Monthly Archives: October 2017

The Possibility of Multivisceral Resection for Advanced Gastric Cancer – Case Report

DOI: 10.31038/CST.2017264

Abstract

A detailed description of the clinical case of multivisceral resection in advanced gastric cancer is presented. The surgery included total gastrectomy, pancreatoduonenectomy, extended right colectomy, D2+ lymphadenectomy. After discharge from the hospital, the patient continues specific treatment in the form of adjuvant chemotherapy. During the nine months of follow-up, the patient did not find any recurrence of the disease. A brief review of the literature on the problem of multivisceral resections in advanced gastric cancer is presented.

Introduction

The necessity and possibility of multivisceral resections in locally advanced forms of malignant neoplasms in abdominal oncosurgery has been the subject of permanent discussion for several decades. At the same time, not only and not so much technical nuances of performing large-scale and super-large-scale surgical interventions as well as real patient tolerance of these operations and their expediency from the point of view of long-term results are discussed. At the same time, if multivisceral resections for malignant neoplasms of the large intestine and pelvic organs are currently considered as a standard version of the surgical manual, the extension of operations with locally advanced gastric tumors still raises a number of questions. This, in turn, is associated both with the characteristics of malignant neoplasms of the stomach (rapid local progression of the tumor process and its generalization, questionable efficacy of neoadjuvant and adjuvant therapy), and with topographic and anatomical features of the location of the stomach itself, determining the possibility of tumor invasion of the liver, pancreas, duodenum, colon, major vessels of the upper floor of the abdominal cavity. These circumstances, which in themselves dictate the necessity of performing multivisceral resections (of course with regional lymphadenectomy > D2) with very often occurring locally advanced gastric cancer, are certainly very important for deciding whether to perform this particular patient surgery with the radicality R0. On the other hand, factors that limit the possibility of carrying out operations in volumes equal to or exceeding gastrectomy with pancreatoduodenectomy are obvious: adequate anesthesia and resuscitation allowance for high risk of intra- and postoperative complications, technology of bloodless surgery and replacement of acute blood loss. At the same time, the integral indicator of the patient’s overall status in combination with these factors objectively determines an extremely high degree of operational and anesthetic risk and in the overwhelming majority of cases is today a reasoned basis for refusing a radical operation. Similarly, a very limited amount of observations of long-term results after multivisceral resections, which are an integral part of gastrectomy, do not allow most authors to make unequivocal judgments about the appropriateness of these interventions in terms of increasing the three- and five-year survival of patients.

Xin-Bao Wang et al. [1] report 17 cases of total gastrectomy with PDR performed in a group of 53 patients with synchronous tumor lesions of the stomach and pancreatoduodenal complex over a 9-year period. 3- and 5-year survival after multivisceral resection was 77 and 34%, respectively, in 59% of cases; local progression of the process was noted. The authors indicate that the predictors of satisfactory long-term results are the high degree of differentiation of adenocarcinoma and the radicality of the performed operation R0.

P. Roberts et al. [2] after analyzing Medline, EMBASE and Cochrane database, report a total of 27 total gastrectomies performed in combination with pancreatoduodenectomy for the period from 1985 to 2009. In the overwhelming majority of cases, surgical interventions were performed in patients with the T-test T3 and T4. In this case, the pre-operative or intraoperative IV stage of the oncology process was not the reason for refusing multivisceral resection. The indication for pancreatoduodenectomy (PDE) in stomach cancer was the spread of the tumor distal to the pylorus, the invasion of the tumor into the head of the pancreas, metastatic damage of the lymph nodes in the head of the pancreas. Neoadjuvant chemotherapy and radiation therapy was conducted in a limited number of observations, was not systematic and its results could not be subjected to statistical analysis. The authors indicate that the combination of gastrectomy with PDR significantly increases the number of postoperative complications (23.1 – 73.9%) compared to gastrectomy in a monovariant (3.2 – 31.9%). However, the authors do not report any fatal outcome after multivisceral resection. Analyzing the long-term results of surgical interventions, the authors point out that although there are no significant differences in 5-year survival in some reports, there is still a trend in the increase in 3- and 5-year survival in patients after multivisceral resections compared to only gastrectomy due to an apparently smaller number of R1 resection in patients of the first group.

O.I. Kit, et al. [3] provide data on 22 total gastrectomies combined with PDE for the period from 1983 to 2010. Multivisceral resections were accompanied by the development of complications of the early postoperative period in 73.3% of patients and 2 deaths. Subsequently, 5 patients required deferred reconstructive surgery. The authors indicate that PDE in combination with gastrectomy performed for common stomach cancer, increase the radicalism of the operation, which is reflected in an increase in 3-year survival in these patients. The authors emphasize that at the present stage of development of the PDD technique its combination with gastrectomy in the hands of an experienced oncologist, with adequate anesthesia and postoperative rehabilitation, is an acceptable method of treating patients with locally advanced gastric cancer without metastases to regional lymph nodes.

In the monograph “Combined operations for stomach cancer”, published in 2005 under the editorship of prof. V.F. Kasatkin [4], the reasons for really single observations of a combination of gastrectomy with PDE are indicated: significant operational trauma, duration of surgery and anesthesia, removal of an extensive drug with the formation of a “tissue volume deficit” in the abdominal cavity, lack of a large epiploon as plastic material and a “biological” tampon, two dangerous in terms of development of insolvency of the anastomosis (pancreatic and esophageal). These circumstances are a natural cause of the complicated course of the postoperative period in almost 80% of patients. The authors provide information on two cases of expansion of the multivisceral resection volume to a combination of gastrectomy and PDE with right-sided hemicolectomy. The same authors give data on the operation of A.F. Chernousov (2000) combined gastrectomy, PDE and resection of the transverse colon. At the same time, the authors of the monograph argue reasonably enough about the feasibility of performing such operations: “Aware of the high risk of death, they relied on the idea of improving the patient’s condition and the illusory hope of recovery. The support was the fact that most of the operated ones were brought to their full desperation by their ailment, and realizing that the only real chance for prolonging life is surgery, literally demanding surgical intervention “[5-7].

Performing surgical interventions for stomach cancer in our Hospital, we very often face the need to expand the volume of surgery to a combination of subtotal resection or gastrectomy with distal or subtotal distal resection of the pancreas, resection of the colon, atypical or anatomical resection of the liver. However, with the need to perform multispecial resection in the amount of gastrectomy, PDE and extended right colectomy, we first encountered. Considering the aforementioned small number of observations of operations of this volume available in the literature, we considered it possible to describe this clinical case.

Clinical case

Patient N., 39 years old female, mother of three children, applied for consulting assistance to the Department of Abdominal Surgery of the Clinical Hospital 1 (Volynskaya) of the Hospital 1 Office of the President of the Russian Federation on 07.12.2016 with complaints about the inability to eat solid food, almost constant feeling of overflow in epigastria, regurgitation and periodic vomiting of food eaten. These symptoms were first noted by the patient in July 2016. In case of an out-patient examination in September 2016, during the esophagogastroduodenoscopy, “deformation and cicatricial-ulcerative stenosis of the pylorobulbar zone” was detected, a biopsy was taken. The histological examination of the biopsy specimen turned out to be uninformative. Due to increasing phenomena of gastric emptying, the patient again applied for an outpatient care to a gastroenterologist in November 2016. The patient received an outpatient X-ray of the stomach with contrast, at which the subcompensated stenosis of the pylorobulbar zone was diagnosed without specifying its etiology. From the end of November 2016, the patient noted the appearance of weakness, stool retention for 2 to 4 days, periodically the appearance of melena. The patient indicated the fact of the total mass loss for 4 months per 10 kg. In the history of the patient, there are three caesarean sections, the latter with a ligation of the fallopian tubes.

Upon examination, the patient’s condition was regarded as moderate. Patient was of normostenic physique, BMI 22.9. Clinically significant violations of the overall status, including peripheral lymphadenopathy, were not identified. Attention was drawn to the presence of palpable, limitedly displaced, painless volume formation in the epigastric region. In the rectal finger examination, traces of feces of black color were detected.

In case of esophagogastroduodenoscopy (Figure 1) circular tumor infiltration of the antral part was detected with proximal propagation along the small curvature 2 cm above the angle of the stomach, distally on the bulb of the duodenum and postbulbar region, with ulceration in the antrum 2 × 2.5 cm, in the bottom of which the plaque of hydrochloric acid hematin; multifocus biopsy was performed. Histological examination of the endoscopic biopsy specimen: a low-grade adenocarcinoma with the presence of signet-ring cells.

Figure 1. Endoscopic picture of a circular infiltrative tumor of the antral and stomach body with ulceration.

Figure 1. Endoscopic picture of a circular infiltrative tumor of the antral and stomach body with ulceration.

The patient was hospitalized in the Department of Abdominal Surgery of the Clinical Hospital 1 (Volynskaya) of the Hospital 1 Office of the President of the Russian Federation on 08.12.2016. At the time of hospitalization, laboratory indicators were within the physiological norm (including Hb 128 g/l, WBC 7.6, total protein 66 g/l). When multispiral computed tomography (MSCT) was performed with bolus contrasting, it was revealed (Figure 2): the upper part of the stomach was stretched with contents, in which a hyper-sensitive suspension was detected (probably, barium residues); the walls of the antrum are thickened to 15 mm, around the antrum there are quantitatively enlarged lymph nodes 9-12 mm in size, the pyloric department merges with the bulb of the duodenum without clear boundaries, the lumen in it is not traced; thickness of the walls of bulb and postbulbar part of the duodenum up to 7mm, the rest of the intestinal wall is not thickened; the walls of the stomach and the duodenum adjacent to the head of the pancreas without convincing signs of tumor’s invasion; the spleen is not enlarged, homogeneous; pancreas with clear contours, not enlarged, homogeneous structure; pancreatic duct is not enlarged; sites of pathological accumulation of contrast substance parenchyma of the gland is not revealed; liver is not enlarged, homogeneous structure; intra- and extrahepatic bile ducts are not dilated, gallbladder is in usual size, thin-walled, in the lumen – homogeneous liquid contents; there were signs of stenosis in low third of the right ureter with pronounced uretero-pylo-calicoectasia on the right; there is no fluid in the abdominal cavity. At the MSCT of the thorax no pathological changes were detected. At laboratory inspection of oncomarkers: CA 72-4 31,2 IU, CA 19-9 151,3 IU

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Figure 2. MSCT: antrum tumor extends to the bulb of the duodenum.

