB) is commonly asymptomatic, and it is usually diagnosed during infertility investigations. The main objective of the present study was to establish the role of LGTB in causing unexplained infertility.

Material and method: 517 women, from January 2016- December 2018, at Calcutta Fertility Mission, had undergone DNA-PCR test (polymerase chain reaction) for screening of LGTB, then had had subsequent treatment with Anti-Tubercular Drugs (ATD) with or without laparoscopy. These patients were further classified as Group A and Group B based on their findings on laparoscopy to have early endometriosis or minor tubal defects or both. The Clinical pregnancy rate was calculated and analyzed among groups of women who were treated with ATD; treated with ATD and laparoscopy and those who were treated with estrogen-progestins for endometriosis.

Result: 28.6% of patients with apparently unexplained infertility were found to have LGTB and 31.76% of them had conceived following treatment with ATD. 71.4% of the patients who did not have LGTB had to be re-evaluated by laparoscopy. 35.64% patients in Group A and 34.15% patients in Group B, were diagnosed to have early endometriosis. Minor tubal defects on laparoscopy were found in as high as 43.56% of Group A patients and 29% in Group B. Hence the patients in Group A who had LGTB and had to be treated with ATD were seen to have quite higher prevalence of tubal defects compared to Group B and it has been seen to be statistically significant also (p value=0.003). 36.36% of Group A patients had conceived within 6 months of laparoscopy and 23.36% of women in Group B had achieved pregnancy.

Conclusion: LGTB is one of the major causes of apparently unexplained infertility and even the factors like early endometriosis or minor tubal defects are often associated with this condition and enhances the ill-effect causing infertility.

Keywords

Latent genital tuberculosis, Unexplained infertility, Laparoscopy, Pregnancy, Endometriosis, Tubal defect

Introduction

Unexplained infertility which amounts to about 30% of the infertile couple, can be defined as the lack of an obvious cause for a couple’s infertility and the inability to conceive after at least 12 cycles of unprotected intercourse for whom all the standard evaluations are normal. The veracity of ‘unexplained infertility’ term has been challenged by many clinicians and researchers and it has been emphasized that the assignment of the title to an infertile couple is much dependent on the quality and nature of the diagnostic tests performed [1,2]. According to the NICE  guidelines,  necessary  tests for unexplained infertility are semen analysis, assessment of ovulation and the luteal phase, and assessment of tubal patency by hysterosalpingogram or laparoscopy. However, there is controversy about the value of endometrial biopsy, ovarian reserve (Serum anti- mullerian hormone, antral follicle count), post-coital test and serum prolactin levels. The inability to find the specific cause of couples’ infertility does not mean that there is absolutely no cause for the disorder. Factors including lack of strong evidence, couples’ impatience for completion of standard protocols and dominance of Artificial Reproductive Technique (ART) treatment compared to other options in infertility clinics lead to diversity of clinical practice regarding unexplained infertility. Extensive research should be conducted on other possible causes of failed conception such as ovarian and testicular dysfunctions, sperm and oocyte quality, minor fallopian tube defects, endometrial receptivity, implantation failure and endometriosis [3,4]. Latent Genital Tuberculosis (LGTB) is a major health problem in many developing countries in Asia and Africa and has been proved to be responsible for a significant proportion of female infertility. It is asymptomatic in majority of the affected women and is diagnosed only during infertility work-up [5]. The most involved genital organs (whether solely or with other organs) have been seen to be fallopian tubes (63.84%), ovaries (46.15%), endometrium (38.46%) and the cervix (23.07%) in female genital tuberculosis but the involvement has not been documented in LGTB [6]. However, a few authors have reported the endometrium to be involved the most with as high as 60% in cases of infertility [7]. The present study was conducted to determine the role of latent genital tuberculosis in couples diagnosed with apparently unexplained infertility.

Material and Methods

This retrospective study was conducted at Calcutta Fertility Mission in Kolkata, India, from January 2016 to December 2018. The data were collected from a total of 517 patients as cases between 25-35 years of age, who had primary infertility which was apparently unexplained. These patients had normal ovulatory function and normal ovarian reserve, fallopian tubes appeared normal on hysterosalpingogram, their partners had normal semen parameters. They had undergone routine tests along with the DNA-PCR test with an endometrial aspirate on day 21 to day 24 of respective menstrual cycles (Table 1).

Table 1: Age of patients in groups.

 

Age

Total

p Value

Significance

25-30

31-35

PCR

POSITIVE

58 (29.74)

90 (27.95)

148 (28.63)

0.662

Not Significant

NEGATIVE

137 (70.26)

232 (72.05)

369 (71.37)

Total

195 (100)

322 (100)

517 (100)

 

 

Group A and B

Mild/Moderate Endometriosis

59 (33.52)

103 (35.03)

162 (34.47)

0.426

Not Significant

Tubal Defects

52 (29.55)

99 (33.67)

151 (32.13)

Both

65 (36.93)

92 (31.29)

157 (33.4)

Total

176 (100)

294 (100)

470 (100)

 

 

Pearson’s Chi Square test for Independence of Attributes.

517 patients were grouped initially as those who had LGTB (PCR positive) and who did not have LGTB (PCR negative). 148 (28.6%) patients were found to have LGTB and 369 (71.4%) of them were not affected (Table 2). These 148 patients were treated with Anti- tubercular drugs (ATD) for 6 months and subsequently 47 (31.76%) of them had conceived following the treatment.

Table 2: Patients of unexplained infertility with LGTB.

PCR

Frequency

Percent

Positive

148

28.6

Negative

369

71.4

Total

517

100.0

Hence in the said cohort there were 101 patients who could not conceive after being treated with ATD and 369 patients were PCR negative and had to be further re-evaluated for infertility. These women were grouped as Group A (101) (PCR negative after treatment with ATD) and Group B (369) (PCR negative). These patients were counselled for laparoscopy and based on the laparoscopy findings they were diagnosed to have either Stage 1 or Stage 2 endometriosis, or minor tubal defects and some had both early endometriosis and minor tubal defect.

On laparoscopy these patients with early endometriosis had one or two of the following features:

1. Endometriotic spots on pelvic organs and in POD

2. Flimsy adhesions in POD.

3. Pseudocavitations.

4. Peritoneal deficiency.

These patients were treated with estrogen and progesterone combination or with dienogest for 3-6 months for endometriosis and patients with minor tubal defects were corrected by laparoscopy. The post-treatment Clinical Pregnancy Rates (CPR) were calculated and analysed in all these groups (Table 3).

Table 3: Clinical Pregnancy in patients in Group A and B.

Clinical pregnancy

Group

Total

p Value

Significance

Mild/Moderate Endometriosis

Tubal Defects

Both

Group A

Pregnancy

No

26 (72.22)

28 (63.64)

16 (76.19)

70 (69.31)

0.528

Not Significant

Yes

10 (27.78)

16 (36.36)

5 (23.81)

31 (30.69)

Total

36 (100)

44 (100)

21 (100)

101 (100)

 

 

Group B

Pregnancy

No

94 (74.6)

82 (76.64)

108 (79.41)

284 (76.96)

0.650

Not Significant

Yes

32 (25.4)

25 (23.36)

28 (20.59)

85 (23.04)

Total

126 (100)

107 (100)

136 (100)

369 (100)

 

 

Pearson’s Chi Square test for Independence of Attributes.

Statistical Analysis

Categorical variables will be expressed as Number of patients and percentage of patients and compared across the 2 groups Pearson’s Chi Square test for Independence of Attributes. The statistical software SPSS version 20 will be used for the analysis. An alpha level of 5% has been taken, i.e. if any p value is less than 0.05 it will be considered as significant.

Ethical Consideration

The Ethical Committee of Calcutta Fertility Mission has given clearance for the retrospective study of a prospective database on 21/10/2019 (CFM/2019/029). Written informed consent has been obtained from all women who participated in the study.

Discussion

Management of infertile couples should always be individualized. The key variables like age, treatment history, costs and risks should be considered in selecting treatment plan of every couple. Over recent decades, the use of medically assisted reproduction (MAR) has increased enormously [8]. It is important to select couples who would actually benefit from MAR [9,10]. In couples with unexplained infertility the chance of a natural conception within 1 year is 30% or higher. MAR is no better than tailored expectant management (TEM) of 6–12 months, except in those who have gradually diminishing ovarian reserve [11,12]. Most often TEM is underutilised either due to failure in identifying couples who are eligible for TEM, or couples do not undergo expectant management for lack of advice by medical professional or impatience of the couple concerned.

Latent genital tuberculosis is rare in developed countries but is an important cause of subclinical chronic pelvic inflammatory disease and infertility in underdeveloped and developing countries. Previous literature show genital tuberculosis as a cause of infertility in 3-16% of women, varying to about 20% in India [13,14]. In the present study 28.6% of patients with apparently unexplained infertility were found to have LGTB and 31.76% of them had conceived following treatment with ATD. 71.4% of the patients who did not have LGTB had to be re-evaluated by laparoscopy along with those who could not achieve pregnancy even after treatment with ATD.

The relationship between endometriosis and infertility has been debated since years. Women with endometriosis tend to have a 2-10% lower monthly fecundity [15,16]. 25-50% infertile women are likely to have endometriosis which results in about 6-8% of the total population [17]. Several mechanisms have been proposed to explain the association between endometriosis and infertility which include distorted pelvic anatomy, endocrine and ovulatory abnormalities and altered humoral and cell-mediated functions in the endometrium. Major pelvic adhesions or peritubal adhesions that alter the tubo-ovarian relation, impair oocyte release from the ovary, inhibit ovum pickup, or impede ovum transport [18]. In our study 35.64% patients with unexplained infertility in Group A and 34.15% patients in Group B, were diagnosed to have early endometriosis. (Stage I and II).The overall prevalence of endometriosis in population‐based studies varies from 0.8% to 6%; however, in case of associated infertility, the prevalence seems to be considerably higher, ranging from 20% to 50%, but with significant variation over time periods and the age of patients [19-22].

In our previous study it has been stated that 846 out of 1726 (49%) women with unexplained infertility, were diagnosed to have minor tubal defects and were treated for the same by laparoscopy. The clinical pregnancy rate was about 27% following the treatment [23].

Similarly in the present study, we had detected minor tubal defects on laparoscopy in as high as 43.56% of Group A patients and 29% in Group B. Hence the patients in Group A who had LGTB and had to be treated with ATD were seen to have quite higher prevalence of tubal defects compared to Group B and it has been seen to be statistically significant also (p value=0.003). 36.36% of Group A patients had conceived within 6 months of laparoscopy and 23.36% of women in Group B had achieved pregnancy.

In the present study we had also found 20.79% women in Group A and 36.86% in Group B had both minor tubal defects and early endometriosis. Early endometriosis, minor tubal defects or even both of these conditions have been seen to be associated with a substantial number of patients with apparently “unexplained” infertility. A strong association of LGTB has been noticed with these factors also. All these etiological factors have been found to be statistically significant in Group A and Group B (p value=0.003) (Table 4).

Table 4: Other etiology of infertility in Group A and B.

Group A

Group B

Total

p Value

Significance

Etiology

Mild/Moderate Endometriosis

36 (35.64)

126 (34.15)

162 (34.47)

0.003

Significant

Tubal Defects

44 (43.56)

107 (29)

151 (32.13)

Both

21 (20.79)

136 (36.86)

157 (33.4)

Total

101 (100)

369 (100)

470 (100)

 

 

Pearson’s Chi Square test for Independence of Attributes.

Our patients with early endometriosis were treated with estrogen- progestins or with dienogest for 6 months primarily and none of them required surgical intervention. 27.78% women in Group A and 25.4% in Group B had conceived after the treatment and ovulation induction.

Estrogen-progestins with the lowest possible estrogen  dose should be chosen to combine optimal lesion suppression and thrombotic risk limitation. Progestins should be suggested in women who do not respond or manifest intolerance to estrogen-progestins [24]. According to Kitirat Techatraisak et al. dienogest has been seen to substantially improve endometriosis-associated symptoms such as debilitating chronic pelvic pain, and consequently, health-related quality of life [25]. Jacobson et al. in their study had shown laparoscopic resection or ablation of minimal and mild endometriosis enhances fecundity in infertile women [26].

After treatment of LGTB, early endometriosis and correction of minor tubal defects, 23.81% patients had spontaneous conception    in Group A and 20.59% of women in Group B had conceived after treatment of endometriosis and laparoscopy.

Conclusion

From the present study we can say that LGTB has a very important role in unexplained infertility and once detected and treated it can even yield spontaneous pregnancy. Persistence of infertility even after the treatment of LGTB, may be due to other associated problems like early endometriosis, minor tubal defects or both, which have also been in patients who did not have LGTB. These were undetected until they had undergone laparoscopy. There is strong possibility that presence of LGTB aggravates these conditions.

Acknowledgment

Mr. Souvik Dutta for management, analysis and interpretation of the data and Ms. Orphi Bhattacharya for preparation of manuscript.

Abbreviations: LGTB: Latent Genital Tuberculosis; ATD: Anti-Tubercular Drugs

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Efficacy of a Trauma Intervention for Women in a Security Housing Unit

DOI: 10.31038/AWHC.2020343

Abstract

The high rates of trauma exposure, post-traumatic stress disorder (PTSD), and related substance use disorders among incarcerated women suggests a significant need for trauma-informed treatment for women in correctional settings. Despite this need, there is a dearth of studied and effective interventions. This pilot study assessed the effectiveness of a brief trauma-informed intervention on a population of incarcerated women in the Security Housing Unit (SHU) of the California Institution for Women. Confinement in a SHU is considered the second highest level of security in a prison, second only to housing for condemned women. Healing Trauma [1] is a 6-session brief intervention that was designed for women who have experienced trauma associated with adverse childhood experiences. The intervention was delivered twice a week with two-hour long sessions in closed groups of 4-6 women. The sample consisted of 39 SHU participants who volunteered for the program and pilot study. Data were collected prior to the start of the first session and upon completion of the last session on these primary outcomes: depression, anxiety, PTSD, aggression, anger, resilience, empathy, and social connectedness. The results demonstrated strong support for the efficacy of this brief intervention for women housed in SHUs. Participants exhibited significant improvement across depression, anxiety, PTSD, aggression (all 5 sub-measures), anger (1 of 2 sub-measures) and social connectedness (P=0.05) from the brief intervention. Effect sizes were moderate to large in size, with the largest impact on physical aggression (Cohen’s d ranged from 0.389 to 0.819). The results provide preliminary evidence that a brief trauma-informed program can be successfully implemented and impactful with women incarcerated in a high level of secure custody. This builds upon previous work showing similar positive outcomes among men in SHUs and women in the general prison population.

Background

More  than  6,500  women  currently  reside  in  California’s  state prisons, with two-thirds serving lengthy or life sentences for violent crimes [2]. As the empirical and theoretical knowledge base on violent crime is heavily influenced by data on men, more studies focused on the needs of incarcerated women are needed. Accurate knowledge about women’s pathways into violent behavior is of fundamental importance to the design of appropriate gender-responsive and trauma-informed program service delivery for successful rehabilitation.

Adverse Childhood Experiences among Justice- Involved Women

Research among incarcerated women over the past two decades consistently shows extensive histories of trauma and abuse during childhood (e.g., physical abuse, sexual abuse, and household dysfunction). A recent study in California shows that among 768 incarcerated women, Adverse Childhood Experiences (ACEs) prior to the age of 16 were reported as follows: 64% of the women reported emotional abuse; 58% reported physical abuse; 57% reported sexual abuse; 70% had divorced parents; 40% witnessed domestic violence; 65% had alcohol/drug use in their home; 38% had mental illness in their home; and 39% had an incarcerated parent [3]. Another study directly compared the histories of adverse childhood experiences among 425 incarcerated men and 314 incarcerated women [4] and showed that women were significantly more likely to report emotional abuse and neglect (40% versus 20%, χ2 = 34.8, p < 0.001), physical abuse (29% versus 20%, χ2 = 7.58, p < 0.006), and sexual abuse (39% versus 9%, χ2 = 100.80, p < 0.001).

Histories of trauma and abuse are consistently reported in the literature as critical factors negatively impacting the lives of women [5- 7] showed that the impact of ACEs on health outcomes of 500 women on parole was strong and cumulative (finding that greater exposure to ACEs increased the likelihood of 12 of 18 health and mental health- related outcomes). In a large statewide study in California, Messina and colleagues found that 46% of incarcerated women (N = 4,386) reported witnessing continued violence in their home and being a victim of childhood physical abuse was significantly associated with being returned to prison [8]. ACEs reported among women offenders have been retrospectively linked to an increased likelihood of adolescent conduct disorder, teen pregnancy, chronic addiction, early criminal activity, prostitution, homelessness, and Intimate Partner Violence (IPV) in adolescent and adult relationships [7,9,10].

Violence and victimization during the life course are not isolated incidents  in  women’s  lives.  Often  victimization  becomes  a  pattern for women, repeated from relationship  to  relationship.  Women also continue to be victims of violence while in custody, potentially suffering sexual and physical abuse from interpersonal relationships they have formed in prison, from conflict with other residents, and from custody officers [11,12]. Thus, the intimate partner violence experienced in their adult lives continues in their custodial life.

Childhood Trauma and Female-Perpetrated Violence

Childhood trauma is also highly correlated with female- perpetrated violence [13-15] analyzed survey data from a random sample of incarcerated women (N = 574) and found significant indirect paths from childhood adversity, through victimization, to perpetration of violence against romantic partners (β = 0.20) and others (β = 0.19). A recent study of 1,113 incarcerated women in California  revealed  the  effect  of  multiple  factors  in  women’s  early life that contribute to their perpetration of violence [16]. Regression analyses indicate that the experience of physical abuse and arrest under the age of 18 significantly increased women’s risk of engaging in intimidation (r2 = 0.15; n = 430, p <0.05), minor physical abuse (r2 = 0.19; n = 775, p < 0.05), and even severe physical abuse (r2 = 0.18; n = 443, p <0.05) against others. These results demonstrate that women’s early (i.e., before age 18) exposure to trauma and/or the criminal justice system shared strong correlations with adult violence towards others. Although women comprise a small proportion of violent offenders in total [17] women offenders are consistently reported to have more complex histories of exposure to violence, trauma, and abuse than their male counterparts [4,18].

Security Housing Units ~ Implementing Segregation and Isolation

Violent and aggressive behavior in prison often results in disciplinary actions that can lead to isolation and segregation. A Security Housing Unit (SHU) can be used as a disciplinary tool for serious crimes that take place during incarceration. Thus, segregation becomes a secondary sentence imposed by the correctional facility that is unrelated to the conviction for which the person is incarcerated, often referred to as prison “jail” [12,19] The literature also indicates that for women segregation is used for more minor infractions such as disrespect, drug use, mental health crises (e.g., suicide attempts), and refusal to participate in programs (Still Worse than Second-Class, 2019). The United States Department of Justice defines segregation as the “removal from the general inmate population; placement in a locked room or cell (alone or with another); and an inability to leave … for the vast majority of the day ~22 hours a day.” (Report and Recommendation Concerning the Use of Restrictive Housing, 2016, p. 8.).

Research on segregation during imprisonment has  concluded that these circumstances can be correlated with adverse psychological affects) [20-26] specifically noted that many of the negative affective conditions experienced by residents in the SHU are analogous to those of trauma victims, such as poor impulse control, random outbursts of violence, anxiety, depression, insomnia, and suicide ideation. The American Psychological Association suggests that segregation and isolation exacerbate existing psychological vulnerabilities and can trigger trauma symptoms such as flashbacks, chronic hypervigilance, and a pervasive sense of hopelessness [27].

Other research on the use of segregation has focused on self- harming behavior. One study demonstrated that acts of self-harm, including those thatwere serious and potentially fatal, were significantly more likely to be engaged in by those who suffered from serious mental illness and by those in solitary confinement [28]. Moreover, women are more likely to engage in self-harming behaviors compared with men [29]. Many researchers contend that in-custody programs focused on trauma are needed to deter self-harming behaviors and   to provide the necessary tools to avoid conflict with staff and other women, which often results in a SHU sentence. However, residents in the SHU receive virtually no opportunity for program services and are completely isolated from the general population and visitation.

Relational-Cultural Theory of Development

Relational-Cultural theory describes women’s psychological development in the context of relationships and their connection to others [30]. Relational theory recognizes the different ways in which women and men develop psychologically and emphasizes the centrality of relationships in women’s lives [31]. Relational theory views women’s psychological development as growth with an emphasis on connection, not separation. Studies [32,33] have shown that women in prison struggle to maintain their prior relationships, and often seek to create a new relational context in their lives (e.g., creating prison families; and closeness and mutuality with other women).

Women who suffer from life-long trauma with a SHU sentence and a complete lack of social contact are likely to fall victim to the adverse effects associated with isolation [21,23-26,34]. Moreover, women with mental health challenges often require protective custody in higher numbers, commit rule violations more frequently, and are more likely to receive solitary confinement as a punishment [35,36]. The consequence is a disproportionately high percentage of women in the SHU with mental health problems, exacerbating the need for appropriate mental health services.

Trauma-Informed and Gender-Responsive Treatment Outcomes

Historically, services for incarcerated women have been based on the needs of men, despite women having very diverse and complex problems in comparison [37,38]. With  an increased understanding of the lifelong impact of trauma, clinicians recognize specific issues for women and their relation to criminal involvement and have been able to establish treatment guidelines for trauma and PTSD. Trauma- related difficulties are best treated in stages with the present-focused first stage focusing on safety, education, and skill building (Substance Abuse and Mental Health Services, 2014) [39].

When interventions target the unique needs of incarcerated women (i.e., being gender-responsive, trauma-informed, and relational) outcomes are improved. Messina, Calhoun, and Braithwaite [40] found significant reductions in PTSD symptomology among 62 incarcerated women who participated in a Peer Facilitated 20-session trauma-informed intervention grounded in Relational-Cultural Theory (i.e., Beyond Violence) [41]. In a randomized controlled trial [42] compared the 20 session Beyond Violence intervention with a 44-session treatment as usual group (i.e., Assaultive Offender Program), both delivered by trained clinicians. All women improved with regard to their PTSD symptoms and depression; however, there were significant between group differences whereby women in Beyond Violence had stronger declines in anxiety (F=5.32, p < 0.05) and on anger measures (using the STAXI State Anger Scale) (F=8.84, p < 0.05) than the comparison group.

A recent comprehensive meta‐analysis conducted [42] examined whether psychological treatments with men and women incarcerated for violent offenses are effective in preventing community recidivism and institutional misconduct. A total of 27 controlled studies containing 7,062 violent offenders were included in the meta-analysis. The authors state that overall, treatment program services significantly reduced violent and general/nonviolent recidivism. They concluded that the impact of multimodal treatment is most promising, as it was associated with the strongest treatment effects. Because women offenders report greater exposure to childhood trauma and abuse and have more extensive histories of mental health problems and substance use disorders, when compared to their male counter parts [43]  multimodal interventions that address the critical factors associated with IPV and aggressive behavior are suggested for reductions in and prevention of violence.

Landmark Changes in California Corrections

In  response to  California’s  prison  overcrowding,  Assembly  Bill 109: Public Safety Realignment Act, 2011, created a shift in prison populations,  more  so  in  women’s  prisons,  whereby  the  overall prison population is now comprised of more serious and violent offenders (California Public Safety Realignment Act, Legislative Bill AB 109) [44]. Those now sentenced to and remaining in prison are offenders who predominantly have a conviction for a serious crime (e.g., violence, use of weapon, rape, kidnapping, etc.) and are serving lengthy to life sentences.

Moreover, in 2013 and 2014 the California Institution for Women (CIW) came under great scrutiny with an organized hunger strike in the SHU to protest California’s use of solitary confinement, followed by an unprecedented increase in suicides, particularly among women in the SHU. This prompted a report by the California Office of the Inspector General on the policies, procedures, and conditions within CDCR’s  SHUs  (Inspector  General  Special  Report, 2013)  [45].  The report indicated that women serving sentences in a SHU are not privy to any of the programs or services that are made available to the larger prison population and further recommended that CDCR reduce lengthy SHU sentences and to reduce their female SHU population by one third.

As a result, CDCR Female Offender Program Services has made great strides toward providing SHU program services to reduce the re-occurrence of violence and increase safety. Most recently, the CDCR has begun to better understand the critical role of ACEs surrounding anger, aggression, and conflict. The department understands that it is imperative to develop and provide trauma-informed programs to address violent and aggressive behaviors while creating a safe environment for both staff and participant. In 2019, the CDCR was ordered by California’s Governor Newsom to provide manualized, gender-responsive, and trauma-informed substance use service programs  consistently  across all 35 California prisons.1 This pilot study sought to assess the overall effectiveness of a brief trauma-informed intervention, based in Relational-Cultural Theory (i.e., Healing Trauma: A Brief Intervention for Women) [1] to reduce trauma-related difficulties and aggressive behaviors as measured by depression, anxiety, PTSD symptoms, aggression, and anger among women housed in the SHU at CIW. This area of research can ultimately result in the delivery of evidence-based interventions, which may create a greater understanding of the resulting trauma from histories of violence and abuse for women and reduce the reoccurrence of such trauma.

Methods

Human Subjects approvals were obtained from the state of California Committee for Protection of Human Subjects, the California Department of Corrections and Rehabilitation’s Research Oversite Committee, and the University of California, Los Angeles Institutional Review Board prior to any contact with participants. The study began in July of 2017 and data collection ended in June 2019.

Hypothesis

Based on the results of studies that tested the impact of longer (20+ session) gender-responsive and trauma-informed interventions for women [39,45-48] it was hypothesized that a shorter, gender- responsive and trauma-informed intervention would exhibit statistically significant improvement on the measures tested for women in SHUs, whose sentences may not allow for longer programming.

Program Description

Healing Trauma (HT) is a brief, trauma-informed intervention designed for women who have experienced trauma and violence associated with ACEs. HT is based in Relational-Cultural Theory and is designed for delivery in settings in which a short-term intervention is needed. It  comprises six, 2-hour sessions in closed groups of up to 4-8 women. The materials are gender responsive and reflect an understanding of the impact of trauma on women. The intervention focuses on three core elements: (1) an understanding of  what trauma is, (2) its process, and (3) its impact on both the inner self (thoughts, feelings, beliefs, values) and the outer self (behavior and relationships). The program content specifically addresses childhood trauma, family/relationship dysfunction, and victimization. It also challenges antisocial norms to reduce the violence and aggression that has been normalized in many women’s lives. The HT curriculum includes a variety of therapeutic approaches: Cognitive Behavioral Therapy (CBT), expressive arts, mindfulness, and guided imagery.

AWHC-3-3-322_clip_image001

1Helping Men Recover and Helping Women Recover became the core content in the substance use programs in all 35 prisons in the State of California [46].

HT consists of the following 2-hour sessions: Session 1: Welcome and Introduction to the Subject of Trauma; Session 2: Power and Abuse; Session 3: The Process of Trauma and Self-Care; Session 4: The ACE Questionnaire and Anger; Session 5: Healthy Relationships; Session 6: Love, Endings, and Certificates. There is a Facilitator Guide and Participant Workbook for each program. Antisocial patterns are addressed by building self-management skills through CBT sessions on the connection between thinking, feeling, and behavior (anger and violence). Risk factors for dysfunctional relationships are addressed and both abusive and supportive relationship characteristics are explored throughout the content.

Staff Facilitators & Session Logistics

All staff responsible for managing and/or facilitating the HT program in the SHU attended a 2-day in-depth training on the HT curriculum  that  was  facilitated  by  the  program’s  author,  Stephanie Covington, Ph.D. The HT program was facilitated by two trained Program Coordinators (the facilitator was not a CDCR staff member). The women were released from their cell confinement, given the participant workbooks, and were able to participate in the group with the use of secured desks within the SHU. Women were required by the institution to be shackled to the desks at all times while they were free from their cell.

Eligible Participants

All women housed in the SHU at CIW who had enough time remaining in the SHU term to fully complete the 6-week curriculum were eligible to participate in the HT program and corresponding study. All women housed in the SHU were asked by the trained facilitator if they wanted to participate in the HT program and evaluation. Women who wished to participate in the program and the evaluation, and who had enough time left on their sentence   to complete the program, met with a research staff member for the consent process and were administered a pre-program questionnaire. They were then scheduled to participate in the next available set of HT sessions. Within one to two weeks of completing the intervention, each participant was administered a post-program survey by research staff. Changes over the course of the intervention on measures of interest were then computed.