The clinical diagnosis was formulated as follows: C16.8, cancer of the antrum and body of the stomach, infiltrative-ulcerative form, with spread to the duodenum (type III Borrmann) cT4N1Mx. Taking into account the verified histological tumor lesion of the stomach complicated by decompensated stenosis and recurrent bleeding, in the absence of signs of systemic dissemination of the tumor process and signs of tumor unresectability, a decision was made to conduct an operative intervention in the volume of distal subtotal resection of the stomach with pancreatoduodenectomy according to vital indications.

Within 4 days, the patient underwent preoperative preparation, including parenteral administration of 3-Chamber bags mixtures and sipping with official nutritional mixtures with a total calorie content up to 3,000 kcal/day. Immunonutrition support was provided for enteral and parenteral administration of the Omega-3 fatty acids. In connection with the stricture of the right ureter, an internal ureteral stent was placed on the right.

13.12.2016 the patient was operated under endotracheal anesthesia in combination with epidural anesthesia. At the stage of intraoperative revision, a circular tumor of the antral section, which propagates proximally to the body of the stomach and the subcardia by a small curvature (Figure 3), distally to the bulb and the postbulbar part of duodenum, is revealed invading the serous of the anterior and posterior walls of the stomach. It was found invasion of the tumor along the back wall of the antrum into the head of the pancreas, the mesocolon to the right and left of the middle colonic vessels, into the wall of the transverse colon in the hepatic flexure (Figure 4). In addition, infiltration of the right paracolic space, presence of characteristic foci of dissemination on the visceral peritoneum of ileo-cecal angle and in the projection of the distal part of the inferior mesenteric vein were determined. A macroscopic increase in the lymph nodes of groups 3, 4d, 5, 6, 7, 15 (according to JCGC) was found.

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Figure 3. Appearance of the stomach during intraoperative exploration.

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Figure 4. Local prevalence of the tumor process.

Taking into account the data of the operational finding, the volume of the operation was extended to gastrectomy, pancreatoduodenectomy, extended right colectomy with regional lymphadenectomy D2. During the resection stage, the esophagus was crossed 3 cm above the cardia, the jejunum – 10 cm distal to Treitz ligamentum; the pancreas was crossed along the border of the neck and body to the left of the superior mesenteric vein ; the ileum was crossed 20 cm proximal to the ileocolic angle, the colon – 8 cm distal to the splenic flexure; the c holedoch was crossed 0.5 cm distal to the confluence of the cystic duct; ilio-colon and middle colonic artery are ligated at the point of departure from the superior mesenteric artery, veins of the same name – at the point of confluence in the superior mesenteric vein. The inferior mesenteric vein after the test compression was crossed 4 cm from the point of confluence into the splenic vein. Regional lymphadenectomy with removal of lymph nodes of groups 1-12, 13, 14v, 15, 16b1, 17, 18 (according to JGCA classification) was performed (Figure 5). The resected tissues were removed by a single block (Figure 9). Dissection of tissues during the resection stage was carried out using ultrasound dissection and bipolar coagulation. Urgent histological examination showed no tumor growth at the margins of resection.

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Figure 5. Resection stage of the surgery is completed.

The reconstructive stage of the surgery was performed with the formation of alimentary and biliopancreatic (70 cm) loops of small bowel according to Roux mode (Figure 6). On the alimentary loop, an “end-to-end” esophagogo-enteroanastomosis was formed with the circular stapler (28 mm), ileo-descendoanastomosis “side by side” was formed with the stapler device (60mm) (Figure 7). The alimentary and biliopancreatic loops were connected by “side-to-side” Rouxe-en-Y-anastomosis with the stapler device (60mm), distal to esophago-enteroanastomosis by 45 cm. On the biliopancreatic loop, the “end-to-end” pancreato-enteroanastomosis was formed by single sutures Maxon 3/0 according to J.L. Cameron mode (invagination of the edge of the pancreas into the lumen of the small intestine) . This method of formation of pancreato-enteroanastomosis anastomosis was chosen because of the small diameter of the main pancreatic duct (up to 1.5 mm), the absence of fibrosis of the parenchyma and the unexpressed pancreatic capsule. At 20 cm distal to this anastomosis, cholecysto-enteroanastomosis was formed with a single continuous Biosyn 3/0 suture. In addition, on the biliopancreatic loop, the interintestinal (Braun’s) anastomosis was formed “side by side” with the stapler device (60mm) (Figure 8). A transnasal nourishing probe was conducted into the alimentary loop beyond the esophago-enteroanastomosis and Roux-en-Y-anastomosis. Surgery was completed by draining the subhepatic, left subdiaphragmatic space, the pelvic cavity and the pancreato-enteroanastomosis zone. The duration of the surgery was 7 hours and 30 minutes. The total volume of intraoperative blood loss, taking into account the remote tissues – up to 1 liter. Transfusion of one unit of RBC and three units of plasma was performed intraoperatively.

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Figure 6. The general plan of the reconstructive stage of the surgery: 1 – alimentary loop of the small bowel, 2 – biliopancreatic loop of the small bowel.

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Figure 7. The beginning of the reconstructive stage of the surgery: 1 – alimentary loop of the small bowel, 2 – biliopancreatic loop of the small bowel before the formation of anastomoses, 3 – esophagoeteroanastomosis.

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Figure 8. Figure 8. Biliopancreatic loop of small bowel: 1 – invaginated pancreatoenteroanastomosis according to J.L. Cameron, 2 – cholecystoenteroanastomosis, 3 – interintestinal anastomosis according to Braun.

Thus, the patient underwent surgical treatment in the following volume: total gastrectomy, pancreatoduodenectomy, expanded right colectomy, D2+ lymphadenectomy (Figure 9).

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Figure 9. Surgical specimen: 1 – caecum, 2 – ascending colon, 3 – transverse colon, 4 – the left splenic flexure, 5 – stomach, 6 – duodenum, 7 – head and neck of the pancreas.

In the first 48 hours of the postoperative period the patient was observed in the ICU. Self-breathing was restored in one hour after the end of the surgery. Six hours after the end of the surgery infusion of semi-elemental mixtures into the nutritive probe, parenteral nutritional support with a “three in one” mixture was started. After 24 hours from the end of the surgery the patient was switched to a probe feed with a standard enteral mixture. The feeding probe was removed 36 hours after the end of the operation. Later the patient received standard postoperative therapy according “fast track” protocol: prolonged epidural anesthesia and NSAID without opioids, combined parenteral-enteral support with the siping of high-calorie mixtures, immunonutrition support with the Omega-3 fatty acids, antibacterial prophylaxy, octreotide infusion 0.025 mg / h, thromboprophylaxis. From the second day after surgery began the physical activation of the patient (sitting in bed, lifting to the feet). Auscultatory peristalsis began to be determined 18 hours after the end of the surgery, stool – on the 3rd day of the postoperative period.

From the third day of the postoperative period, rehabilitation was performed under the conditions of the abdominal surgery department. The diet was extended by oral intake of fermented milk products, broths. During 3-6 days there was a multiple liquid stool, periodic spastic pains in the abdomen, and phenomena of flatulence. However, already by the 7 days of the postoperative period, these phenomena were leveled, the stool returned to normal, once a day. Separated by drainage, starting from 1 day postoperative period, was serous, amounting to a total of 100 ml per day and limited to 6 days postoperative period to 50 ml. Drainages from the small pelvis and the left sub-diaphragmatic space were removed on the 4th day of the postoperative period, drainage from the subhepatic space – on day 6. On the 7th day of the postoperative period, a clear colorless discharge from the drainage set in the region of pancreato-enteroanastomosis in the amount of up to 50-100 ml per day (amylase 9100 IU) was noted. With control ultrasound of the abdominal cavity on the 1st, 3rd, 6th, 9th and 13th day of the postoperative period there were no accumulations of fluid in the abdominal cavity and in the retroperitoneal space. The patient completely switched to taking the standart diet on the 9th day after surgery.

In laboratory indicators moderate anemia (Hb up to 95 g/l), leukocytosis (WBC up to 13.4), hyperamilazemia up to 340 IU, hypoproteinemia (total protein up to 47 g/l) for 1-4 days of the postoperative period were noted. Episodes of hyperthermia for the entire period of postoperative observation were not noted. On the 12th day of the postoperative period, Hb 103 g / l, WBC – 7.7, a-amylase – 76 IU, total protein – 66 g / l. The surgical wound healed by primary tension.

In consideration of absence of infectious complications, the relative normalization of the function of the digestive tract, but the remaining rate of pancreatic juice in the 50-70 ml / day, it was decided to discharge the patient from the hospital for outpatient monitoring with functioning drainage on the 12-day postoperative period. When follow-up examined on the 14th day after discharge, it was found that there was no liquid by drainage. The drainage was removed.

Histological study of the surgical specimen (stomach with omentum major and minor, duodenum, proximal part of small bowel, head and neck of pancreas, distal part of ileum, caecum, ascending colon with paracolic fat, transverse colon with mesocolon, left splenic flexure) : the circular tumor infiltration in the antrum and the body of the stomach is determined, spreading along the small curvature to the subcardia, passing to the duodenum, the ulceration of the tumor in the antrum (type III Borrmann), with signs of bleeding; in the wall of the stomach – the growth of a tumor having the structure of a low-grade adenocarcinoma with the presence of signet-ring cells; the tumor grows into the submucosal and muscular layers, into the subserous and serous layer, grows into a small omentum, the transverse colon and mesocolon, grows along the fibrous layers in the thickness of the fatty tissue; a large number of tumor cells is determined in perineural spaces, lymphatic vessels and veins; elements of the tumor are found in the tissue of the head of the pancreas, the muscular and submucosal layer of the caecum and the appendix, the wall of the duodenum, mesocolon, paracolic fiber. Tumor metastases were detected in 7 of the 38 lymph nodes examined. In the margins of resection (stomach, pancreas, jejunum, ileum, colon, mesocolon) tumor growth was not detected (PM 0, DM 0), radical surgery – R0. Pathomorphologic diagnosis: C16.8, advanced stomach cancer (type III Borrmann) with spread to the duodenum, pancreas head, transverse colon, mesocolon, right paracolon, metastasis of the visceral peritoneum of the caecum pT4b ly3 v3 N3 M1 P1 CYX H0. Immunohistochemical examination with antibodies to Her2 / neu (Pathway 4B5 Roche-Ventana): Her2 / neu – 0.