A total of 45 women housed in the SHU participated in the HT program over the course of one year and 39 of those women completed the post-program survey (with an 87% follow-up rate). Reasons for attrition included premature release from the SHU to the general population (2), missing too many sessions or dropping out of the program (2), scheduling conflicts in obtaining the survey (2). The analysis is conducted on the 39 women who completed at least 5 of the 6 sessions as well as the pre- and post-program surveys.

Data Analysis

Analysis strategies included descriptive and inferential statistics based on background characteristics of participants. Descriptive statistics included percentages, means, and measures of variance. Frequency tables were used to examine cell sizes for categorical variables and non-normality for continuous variables. Where categorical variables had small cell sizes, categories were collapsed to create cells of sufficient size. Paired-sample t-tests were conducted to assess changes in the main outcomes across time, allowing for the examination of change over time per individual as well as the findings for the group as a whole. Thus, we do not need to control for other variables (e.g., age or race, etc.) because each person is their own control case and demographic variables will not vary over time.

Measures

To assess the effectiveness of the HT program, data were collected during the pre- and post-assessments on fourteen measures. Standardized instruments included detailed questions about demographics, childhood and adult trauma, mental health, substance use, and criminal justice involvement. The feasibility of these measures and procedures were previously found to be effective and valid [45].

Depression (Patient Health Questionnaire – Depression Subscale)

The Patient Health Questionnaire Depression Subscale is a 9-item subscale that measures current depressive symptomology. Participants report on  the  symptoms  they  have  experienced  in the preceding two-week period. Responses are based on a 4-point Likert-type scale ranging from 0 (Not at all) to 3 (Nearly every day) and are summed into an overall symptom severity scale score that falls between 0 and 27.

Anxiety (Patient Health Questionnaire – Anxiety Subscale)

The Patient Health Questionnaire Anxiety Subscale is a 6-item subscale that measures anxiety symptoms felt over the past four weeks. Responses are based on a 4-point Likert-type scale ranging from 0 (Not at all) to 3 (Nearly every day) and are summed into an overall symptom severity scale score that falls between 0 and 18.

PTSD (Short Screening Scale for DSM-IV PTSD (Modified Version))

The modified version of the Short Screening Scale for DSM-IV Posttraumatic Stress Disorder is used to assess current symptoms of PTSD. Respondents who responded affirmatively to the question “In your life, have you ever had any experience that you considered frightening, horrible, or upsetting?” were then asked to complete a 7-item Short Screening Scale, concerning symptom frequency in the prior four-week period. Item responses were based on a Likert-type scale, ranging from 0 (Not at all) to 3 (Nearly every day), and scale scores ranged from 0 to 21.

Aggression (Buss-Warren Aggression Questionnaire (AQ))

Buss-Warren Aggression Questionnaire (AQ), formally the Buss Perry Aggression Questionnaire, is a 34-item instrument used to assess anger and aggression (Buss & Warren, 2000). The respondent rates the description on a Likert-type scale, ranging from 1 (Not at all like me) to 5 (Completely like me). The Buss-Warren includes five sub-scales: Physical Aggression (8 questions 8-40 range), Verbal Aggression (5 questions, 5 – 25 range), Anger (7 questions, 7 – 35 range), Hostility (8 questions, 8 – 40 range), and Indirect Aggression (6 questions, 6 – 30 range).

Anger (Rev Instrumental and Expressive Representation Scales)

The Revised Instrumental and Expressive Representation Scales have 16 items with 2 sub-scales (instrumental and expressive) assessing anger expression. Instrumental anger is a more outward expression of anger that is often used to control others. In contrast, expressive anger is characterized by holding in or suppressing anger until there is an “explosion” of emotion. In the first subscales, respondents answered the degree of agreement about 8 items measuring instrumental anger, including “I believe that physical force is needed to get through to some people” and “If I hit someone and hurt them, they were asking for it.” The second subscales assessed expressive anger using 8 items such as “During a physical fight I feel out of control” and “After a physical fight I feel drained and guilty.” Participants responded on a scale from 1 (Strongly Disagree) to 5 (Strongly Agree). Some items were reverse scored so that higher scores indicate stronger anger expression. The eight items from each subscale are summed with a range of 8-40 for each sub-scale.

Resilience (The Brief Resilient Coping Scale)

The BRCS is a brief 4-item, unidimensional measure designed to capture to what extent an individual copes with stress in a resilient fashion. Participants responded on a scale from 1 (Does not describe me at all) to 5 (Describes me very well) and total summed scores range from 4 to 20. Higher scores indicate increased resilience.

Empathy (Interpersonal Reactivity Index)

The Interpersonal Reactivity Index is a measure of dispositional empathy.  The instrument contains four 7-item subscales, each tapping   a separate facet of empathy, of which two were scored. The Perspective Taking (PT) scale measures the reported tendency to spontaneously adopt the psychological point of view of others in everyday life (e.g., “I  sometimes  try  to  understand  my  friends  better  by  imagining how things look from their perspective”). The  Empathic  Concern (EC) scale assesses the tendency to experience feelings of sympathy and  compassion  for  unfortunate  others  (e.g.,  “I  often  have  tender, concerned feelings for people less fortunate than me”). Participants responded on a scale from 1 (Does not describe me at all) to 4 (Describes me very well) with some items reverse scored. Scores were summed with a range of 7-28 for each sub-scale.

Social Connectedness (Social Connectedness Scale-Revised)

The Social Connectedness Scale-Revised assesses experiences of closeness in interpersonal contexts, as well as difficulties establishing and maintaining a sense of closeness as evidenced by a mean item score equal to or greater than 3.5 (Lee & Lee, 2001; Lee & Robbins, 1995). The scale consists of 20 items that are scored on a scale of   1 (Strongly Disagree) to 6 (Strongly Agree) and some items were reverse scored. The score is represented as a mean item score with range 1-6.

Demographics

Prior to receiving the HT programming, each woman self-reported characteristics such as their ethnicity, marital status, age, education level, arrest history, drug and alcohol use history, and childhood and adulthood experiences with trauma (Tables 1-4). Of the 39 women who participated in the HT program, just under 80% are people of color, most have never been married, and over half did not graduate from high school. Most also have a significant history of involvement with the justice system. Among the women surveyed, the average age was 34.4, and the total years incarcerated was 12.6; on average women have been incarcerated about a third of their lives. They have also had experiences with the criminal justice system from a young age, with the average age of first arrest just over 16, and lifetime arrests averaging around 17; nearly half of the women previously served time in a juvenile justice facility. While incarcerated, many of these women have spent significant time in segregation, spending over two and a half years there on average prior to the current SHU term. Over half of the women in the sample meet criteria for alcohol use disorder and substance use disorder. Of substances used, alcohol (82%) and amphetamines (59%) were the most common, with over half of the women using in the 12 months prior to incarceration.

Table 1: Basic demographics (n = 39).

Description

%

Mean

SD

Race/Ethnicity

Latina/Hispanic

38.5%

White

20.5%

Black

20.5%

Multi-racial and other

20.5%

Marital Status

Never married

60.5%

Married or living together

26.3%

Divorced/separated/widowed

13.2%

Current Age

34.4

(9.57)

Education prior to incarceration

No high school degree

51.3%

High school degree/GED

17.9%

Some higher education

30.8%

Table 2: Criminal justice histories (n = 39).

Description

%

Mean

SD

Age of first arrest

16.3

(4.95)

Lifetime arrests

16.6

(23.02)

Total years incarcerated

12.6

(9.09)

Number of times previously incarcerated in SHU (n = 26)

4.8

(3.85)

Lifetime years previously incarcerated in SHU(n = 26)

2.7

(2.12)

Charged with new crime during incarceration

64.1%

Table 3: Substance use histories (n = 39).

Description

%

Used alcohol or drugs during the 12 months prior to current incarceration?

89.7%

Frequency of alcohol use prior to arrest

2-3 times per week/nearly every day

41.7%

Every day

19.4%

Frequency of drug use prior to arrest

2-3 times per week/nearly every day

25.0%

Every day

41.7%

Substances used during the 12 months prior to current incarceration?

Alcohol

82.1%

Amphetamine/meth

59.0%

Marijuana

48.7%

Heroin/opiates

30.8%

Cocaine

28.2%

Prescription Drugs

23.1%

Designer Drugs

12.8%

Hallucinogens

12.8%

Table 4: Childhood and adult abuse & mental health histories (n = 39).

Description

%

Mean

SD

Adverse Childhood Experiences

Verbal abuse

79.5%

Physical abuse

56.4%

Sexual abuse

61.5%

Emotional neglect

56.4%

Physical neglect

25.6%

Parents separated or divorced

74.4%

Mother treated violently

31.6%

An alcohol and/or drug abuser in the household

76.3%

Someone mentally ill or suicidal in household

46.2%

An incarcerated household member

53.8%

Total ACEs

5.59

2.55

Adult Experiences of Victimization

Minor physical abuse (pushing, slapping, restraining)

87.2%

Severe physical abuse (burning, choking, stabbing)

89.7%

Forced sex

28.2%

Intimidation

87.2%

Ever diagnosed with a mental illness

92.1%

Receiving medication for anxiety

71.4%

Currently classified as CCCMS

97.1%

Prior to incarceration many women have had complex histories of trauma and household dysfunction. The women surveyed had experienced over 5 ACEs, on average, with experiences of verbal abuse (80%), alcohol or drug abuse in the household (76%), parental separation / divorce (74%), sexual abuse (62%), physical abuse (56%), emotional neglect (56%), and an incarcerated household member (54%) impacting over half of the women. For most of the women, abuse in their adult lives was also common with over 85% experiencing minor physical abuse, severe physical abuse, and intimidation. Twenty- eight percent of the women reported experiencing forced sex as an adult. Additionally, those who experienced forced sex as a minor were over 50% more likely to experience forced sex as an adult. Over 90% of women have been diagnosed with a mental illness at some point in their lives, 71% reported receiving medication for anxiety, and almost all (97%) are currently classified as “CCCMS” – meaning they are in need of correctional case management supervision for mental health issues / behavior. This is not surprising given the research on the over-representation of women with mental health issues in SHUs and the level of childhood and adult trauma many of these women experienced.

Results

Table 5 summarizes the results of 39 women who participated in the HT program and completed both pre- and post-survey evaluations. Participants showed statistically significant improvement on 10 (72%) of the 14 measures analyzed. Specifically, there were statistically significant reductions in depression, anxiety, PTSD, all five aggression measures (physical aggression, verbal aggression, uncontrolled anger, hostility, and indirect aggression) and instrumental anger. Furthermore, there was a significant increase in social connectedness. Significant effect sizes were moderate to large, with the largest impact on physical aggression (Cohen’s d range of 0.389 to 0.819). There were not significant findings for expressive anger (the suppression of anger), resilience (self-regulation), perspective taking (understanding another person perspective), or empathetic concern (identifying with another person’s emotion). Overall, these results along with the participant feedback (Sigler, Messina, & Calhoun, in press) demonstrate that this program continues to have an impact on the lives of women housed in SHUs.

Table 5: Results for Healing Trauma participants at CIW-SHU (n = 39).

Description

Pre-Program Mean (SD)

Post-Program Mean (SD)

Change

Significance

Cohen’s d

Depression

9.3 (4.83)

5.8 (4.57)

-3.5 (5.74)

p < 0.001

0.616

Anxiety

6.8 (3.43)

3.7 (3.57)

-3.1 (4.21)

p < 0.001

0.741

PTSD (n = 33)

6.3 (4.58)

4.1 (4.03)

-2.2 (4.51)

p = 0.007

0.504

Aggression

Physical Aggression

23.3 (7.57)

18.7 (7.35)

-4.5 (5.54)

p < 0.001

0.819

Verbal Aggression

14.1 (4.20)

12.1 (4.13)

-2.0 (4.29)

p = 0.006

0.465

Uncontrolled Anger

19.1 (6.01)

17.1 (5.91)

-2.0 (4.88)

p = 0.013

0.415

Hostility

21.2 (6.49)

18.3 (6.14)

-2.8 (6.62)

p = 0.011

0.430

Indirect Aggression

15.5 (4.98)

13.6 (4.79)

-1.8 (4.80)

p = 0.02

0.389

Anger

Instrumental Anger

24.1 (6.92)

18.9 (7.48)

-5.2 (8.22)

p < 0.001

0.633

Expressive Anger

26 (5.91)

24.9 (5.52)

-1.0 (6.63)

p = 0.346

0.155

Resilience

12.8 (3.54)

13.5 (3.46)

0.7 (3.79)

p = 0.28

0.175

Empathy

Perspective Taking

18.5 (7.68)

18.4 (7.26)

-0.1 (8.90)

p = 0.928

0.015

Empathic Concern

16.3 (6.11)

17.8 (7.09)

1.5 (8.98)

p = 0.312

0.168

Social Connectedness

3.7 (0.70)

4.0 (0.80)

0.3 (0.70)

p = 0.017

0.399

Discussion

The pilot study results have demonstrated the feasibility of delivering a successful brief intervention in the most punitive correctional environment – a SHU. As previously outlined, women housed in the SHU are often those with the most serious behavioral problems and multiple chronic disorders. Women who have been sentenced for a violent crime during their incarceration often receive a SHU sentence; however, it has been shown that women have also been moved to the SHU for minor infractions or self-harming behaviors, resulting in segregation from others. A large body of literature from [20] has concluded that segregation and isolation can exacerbate existing psychological problems and can potentially re-traumatize a trauma survivor. The CDCR holds the responsibility of the provision of effective rehabilitative program services for the women under their care, including those with the most complex needs who are housed in the most punitive setting.

There is great difficulty in creating a therapeutic environment within a high security and segregated environment. The commitment from CDCR helped mitigate challenges associated with the implementation of this pilot study. Considering the physical restraints required for this level of custody, the women were able to participate in this program in small groups, while being secured to study desks that were bolted to the ground. CDCR supplied cubicle walls around the small circle of desks to create a level of confidentiality. The participants were also permitted to have the program materials and other necessary supplies for program activities. Without the cooperation from CDCR, programming in the SHU would not have been possible.

This study has demonstrated the preliminary effectiveness of HT for women housed in SHUs. The results showed significantly positive outcomes, with moderate to high effect sizes, for women incarcerated for violent or serious crimes on reductions in depression, anxiety, PTSD, aggression, and instrumental anger, and increases in social connectedness. It is important to reiterate that HT is a 6-session brief intervention (2-hour sessions), indicating that an appropriate brief intervention can be significantly impactful for justice-involved women to reduce trauma-related difficulties and increase well-being. Trauma- informed brief interventions can also be beneficial in institutional housing areas requiring short lengths of stay, such as reception centers and/or brief SHU sentences.

The study has also contributed to the understanding of the complex issues surrounding histories of trauma, abuse, violence, and justice-involved women. The results substantiate the existing literature outlining consistent factors associated with women housed in SHU facilities (e.g., a high prevalence of childhood trauma, violence, victimization, and adult mental health problems). In fact, the sample of women in this study reported extensive histories of ACEs, household dysfunction, criminal justice involvement beginning at an early age, frequent drug and alcohol use prior to incarceration, continued violence and victimization as adults, multiple SHU sentences and ongoing mental health challenges. As these are factors consistently found among women in SHU facilities, it becomes clear that insufficient attention is being paid to the detrimental issue surrounding isolation as punishment. There is potential for effective trauma-based program services to be implemented in the general prison population, thus reducing the reliance on isolation and punitive measures to create a safe custody environment (further indicated by the large reduction   in aggression). The findings from this study provide a foundation of procedures and services to provide appropriate services for women housed in a SHU, with the longer-term goal of eradicating the need for a SHU facility.

Limitations

The conclusions should be interpreted with caution as there are limitations. The study used a single group pretest–posttest design and did not include a comparison group of SHU women who did  not participate in HT. Therefore, it is difficult to judge whether improvements in posttest measures were indeed solely a product of participation in the curriculum. This study also relied on findings from a small sample size of incarcerated women in a California SHU. A small sample size increases the likelihood of a Type II error potentially skewing the results and decreasing the power of the study. However, even with low power, the analyses still revealed significant change over time in the hypothesized direction (71% significant positive change among measured outcomes). A larger sample size would provide more power to detect the potential impact of measures that did reach statistical significance, but were in the hypothesized direction (i.e., instrumental anger, resilience, perspective taking, and empathetic concern). It is possible that resilience to stress and interpersonal reactivity are challenging outcomes to validly measure in a punitive environment. The SHU operates on isolation and endorses solitary reflection with little emphasis on empathy.

The focus on a small sample of women in secure confinement in California also raises concerns about generalizability to other state SHU populations or lower level offenders; however,  the findings  are consistent with other trauma-informed and gender-responsive program studies with women in the general population serving long- term or life sentences from multiple prisons in Michigan [39,44,45,49].

Additionally, the current study relied on self-administered survey data. We did not have access to objective measures (i.e., records-based data) to determine previous mental health diagnoses or to substantiate self-reported histories of crime and addiction. The questions on the ACE survey were also limited, as the results regarding histories of sexual and physical abuse were dichotomous (yes or no) questions, which did not inquire about the perpetrator(s) of the abuse, the age at which it occurred, or the duration of the abuse. Thus, responses to the questions reflected each respondent’s interpretation of the questions, including those regarding physical and sexual assault.

Strengths

There are notable strengths to this pilot project. The program curricula itself, HT, is a manualized intervention providing both a detailed facilitator guide and a participant workbook. The use of a manualized curricula creates the ability to monitor fidelity and to provide reliability of program delivery. There were two HT facilitators throughout the course of the pilot project, and both had been trained by the program author, enhancing reliability of facilitation. The HT program also uses a variety of therapeutic approaches to address the impact of trauma: CBT, expressive arts, mindfulness, and guided imagery. It is also gender responsive in that it reflects an understanding of the realities of women’s lives and is guided by the Relational-Cultural Theory of women’s psychological development. Finally, the HT content was created to specifically address justice-involved women’s needs, such as, learning styles, motivation, abilities, and strengths.

This pilot project has also been replicated with men serving sentences in two California SHUs implementing Exploring Trauma: A Brief Intervention for Men (Covington & Rodriguez, 2016) [50]. The findings from the men’s SHU pilot project are consistent with the findings from the current study and further demonstrate the feasibility of implementing a brief trauma-informed intervention in a SHU setting [51]. The HT program continues to operate in the CIW SHU and has been expanded to the general population of women. Based on the positive results of the evaluation, the HT program is also being implemented at the Central California Women’s Facility in the reception center, in the Administrative Housing Unit, and for the condemned women. The CDCR further participated in the expansion of the male version of the trauma-informed brief intervention in the general population at five other male facilities in California (randomized controlled trials underway).

The pilot study findings provide a knowledge base to create larger more rigorous studies, which can ultimately identify appropriate policy and program opportunities for women in the highest levels of security. As larger and more rigorous studies are undertaken, there should be a focus on the longer-term impact of the brief intervention; whether the changes that occur over the course of participation persist or become extinct over some period of time. Future research should also focus on the potential that trauma-informed interventions can have on reducing recidivism after release from prison (Figure 1).

AWHC-3-3-322-g001

Figure 1. Graduation photos of the women in the SHU that participated in the study.

Acknowledgement

This pilot project would not have been possible without the strong support and engagement of the California Department of Corrections and Rehabilitation (CDCR) Lead Administrators such   as former FOPS Directors, Jay Virbel and Amy Miller, and the institutional staff at the California Institution for Women (CIW) including former Warden Molly Hill, the current Warden Richard Montes, Lieutenant Joseph Spinney, and the former Community Resource Manager, Ronnie Shoupe. We are especially grateful to Dr. Stephanie Covington, the author of the trauma-informed program  for women, Healing Trauma: A Brief Intervention for Women. Dr. Covington’s  dedication  to  enhancing  the  wellbeing  of  incarcerated women around the world is demonstrated in her collective publication and gender-responsive curriculum development. We would also like to acknowledge retired Captain Rochelle Leonard for her unwavering dedication and facilitation of the Healing Trauma program inside the facility. We would also like to thank the Supervising Psychiatric Social Worker, Karen Vertti  and the research assistant, Claire Samuelson for their voluntary assistance with the delivery of program in the SHU. We are grateful for CDCR’s and CIW’s continued support of the program, graduations, and ongoing navigation of the program in a difficult environment. Finally, we are indebted to the women who so kindly volunteered their time, insights, ideas and reflections from participating in Healing Trauma to this project.

Funding

This pilot project was funded by the California Department of Correctionsand Rehabilitation, Departmentof Rehabilitative Programs (DRP), via the Innovative Long-Term Offender Programming Grants – Round III, Contract #5606920 with Envisioning Justice Solutions, Inc.

Dr. Stephanie Covington, Co-director of the Center for Gender and Justice, was provided a subcontract with Envisioning Justice Solutions, Inc. to implement the program training and curriculum.

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Population Mobility and Adaptive Human Behaviour as Disease Control Mechanisms

DOI: 10.31038/PSYJ.2020224

 

The control of emergent infectious diseases has historically been a complex problem posing challenges on many different fronts. The absence of a vaccine or treatment forces us to rely on non-pharmaceutical interventions i.e., social distancing and mobility restrictions. Most countries’ first response to the ongoing Covid-19 pandemic has been to implement travel restrictions and social distancing policies. However, previous outbreaks have shown that the efficiency of these control measures varies.

The problem of deciding when, where and how to implement such control measures has multiple dimensions. Their effectiveness may also be evaluated by different criteria, depending on the intended goal. The spatial-temporal scales at which these interventions are implemented, the socio-economic and age distribution of the affected population, and the connectivity of the population with neighboring regions are amongst the factors to consider when assessing their effectiveness.

Recently, extreme mobility restrictions (cordon sanitaires) have been imposed in two very different regions, with contrasting results. On one hand, the cordon sanitaire imposed during the 2014 West African Ebola outbreak, may have increased the rate of transmission within the cordoned region [1,2]. On the other hand, the cordon sanitaire implemented along with the social distancing measures in Wuhan, seems to have reduced the number of Covid-19 cases and delayed its spread within the city and China [3,4]. The effectiveness of these interventions was driven by the population-specific characteristics in which the control measures were imposed.

Mathematical models analyzing disease dynamics in regions comprising populations exhibiting dramatic disparities may help to disentangle the role of local characteristics on the efficiency of control measures. Specifically, the effectiveness of mobility restrictions within and between heterogeneous but locally connected communities has been measured in terms of the final number of infected individuals [5]. It has been shown that it is possible to find conditions under which mobility across community’s results in a reduced number of infected individuals compared to the isolation of communities through cordon sanitaria’s [6].

Classic mathematical models assume a single health authority controlling interactions between sub-populations. In this approach, the overall mixing structure is modified at the scale at which the health authority operates. However, an emerging class of models addresses the effect of decentralized interpersonal contact decisions on disease dynamics [7-9]. These models focus on the economics of contact decisions at the individual scale to analyze the feedback between the cost of disease, the risk of infection during an epidemic, and disease dynamics.

The key step in framing the lessons learned from these modeling approaches (operating at different scales) for public health policy model was captured, in broad sense, by Simon Levin in his address as the 2004 recipient of the Heineken award: “Understanding the links between individual behavior and societal consequences, and characterizing the networks of interaction and influence, create the potential to change the reward structures so that the social costs of individual actions are brought down to the level of individual payoffs”.

References

  1. Espinoza B, Moreno V, Bichara D, Castillo-Chavez C (2016) Assessing the efficiency of movement restriction as a control strategy of ebola. Mathematical and Statistical Modeling for Emerging and Re-emerging Infectious Diseases 123-145.
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  5. Espinoza B, Moreno V, Bichara D, Castillo-Chavez C (2016) Assessing the efficiency of movement restriction as a control strategy of ebola. InMathematical and Statistical Modeling for Emerging and Re-emerging Infectious Diseases 123-145.
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Survey on Entomopathogens from the Arasbaran Biosphere Reserve (Iran) with a Modified Bait Insect Technique

DOI: 10.31038/GEMS.2020221

Abstract

A survey on entomopathogens was carried out in Arasbaran Biosphere Reserve soils during June 2018 using Galleria mellonella L. (Lepidoptera, Pyralidae) larvae as bait insect with a modified bait insect technique. Three entomopathogen’s categories were recorded in 34 out of 36 soil samples (94.4%) collected from different natural habitat; the entomopathogens were identified as nematodes (23.5%), fungi (61%) and bacteria (15.5%) using molecular and morphological techniques.

Introduction

The Arasbaran Biosphere Reserve is situated in the north of Iran and belongs to the Caucasus Iranian Highlands. The area  covers high alpine meadows and semi-arid steppes with rangelands, forests, rivers and springs. In these biotopes a survey has been carried out during June 2018, on soil-inhabiting entomopathogens. Soil samples were collected with the aim to evaluate the occurrence especially of entomopathogenic nematodes, fungi and bacteria, as important  bioindicator  organisms  of  soil’s  natural  environments. Entomopathogenic nematodes (EPNs) of the genera Steinernema Travassos (Rhabditida, Steinernematidae) and Heterorhabditis Poinar (Rhabditida, Heterorhabditidae) are obligate and lethal parasites of insects [1]. Their non-feeding Infective Juveniles (IJs), usually soil dwelling, hold in their foregut symbiotic bacteria which play an important role in killing susceptible insects. The IJs enter through the insect’s mouth, spiracles, anus or through the integument in the case of Heterorhabditis, invade the haemocoel through the mid-gut wall and release bacteria which establish suitable conditions for nematode reproduction by proving nutrients and inhibiting the growth of other microorganisms [2]. The associated bacteria multiply rapidly causing septicemia and death of the host after 24-48 hours, during which time the nematodes feed on the bacteria and reproduce in the cadaver. Entomopathogenic fungi, mainly Hyphomycetes and Ascomycetes, were regularly found infecting insects in soil. The Hyphomycetes, Metarhizium anisopliae (Metch.) Sorokin, and Beauveria bassiana (Bals-Criv.) Vuill. are probably the more known species. These organisms usually attach the external body of insects by conidia. Under the right conditions of temperature and high humidity, these spores germinate, grow as hyphae and colonize the insect’s body. After some days the insect is usually killed (especially by fungal toxins), and new spores are formed in or on the insect, sporulation, ready to be spread in the environment. Entomopathogenic bacteria are the most commercially successful microbial insecticides. They enter the host through ingestion and produce toxins and other pathogenic factors that disrupt the midgut epithelium to allow access to the nutrient- rich haemocoel, where they proliferate causing septicemia and death of the host. The most successful microbial pesticide to date is Bacillus thuringiensis Berliner (Bacillales, Bacillaceae) (Bt), a Gram- positive soil-dwelling bacterium, which produce crystal proteins during sporulation having insecticidal action. Few is known about the occurrence and importance of these entomopathogens in soils in Arasbaran Region; same data are available for EPNs [3,4] and for EPB [5,6] while, no data are available as regards to the soil inhabiting entomopathogenic fungi. The present survey has been conducted with the aim to contribute to the entomopathogen’s biodiversity knowledge, with particular regard to entomophathogenic nematodes, fungi and bacteria, in Arasbaran Reserve soils.

Material and Methods

A total of 36 soil samples were collected over a period of 4 days during the second half of June 2018 in different biotopes of Arasbaran Biosphere, such as uncultivated soils, woodlands, river borders and grasslands. A hand shovel was used to collect approximately 2 Kg soil comprised each sample by pooling 3-4 sub samples taken at depths of 15-20 cm from an area of about 20 m2 [7]. The soil was transported in sterile polythene bags to the laboratory and prior baiting, water was added to give a content of 8-10% moisture and the samples were then stored at room temperature (~26°C). Final instar larvae of Galleria mellonella L. (Lepidoptera, Pyralidae) were used as bait insects to trap entomopathogens: for each soil sample a total of 8 Galleria larvae were released, 4 inside a long-handled tea infuser placed in the middle of the sample to attract the mobile entomopathogens (as the nematodes), and 4 released free on the top of each sample, to search for the static entomopathogens (as fungi conidia and bacteria spores) (Figure 1). The samples were kept at a room temperature and observations were done after 1 week to monitor the infected and dead larvae. The symptoms of cadavers after infection were recorded and used for diagnosis of EPNs, EPF or EPB induced infection. For the isolation of entomopathogenic nematodes dead larvae from each sample were placed in modified White traps [8] and kept at room temperature (~26°C). For the nematodes IJs were harvested and stored in distilled water at 8°C. These nematodes were used to infect fresh G. mellonella larvae and the progeny were used for identification and the establishment of cultures. Measurements were carried out on fresh specimens; the morphometric identification was based on infective juveniles and male morphology [1]. A molecular analysis followed for the EPN strains. For the isolation of entomopathogenic fungi and bacteria, infected wax moth larvae from each sample were surface sterilized by keeping them for 3 min. in 1% sodium hypochlorite and rinsing them in distilled water. After this, the larvae were incubated at 25°C in Petri dishes with moistened filter paper till the presence of pathogens could be assessed. For fungi, when sporulating structures appeared on the cadaver, attempts to isolate the fungus were made by transferring spores to potato dextrose agar in Petri dishes. For bacteria, infected hemolymph was cultured on specific media to isolate the bacteria colonies. For both, EPF and EPB, the inoculated Petri dishes were then checked every day and the tubes with pure cultures were sub-cultured in specific agar medium. Cultures were then stored at 8°C. For all the EPF and EPB entomopathogens the identification was made with a morphological analysis. For each sampling location, soil texture, time and type of vegetation were recorded (Table 1).