Starting with the fifth week of the postoperative period, the patient was subjected to adjuvant chemotherapy according to the EOX scheme (oxorubicin, oxaliplatin, capecitabine). A total of 6 courses of chemotherapy with stimulation filgrastim. In August 2017, a control PET CT was performed. A slight diffuse increased accumulation of difluoroglucose in the parietal peritoneum of the epigastric region is determined. At the control laboratory examination: indicators of clinical and biochemical blood tests within reference values, CA 72-4 5, 6 IU, CA 19-9 32,3 IU. Patient was assigned continued reception of capecitabine in mono regimen.

Currently in September 2017, the patient leads a normal lifestyle, has a regular diet without dyspepsia, regains her usual body weight and works by her profession.

Conclusion

Concluding the description of the above clinical case, we consider it necessary to give a number of comments. Undoubtedly, the surgical treatment of the patient is non-standard and rarely performed operations. This operation should be attributed to the category of desperation operations dictated by a perfectly understandable motivation to save or at least prolong the patient’s life in the presence of not only formal indications in the form of decompensated stenosis and recurrent bleeding from the tumor, but also motivation caused by a variety of social factors. During the surgery, having determined the prevalence of the tumor, we were perfectly aware of the illusory nature of our hopes for performing absolutely radical surgery. And at the same time, the decision to limit the surgery only by bypass formation, depriving the patient of any chance of life for more than 2-3 months was collectively found unacceptable. Moreover, taking into account the high risk of intra- and postoperative complications, we nevertheless counted on a favorable outcome of the surgery, taking into account a number of apparently positive factors, namely: young age and satisfactory physical condition of the patient, absence of signs of subclinical organ failure and significant violations of homeostasis. When performing surgery for a tumor of this prevalence, we certainly hoped for the possibility of modern adjuvant chemotherapy options. The early postoperative period and nine months of patient monitoring showed that our hopes were not unfounded.

We have presented only a single clinical observation of multivisceral resection in locally advanced stomach cancer, but we believe that it can be useful both for continuing the discussion about the necessity and possibility of operations of this size, and for making a decision that is extremely difficult from a medical and human perspective, in a concrete clinical situation.

References

  1. Xin-Bao Wang, Li-Tao Yang, Ze-Wei Zhang (2008) Pancreaticoduodenectomy for advanced gastric cancer with pancreaticoduodenal region involvement. World J Gastroenterol 14: 3425–3429.
  2. Roberts P, Seevaratnam R, Cardoso R, Law C, Helyer L, et al. (2012) Systematic review of pancreaticoduodenectomy for locally advanced gastric cancer. Gastric Cancer 15 Suppl 1: S108–115. [crossref]
  3. Kit OI, Kasatkin VF, Maksimov AY, Trifanov VS (2005) Gastrectomy in combination with pancreatoduodenal resection for gastric cancer. Oncosurgery Vol.5: 1.
  4. Combined operations for stomach cancer. Ed. V.F. Kasatkin
  5. Otsuji E, Yamaguchi T, et al. Total gastrectomy with simultaneous pancreaticosplenectomy or splenectomy in patients with advanced gastic carcinoma. Br J Cancer 79: 1789–1793.
  6. Zhang M, Zhang H, Ma Y, Zhu G, Xue Y. Prognosis and surgical treatment of gastric cancer invading adjacent organs. ANZ J Surg 80: 510–4.
  7. Ozer I, Bostanci EB, Orug T, Ozogul YB, Ulas M, Ercan M, et al. (2017) Surgical outcomes and survival after multiorgan resection for locally advanced gastric cancer. Am J Surg 198: 25–30.

Infection Trend, Distribution, and Factors Associated with Hepatitis B Virus Infection in Delaware, 2005-2015

DOI: 10.31038/IMROJ.2017232

Abstract

Background: Hepatitis B virus (HBV) infection is a global health problem. Immigrants to the United States have a high prevalence of HBV infection. Understanding the HBV infection trends and its distribution can improve prevention and control strategies. This study was to determine the infection trends, distribution, and factors associated with HBV infection in Delaware.

Methods: We performed a retrospective study on persons suspected of having HBV infection reported to Delaware Division of Public Health’s Surveillance System during January 1, 2005-December 31, 2015. The charts of 4, 981 persons were reviewed and included in the analysis.

Results: Of these 4, 981 persons, 2, 119 (42.5%) had HBV infection. During 2005-2015, acute and chronic HBV infection declined 80.9% and 60%, respectively for an overall reduction of 62.2%.

Males had a higher yearly infection rate. Rates declined 63.5% among males and 60.1% among females. There was an increase of 13.4% in the HBV infection in females during 2010-2015. HBV infection declined in all racial groups. Asians had a higher yearly infection rate and it increased 40.0% during 2010-2015. HBV infection declined in all age groups. However, an increase of 12.2% was seen among those 15-39 years during 2010-2015. Sixty-six percent of infected patients were in five cities: Wilmington, Newark, New Castle, Dover, and Bear.

In a multivariable logistic model, significant predictors for HBV infection included being male [adjusted odds ratio (aOR): 1.6, 95% CI: 1.4-1.8], age 15-39 years and 40-59 years (aOR: 3.7, 95% CI: 2.3-5.9 and 2.4, 95%CI: 1.5-3.8). Asian, black, and other race had a greater risk compared with white, with aOR of 5.8 (95% CI: 4.8-7.0), 1.7 (95% CI: 1.4-1.9), and 1.4 (95% CI: 1.1-1.9), respectively.

Conclusions: HBV infection is significant in Delaware and concentrated mainly in a few cities. Despite an overall decline, increases were seen among females, in the 15-39 age group, and in the Asian population during 2010-2015. Further studies should be conducted to identify factors contributing to these increases

Keywords

Hepatitis B virus (HBV), hepatitis B virus infection, incidence, prevalence, epidemiology, surveillance

Introduction

Hepatitis B virus (HBV) infection remains a major global health problem with an estimated 257 million chronic HBV-infected persons worldwide in 2017 [1]. In the United States, despite a comprehensive vaccination program to eliminate HBV transmission since 1991 [2], the estimated prevalence of current active HBV infection during 2011-2014 was 0.4% among U.S. adults age 18 years and over [3], with an estimate of 850, 000-2.2 million HBV-infected persons [4-6]. HBV infection is a vaccine preventable disease that is transmitted by percutaneous or mucosal exposure to infectious blood or body fluids. It is among the top 10 causes of infectious disease-related mortality in the world, with over 887, 000 deaths annually [1]. Delaware is a small state with a population of 945, 934 people in 2015 and home to 76, 768 immigrants in 2013 [7]. Immigrants to the United States have a high prevalence of viral hepatitis B surface antigen (HBsAg); it was 4.9% during 2004-2008 [8] and around 71.3% of chronic HBV infections were among persons born outside the United States [9]. Since individuals with chronic HBV infection are often unaware of their infection status, they are a major source of ongoing HBV transmission [10]. An understanding of HBV epidemiology is important for targeted public health efforts. This study aimed to determine HBV infection trends, identify its distribution and factors associated with HBV infection in Delaware during the period 2005-2015.

Methods

Data and patient population

HBV data reported by hospitals, clinics, and laboratories to the Delaware Division of Public Health (DPH) through the Delaware Electronic Reporting and Surveillance System (DERSS) were obtained for the years 2005-2015 (11-year period). Data reported to DERSS include information on laboratory testing results of suspected HBV infection persons. In addition, information collected by epidemiologists during the disease investigation process was reviewed, including data on the persons’ demographics, diagnosis, hospitalization, and vaccination status.

Study design

A retrospective study on persons suspected of having HBV infection was conducted. All reported persons to DERSS and information gathered during the disease investigation were included for review and analysis. The rate of HBV infection was the principal study outcome. HBV infection was defined based upon the Center for Disease Control and Prevention’s (CDC) clinical case definitions and laboratory criteria [11]. For acute HBV infection: a case was confirmed if met the clinical case definition, was laboratory confirmed, and was not known to have chronic hepatitis B. Clinical description includes an acute illness with a discrete onset of any sign or symptom consistent with acute viral hepatitis, and either a) jaundice, or b) elevated serum alanine aminotransferase (ALT) levels >100 IU/L. Laboratory criteria include hepatitis B surface antigen (HBsAg) positive, and Immunoglobulin M (IgM) antibody to hepatitis B core antigen (IgM anti-HBc) positive (if done). For chronic HBV infection: clinically, no symptoms are required. Persons with chronic HBV may have no evidence of liver disease or may have a spectrum of disease ranging from chronic hepatitis to cirrhosis or liver cancer. Laboratory criteria include IgM anti-HBc negative and a positive result on one of the following tests: HBsAg, hepatitis B e antigen (HBeAg), or nucleic acid test for hepatitis B virus DNA, or HBsAg positive or nucleic acid test for HBV DNA positive or HBeAg positive two times at least 6 months apart. A case was classified as a probable case if a person has a single HBsAg positive or HBV DNA positive or HBeAg positive and does not meet the case definition for acute hepatitis B, and a confirmed case if a person who meets either of the above laboratory criteria for diagnosis [11].

Statistical analysis

Descriptive statistics such as frequencies, means, medians, inter-quartile range, and cross-tabulation were used for patient characteristics. Between-group differences were evaluated using the chi-square test or Fisher’s exact test for categorical data or a Mann-Whitney test for continuous data. The yearly cumulative incidence of acute HBV infection and the yearly prevalence rate of chronic HBV infection per 100, 000 population were determined for the 2005-2015 period. Calculation of the yearly cumulative incidence was based on the number of newly-diagnosed patients and the number of people at risk for HBV infection within each year. The yearly prevalence rate of chronic HBV infection was estimated based upon the yearly number of chronic HBV-infected cases divided by the number of people in the population in the same year. In addition, the yearly rate of HBV infection per 100, 000 population was calculated by population characteristics (sex, age, and race). The yearly infection rate was estimated based on the yearly number of HBV-infected cases and the Delaware population in the same year stratified by sex, age group, and race. To identify distribution of HBV infection, patient characteristics were described and established by geographical location. Risk factors associated with HBV infection were analyzed by logistic regression models. Hosmer and Lemeshow stepwise strategies were applied for model building: potential independent variables with P-value <0.25 were included in the initial full model. Data analyses were performed using the Stata software program (version 13; STATA Corp., College Station, TX). P-values less than 0.05 (two tailed) were considered statistically significant.