GEMS-2-1-404-g001

Figure 1. Soil sample with 8 Galleria larvae released, 4 inside a long-handled tea infuser and 4 released free on the top of each sample.

Table 1: Survey in Arasbaran Region (June 2018) – Sampling examination. For each sample habitat, soil texture and infection were recorded. Positive samples 34 of 36: EPN 8; EPF 26 (B: Beauveria, L: Lecanicillium, A: Aspergillus, F: Fusarium); EPB 5; Negative samples 2.

Sample

Habitat

soil texture

infection

Infected by

EPN

EPF

EPB

1

River border

Silty loam

+

*

*L

2

Corilus wood

Silty loam

+

*

3

Corilus wood

Silty loam

+

*L

4

Oak wood

Silty loam

+

*B

5

Wild meadow

Silty loam

+

*

*L

6

River border

Sandy loam

+

*B

7

River border

Sandy loam

+

*B

8

Oak wood

Silty loam

+

*

9

River border

Silty loam

+

*L*A

10

Wild meadow

Loamy clay

11

Wild meadow

Loamy clay

+

*B

12

Oak wood

loamy clay

+

*B

13

Wild meadow

Silty loam

+

*

14

Wild meadow

loamy caly

+

*

15

River border

Silty loam

+

*

16

Wild meadow

Silty loam

+

*B

17

Wild meadow

loamy caly

+

*B

18

Wild meadow

loamy clay

+

*B

19

Apple orchard

Silty loam

+

*L*A*F

20

River border

loamy clay

+

*

21

River border

loamy caly

+

*

22

River border

loamy sand

+

*L

23

Wild meadow

Silty loam

+

*

24

Wild meadow

loamy clay

+

*B

25

Oak wood

Silty loam

+

*B

26

Oak wood

Silty loam

+

*B

27

Oak wood

Silty loam

+

*B

28

Wild meadow

Silty loam

+

*

29

Wild meadow

Silty loam

+

*

30

Wild meadow

loamy clay

+

*B

31

Wild meadow

loamy caly

+

*B

32

Corilus wood

Silty loam

+

*

33

Wild meadow

Silty loam

+

*B

34

Oak wood

Silty loam

35

Urumy lake

Salty soil

+

*B

36

Urumy lake border

Salty beach

+

*B

Molecular Analysis

DNA extraction, PCR,  cloning  and  sequencing  were  performed  at IPSP laboratory, (Istituto per la Protezione Sostenibile delle Piante, Bari Italy), following the protocols described [9]. Individual nematodes were hand-picked, placed in 10 μl of lysis buffer (10 mM Tris-HCl, pH 8.8, 50mM KCl, 15 mM MgCl2, 0.1% Triton X100, 0.01% gelatin with 90 mg/ml proteinase K) on a glass slide and then cut into small pieces by using a sterilized syringe needle under a  dissecting  microscope. Each sample was incubated at 60°C for 1 hr and then at 95°C for  10 min. The crude DNA isolated from each individual nematode was directly amplified. The amplification of the ITS region was performed using the 18S forward primer (5’-TGATTACGTCCCTGCCTTT-3’) and the 26S reverse primer (5’-TTTCACTCGCCGTTACTAAGG-3’) [10],  D2-D3  expansion  segments  of  28S  rDNA  were  amplified using D2A (5’-ACAAGTACCGTGAGGGAAAGTTG-3’) and D3B (5’-TCGGAAGGAACCAGCTACTA-3’) (Nunn 1992), 18S rDNA using 18SnF (5’-TGGATAACTGTGGTAATTCTAGAGC-3’) and 18SnR (5’-TTACGACTTTTGCCCGGTTC-3’) primers [11]. PCR cycling conditions used for amplification were: an initial denaturation at 94°C for 5 min, followed by 35 cycles of denaturation at 94°C for 50s, annealing at 55°C for 50s and extension at 72°C for 1 min and a final step at 72°C for 7 min [9]. Following DNA amplification, 10 μl of PCR product was used for electrophoresis in 1X TBE buffer [12,13] in 1% agarose gel. A 100 bp ladder (Fermentas, St. Leon-Rot, Germany) was used as size marker. PCR products from individual nematodes were purified using the protocol listed by manufacturer (NucleoSpin Gel and PCR Clean-up, Machery Nagel, Germany ). Purified ITS, D2-D3 and 18S rRNA fragments were cloned in pGEM-T Easy Vector Systems (Promega, France) and sequenced at Eurofins genomics (Germany). ITS-RFLP analyses were performed  on 10 μl of PCR products from individual nematodes using five units of the following restriction enzymes: Dde I, Rsa I, Alu I, Hinf I (Promega, France). The restricted fragments were separated on a 2.5% agarose gel by electrophoresis. The gels were stained with gel red and visualized on a UV transilluminator and photographed with a digital system.

Results

Entomopathogens were recovered from 34 of 36 soil samples collected (94.4%): EPN strains were isolated in 8 sites and identify as Heterorhabditis bacteriophora Poinar. Strains of EPF were recovered from 26 soil samples (Table 1), Lecanicillium W. Gams & Zare came out from 6 soil samples (N. 1, 3, 5, 9, 19 and 22), Aspergillus Micheli from 2 soil samples (N. 9 and 19), Fusarium Link from N. 19 only and Beauveria Vuill. from 16 soil samples; strains of Bacillus thuringiensis (EPB) were isolated from 5 soil samples. In 4 samples more than one pathogen strain was recovered: from N.1 and N.5 H. bacteriophora and Lecanicilium sp., from N.9 Lecanicillium sp. and Aspergillus sp., and from N.19 three fungal strains Lecanicillium sp., Aspergillus sp. and Fusarium sp., with the first two isolated from the same larva. All the pathogen strains were recovered from different habitats and no correlation between the pathogen recovery and the characteristics of the sampling sites was observed, confirming the ubiquity of these entomopathogens.

Discussion and Conclusions

The presence and occurrence of entomopathogens is a key factor on the biological soil quality and these results represent a small contribution to the knowledge of the Arasbaran biodiversity also considering the methodology used for the pathogens isolations. The recovering of almost 95% of positive samples to infection was due to the combined used of baiting larvae for static and mobile entomopathogens; considering the ubiquity of these organisms, this modified baiting technique has maximized the possibility of insulation of entomopathogens from the soil.

Acknowledgment

The  research  was  carried  on  in  the  framework  of  “Della  Valle research  program”  between  the  Universities  of  Bari  “Aldo  Moro” (Italy) and Tabriz (Iran).

References

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A Cross-Cultural Adaptation of the Oxford Shoulder Score: The Arabic Version

DOI: 10.31038/IJOT.2020321

Abstract

Purpose: The Oxford Shoulder Score (OSS) is a widely used Patient-related Outcome tool used to assess patients with shoulder pain.The aim of this study was the translation and cultural adaptation of the Arabic version of the Oxford Shoulder Score as well as proving the reliability and validity of the score.

Methods: One hundred and fifty patients participated in this survey. The internal consistency tests were performed using Cronbach’s alpha. Test-retest reliability (intra-correlation coefficient), convergent construct validity, convergent validity, floor and ceiling effects and responsivenesswerealso calculated.

Results: Cronbach’s alpha coefficient was 0.95. The Intra-Class Correlation Coefficient (ICC) was 0.95. Regarding examining the validity of the Arabic version of OSS, there was a significant correlation between the Arabic OSS andthe previously published Arabic version of theDisabilities of the Arm, Shoulder and Hand Score (DASH Score) (p < 0.001).

Conclusion: Overall, Arabic version of OSS proved to be a good diagnostic tool for patients with shoulder pain.

Keywords

Oxford shoulder score;Shoulder pain;Reliability; Validation; Arabic

Abbreviations

OSS: Oxford Shoulder Score

ICC: Intra-Class Correlation Coefficient

DASH: Disabilities of the Arm, Shoulder and Hand Score

Introduction

Shoulder pain is a common problem, and a significant one at that. Its prevalence is estimated to be around 7% of the population, increasing to over 20% in people above 70 years of age [1-6]. Shoulder pain originates from peri-articular soft tissue disorders, mostly the rotator cuff [5,6]. Shoulder pain contributes to most visits to GPs, and even hospital specialists [7-10]. Surgery may be required by some patients, resulting in socio-economic implications due to morbidity and loss of productive hours [11].

It is very important that surgeons document the outcome from their practice for audit purposes; but then the major problem has been the lack of appropriate assessment records [12]. Many scoring methods have been developed over time to evaluate the outcome of orthopedic management of shoulder conditions. However, they are derived from radiological and clinical data and depend on the surgeon’s judgement [13,14]. It is becoming more apparent that most clinical assessments of major aspects of outcome are usually not reproducible and are inaccurate [15,16]. Also, there may be differences in the priorities and concerns of both the surgeon and his or her patient [17]. There is a need for methods which will elicit the perception of the patient’s outcome [18]. This has raised interests in patient-based assessments.

Studies have shown that patient reports can be valid, reliable, and sensitive to clinical change [19]. Evidence from research suggests that questionnaires issued to patients could be useful for clinical assessment in disorders of the shoulder [12]. In the event that a questionnaire is used, it should be practical, short, reliable, valid, and sensitive to clinical alterations and changes.The Oxford Shoulder Score (OSS)was first developed by Dawson et al. in 1996 [12]. The questionnaire is reported by patients, which includes 12 descriptors of pain and disability for shoulder ailments. The score of each descriptor ranges from 1 to 5, and the total score is calculated by adding the score of all 12 rated items from 12 (No pain) to 60 (highest level of Pain/Disability).

It encompasses general health questions, and questions specific to shoulder function and shoulder pain. The questions in the OSS are set in an easy context. Questions set are simple, and easily comprehended by patients; and so, patients do not need an explanatory instruction for independent usage. Although the Oxford shoulder score was initially used for prospective studies, a report by Wilson et al., suggested that it could as well be useful for retrospective application, for instance in acute trauma of the shoulder where it is not possible to take a prospective measurement [20]. A recent study of the range of Oxford Shoulder Score in the UK’s asymptomatic population showed that one of the major benefits of the study is the ability to gauge disease severity with respect to the index community’s normal population [21]. Another merit is the more accurate prediction of post-operative improvements.

Patient reported outcome scores have proven important in the medical field, providing informative and comparative subjective evidence that is quantified to help aid the medical practitioners when evaluating a patient’s health [7,22,23]. The difficulty of using such scores is due to the language restrictions of these scores as not all of them are provided for our regional language:Arabic. It would be beneficial to have the scores translated into Arabic to be used for patients who speak Arabic and do not extensively comprehend English. This will in turn enhance the ability for our physicians to better understand the population needs [23]. The Oxford Shoulder Score is very helpful in assessing patients with shoulder pain post-operatively [20,21,24].

The process of translating such scores and proving their effectiveness is lengthy yet extremely beneficial. They must follow specific guidelines ensuring linguistic integrity without the loss of the context [23].

The aim of this study was the translation and cultural adaptation of the Arabic version of the Oxford Shoulder Score as well as proving the reliability and validity of the score.

Methods and Materials

Patient Selection

One hundred and fifty patients participated in the survey.All were consecutive patients referred to the shoulder clinic between January to July 2019. The Protocol was approved by The Kuwaiti Ministry of Health Ethical Committee (2019/1068).We received the patient’s consent before filling the questionnaire.

Translation

Dawson et al. developed the original Oxford Shoulder Score in English, and had it translated based on the recommendations and guidelines in the literature [25-27]. Two bilingual orthopedic surgeons and one independent professional translator were involved in translation of the Arabic version. The authors held a coordination meeting which resulted in the production of a common version of the Arabic translation for the OES. Independent Arabic linguistics expert approved final draft. The questionnaire was distributed to a pilot of 11 patients to test the ease of language and understanding of the questions. No complaints were reported.

The Oxford Shoulder Score (OSS)

The OSS was first developed by Dawson et al. in 1996 [6]. The questionnaire was reported by patients and included 12 descriptors of pain and disability for shoulder ailments. The score of each descriptor ranges from 1 to 5, and the total score is calculated by adding the score of all 12 rated items from 12 (No pain) to 60 (highest level of Pain/Disability).

Disabilities of the Arm Shoulder and Hand (DASH)

The DASH Score consists of 30 items, which are reported by patients and designed to measure physical function and symptoms in patients with musculoskeletal disorders of the upper limbs [6]. The purpose of DASH Score is to describe the disability experienced by people with upper limb disorders and to monitor changes in symptoms and function over time following treatments [28]. It proved to be a reliable tool for physicians to investigate the joints in the upper extremity. The score of each item ranges from 1 to 5, and the total score is calculated by adding the score of all 30 rated items from 30 (No disability) to 150 (highest level of Disability).

To our current knowledge, the Arabic DASH (Alotaibi, 2010)score is the only relevant and available Arabic score. Therefore, it was used for testing the construct validity of the Arabic OSS.

Statistical Analysis

Internal Consistency

We evaluated the internal consistency by calculating the Cronbach’s alpha. The literature states that α > 0.70 is acceptable, while 0.95 should be the maximum to avoid redundancy [29]. Content validity was measured by examining the shape of data distribution, as well as floor and ceiling effects. Floor effect is the percentage of patients who scored the lowest possible score (score of 30), and ceiling effect is the percentage of those with the highest score (score of 150). If more than 30% of the respondents had a floor or ceiling effect, the effects would be considered to be relevant.

Reliability

In order to estimate the reliability of the questionnaire,Cronbach’s alpha was calculated. Since every patient completed the survey on two different occasions. The patients were asked to take the questionnaire a second time after 15 days from the initial test. To test the interobserver reliability, theCronbach’s alpha was calculated for each of the three test situations. Also, ICC (interclass correlation coefficient) was used to assess test-retest reliability.