Results

A total of 4, 981 people suspected of having HBV infection were identified and included in the analysis. Baseline and demographic characteristics, by HBV infection status, are presented in Table 1. HBV infection was identified in 2, 119 patients (42.5%, 232 acute and 1, 887 chronic HBV-infected patients), including 1, 988 (39.9%) and 131 (2.6%) cases of confirmed and probable HBV infection, respectively. Of this study population, a significantly larger number of reported persons were males compared with females [55.0% versus (vs.) 44.8%, P<0.001]. The overall study population’s mean age was 45.3 years [inter-quartile range (IQR): 34-56]. A majority (79.2%) were 15-59 years old; and white, black, and Asian races were observed in 38.5%, 34.1%, and 16.0%, respectively. Only 10.6% of the population had received one or more doses of HBV vaccination. Compared with the non-HBV infection group, the HBV-infected patients were younger [mean age: 42.7 years (IQR: 32-52) vs. 47.2 years (IQR: 36-58)] and had a significant larger number of patients in the 15-39 age group (43.1% vs. 27.3%, P<0.001). In addition, the HBV-infected patients had significantly fewer whites (26.4% vs. 47.4%), more persons of Asian origin (26.8% vs. 7.9%, P<0.001), and fewer patients who had received one or more doses of HBV vaccination, compared with the non-HBV infection group (6.1% vs. 14.0%, P < 0.001).

Table 1. Population characteristics

Characteristics HBV Infection(N = 2,119) Non-HBVInfection(N = 2,862) Total(N = 4,981) P-value
Gender; N (%)
Male 1246 (58.8) 1495 (52.2) 2741 (55.0)  <0.001
Female 870 (41.1) 1363 (47.6) 2233 (44.8)
Missing/Unknown  3 (0.1)  4 (0.2)  7 (0.2)
Age, N (%)   mean:45.3 years, IQR: 34-56 years)
 <15 27 (1.3) 94 (3.3) 121 (2.4) <0.001
15-39 914 (43.1) 782 (27.3) 1696 (34.1)
40-59 907 (42.8) 1341 (46.8) 2248 (45.1)
≥60 271 (12.8) 646 (22.6) 917 (18.4)
Race/Ethnicity, N (%)
White 560 (26.4) 1358 (47.4) 1918 (38.5) <0.001
Black 703 (33.2) 997 (34.8) 1700 (34.1)
Asian 568 (26.8) 227 (7.9) 795 (16.0)
Others* 82 (3.8) 128 (4.5) 210 (4.2)
Unknown 14 (0.7) 68 (2.4) 82 (1.7)
Missing 192 (9.1) 84 (3.0) 276 (5.5)
Received ≥01 dose of hepatitis B virus vaccination
Yes 130 (6.1) 399 (14.0) 529 (10.6) <0.001
No 1987 (93.8) 2463 (86.0) 4450 (89.3)
Unknown/Missing 2 (0.1) 0  2 (0.1)

* American Indian/Alaska Native, Pacific Islander, Hispanic, Multiracial

Hepatitis B virus infection trend

Between 2005 and 2015, 2, 119 patients (232 acute, 1, 887 chronic) infected with HBV were identified. Figure 1 shows the incidence of acute HBV infection and the prevalence rate of chronic HBV infection per 100, 000 population from 2005 through 2015. The incidence of acute HBV per 100, 000 population declined 80.9%, from 4.2 (34 cases in 2005) to 0.8 (8 cases in 2015). Similarly, chronic HBV infection per 100, 000 population declined 60% from 36.0 (295 cases in 2005) to 14.4 (136 cases in 2015), making the overall reduction (acute and chronic) of 62.2% from 40.2 (329 cases) to 15.2 (144 cases) per 100, 000 population. During a period of 2010-2012, there was a moderate spike of 28% in the prevalence of chronic HBV infection, from 13.4 (in 2010) to 17.1 cases (in 2012) per 100, 000 population; and then a slight increase of approximately 7%, from 13.5 (in 2013) to 14.4 cases (in 2015) per 100, 000 population.

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Figure 1. Hepatitis B virus infection trend, Delaware, 2005-2015

Hepatitis B virus infection by gender

Of the 2, 119 patients infected with HBV, males accounted for 58.8% (1, 246 cases) compared with 41.1% (870 cases) among females. In the acute HBV-infected group, 66.0% (153 cases) were in males compared with 33.6% (78 cases) in females. Similarly, in the chronic HBV-infected group, 57.9% (1, 093 cases) were in males compared with 42.0% (792 cases) in females, Table 1. Figure 2 presents the HBV infection trend by gender per 100, 000 population during the period 2005-2015: Generally, males had a higher yearly HBV infection rate in comparison with females. Between 2005 and 2015, the HBV infection rate among males declined 63.5%, from 49.1 (195 cases) to 17.9 (82 cases) per 100, 000 population; and the HBV infection rate among females declined 60.1%, from 31.8 (134 cases) to 12.7 (62 cases) per 100, 000 population. Interestingly, in the period 2005-2010, the HBV infection declined 64.8% among females, which was higher than the 56.2% decline for males. However, in the period 2010-2015, while we observed a decline of 16.7% in males (from 21.5 to 17.9 cases per 100, 000 population), the HBV infection rate increased 13.4% in females (from 11.2 to 12.7 cases per 100, 000 population).

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Figure 2. Hepatitis B virus infection by gender, Delaware, 2005-2015

Hepatitis B virus infection by age group

Of those infected with HBV, 85.9% (1, 821/2, 119 cases) were in the age groups of 15-39 and 40-59 years old, Table 2. Figure 3 presents the HBV infection trend per 100, 000 population by age group: In general, all age groups had a huge reduction between 2005 and 2015. The highest reduction (100%) was seen in the age group <15 years, from 2.5 (4 cases in 2005) to 0.6 (1 case in 2014) and 0.0 case (0 case in 2015) per 100, 000 population. The smallest reduction (63.6%) was observed in the age group of 15-39 years, from 51.7 (141 cases in 2005) to 23.8 (73 cases in 2015) per 100, 000 population. Approximately 88.9% reduction was seen in the age group of ≥60 years, from 19.7 (29 cases in 2005) to 7.2 (16 cases in 2015) per 100, 000 population; and 65.9% reduction was seen in the age group of 40-59 years, from 65.4 (155 cases in 2005) to 22.3 (55 cases in 2015) per 100, 000 population. Interestingly, in the period of 2010-2015, there was an increase of 12.2% in the HBV infection rate in the age group of 15-39 years, from 20.9 (62 cases in 2010) to 23.8 (73 cases in 2015) per 100, 000 population.

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Figure 3. Hepatitis B virus infection by age group, Delaware, 2005-2015

Table 2. Characteristics of patients infected with Hepatitis B virus, Delaware, Period 2005-2015

Characteristics Acute HBVInfection(N=232) Chronic HBVInfection (N=1,887) Total (N=2,119)
Gender; N (%)
Male 153 (66.0) 1, 093 (57.9) 1, 246 (58.8)
Female 78 (33.6) 792 (42.0) 870 (41.1)
Missing/Unknown 1 (0.4) 2 (0.1) 3 (0.1)
Age, N (%) mean: 42.7 years, IQR: 32-52 years old)
<15 0 27 (1.4) 27 (1.3)
15-39 103 (44.4) 811 (43.0) 914 (43.1)
40-59 110 (47.4) 797 (42.2) 907 (42.8)
≥60 19 (8.2) 252 (13.4) 271 (12.8)
Race/Ethnicity, N (%)
White 101 (43.5) 459 (24.3) 560 (26.4)
Black 94 (40.5) 609 (32.3) 703 (33.2)
Asian 16 (6.9) 552 (29.3) 568 (26.8)
Others* 3 (1.3) 79 (4.2) 82 (3.9)
Unknown/Missing 18 (7.8) 188 (9.9) 206 (9.7)
County (N, %) and City** (zip code)
New Castle Wilmington
(19801-19810)
84 (36.2) 507 (26.9) 591 (27.9)
Smyrna
(19977)
3 (1.2) 25 (1.3) 28 (1.3)
Newark
(19702, 19711, 19713)
19 (8.1) 360 (19.0) 379 (17.9)
New Castle
(19720)
28 (12.0) 131 (6.9) 159 (7.5)
Middletown
(19709)
2 (0.8) 46 (2.4) 48 (2.2)
Hockessin
(19707)
1 (0.4) 51 (2.7) 52 (2.4)
Claymont
(19703)
6 (2.5) 58 (3.1) 63 (3.0)
Bear
(19701)
10 (4.3) 104 (5.5) 114 (5.3)
Kent Dover
(19901, 19904)
13 (5.6) 139 (7.3) 152 (7.1)
Smyrna
(19977)
4 (1.7) 51 (2.7) 55 (2.6)
Sussex Georgetown
(19947)
6 (2.5) 38 (2.0) 44 (2.0)
Lewes
(19958)
6 (2.5) 33 (1.7) 39 (1.8)
Millsboro
(19966)
3 (1.2) 27 (1.4) 30 (1.4)
Rehoboth Beach
(19971)
6 (2.6) 28 (1.4) 34 (1.6)
Seaford
(19973)
4 (1.7) 44 (2.3) 48 (2.2)

*: American Indian/Alaska Native, Pacific Islander, Hispanic, Multiracial

**: Only cities with a number of cases ≥25

Hepatitis B virus infection by race

Of the entire study population (4, 981 persons), white and black population accounted for a larger number of reported persons in comparison with Asian population (38.5% and 34.1% versus 16.0%, Table 1). However, in the group of HBV-infected patients (2, 119 HBV-infected persons, Table 2): the largest infected number was seen in black (33.2%), then Asian (26.8%), and white (26.4%). Particularly, in the acute HBV-infected patients, the largest number of cases was identified in white (43.5%), then black (40.5%, Asian (6.9%), and others (1.3%). In the chronic HBV-infected patients, the largest number was identified in black (32.3%), then Asian (29.3%), white (24.3%), and others (4.2%). Figure 4 presents the HBV infection trend per 100, 000 population by racial/ethnic group from 2005 to 2015: Generally, the decline was seen in all racial/ethnic groups. Asian population had a higher yearly infection rate per 100, 000 population in comparison with other populations: Compared with white, it was 25.1-fold and 31.5-fold higher in 2005 and 2015, respectively; and it was 5.9-fold and 6.4-fold higher in comparison with black in 2005 and 2015, respectively. In addition, Asian population had the lowest decline at 54.7%, from 348.6 (78 cases in 2005) to 157.8 (57 cases in 2015) per 100, 000 population; other race had the highest decline of 89.9%, from 38.8 (12 cases in 2005) to 3.9 (2 cases in 2015) per 100, 000 population; blacks had the second lowest decline of 57.9%, from 58.3 (95 cases in 2005) to 24.5 (50 cases in 2015) per 100, 000 population; and white obtained a decline of 64.0%, from 13.9 (84 cases in 2005) to 5.0 (33 cases in 2015) per 100, 000 population. Interestingly, regardless of a decline in all racial/ethnic groups, Asian group had an increase of 40.0% in the HBV infection rate, from 94.6 (26 cases in 2010) to 157.8 (57 cases in 2015) per 100, 000 population, during a period of 2010-2015.

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Figure 4. Hepatitis B virus infection by race, Delaware, 2005-2015

Geographical distribution of HBV infection

Delaware state consists of three counties (New Castle, Kent, and Sussex counties), with a total of 56 cities. Table 2 presents characteristics of HBV-infected patients and their geographic distribution. Of the 2, 119 HBV-infected people, 66% (1, 395 cases) were identified in five cities: Wilmington (27.9%, 591 cases), Newark (17.9%, 379 cases), New Castle (7.5%, 159 cases), Dover (7.1%, 152 cases), and Bear (5.3%, 114 cases). Figure 5 presents the trend of HBV infection for these top five cities for the period 2005-2015 versus the remaining 51 other cities combined. The top-ranking city for the number of HBV-infected patients in 2005 was Wilmington, which also achieved the largest reduction of 69.9%, from 93 cases in 2005 to 28 cases in 2015. Newark ranked second in 2005 and during the period 2005-2010, its HBV cases declined 71.4%, from 70 cases in 2005 to 20 cases in 2010; however, between 2010 and 2015, the case count increased 45%, from 20 cases in 2010 to 29 cases in 2015. The City of New Castle ranked third for HBV cases in 2005 and its case count fell 64%, from 25 cases in 2005 to 9 cases in 2015. The City of Dover’s HBV cases declined 26.3% between 2005 (19 cases) and 2006 (14 cases), and then it fluctuated up and down, maintaining around 13-15 cases per year. All other cities combined (51 cities) obtained an overall decline of 53.5%, from 112 cases in 2005 to 46 cases in 2010 and to 52 cases in 2015.

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Figure 5. HBV infection in top five and other cities, Delaware, 2005-2015

Factors associated with HBV infection

Potential risk factors associated with HBV infection were examined in univariate and multivariate logistic regression models. These include gender, age, and race. Table 3 shows the selected demographic predictors in the univariate and multivariable logistic regression analyses. Results from the multivariable analysis indicate that males had a greater risk for HBV infection than females [adjusted odds ratio (aOR): 1.6, 95% CI: 1.4-1.8); those 15-39 years and 40-59 years had a greater risk of HBV infection (aOR: 3.7, 95% CI: 2.3-5.9 and 2.4, 95% CI: 1.5-3.8, respectively) than those in the age group less than 15 years. Interestingly, compared with whites, Asians had a 5.8-fold (aOR: 5.8, 95% CI: 4.8-7.0) greater risk of HBV infection; black and other racial groups also had a greater risk, its aOR was 1.7 (95% CI: 1.4-1.9) and 1.4 (95% CI: 1.1-1.9) for black and other racial groups compared with white, respectively.

Table 3. Factors associated with Hepatitis B virus infection

Predictor Univariate
Odds ratio (95% CI)
Multivariate
Odds ratio (95% CI)
Gender
Female 1 1
Male 1.3 (1.2-1.5) 1.6 (1.4-1.8)
Age, years
<15 1 1
15-39 4.1 (2.6-6.3) 3.7 (2.3-5.9)
40-59 2.4 (1.5-3.6) 2.4 (1.5-3.8)
≥ 60 1.5 (0.9-2.3) 1.5 (0.9-2.4)
Race/Ethnicity
White 1 1
Black 1.7 (1.4-1.9) 1.7 (1.4-1.9)
Asian 6.1 (5.1-7.3) 5.8 (4.8-7.0)
Others 1.5 (1.1-2.1) 1.4 (1.1-1.9)

Discussion

Understanding HBV infection trends and the epidemiologic characteristics of those infected with HBV are key to inform improvements in prevention and control strategies. While there are reliable data about the relationship between HBV vaccination and HBV infection, there are no published data on infection trends and epidemiologic characteristics of persons infected with HBV in Delaware. Over the past 11 years, our data suggest that HBV infection remains a significant public health issue in Delaware. During the period 2005-2015, although Delaware achieved a 62.2% overall reduction in HBV infection, its yearly infection rate exceeded the national rate and rates in many other states, including Maryland, California, New Jersey, New York, and Pennsylvania [9, 12]. The Centers for Disease Control and Prevention reported the yearly national rate of acute HBV infection per 100, 000 population at 1.9 cases for 2005, 1.1 cases for 2010, and around 0.9 cases for the period of 2011-2014 [9]. Delaware’s yearly infection rate for acute HBV infection per 100, 000 population was much higher at 4.2 cases in 2005, 2.8 cases in 2010, 1.4-1.6 cases for the period 2011-2013, and 1.0 case for 2014. In regards to chronic HBV infection, although Delaware achieved a large decline of 62.7%, from 36.0 (in 2005) to 13.4 cases (in 2010), it experienced spikes to 18.5 cases in 2011, 17.1 cases in 2012, then remained at 13.5-14.4 cases per 100, 000 population for the period 2013-2015. With the infection rate of 14.0 cases per 100, 000 population in 2014, Delaware’s infection rate was higher in comparison with the 2014 rates as reported by CDC: Massachusetts, 3.3 cases; Michigan, 4.9 cases; New York, 5.3 cases; the City of Philadelphia, 6.0 cases; and Washington, 1.3 cases, all per 100, 000 population [9].

New HBV infections in the United States are increasingly concentrated among certain populations such as injection drug users, prison inmates, and persons with sexual risk behaviors such as multiple sex partners, sex partners of HBV-infected persons, and men who have sex with men [13]. The spikes in rates of HBV infection we observed may probably be related to a rising trend of heroin use in Delaware [14]: During 2010-2014, we observed a spike in HBV infection that coincided with a spike in the number of people seeking heroin treatment. For example, in 2011, 1, 263 people in Delaware sought heroin treatment; that number accelerated to 1, 845 people in 2012, 2, 750 in 2013, and 3, 182 in 2014 [15].

Hepatitis B vaccination is the most effective measure to prevent HBV infection. In Delaware, the hepatitis B vaccination requirement for children going to public school began in the 1999-2000 school year, and by the 2005-2006 school year, all children from kindergarten to grade 12 must have the hepatitis B vaccine series. Our data showed that almost 90% of the study subjects (4, 981 persons) had no HBV vaccination, and among those infected with HBV (2, 119 persons), almost 94% had no HBV vaccination. Ongoing HBV transmission occurs primarily among unvaccinated persons with high risk behaviors for HBV transmission [16]. Our finding suggests that there is still a large proportion of Delawareans who may not have received the hepatitis B vaccine series.

We found the Asian population not only have a higher yearly infection rate in comparison to all other populations, but they also had the lowest decline in HBV infection: Compared with whites, Asians had a 5.8 fold increased risk for HBV infection; and interestingly, the Asian population had a 40% increase in HBV infection rate during a period of 2010-2015. Our findings are consistent with findings from the CDC and other studies from New York City, San Francisco, and Minnesota that Asians were at higher risk for HBV infection and the majority of chronic HBV infections in the United States were among Asians [9, 16-18].

France et al. reported that more than 93% of chronic HBV cases from January 1, 1999 to December 31, 2008 in New York City were among persons born outside the United States [19]. Recent studies also found that persons born outside of the United States, especially immigrants, had a high prevalence of chronic HBV infection and since they were often unaware of their infection status, were sources of infection [8-10]. Higher rates of HBV infection in Delaware and a recent increase in HBV infection among its Asian population may be attributed to a large number of immigrants. In 2013, Delaware was home to 76, 768 immigrants (8.3% of Delaware’s population); Asians accounted for 33, 639 persons (3.6% of the 2013 Delaware population); and around 34, 625 immigrants were naturalized U.S. citizens in Delaware in 2013. Unauthorized immigrants comprised roughly 20, 000 people (2.4% of the Delaware population) in 2012 [7], a group that may have limited access to health care. A large burden of HBV infection among certain populations suggest a need for the hepatitis B program targeting these populations to identify the infected and link them to care.

Chronic HBV was more common among males than females [20, 21]. We found males had a higher yearly rate of HBV infection, they had a 1.6 fold increased risk for HBV infection compared to females; our finding was consistent with CDC reports and other studies [5, 9, 12]. Interestingly, during the period 2010-2015, we observed an increase of 13.4% in HBV infection among females. The reasons for this increase are unknown, elucidating it would provide important insight into potential trends or behaviors that may affect Delaware’s HBV prevention efforts, such as whether Delaware females have experienced an increase using heroin or practicing risky sexual behaviors. In the United States, most infections occur among adolescents and adults due to sexual and injecting drug use exposures [16]. Adolescents and young adults are the most vulnerable subjects to risky sexual behaviors and injecting drug use. We found the young age group of 15-39 years had the least overall reduction in HBV infection compared with other age groups, and infection increased 12.2% in this age group during 2010-2015. Our finding suggests that more prevention efforts are needed to target this young age group e.g. education on HBV prevention and risky behaviors, screening for HBV, and HBV vaccination.

The geographical distribution of HBV infections provides an important hint in terms of where the HBV prevention efforts should be targeted. Delaware consists of 56 cities, however 66% of HBV-infected persons identified were in five cities: Wilmington, Newark, New Castle, Dover, and Bear. We observed different levels of reduction in these cities. Our finding suggests that there may be benefit to targeting HBV prevention activities in those five cities, especially in Newark, where HBV infection increased 45% in 2010-2015; and Wilmington, where around 60% of the state’s population lives, to reduce Delaware’s HBV infection rate.

Our study has some limitations. First, our study design was a retrospective with information obtained through chart review, we may have missed asymptomatic patients who might not be detected or documented by treating physicians; hence, have underestimated the infection rate. Nonetheless, because HBV infection is a reportable condition in Delaware, it is likely that the database captured the majority of identified HBV-infected cases. Second, our data were from the state surveillance data for hepatitis B virus infection, the study subjects were more likely to have HBV infection. Finally, DERSS is a state passive surveillance system. Although epidemiologists had tried to gather all necessary information on a case during the investigation process, it was obvious that lots of information (e.g. risky health behaviors, immigration status, comorbidities) was not captured in the system, thus, not allowing us the obtain data that definitely identify subsets of local population with higher risk for infection.