Construct Validity

Spearman’s correlation coefficient between the OSS and DASH Score was calculated to test convergent validity of the OSS. Since the DASH Score has already been validated in Arabic speaking countries, higher correlation coefficient would prove convergent validity of the OSS.

Results

There have been 150 patients who have completed the OSS and DASH Outcome Score questionnaire and agreed to have their data analysed for research purposes. Average age of the participants is 46.2 years, with standard deviation of 14.6 years, which means that the majority of the sample is between 30 and 60 years of age. The youngest participant was 15, and the oldest was 74 years of age. It took an average of 4 minutes to complete the Arabic version of the OSS. For the purpose of a standardized score among OSS and DASH, all scores are rescaled to fall within the range between 30 and 150.

For all the items, in all the test periods, floor effect was 5% or less. On the other hand, no ceiling effect was recorded for any of items. Shapiro-Wilk test was used to check if the data in Arabic OSS significantly deviates from the normal distribution, which was not the case (0.801, p = 0.075).A p-value greater than 0.05 indicates that the data is normally distributed.

Reliability

Internal consistency was very high with overall Cronbach’s alpha value of 0.95. All items seemed to have strong correlations with the total score (r > 0.80). For the purpose of the test-retest reliability, the participants completed the OSS twice.The time between the test and re-test was 2 weeks and no significant difference was observed between the first and second assessment (p = 0.110). The value of ICC was ranged from 0.8 to 0.93 (Table 1). According to the previously published paper by Koo et al. values less than 0.5, between 0.5 and 0.75, between 0.75 and 0.9, and greater than 0.90 are indicative of poor, moderate, good, and excellent reliability, respectively (Koo et al. 2016). Thus, this indicates an excellent reliability.

Table 1: Internal consistency of Arabic OSS.

Item of OSS Score

Mean Score

SD

Item-Total Score Correlation*

Cronbach’sAlpha

1

2.21

0.91

0.85

0.96

2

2.51

0.84

0.82

0.95

3

3.01

0.76

0.90

0.93

4

3.06

0.77

0.85

0.97

5

2.68

0.90

0.84

0.97

6

2.71

1.12

0.86

0.94

7

2.45

0.65

0.90

0.95

8

2.01

1.20

0.80

0.96

9

2.09

0.87

0.93

0.92

10

2.74

0.88

0.89

0.93

11

2.21

0.84

0.88

0.95

12

2.38

1.12

0.82

0.96

*All ICC values are significant at 0.001 level.

Construct Validity

The Arabic OSS proved to be significantly correlated with the DASH Score, as was hypothesized in this study. The value of correlation between the OSS and the DASH Score was r = 0.92, which indicates a very high correlation and agreement between the two questionnaires.

Discussion

Dawson et al. presented the OSS as a disease-specific questionnaire designed for the patient for the evaluation of degenerative and inflammatory disorders of the shoulder way back in 1996 [12]. Since then, it has become a tool of choice in clinical assessments involving both operative and conservative treatments. The score has been validated in many cultures and languages, such as German, French, Dutch, Korean, and Italian [30-35]. The major finding of this study was that the Arabic version of OSS proved to be a reliable tool for assessment of patients with shoulder pain.

In this paper, we have outlined the step-by-step process of cross-cultural adaptation of the Oxford Shoulder Score in the Arabic language, and also given proof of its validity and reliability in patients suffering from shoulder disability and pain.

Shoulder pain accounts for 7-25% of the general population [36]. A 2005 study by Al-Awadhi et al. investigating the incidence of musculoskeletal pain in Kuwaiti adults found out that over 6.6% of the adult population were vulnerable [37]. Therefore, joint replacement, arthroscopic sport medicine shoulder surgery, and modern shoulder surgery has attracted the attention of orthopedic surgeons within the last two decades. Also, the current trend towards international meta-analysis and multicenter studies has resulted in an increased need for more standard clinical measures [38]. In the aspect of shoulder medicine and surgery, clinical instruments have been reported to be very responsive, comprehensive, reliable, and reproducible [39-41].

Reports suggest that various static measurements examine the reliability and agreement of the questionnaires. In our study, we had a Cronbach’s alpha coefficient of 0.95, with the Interclass Coefficients (ICC) ranging from 0.8 to 0.93. These values are similar to those of Slovene, German, Persian, Brazilian, and Thai versions (ICC = 0.84-0.95) [41-43]. This indicates an excellent value for the Arabic Oxford shoulder score to show reliability, thus confirming a high internal consistency for the Arabic OSS. As for the construct validity of the English OSS compared with the English DASH score, the Spearman’s correlation was 0.79 [16]. However, with the same comparison applied to the same scores in Arabic, a slightly higher correlation result of 0.92 was yielded from the analysis.

Conclusion

In conclusion, the translation of the OSS to Arabic was successful and confirmed to have good validity, reliability, and responsiveness. It can be used for assessment of the functioning/recovery status of Arabic patients with symptomatic shoulder malfunctions in treatments or clinical studies, assisting clinicians, or researchers to collect necessary data.

Acknowledgement

We are grateful to the authors of the original OSS. Their guidance through every stage of this research is deeply appreciated.

Conflict of Interest

None.

References

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Autism is Physiological, Nonautism is Pathological Biologically Speaking

DOI: 10.31038/PSYJ.2020223

Abstract

A brief functional and historical analysis is offered of the question, what is the physiological difference between human beings and other animals? All animals are autistic, even those equipped with a much higher intelligence than the human one is, like whales, for example. So the non-autism of most human beings is what needs explanation.

Nonautism is the consequence of a misunderstanding – a creative misunderstanding, that is. It consists in the suddenly conceived suspicion that the other was trying to make you happy – an absurd idea.While it is true that brood-caring animals get rewarded by signs of being satisfied emitted by the young, as a confirmation of their own brood-rearing efforts being momentarily successful, this reward is purely one-directional. There is no reason conceivable why the offspring ought to be rewarded by the adults being successful in anything (like feeding them). It is always only the effect that counts in biology. Survival is the currency, nothing else.

But in humans, the young are being rewarded by the displayed joy of adults? Exactly this is the case. Humans are a pathological species in this respect. Actually, such a functional “wiring” can be proved to be pathological in evolution – that is, to be subject to predictable fast evolutionary elimination, should it have arisen once.How, then, could this pathological type of wiring actually arise in evolution, as it did with the human species? The answer is: By accident. It is a very specific accident at stake here that can be pinpointed.

It is the phenomenological overlap between the innate (wired-in) expressions of bonding on the one hand and the expression of well-being and friskiness on the other.In many animals, this expression of friskiness and happiness and enthusiasm, if shown by the young, has a rewarding effect on the adults, for it signals that their attempts at successful brood-rearing are on the right track. It is sweet to watch this rewardability channel in action. Many predatorial animals are socially wired in this way among each other.

But this is not our question here. How come that the young are rewarded by the playful friskiness of the adults in some species? The “playing mode” has this very structure in many social animals. Play occurs when more “serious” needs are satisfied and the partners can invest energy in silly, that is not survival relevant activities, as a means to tighten their social bonds. Play makes peace and friendship. But our context is non-autism. How could it arise in one species so far? What arose here is very easy to see: Mutual rewardability by the expression of playfulness on the other side. By the playful mode.Homo ludens. All social animals are wired like this in play.

But there is a risk involved here: The suspicion of benevolence encountered arising on one side. For play is highly rewarding. Can there for this reason arise a “serious” component?. This is what has occurred in the human species. It happens in play as in the other high-performance social animals, but not only in play. “Homo ludens” (humans are players) even when not playing? The positive feedback that arises in play can indeed be maintained so as to enter all other social activities. The smile-laughter is the play mode. Wolves can enter the same mutually inspired frenzy. They are very much like human beings even though the expressions are not so much shown on the face as with the tail.

So what is the functional difference? That wolves are not mirror competent is the answer. So the “suspicion of benevolence encountered” cannot arise in the wolf. But it can and does – in the human wolf. The “werwolf” sagas show how irritated humans are by the close emotional similarity of the wolf.There are other highly social animals like dolphins and whales and also some octopuses and giant creatures from the depth. And don’t forget the elephants. Are we humans not wired socially in much the same manner, even if being somewhat less intelligent? There is one difference functionally speaking, however.

What is it? The smile of happiness, the expression of happiness, is at the same time the smile of bonding. It is the same expression.But is this not the same thing with the wolf? Yes, it is. And presumably so with the African wild dog, Lycaonpictus, as well?And maybe with some sepiae yet to be investigated.

Now I have left you in the dark long enough about what we are headed for: The positive feedback of the smile acting symmetrically. Not only when bonding, but also when merely playfully happy. Or just happy. The consequence is the sudden invention of the suspicion of one’s encountering benevolence.It is absolutely nonsensical, right? There is nothing but hard-wired couplings here. There is no room for such humanistic notions like “benevolence.” But actually, this transgression is exactly what is happening and taking place here between us.

It could happen also between orcas. Or between an orca and a human.Or between Kanzi and his wonderful trainer. Not because but in spite of the silly machine inserted in between them. Big revolutionary progress sometimes takes unnecessary roundabout ways. We will be able to ask Kanzi. He will understand the question and tell us.Come on: It can’t possibly be that simple! But it is. We walked together through a nice little wood of well-defined observational biological notions above and do now suddenly see ourselves in a mirror. Yes, the question posed at the outset – the onset of the suspicion of encountering benevolence – is really being raised here.

Will the reader tolerate having been pulled into this nightmare of a daydream: Of a functional understanding of what benevolence and love is? On a level infinitely more powerful than the other social domain of sex is, for example?The reader may feel that we will have to come back to this fascinating topic together again? Take care.

Low Level Diode Laser Therapy versus Surgical Abrasion in the Treatment of Gingival Racial Pigmentation – Clinical Study

DOI: 10.31038/JDMR.2020324

Abstract

Background: Racial gingival hyper pigmentation is a common esthetic concern, which is aggravated in patients with excessive gingival display, laser ablation is recognized as the most effective, and reliable easy handling technique.

The aim of this study was to evaluate the effect of the Low Level Diode Laser (LLDL) therapy versus surgical abrasion in the treatment of racial gingival pigmentation clinically by assessment of Melanin Pigmentation Index (MPI), Wond Healing Index (WHI), and Visual Analog Scale (VAS).

Subjects and Methods: The present study is randomized, clinical split mouth design, twenty patients of both genders with age ranged from 20 to40 years, all have racial gingival pigmentation score 2 were included in this study, all patients were non pregnant or lactating, free from systemic diseases, or any disease that cause oral pigmentation), all patients were nonsmokers, and had esthetic concern and good oral hygiene, forty sites in twenty patients were divided randomly into two groups (A and B), group A were treated by surgical abrasion at first was performed by large size round carbide bur started from the mucogingival junction toward the free gingival margin, including papillae, the wound covered by non eugenol periodontal dressing, group B: were treated by LLDL without dressing post treatment, the treated site was irradiated for a single time, LLDL was delivered by a 600-μm diameter fiber, 808 nm ± 10 nm wavelength with output power 3 Watt.

Results: There was improvement in MPI in both groups through follow up periods with superiority of LLDL group.

Conclusion: Low level diode laser can be considered as a reliable mean for elimination of melanotic lesion of gingiva and is well tolerated by patients.