Conflict of interest: All authors have no conflict of interest to declare. This work was presented at the 2017 Council of State and Territorial Epidemiologists Annual Conference.

References

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  5. Wasley A, Kruszon-Moran D, Kuhnert W, Simard EP, Finelli L, et al. (2010) The prevalence of hepatitis B virus infection in the United States in the era of vaccination. J Infect Dis 202: 192–201.
  6. Kowdley KV, Wang CC, Welch S, Roberts H, Brosgart CL (2012) Prevalence of chronic hepatitis B among foreign-born persons living in the United States by country of origin. Hepatology 56: 422–433.
  7. American Immigration Council. New Americans in Delaware: The Political and Economic Power of Immigrants, Latinos, and Asians in the First State. 2015. Accessed January 4, 2017. https: //www.americanimmigrationcouncil.org/research/new-americans-delaware.
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The Prevalence of Distress and Depression in a Large Danish Late Midlife Community Sample: Sex Differences and Associations with Socioeconomic Positions

DOI: 10.31038/ASMHS.2017115

Abstract

Objective: To describe the prevalence of mental distress and depression and to analyze the pattern of associations of mental distress and depression with socioeconomic position and demographic factors among men and women in a large Danish community sample.

Method: The study sample comprised 5334 49-63 year old participants in the Copenhagen Aging and Midlife Biobank (CAMB) with information on the Symptom Check List 90 (SCL-90) and the Major Depression Inventory (MDI), in addition to information on demographic factors and indicators of socioeconomic position. Logistic regression was used to evaluate associations with age, sex, school education, vocational training, and social class.

Results: In the CAMB sample the prevalence of mental distress (SCL-90) case status was relatively low (6.8%), while the prevalence of depression (MDI) was comparable to a previous Danish population study (3.6%). Women reported higher mean scores than men on all investigated distress and depression scales, but in unadjusted analyses men had higher risk of clinical relevant symptoms of distress defined by the Danish SCL-90 cutt-offs compared with women. Among indicators of socioeconomic position, social class was the most consistent predictor of mental distress and depression with particular high prevalence among individuals receiving transfer income.

Conclusion: The study demonstrated a wide range of associations of mental distress and depression with socioeconomic position and demographic factors. Associations with sex varied to some extent between SCL-90 and MDI questioning the applicability of the Danish SCL-90 case status cut-offs.

Key Words

SCL-90, MDI, mental distress, depression, demographic factors, socioeconomic position

Introduction

Many studies have found evidence of sex and age differences in mental distress and depression [1, 2], and associations between low socio-economic position and higher risk of depression have repeatedly been found in population studies. [3, 4] However, relatively few population studies have systematically investigated associations of mental distress with age and sex while also taking factors, such as education and social class into account. In a Danish age stratified random population sample, Olsen et al. [5] analyzed the Symptom Check List 90 (SCL-90) and found that mental distress was associated with an index of socioeconomic position including school education, professional education and yearly income while age and sex were weaker predictors of SCL-90 scores. The same study showed that major depression as assessed by the Major Depression Inventory (MDI) [6] was in fact statistically unrelated to age, education, and occupation. Furthermore, while most studies have found higher prevalence in women than in men, Olsen et al. [6] did not observe a sex difference with respect to major depression, but observed a 2: 1 ratio for mild depression. Thus, there is some evidence that associations of mental distress with sex depend on the severity of symptoms.

There is some evidence that the prevalence of mental distress increases through early adulthood, peaks in midlife and late midlife and declines in the elderly. [7, 8] Other studies have, however, reported a j- or u-shaped relation between age and mental distress indicating less distress in the middle-aged. [9, 10] Inconsistent findings may reflect differences in the studied populations, in the assessment of mental distress, including depression, or in the measurements of socio-economic position. [11] Furthermore, it is possible that the effects of socioeconomic position and gender on mental distress vary across agegroups. Few studies have investigated effects of these variables on mental distress in late midlife. A large study [8] investigated associations of psychological distress with household income among 100.457 community dwelling individuals and found that the prevalence of psychological distress and diagnoses increased with age until early midlife with a subsequent decline. However, increased midlife prevalence rates of distress only existed in individuals in low-income households. In accordance, Landin et al. [12] reported that among 22.777 individuals aged 50-104 years, the risk of depression was approximately twice as high among individuals with less than high school education compared with those who had longer education. This suggests that interventions targeting individuals in the most vulnerable socioeconomic groups may be useful in addressing the potential midlife increase in mental distress, but obviously more research is needed.

The Copenhagen Aging and Midlife Biobank (CAMB) is a late midlife follow-up assessment of more than 5.000 individuals from three Danish cohorts which have been intensely investigated. [13] The follow-up assessment included completion of the MDI and the SCL-90. Thus, the CAMB database offers an opportunity to analyze associations among mental distress and depression in a large midlife community sample with detailed information on education and social class.

The primary aim of the present study was to describe the prevalence of mental distress and depression in a large late midlife community sample and to analyze the pattern of associations of mental symptoms with sex and socioeconomic position.

Methods

Study sample

As described by Avlund et al. [13], CAMB is based on a late midlife follow-up of members from three established cohorts: The Metropolit Cohort (MP, men born in Copenhagen in 1953 [14]), The Copenhagen Perinatal Birth Cohort (CPC, men and women born at the National University Hospital in Copenhagen in 1959-61 [15]) and the Danish Longitudinal Study on Work, Unemployment and Health (DALWUH, a random sample of men and women, born 1949 and 1959 [16]). Among the 5576 participants in the CAMB health examination, complete data on cognitive ability, sex, age, school education, post-school vocational training and education, and occupational social class were available for 5417 participants [17]. When participants with missing data on mental distress and depression were excluded the present study sample comprised 5310 participants (Table 1). In total, 2365 participants were from the MP cohort, 1650 from the CPC cohort and 1295 from the DALWUH cohort.

Measures

Mental distress: The Symptom Check List 90 was used to assess mental distress. [18, 19] The CAMB participants completed the somatization, the depression, and the anxiety symptom scales from the SCL-90. These scales comprise 12, 13, and 10 items respectively, presented in the order in which they are presented in the full SCL-90. Danish cut-off values for SCL-90 case status [5] were used in the present study for the three selected symptom scales. For the Global Severity Index (GSI) we employed cut-offs calculated as the mean item score of the included 35 items [20]. The items are scored in a 0-4 Likert format, and the cut-offs for case status corresponding to a T-score of 63 were 1.01 for men and 1.29 for women.

Depression: The Major Depression Inventory (MDI) was used to assess depression. [6] The MDI comprises 10 items corresponding to criteria for diagnosing ICD-10 depression. All items are answered in a 0-5 Likert format, resulting in a score range of 0-50 for the 10-item sum score. The MDI differs from other depression inventories by consisting of items describing the ICD-10 and DSM-IV symptom criteria for depression. This makes it possible to categorize depression using the diagnostic criteria of ICD-10 and DSM-IV (Olsen et al. [6]). The MDI was developed in Danish, but an English translation was published by Olsen et al. [6] who also presented estimated depression prevalence based on a population study. Sensitivity and specificity analyses have shown strong diagnostic validity of the MDI. [21] In the present analyses, MDI ICD-10 light, moderate and severe depression were combined and ICD-10 depression was analyzed as a binary variable.

Demographic variables

Age: Since all members of the MP cohort were born in 1953, and all members of the CPC cohort were born in 1959-61, only the participants from the DALWUH cohort show substantial variance in age. The age range for the total sample was 49-63 and it was decided to construct a binary age variable indicating the two subsamples: A subsample based on the DALWUH and the CPC cohorts aged 49-53 years and a subsample based on the MP and the DALWUH cohorts aged 56-63 years.

Sex: The MP cohort consists of men only, while about 42-43 percent of the participants from the two other cohorts were men. As a result, the total sample consists of about two thirds of men and one third of women.

Socioeconomic position

School education: The highest exam in primary and secondary school was recorded in 8 categories, but was reduced to 3 school education categories: High school exam, other exam, and no exam (Mortensen et al. [17]).

Vocational Training: Data were collected on post-school vocational training and education in seven categories, but the seven categories were reduced to three categories of vocational training and education: High (university or other long education), mid level (college) and low (apprenticeship based short education) [17].

Occupational social class: Social class was classified by occupation and coded into six social classes according to the standards of the Danish occupational social class classification described by Christensen et al. [22]. According to this classification, social classes I-V encompass economically active individuals ranging from positions requiring top level educational attainment, management control of big organizations or owners of large-scale companies in social class I to unskilled occupation in social class V. The last social class represents people on transfer income, including sickness benefits and disability pension. Two supplementary groups include a) individuals who are economically active but without sufficient job information (n = 7) as well as b) students and housewives (n = 28). For the present study, the two supplementary groups were combined to a mixed “other” category.

Cohort: Since the CAMB database consists of three cohorts, analyses of potential differences among the cohorts are a necessary element in the analysis of CAMB.

Data analysis

For the total sample, basic distributional characteristics, coeffient alpha and Spearman correlations were calculated for both SCL-90-R and MDI. For all scales, measures of skewness and kurtosis showed substantial non-normality and positively skewed distributions. In a population sample such as the CAMB sample, this suggests that variation within the normal range is of less importance than the distinction between the normal range and clearly deviant symptom scores. Consequently, the described Danish cut-offs were used to define SCL-90 case status while MDI was scored according to ICD-10 diagnostic algorithms.

The main analyses consisted of uni- and multivariate logistic regression analyses of socioeconomic position and the demographic variables as predictors of SCL-90 case status (mental distress) and MDI depression status. Univariate analyses were conducted of each variable, while cohort, age, sex, school education, vocational training, and socioeconomic status were all included as categorical variables in the multivariate models.

Results

Table 1 shows distributions on the selected demographic variables and indicators of socioeconomic position within the three cohorts and for the total sample. By design, the cohorts differed with respect to sex and age. The cohorts also differed with respect to education and occupational social class, as the MP cohort had the largest proportion without school exam, but also the highest proportion with a university education together with the CPC cohort. With the exception of age, there were few notable differences between the DALWUH cohort and the CPC cohort, although a smaller part of the CPC cohort had mid-level and a larger part low level vocational training.

Table 1. Demographic characteristics and socioeconomic position in the three CAMB cohorts and in the total sample

Variable MP Cohort DALWUH Cohort CPC Cohort Total Sample
Number of Participants 2365 1295 1650 5310
Men (%)* 100 42 43 68
Age 49-53 (%)* 0 48 100 43
Age (mean, SD)* 56.7 (0.5) 55.8 (4.9) 49.9 (0.7) 54.4 (4.0)
School Education* (%)2
High School 31 29 31 30
Other Exam 30 38 36 34
No Exam 39 33 33 36
Vocational training* (%)
High Level (University) 20 14 15 17
Mid level (College) 33 42 38 37
Low level (Apprenticeship) 47 44 47 46
Social class*(%)
Class I 19 13 13 16
Class II 25 28 26 26
Class III 22 24 24 23
Class IV 15 18 18 17
Class V 8 9 9 8
Transfer Income 10 8 9 9
Other <1 <1 1 1
1 Significant differences between the three cohorts are indicated by *
2 High School only includes Danish ‘studentereksamen’, Other Exam includes Danish
‘real/mellemskole, HF, HH, HHX, HTX’ and lower level includes 8, 9 or 10 years of ‘Folkeskole’ with or without ‘afgangsprøve’

Table 2 shows basic distributional characteristics for the SCL-90 and MDI inventories. For all scales, the standard deviation was as large as or larger than the mean. This is reflected in the positive skewness and quite extreme kurtosis which make the use of normal distribution statistics problematic. Coefficient alpha was quite high for all scales in spite of the relatively few items, suggesting high reliability and internal consistency for measures of distress and mental symptoms, including depression. Table 2 also shows the Spearman intercorrelations among the SCL-90 scales and the MDI. The ranges of these correlations were 0.50-0.91, and they were all significant.

Table 2. Basic distributional characteristics and correlations1 for mental distress and Major Depression Inventory in the total CAMB sample

Variable Mean SD Range Skewness Kurtosis Alfa SCL-90 Somatiz. SCL-90 Depres. SCL-90 Anxiety SCL-90 GSI
Mental distress (SCL-90)
Somatization  0.38 0.42 0 – 3.33 2.04 5.64 0.82  ——-      
Depression  0.43 0.50 0 – 3.62 2.21 6.17 0.89 0.59 ——-    
Anxiety  0.36 0.41 0 – 3.40 2.26 7.19 0.83 0.55 0.71  ——-  
Short GSI  0.40 0.40 0 – 3.00 2.17 6.29 0.93 0.81 0.91 0.84 —–
Major Depression Inventory
Sum score  7.10 7.12  0 – 48 2.06 5.13 0.89 0.5 0.69 0.59 0.69
1 Spearman rank correlations which all are significant at < 0.001

Table 3 presents means and standard deviations on the four SCL-90 scales and on MDI ICD-10 depression separately for men and women. Compared with men, women displayed higher scores on all the assessed mental distress and depression scales.

Table 3. SCL-90 somatization, depression, anxiety, and GSI, and MDI ICD-10 depression for men and women. Means and standard deviations are shown

  Somatization M(SD) Depression M(SD) Anxiety M(SD) Short GSI M(SD) ICD-10 depression M(SD)
Men 0.35 (0.40) 0.40 (0.48) 0.35 (0.39) 0.36 (0.38) 6.67 (6.78)
Women 0.47 (0.46) 0.52 (0.54) 0.40 (0.45) 0.47 (0.44) 8.01 (7.72)

Table 4 presents prevalence of SCL-90 case status and MDI depression for the total sample. For the SCL-90 scale the range was from 5.7% (SCL-90 Depression) to 7.1% (SCL-90 somatization), while the prevalence was 3.6% for ICD depression defined by the MDI. The table also presents associations of demographic factors with mental distress and depression; none of the SCL-90 scales were associated with age in the unadjusted analyses, and depression as assessed by the MDI was negatively associated with age. However, in the adjusted analyses, age was negatively associated with all SCL-90 scales and MDI ICD-10 depression. The GSI scale of the SCL-90 showed significantly increased risk of SCL-90 case status for men compared with women before adjusting for confounders. In contrast, women showed a marginally significant increased risk of MDI ICD-10 depression compared with men. Generally, the two education variables showed higher risk of SCL-90 case status in low education categories. For school education, the adjusted associations remained significant except for SCL-90 depression, while the adjusted ORs all became insignificant for vocational training. For occupational social class, there is some trend towards increasing risk of case status in lower social classes, but most notable is the dramatically increased risk of case status in the transfer income category. Depending on the inventory, the prevalence of case status varies between 17 percent (MDI ICD-10 depression) and 28.9 percent (SCL-90 somatization). Unadjusted logistic analyses showed a trend towards cohort differences for all scales except SCL-90 depression, and these differences in OR remained marginally significant in the adjusted analyses.

Table 4. Logistic regression analyses of the association between mental distress (four subscales of the SCL-90) and depression (MDI) respectively, and demographic characteristics and socioeconomic position. Crude and mutually adjusted odds ratios (OR) (95% CI)

Variable SCL-90 Somatization SCL-90 Depression SCL-90 Anxiety SCL-90 GSI MDI ICD-10 depression
  % OR adj.OR % OR adj.OR % OR adj.OR % OR adj.OR % OR adj.OR
Total sample 7.1 5.7 7.0 6.8 3.6
Age
Age 49-53 7.0 6.3 6.6 6.4 4.2
Age 56-65 7.2 1.1 0.5 5.3 0.8 0.5 7.3 1.1 0.7 7.1 1.2 0.5 3.1 0.7 0.4
P value1   0.687 0.004   <0.127 0.005   0.340 0.208   <0.350 0.003   0.024 0.006
Sex
Men 7.4 5.8 7.1 7.4 3.2
Women 6.5 0.9 1.0 5.4 0.9 0.8 6.7 0.9 1.1 5.5 0.7 0.8 4.3 1.3 1.4
P value1   0.218 0.975   <0.473 0.201   0.527 0.445   0.008 0.213   0.056 0.090
School Education
High School 4.0 4.4 6.0 4.0 1.9
Other Exam 5.0 1.3 1.0 4.8 1.2 0.9 5.2 0.9 0.7 5.8 1.3 1.1 2.7 1.4 1.0
No Exam 11.8 3.2 1.9 7.7 1.8 1.1 9.5 1.7 1.1 10.8 2.9 1.8 5.8 3.1 1.7
P value1   <0.001 <0.001   <0.001 0.273   <0.001 0.010   <0.001 <0.001   <0.001 0.012
Vocational Training
High level (University) 3.5 3.2 4.5 3.6 1.2
Mid level (College) 5.1 1.5 1.3 5.3 1.7 1.2 6.4 1.4 1.4 5.2 1.5 1.3 3.0 2.4 1.5
Low level (Apprenticeship) 10.0 3.1 1.4 6.9 2.3 1.0 8.3 1.9 1.3 9.2 2.7 1.3 4.9 4.1 1.4
P value1   <0.001 0.542   <0.001 0.682   <0.001 0.476   <0.001 0.682   <0.001 0.599
Social class
Class I 3.3 2.2 4.0 3.4 0.8
Class II 2.9 0.9 0.7 3.3 1.6 1.5 4.6 1.2 1.0 3.2 0.9 0.7 1.4 1.7 1.1
Class IIII 5.3 1.7 1.1 4.8 2.3 2.2 5.9 1.5 1.3 5.2 1.6 1.1 3.0 3.6 2.2
Class IV 5.6 1.8 1.0 4.6 2.2 2.2 5.0 1.3 1.1 5.0 1.5 1.0 2.6 3.2 1.8
Class V 10.3 3.4 1.8 5.8 2.8 2.6 7.4 1.9 1.5 9.6 3.0 1.8 3.6 4.3 2.3
Transfer Income 28.9 12.1 7.0 21.6 12.4 11.9 24.0 7.6 6.1 26.3 10.2 6.6 17.0 24.0 13.9
Other 11.4 3.8 3.0 8.6 4.2 4.2 8.6 2.3 2.0 11.4 3.7 3.3 0.0
P value1   <0.001 <0.001   <0.001 <0.001   <0.001 <0.001   <0.001 <0.001   <0.001 <0.001
Cohort
MP 7.9 5.8 7.9 7.9 3.4
DALWUH 6.1 0.8 0.6 4.8 0.8 0.6 5.8 0.7 0.6 5.4 0.7 0.5 3.0 0.9 0.5
CPC 6.7 0.8 0.4 6.2 1.1 0.6 6.7 0.8 0.6 6.2 0.8 0.4 4.2 1.3 0.4
P value1   0.086 0.014   0.220 0.165   0.050 0.063   0.008 0.010   0.069 0.059
1 P value for chi-square tests of no significant differences between the respective categories
Adjusted OR was controlled for all the investigated factors including cohort, age, sex, school education, vocational training, and socioeconomic status

Discussion

This large community study showed a 5.7-7.1 percent prevalence of SCL-90 case status and a 3.6 percent prevalence of depression as assessed by the MDI. The statistical analyses revealed significant unadjusted and adjusted associations of school education, and social class with mental distress and depression. Vocational training showed substantial unadjusted associations, but these associations became non-significant in the adjusted analyses. Unadjusted analyses also showed some significant differences between the three CAMB cohorts, and these differences did not change considerably when adjusted for the other demographic variables. Age and sex did not show marked associations with mental distress or depression. Unadjusted associations with age were significant for MDI ICD-10 depression only, but in the adjusted analyses associations with age became significant for all SCL-90 scales except for anxiety. Sex was significantly associated with the GSI in the unadjusted analyses, but no sex differences were found after including age, school education, vocational training and social class though a tendency towards higher risk of MDI ICD-10 depression among women remained.

In the Danish standardization sample, Olsen et al. [6] did not observe significant sex differences with respect to major depression, however, women had a higher risk of mild depression. This finding was corroborated by Andersen et al. [23] for the larger DALWUH sample. In accordance, in the present study women displayed higher mean scores on all SCL-90 scales and on MDI depression (Table 3), but the effect of sex on clinical relevant mental distress and depression was limited. Thus, while the mean SCL-90 and MDI ICD-10 depression scores were higher among women, unadjusted OR showed that men had higher risk of GSI case status reflecting the lower case status score for men (1.01for men vs. 1.29 for women). For MDI depression the opposite was found with a tendency towards higher risk of depression among women. These results may question the applicability of the sex specific Danish SCL-90 cut off scores.