Keywords

Racial gingival hyper pigmentation, Low level diode laser, Surgical abrasion

Introduction

Healthy oral mucosa is pink in color, but it can vary from light to dark pink depending on the thickness of epithelium, the amount of melanin and the number of erythrocytes present in the connective tissue vessels and their proximity to the surface. Gingival pigmentation is defined as color change of the gingiva from variable shades of pink to dark brown or black due to genetic factors which is the most important endogenous factor responsible for increased production of melanin by melanocytes, or pathological factors. Some other exogenous factors such as ultra violet radiation (UV), smoking and medications may also increase melanin synthesis [1]. Genetics Racial gingival pigmentation is a common esthetic concern, which is aggravated in patients with excessive gingival display and more common noticed in adults, the attached gingiva is the most common site of involvement in the anterior region of the maxilla and mandible followed by the buccal mucosa, lip corners, lip mucosa, dorsal and ventral surface of the tongue and rarely the floor of the mouth [2] Kauzman [3] were broadly classified the gingival pigmentation into: physiologic and pathologic, all patients except albinos have some degree of physiologic melanin distribution throughout epidermis, which occurs in all races of man without significant difference in oral pigmentation between males and females, the intensity and distribution of racial pigmentation of the oral mucosa is variable, not only between races, but also between different individuals of the same race [4]. Dummettet [5] suggested, that the degree of physiologic pigmentation is partially related to mechanical, chemical and physical stimulation. In darker skinned people oral pigmentation increase, but there is no difference in the number of melanocytes between fair skinned and dark skinned individuals, as it is due to greater melanocyte activity rather than greater number of melanocytes [6,7] and it clinically manifests as multifocal or diffuse melanin pigmentation, which is common in African, Asian and Mediterranean populations, Melanin, a brown pigment, is the most common natural pigment contributing to endogenous pigmentation of gingiva, it is produced by the melanocytes, which are mainly present in the basal and suprabasal layers of the gingival epithelium [8]. Several therapeutic techniques have been proposed and employed for gingival depigmentation, Roshni and Nandakumar [9] classified different gingival depigmentation methods into: methods aimed to mask the pigmented gingival as free gingival graft and acellular dermal matrix allograft, and methods aimed to remove the pigmented gingiva; the chemical methods these methods are no longer in use because of the destructive nature and difficulty in controlling the depth of their penetration and the surgical methods as, scalpel surgical technique, electrosurgery and radiosurgery. cryosurgery, bur abrasion; the first documented case using this technique was reported by Ginwalla [10] it is a relatively simple and versatile technique and requires minimum time and effort, and Lasers therapy which have been introduced to dentistry for more than three decades also been used for treatment of gingival pigmentation, [11] the word LASER is an acronym for light amplification by stimulated emission of radiation. The principle of the laser was the first known in 1917 when physicist Einstein [12] who described the theory of stimulated emission, there are two types of lasers: hard lasers such as carbon dioxide and neodymium-doped yttrium aluminium garnet which offer both hard tissue and soft tissue applications and cold or soft lasers based on the semiconductor diode devices, which are used predominantly for low-level diode laser therapy (LLDT) [11]. Lasers have been proposed as a useful method for the removal of the gingival melanotic pigmentations with many advantages include haemostatic capacity, no need for periodontal dressing, and fewer postoperative complications such as pain, oedema, or infections and a good visualization when compared with conventional surgical methods [13]. Laser light has four types of interactions with the target tissue which depend on the laser wavelength, emission mode, and optical properties of the tissues components such as pigments, mineral content, water content; absorption, transmission of laser energy, reflection, and scattering of the laser light these four phenomena occur together in some degree relative to each other [14]. The absorption of the laser energy by the intended tissue is the first and most desired interaction, different laser wavelengths have different absorption coefficients with the dental tissue components [14]. In general, the longer wavelengths, such as erbium laser has a greater affinity with water and hydroxyapatite, the shorter wavelengths ranging from 500 to 1000 nm are readily absorbed by the pigmented tissue and blood elements. For e.g., the pigment results of hemoglobin has greater affinity for argon laser while melanin absorbs diode and Nd:YAG laser and they have less effect on heamoglobin [15] depending on the wavelength used, some lasers able to penetrate the tissue deeper than others, in contrast other laser has a limited penetration and has effect only on the surface tissue, for example, the (Nd:YAG)  which is indicated for bone and hard  tissue applications, penetrates 2-5 mm into tissue [16,17] CO2 laser has a limited penetration up to 0.03 to 0.1 mm in the tissue, thus indicated for soft tissue applications, this wavelength provides enough depth to seal the damaged blood, lymphatic vessels and nerve endings resulting in good hemostasis and minimal post-operative morbidity [18] transmission of the laser energy directly through the tissue with no effect on the target tissue, the inverse of absorption, this effect is highly dependent on the wavelength of laser light, reflection, which causes laser light to redirects itself off the surface, having no effect on the target tissue, this reflected light could be dangerous when redirected to an unintended target such as eyes, a caries detecting laser device uses the reflected light to measure the degree of sound tooth structure [14,18]. Scattering of the laser light accompanied with correspondence decrease of laser energy and possibly producing no useful biologic effect, this property can cause unwanted damage as there is heat transfer to the tissue adjacent to the surgical site, however a beam deflected in different directions facilitates the curing of the composite resin or when treating an aphthous ulcer [14,18]. There are two laser delivery systems, the first is a flexible hollow waveguide or tube that has an interior mirror finish, the laser energy is reflected along this tube and exits through a hand piece at the surgical end with the beam striking the tissue in a noncontact fashion [17,19]. The second delivery system is a glass fiber optic cable, this cable can be more pliant than the waveguide, has a corresponding decrease in weight and resistance to movement, and is usually smaller in diameter, this fiber system can be used in contact or noncontact mode [19]. There are three different laser emission modes are described: [19] the first is continuous wave, where the beam is emitted at only one power level for as long as the operator depresses the foot switch, eg: diode (used in contact mode with water cooling system) and CO2 (used in no contact mode), the second is termed gated-pulse mode, meaning that there are periodic alternations of the laser energy, much like a blinking light, this mode is achieved by the opening and closing of a mechanical shutter in front of the beam path of a continuous wave emission, e.g. diode laser used in contact mode, the third mode is the free-running pulsed mode, sometimes referred to as “true pulsed”, this emission is unique in that large peak energies of laser light are emitted for a short time span, usually in microseconds, followed by a relatively long time in which the laser is off, the timing of this emission is computer controlled, not mechanically controlled as in a gated pulse device, this mode can be used for thin tissue, as: Neodymium: Yttrium, Aluminum, Garnet (Nd:YAG), Cr: YAG and Er:Cr:YSGG, if the laser is in a pulsed mode, the targeted tissue has time to cool before the next pulse of laser energy is emitted. But in continuous wave mode, the operator must cease the laser emission manually so that thermal relaxation of the tissue may occur, [20] diode lasers known as an injection laser, is a semiconductor device that produces coherent radiation (in which the waves are all the same frequency and phase) in the visible or infrared (IR) spectrum when current passes through it, [21-23] the active medium of the diode laser is a solid state semiconductor made of Aluminum, Gallium, Arsenide, and occasionally Indium, which produces laser wavelengths, ranging from approximately 810 nm to 980 nm, all diode wavelengths are absorbed primarily by tissue pigment (melanin) and hemoglobin, conversely, they are poorly absorbed by the hydroxyapatite and water present in the enamel, these lasers can also stimulate fibroblastic proliferation at low energy levels [23]. The chief advantage of the diode lasers is one of a smaller size, portable instrument, all diode laser beams are carried to the target tissue through quartz glass fibers, this is the simplest and the most effective means of conducting laser energy from its origin in the device to the oral cavity, this fibers are relatively thin between 200 and 600 microns in diameter also, there are disposable fiber-optic tips which can be discarded after use [23]. The diode laser has become the most commonly utilized laser in dentistry it has assumed a prominent role in managing soft tissues, diode lasers can be used in continuous wave  mode,  used  for  most  surgical  procedures  such  as ablating, incising and excising all types of intraoral soft tissue surgery and pulsed mode where more control over laser output is desirable in removal of coronal pulp adjunct to root canal procedures, tooth whitening, coagulation of extraction sites, disinfecting the periodontal pocket and sulcular debridement therefore it may be useful as an adjunctive means for scaling and root planing due to its bactericidal and detoxification effects, diode laser is highly absorbed by melanin pigment, so it is one of surgical treatment modalities of gingival pigmentation [23]. Moreover, diode lasers can be used with powers well below the surgical threshold for photobiomodulation or biostimulation properties which give the benefit for acceleration of healing, increasing circulation, reducing edema and minimizing pain, increased collagen synthesis, fibroblast proliferation, increased osteogenesis, and anti-inflammatory effect to treat maladies such as recurrent herpes and aphthous stomatitis [22] Materials and methods.

Subjects and Methods, the present study is randomized, clinical split mouth design, twenty patients of both genders with age ranged from 20 to40 years old, all have racial gingival pigmentation score 2 were included in this study and selected from the  Outpatient Clinic Department of Oral Medicine and Periodontology, Faculty of Dentistry, Tanta University, all patients were non Pregnant or lactating, free from systemic diseases, or any disease that cause oral pigmentation (e.g. Addison disease), all patients were nonsmokers patients with esthetic concern and with good oral hygiene, the purpose of the study was explained to the patients and informed consents were obtained, forty sites in twenty patients were divided randomly into two groups (A and B), and each site on right or left side of maxilla or mandible were considered from the mesial aspect of central incisor to the distal aspect of first premolar, group A were treated by surgical abrasion (Figure 1 and 2), at first local anesthesia was given (infiltration technique, 1.8 ml mepivacaine 2%) and the depigmentation was performed by large size round carbide bur started from the mucogingival junction toward the free gingival margin, including papillae, bleeding was stopped by applying pressure by a gauze piece on the denuded epithelium, care was taken to include  the epithelium at the tip of interdental papilla and the mucogingival junction on the other end without disturbing the marginal gingiva. The wound covered by non eugenol periodontal dressing. Group B: were treated by low level diode laser (LLDL) (Figure 3), without dressing post treatment, patient and operating staff wore special diode-laser protective eye glasses, highly reflective instruments or instruments with mirrored surfaces were avoided as there could be reflection of the laser beam, the treated site was irradiated for a single time, the soft tissue diode surgical laser unit delivered by a 600-μm diameter fiber (Figure 4), 808 nm ± 10 nm wavelength with output power 3 Watt, was used for depigmentation, during the  procedure  laser  ablated the gingival epithelial surfaces little by little to reach the pigments without causing any bleeding for clear visualization, the fiber tip was continuously moved across the site to avoid heat accumulation at any site, the wounds appeared fresh with no bleeding and were no need to apply periodontal dressing. Figures 5 and 6 Patients were instructed to continue good oral hygiene and to avoid eating hot or spicy food for the first 3 days, not to traumatize the area during the healing period which is 4-7 days after treatment and were instructed to use chlorhexidine mouth wash twice daily preferably after meals for one week, no pain medications were generally prescribed, but if needed a mild analgesic anti-inflammatory (sodium diclofenac 50 mg) twice a day was given, however no antibiotics were prescribed. Post-operative assessment: clinical parameters were evaluated using wound healing index (WHI) based on the following scoring system: [24] score A: complete epithelization, score B: incomplete  epithelization,  score C: ulcer formation, score D: tissue defect or necrosis; melanin pigmentation index (MPI) (Figure 7), based on the following scoring system: [25] score 0: no pigmentation, score 1: solitary units (s) of pigmentation in papillary gingiva without extension between neighboring solitary units, score 2: formation of continuous ribbon extending from neighboring solitary units, and visual analog scale (VAS) [26] is a sheet of paper with horizontal line on it has a left end marked as no symptoms and a right end marked as worst imaginable symptoms, as well as a mark indicating the midpoint, the scores were calculated as follows0 = no pain, 0.1-3.0 cm = slight pain, 3.1-6.0 cm = moderate pain, 6.1-10.0 cm = severe pain (Figure 8), clinical assessment were taken for both groups as shown in Table 1.

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Figure 1. Rotary gingival abrasion by large rose head bur (Group A).

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Figure 2. Application of periodontal pack after surgical abrasion.

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Figure 3. Showing the diode laser divece laser (elexxion claros nanocompactclass IV dental, 600 µm optic fiber, Radolfzell,Germany).

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Figure 4. 600 µm optic fiber.

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Figure 5. Applicalion of LLDL (group B).

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Figure 6. Depithlzation and carbonization of gingiva.

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Figure 7. Scores of MPI.

Table 1: Comparison of MPI along the follow up periods in group A.

Melanin pigmentation index

At the baseline

2 Weeks

3 Months

 

χ2

 

MCp

No.

%

No.

%

No.

%

Score 0:

0

0.0

17

85.0

2

10.0

 

61.494*

 

<0.001*

Score1:

0

0.0

3

15.0

10

50.0

Score 2:

20

100.0

0

0.0

8

40.0

Sig. bet. periods

MCp1<0.001*, MCp2<0.001*, MCp3<0.001*

 

 

χ2: Chi square test for comparing along the follow up periods.
MCp: p value for Monte Carlo for Chi square test for comparing between the three periods.
p1: p value for comparing between baseline and 2 Weeks.
p2: p value for comparing between baseline and 3 Months.
p3: p value for comparing between 2 Weeks and 3 Month.
* Statistically significant at p ≤ 0.05.

Results

No  patient  had  marked  complications  or  infection  during   the healing of the gingiva, regarding melanin pigmentation index assessment in group A, there was a significant reduction in the gingival pigmentation from the baseline (before treatment) (100% +ve score 2) to 2 weeks post treatment and (15%+ve score 1) and the rest of cases were free from pigmentation, but at 3 months post treatment there was increase in the recurrence rate of pigmentation as (40%+ ve score 2 & 50% +ve score 1 and 10% free of pigment) (Table 2, Figure 9), however in group B at 2 weeks post laser treatment the melanin gingival pigmentation appear in 5% of cases (score1) only and the rest of cases remain free (score 0), and at 3 months post treatment 65% of cases remain free of repigmentation (score 0) as (30% score1, 5% of cases score 2 and the rest of cases remain score 0). In Table 3 and Figure 10 by comparing the results of MPI through the both groups there was statistically significant improvement in MPI in group B than group A showed in Table 2 and Figure 11.

Table 2: Comparison of MPI along the two studied groups at the follow up periods.

 

Melanin pigmentation index

Group A

Group B

 

χ2

 

MCp

No.

%

No.

%

At the baseline

 

 

 

 

 

 

Score 0

0

0.0

0

0.0

 

 

Score 1

0

0.0

0

0.0

Score 2

20

100.0

20

100.0

2 Weeks

 

 

 

 

 

 

Score 0

17

85.0

19

95.0

 

1.111

 

0.605

Score 1

3

15.0

1

5.0

Score 2

0

0.0

0

0.0

3 Months

 

 

 

 

 

 

Score 0

2

10.0

13

65.0

 

14.728*

 

0.001*

Score 1

10

50.0

6

30.0

Score 2

8

40.0

1

5.0

χ2: Chi square test for comparing between group A and group B.
MCp: p value for Monte Carlo for Chi square test for comparing between group A and group B.
*Statistically significant at p ≤ 0.05.

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Figure 8. Recording the pain score by VAS.

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Figure 9. Comparison of MPI along the follow up periods in group A.

Table 3a: Study assessment and the times of assessment.

Clinical assessment

Before treatment

Immediately post treatment

After 2 weeks

After 1 month

After 3 month

Clinical photographs

+

+

+

+

+

Melanin pigmentation score MPI

+

+

+

Wound healing score WHI

+

+

+

Pain score VAS

+

+

+

Table 3b: Comparison of MPI along the follow up periods in group B.

Melanin pigmentation index

At the baseline

2 Weeks

3 Months

c2

MCp

No.

%

No.

%

No.

%

Score 0

0

0.0

19

95.0

13

65.0

 

64.446*

 

<0.001*

Score 1

0

0.0

1

5.0

6

30.0

Score 2

20

100.0

0

0.0

1

5.0

Sig. bet. periods

MCp <0.001*, MCp <0.001*, MCp =0.044* 1                                                  2                                              3

 

 

χ2: Chi square test for comparing along the follow up periods.
MCp: p value for Monte Carlo for Chi square test for comparing between the three periods.

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Figure 10. Comparison of MPI along the follow up periods in group B.

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Figure 11. Comparison of MPI along the two studied groups at the follow up periods.

Table 4: Comparison of WHI along the two studied groups in the follow up periods.

 

Wound healing

Group A

Group B

No.

%

No.

%

At baseline

 

 

 

 

Score A

0

0.0

0

0.0

Score B

0

0.0

0

0.0

Score C

20

100.0

20

100.0

Score D

0

0.0

0

0.0

1 Month

 

 

 

 

Score A

20

100.0

20

100.0

Score B

0

0.0

0

0.0

Score C

0

0.0

0

0.0

Score D

0

0.0

0

0.0

3 Months

 

 

 

 

Score A

20

100.0

20

100.0

Score B

0

0.0

0

0.0

Score C

0

0.0

0

0.0

Score D

0

0.0

0

0.0

Table 5: Comparison the mean value of VAS scores along the two studied groups at the follow up periods.

Evaluation of pain

Group A

Group B

Z

p

At the baseline

 

 

 

 

Min.-Max.

0.50-6.0

0.50-2.50

 

3.572*

 

<0.001*

Mean ± SD.

3.33 ± 1.56

1.57 ± 0.57

Median

3.50

1.50

After 2 week

 

 

 

 

Min. -Max.

0.0-1.0

0.0-0.0

 

2.762*

 

0.006*

Mean ± SD.

0.30 ± 0.38

0.0 ± 0.0

Median

0.0

0.0

After 3 months

 

 

 

 

Min. -Max.

0.0-0.0

0.0-0.0

 

0.0

 

1.000

Mean ± SD.

0.0 ± 0.0

0.0 ± 0.0

Median

0.0

0.0

Regarding Pain score (VAS)

Inter group comparison of VAS at both groups (A and B): The results showed a statistically significant reduction in the mean value of VAS in group B as compared to group A at the baseline (P=0.001) and at two weeks post treatment (P=0.006). However there was statistically non-significant difference in the mean value of pain score between both groups at three month post treatment (P=0.317), with superiority of diode laser (Tables 4, 5 and Figures 12-14).

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Figure 12. Comparison of WHI along the two studied groups in the follow up periods.

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Figure 13. Comparison of the mean value of VAS scores along the two studied groups at the follow up periods.

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Figure 14. Comparison of the mean value of VAS scores along the two studied groups at the follow up periods.

Discussion

Gingival abrasion technique was selected in present study as it is relatively simple, safe, non-aggressive method and easy to perform, it causes less discomfort, economical as no sophisticated equipment required and is esthetically acceptable to the patients [27,28] moreover in case of recurrence, the procedure can be done repeatedly in the same areas without clinical limitations or permanent damage, [16] the diode laser is a solid state semiconductor laser that typically uses a combination of gallium (Ga), arsenide (Ar), and other elements such as aluminum (Al) and indium (In) to change electrical energy into light energy; of wavelength range from 810 nm to 900 nm, which is poorly absorbed in water, but has an affinity for hemoglobin, melanin and other pigment, resulting in much more selective destruction and far less damage to normal gingival tissue than does with CO2 laser (100) thermal effects of diode laser are attributed to ‘hot tip’ effect caused by accumulation of heat at the end of fiber, these effects result in the production of a thick coagulation layer on the treated surface, [29] Soliman [30] and Sathyanarayanan and Hari [31] reported that diode laser is a useful safe mean, and is the preferred laser for treatment of the pigmented areas of the gums when no other short Lasers are available, the present study included patients who were medically free from any systemic disease associated with pathological hyper pigmentation or improper delayed wound healing as uncontrolled diabetes, and autoimmune diseases, and non-treated periodontal disease to avoid the interference with wound healing process as these diseases affect the inflammatory mediators production, [32] also pregnant women were excluded as the hormonal changes during pregnancy and lactation causes increase of melanin production which can affect the recurrence time of pigmentation and there is no a lot of information provide to be sure that the use of laser during pregnancy and lactation is safe, [33] smokers patients were excluded, to avoid the masking of the results by smoker melanosis as smoker’s melanosis is the most common lesions in smokers’ mouth and 30% of Caucasian heavy smokers have oral melanin pigmentation [34] the MPI was assessed at the baseline (before treatment), 2 weeks and 3 months post treatment, and the results showed a significant improvement in MPI scores in both groups along the follow up periods with superiority of diode Laser as In group A, the recurrence of gingival pigmentation started at two weeks post treatment in 15% of cases and increased gradually till three months as appeared in 90% of cases but In group B, the recurrence of pigmentation started at two weeks post treatment in 5% of cases and increased gradually till three months post treatment as appeared in 35% of cases; the recurrence  of melanin pigments which was observed at the end of three months in both groups (A and B), could be a result of the ongoing process  of repigmentation, but this repigmentation was not as pre-treatment level in intensity of color, may be due to the lesser production of pigments, and so the intensity of pigmentation may increase with time and may reach to pre-treatment level as it depends on the racial background of the patient, the present results was consistent with  the findings of Bergamaschi [35] who demonstrated that permanent results cannot be offered when gingival depigmentation procedures are performed for cosmetic reasons, repigmentation also may due to the fact that the melanocytes have a reproductive self-maintaining system of cells, and they when locally depleted, they repopulate and keratinocyte-derived growth factors “Fibroblast Growth Factor-β” act as a mitogen, these cells lack desmosomes and possess long dendritic processes that extend between keratinocytes, melanin is synthesized in the melanocytes in small structures called melanosomes, these melanosomes are injected into the keratinocytes by the dendritic processes, all individuals, whether lightly or darkly pigmented, have the same number of melanocytes in any given region of the mucosa, but it has been observed that cells which contain melanin are present in connective tissue in the case of individuals who have a very high melanin pigment score, these cells are actually macrophages that have engulfed the melanin pigment, [36] reappearance of pigmentation indicates that the melanocytes may have repopulated the treated sites from adjacent tissues, and these may be explained by Soliman [30] who discussed the use of soft-tissue diode laser in the treatment of oral racial pigmentation and found that some underlying melanocytes were not sufficiently affected by the heat to be destroyed which causes repopulation of melanocytes at treated areas causing repigmentation of gingiva (Figures 15-18).

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Figure 15. (a) Preopertive clinical photograph show patient has score2 of MPI at the baseline. (b) The site immediatelyposttreatment. (c) MPI (score 0) at two weeks post treatment. (d) Complete epthilization and keratinzation of gingivaat one month. (e) Core 2 ofMPI at three months post treatment.

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Figure 16. (a) Preopertive clinical photograph show patient has score 2 of MPI at the baseline. (b) The site immediatelyposttreatment. (c) MPI (score 0) at two weeks post treatment. (d) Complete epthilization and keratinzation of gingivaat one month post treatment. (e) MPI (score 2) at three months post treatment.

JDMR-3-2-307-g017

Figure 17. (a) Preopertive clinical photograph show patient has score 2 of MPI at the baseline. (b) the site immediatelypost application of LLDL. (c) MPI (score 0) at two weeks post treatment. (d) complete epthilization and keratinzation of gingivaat one month post treatment. (e) MPI (score 1) at three months post treatment.

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Figure 18. (a) Preopertive clinical photograph show patient has score 2 of MPI at the baseline. (b) The site immediatelypostapplication of LLDL. (c) MPI (score 0) at two weeks post treatment. (d) Complete epthilization and keratinzation of gingivaat one month post treatment. (e) MPI (score 1) at threemonths post treatment.

Furthermore, Azzeh [37] who stated that because of the presence of rete pegs in oral epithelium, the ablation of the epithelium at the same level may not remove all melanocytes which repopulate the treated area and cause repigmentation [38,39]. The clinical findings of the present study were in agreement with results of the study carried by Sathanarayanan and Lyer Mahajan [31,39] also, Abdullah and Al- shmaah study [40]. However, the results were not in agreement with the clinical results of the study conducted by Bakutra [41] they showed that at twelve months post treatment in all sites; repigmentation was observed with different grades of Hedin index, and there pigmentation in surgical stripping is significantly lesser compared to laser ablation, as lesser numbers of melanocytes were found on immune histological examination at twelve months postoperatively in sites treated by scalpel, the difference in the results may be due to different in the race of patients or difference in the degree and intensity of gingival pigment before treatment. Regarding WHI assessment the healing of the depigmented gingiva was uneventful irrespective of the techniques used, however the abrasion treated sites healed faster compared to LLDL treated sites, but this did not reach a statistically significant level and also it was necessary to cover the exposed lamina propria with a periodontal pack for seven days, although the healing of diode laser wounds were slower than that of surgical abrasion wounds, a sterile inflammatory reaction occurs after laser use, [42] evaluation of both procedures on thirty days post treatment revealed restoration of normal features of the gingiva without any scar formation, which supported by the results of Moritz [27] study as they reported a bactericidal effect of LLDL moreover it has the unique property of being able to remove a thin layer of epithelium [9,43]. The LLDL wounds were initially covered by a carbonized layer then after 24 hour were covered by a thick white fibrinous layer which is a normal characteristic of a laser wound during the first several days of healing due to the relatively thick coagulation layer on the treated surface produced by the “hot tip” of the diode laser fiber optic [44]. Gingival recession and loss of papilla were not observed. At one month post treatment the gingiva showed a normal appearance with pink color irrespective of the techniques used. The delayed healing of LLDL wounds may be due to the fact that the usual mechanism of LLDL which lead to ablation or decomposition of biological cellular materials is thermal, the thermal ablation means that the energy delivered by the laser interacts with irradiated material by an absorption process, yielding rapid raise in the intercellular temperature and pressure lead to cellular rupture, necrosis and delayed healing [45,46] also it leads to release of vapors and cellular debris termed the laser plume, which creates locally sterile condition, resulting in a reduction of bacteremia [47]. The results of the present study were in agreement with the clinical results of the study conducted by [41,47-50]. The post-operative experience of pain is a complex phenomenon, influenced by psychological, environmental  and physical factors, VAS score a reliable and practical method to assess pain in clinical settings, sensitive to treatment effect and the its data derived can be analyzed using parametric statistical techniques [26]. In this study, there was a statistically significant improvement in VAS scores in both treatment groups, as in group A all patients suffer from pain ranged from mild to moderate, immediately post treatment, however pain gradually decreased till disappear completely after two weeks in all patients except two cases still complained from mild pain, only with external stimuli, like food chewing and this may be due to individual variation in pain threshold, but in group  B only slight or no pain was recorded,  however, the pain had reduced considerably  at two weeks post treatment. Laser depigmentation procedure as compared to abrasion method had significantly lesser postoperative pain immediately after surgery (P<0.05), the increased pain perception associated with the abrasion method might be attributed to the fact  that it is a more intrusive surgical procedure involving blood loss and  a wide open surgical wound, which cause discomfort postoperatively since it heals by secondary intention, and slight pain after using LLDL may be attributed by formation of protein coagulum on the wound surface serving as a biological barrier, also laser irradiation seals the sensory nerve endings and inhibits the transfer of pain signals and has analgesic effects [51] caused by a disruption of Na+-K+ pump in the cell membrane, resulting in a loss of impulse conduction or simply due to an ablation of the nerve endings because of protein coagulum formation [51]. Also, in the present study, a low power of LLDL was used(1.02 W)as higher power (>2.5 W) would manifest as discomfort and pain during the post-operative follow up periods, moreover could delay the healing time, therefore, as a rule, a low-power setting (≤2.5 W) was used during the procedure [43]. The results were in agreement with the results of the study conducted [41,52].

Conclusion

Both, LLDL and surgical abrasion were safe for treatment of oral racial pigmentation, and they showed significant clinical improvement in Melanin Pigmentation Index (MPI) with superiority of low level diode lasers until 3 months follow up without any post-surgical problem. LLDL documented as there was minimal postoperative pain and discomfort, ease of the procedure and more acceptable for patients as compared to surgical abrasion.

Recommendation

Multiple sessions of LLDL is recommended in some patients, removal of gingival melanin pigmentation should be performed cautiously and the adjacent teeth should be protected, since inappropriate application may cause gingival recession, damage to underlying periosteum and bone, delayed wound healing, as well    as loss of enamel. Further studies are  required  for  standardized laser parameters (as wave length and frequency of used laser) in the management of the different scores of gingival pigmentation.

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Disease, Duration and Death

DOI: 10.31038/IMROJ.2020533

Abstract

Life has always been threaten by diseases, calamities, catastrophes leading to death caused by various known or unknown, animate or inanimate objects in human’s relatively medium life span. Ever since the documentation of the human history, it is well known that man loved their body and prefer to live in accordance with their wishes. When rationale judgment became prominent after the experiences and observations of life and death events, they started searching remedies such as medicine. This is how medicine evolved since our early civilization. With the development of reason, logic, observation, experimentation and practical application, we learned tremendous ways of saving body, brain and behavior. However, as time passes human environment changes unpredictably leading to change in human behavior and attitude towards objects/materials and living beings. It is not only a matter of physical, biological or cosmic change but also behavior of everything that brought unprecedented events such as unexpected war, epidemic, catastrophes etc. leading to death [1,2]. Measurement of several physical parameters of human and universal bodies has become routine but various functions/characters in relation to time has yet to measure fully. This is the point we fall short to save humans promptly resulting high number of unexpected loss of life such as in COVID-19 pandemic. Among 1554960 covid-19 infected population in more than 209 countries, territories and two conveyances 5.9% died, and among the deaths more than 80% occurring in just 10 countries (USA, Spain, Italy, Germany, France, China, Iran, UK, Belgium, Netherlands) of the world in the last three months duration [2].

Disease is an abnormal architecture/anatomy, function, condition of the body and mind in a specific duration. Many times and circumstances death occurs due to unprecedented cause, behavior or ignorance. Therefore, it is essential to know the unknown environment and diverse nature and behavior of human beings to diagnose epidemicity of the disease. Despite vast scientific discoveries and new achievement, there is a big hole in the measurement of core human behavior and intelligence. Human body, intelligence and behavior plays a great role in the defense mechanism as well as association in the causation, development, cessation of disease in specific duration in specific place/s. So far we are devoid of the precise knowledge on the creation of covid-19 however many scientists have been trying to explore the mystery of the occurrences, nature and impact on the human population of the globe [3].

The duration or natural course of illness or diseases is important in the management of cases, carrier as well as prevention of complications and death [4]. Alert researchers identify the key factors of the disease when there is sudden rise of cases of similar features in a short period. Ignorance about the nature of pathogen and ignorance of the general population about the disease leads to higher number of deaths in a very short duration. Lack of alertness in changing behavior and environment of the disease in the population further complicates its management and increases the number of deaths. The challenge of the new disease, ignorance on the part of environment and human behavior help to expand disease dimensions in terms of time, place and person.

Opportunities such as chance, experience, observation and experimentation lead to discovery and development of medicine and care system that can make our life easier, comfortable and lengthier. This is the beauty of medical discipline, research and practice in human population. A dynamic patience where a body and brain searches a remedy continuously in response to disease is probably the best stimulus to initiate new knowledge, skills, practice to cure patient and prevent death. Lack of precise knowledge of duration and the nature of the disease is biggest obstacles in managing covid-19 at present and many more diseases that are possible in the future. Following the spread of disease and management of the patient (source) meticulously in global environment, recording the evidences and continuous sharing among the fellow researchers and responsible individuals are the most important aspects of pandemic control.

Alertness, continuous searches, dynamic patience can help humans to increase its capacity to deal with covid-19 pandemic. Change in seasonality in different geographical regions may affect duration of the diseases and distribution of death in humans. This demands thinking globally and acting globally.

Keywords

Covid-19, Death, Disease, Duration, Pandemic

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