For the three individual SCL-90 symptom scales, coefficient alpha was slightly lower than the coefficients reported by Olsen et al. [20]. This may be related to smaller variance in the CAMB sample since the standard deviations for both the SCL-90 scales and the MDI sum score were smaller than those reported for the Danish standardization sample. [5, 6] Still, the high correlations among the SCL-90 scales were close to those reported by Olsen et al. [24], and correlations of similar size were obtained between the MDI sum score and the SCL-90 scales. High correlations can be expected for self-report measures of distress and depression, but the SCL-90 scales suggested a relatively low symptom load in the CAMB sample, while this was not the case for the MDI. It is an open question whether this relates to differences in instructions to the respondent (symptoms within the last week for the SCL-90 or the last two weeks for the MDI) or differences in item content (cut-off for endorsing MDI items may be higher if they more clearly refer to pathological states).

The mean SCL-90 scores in Table 2 are substantially lower than the means of 0.49, 0.59, and 0.44 reported for the standardization sample by Olsen et al. [6], while the mean MDI sum score was similar for the two samples (7.1 and 7.2). Since SCL-90 scores were associated with demographic factors, the lower CAMB SCL-90 scores compared with the standardization sample may reflect differences in demographic composition between the two samples. Thus, the CAMB sample comprises a relatively larger proportion of men which might partly explain the lower SCL-90 scores. However, in spite of the sex specific cut-offs used to define SCL-90 case status [6], the lower prevalence of SCL-90 case status was observed within each sex, and consequently, other factors seem to be involved.

The point prevalence of MDI depression was 3.6% according to ICD-10. Thus, the percentage of MDI depression cases were remarkably close to the prevalence reported for the same standardization sample [24] and also to the prevalence reported for more than 9000 members of the DALWUH cohort. [23] The latter data were collected in year 2000, and a longitudinal follow-up in 2006 suggested an increase in depression. [25] The increase in depression was not corroborated by our results for the full CAMB sample or for the DALWUH participants in the CAMB, but this may be related to the relatively low participation rate in the CAMB study which should also be considered when comparing the CAMB prevalence estimates with the higher prevalence of depression observed in a number of studies. [26]

According to Waraich et al. [27] prevalence rates for depression seem fairly stable through age 18-64 years. We did not observe any significant differences in SCL-90 case status between the two age groups, although the prevalence of MDI depression was significantly higher in the younger 49-53 age group. However, when adjusting for socioeconomic position the risk of mental distress and depression was significantly lower in the older 56-65 age category. This is partly in accordance with the Danish standardization sample, which showed lower prevalence of case status and depression for the 50-64 year age group than for the 35-49 year age group. [5, 6] For the youngest age group in the standardization sample (19-34 years old), higher prevalence of SCL-90 case status was observed, and the age composition of the CAMB sample may to some extent explain the lower prevalence of case status in this sample.

Olsen et al. [5, 6] did not report the educational level of the standardization sample, but Andersen et al. [23] observed an association between low education and increased depression in unadjusted analyses, although not in analyses adjusting for employment and income. In the CAMB data, low education was associated with increased risk of case status in all unadjusted analyses, while all adjusted associations with vocational training were non-significant. For school education, the adjusted associations remained significant except for SCL-90 depression. There is a large literature on associations between educational level and risk of depression [11], and a few studies have also assessed risk of anxiety symptoms. [28] In consideration of this literature, the most remarkable findings in our study may be the relatively weak adjusted associations. However, when interpreting the findings for the two educational measures, the intercorrelation (0.62) and the substantial correlations with social class should be borne in mind (0.47 and 0.62 for school education and vocational training, respectively). It was decided to include all three variables because the primary aim was to present fully adjusted associations with socioeconomic position. However, the high intercorrelations explain the sometimes substantial differences between the unadjusted and adjusted analyses, and in fact make the remaining significant effects of education and social class even more remarkable. In contrast to vocational training, the associations with school education remained significant in the adjusted analyses. This is another remarkable finding because in this late midlife study sample school education was completed 35 – 40 years ago, and it suggests that the association with late midlife mental distress reflects mental traits that influence or are associated with school education and are stable across the adult life course. Cognitive ability is an obvious factor, but non-cognitive factors influencing school education may also contribute to this relation.

Consistent patterns of associations between social class and the measures of mental distress and depression were observed. There is some evidence of higher risk of case status in the lower social classes, but the substantially increased risk in the transfer income category is obviously the most remarkable result. Thus, the prevalence of both SCL-90 case status and MDI depression had a range from 17 to 29 percent in this category. Social gradients in mental health have often been described [29] and are corroborated by the large CAMB sample.

In conclusion, we have demonstrated significant associations between socioeconomic position, demographic variables and measures of mental distress and depression in a large late midlife community sample. Women reported higher scores than men on all investigated SCL-90 symtom scales and on the MDI depression scale. However, when Danish SCL-90 cut-off values were applied, men had higher risk of clinical relevant symptoms of distress compared with women. Although, the sex differences were only significant in unadjusted analyses, the pattern of results indicated that observed sex differences in mental distress and depression to some extent depends on the measures used to assess these mental symptoms and that sex-specific cut-off scores for case status should be carefully evaluated. These findings should be taken into consideration in community studies of mental symptoms, including analyses of the CAMB database. Future studies should further analyze the mechanisms underlying the strong associations between social class and mental distress especially with regard to individuals on transfer income.

Acknowledgements and funding: The Copenhagen Aging and Midlife Biobank has been supported by a generous grant from the VELUX FOUNDATION. Authors thank the staff at Institute of Public Health and the National Research Center for the Working Environment who undertook the data collection. Further thanks to Kirsten Avlund, Helle Bruunsgaard, Nils- Erik Fiehn, Åse Marie Hansen, Poul Holm-Pedersen, Rikke Lund, Erik Lykke Mortensen and Merete Osler who initiated and established the Copenhagen Aging and Midlife Biobank from 2009-2011. The authors acknowledge the crucial role of the initiators and steering groups of the Metropolit Cohort, The Copenhagen Perinatal Cohort and The Danish Longitudinal Study on Work Unemployment and Health. Also, the authors of the current study thank Drude Molbo for her help with data administration.

Ethics, consent, and permissions: The cohorts included in CAMB have all been approved by the local committees for research ethics. Likewise, the local committee for research ethics has approved CAMB as a combined database for the three cohorts. Furthermore, participants in the CAMB study received both oral and written information on the study before assessment, and all participants were required to give both oral and written consent to participate.

Competeing interests: The authors declare that they have no competing interests.

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Misuse of drugs and personalized treatment in geriatric patients

DOI: 10.31038/ASMHS.2017114

Editorial

Many voices from different sectors of the medical and scientific community have been warning us for decades about the disastrous consequences of the misuse and abuse of certain pharmacological treatments in medical practice. This is particularly alarming in the case of geriatric patients. Cardiovascular disorders, cancer and brain disorders are the principal causes of death and disability in developed societies. All these medical conditions are age-related, with increased prevalence and incidence in parallel with aging. Furthermore, the costs attributed to pharmacological treatment in these pathologies represent about 10-20% of the direct cost of disease, depending upon the country. Among brain disorders, neuropsychiatric disorders (psychotic syndromes, major depression, bipolar disorder, anxiety, sleep disorders, epilepsy, chronic pain, migraine), neurodegenerative disorders (Alzheimer’s disease, Parkinson’s disease) and stroke account for approximately 80% of the outlay in chronic pharmacological treatments. Additionally, only 20-30% of the drugs administered for the treatment of chronic disorders of the central nervous system are cost-effective, and most of them are not devoid of adverse drug reactions (ADRs). In this context, the medical community, the pharmaceutical industry and the regulatory agencies (FDA, EMA, Koseisho) should revise current treatment protocols and decision-making strategies to reverse this unacceptable situation.

The elderly population with chronic disorders may consume 6-10 different drugs per day with the consequent risk of drug-drug interactions (DDIs). Approximately 10-20% of prescriptions in the general population are susceptible to DDIs [1-3]. Especially dangerous is the association of anticoagulants (warfarin) and non-steroidal anti-inflammatory drugs (NSAIDs) [2,4,5]. In elderly patients, DDIs are prevalent in the USA and Europe with a frequency ranging from 12% to 40% [6,7]. Preventable ADR rates in ambulatory care surpass 15% and in hospital care reach 50-75% [8]. In patients with DDIs, the median DDI prevalence for hospital admissions ranges from 4% to 20% [9,10]. Incorrect prescription of NSAIDs is the most frequent cause of hospital admission [9], together with inappropriate medications for cardiovascular disorders in adults and elderly patients [2,11]. In geriatric patients, the most frequent symptoms that require hospitalization include gastrointestinal complaints and metabolic and hemorrhagic complications associated with the misuse of diuretics, calcium channel blockers, NSAIDs and digoxin [12,13]. In these cases, the most important determinant of risk for ADR-related hospital admissions is the number of inappropriate drugs prescribed to the patients, and self-medication [12-15]. Cardiovascular drugs, analgesics, and hypoglycemic agents account for over 85% of preventable ADRs in ambulatory care, and about 77% of these preventable ADRs result in CNS symptoms [16]. The rate of preventable ADRs in intensive care units is about 19 events per 1000 patient days, and almost twice that rate in non-intensive care facilities [17]. It has also been reported that admissions caused by preventable ADRs represent an additional cost of $6685 per event [18].

These figures have been passively accepted by the medical community and health authorities for decades, and no apparent reduction in ADR- or DDI-related events has been observed in recent times, despite spectacular progress in medical technologies and management procedures. Accidental risks in medical practice are unavoidable in many instances, especially in fragile patients with chronic and/or terminal diseases. However, nowadays, the incorporation of predictive biomarkers and pharmacogenetic procedures may help health professionals to improve the efficacy and safety of pharmacological treatments in both ambulatory and hospital settings [19-26].

There is a clear parallelism between the efficacy and safety of drugs and the pharmacogenetic profile of patients. It is estimated that only one-third of drugs are cost-effective and only 20% of the Caucasian population is extensive metabolizer for the gene cluster integrated by major polymorphic variants of the CYP2D6-CYP2C9-CYP2C19-CYP3A4/5 genes (involved in the metabolism of 60-80% of current drugs worldwide) [19,27-30]. According to these estimations, it is likely that the administration of a drug at random, by trial-and-error, following conventional protocols, will result in a lack of effect or in toxicity, assuming that 80% of the population is intermediate, poor or rapid metabolizer for phase-I reaction enzymes encoded by CYP genes [30].

Pharmacogenetics accounts for a 60-80% variation in drug pharmacokinetics and pharmacodynamics. The genes involved in the pharmacogenetic cascade include (i) pathogenic genes associated with the etiology and pathogenesis of a given disease, (ii) mechanistic genes associated with the mechanism of action of drugs, (iii) metabolic genes encoding phase-I and phase-II enzymes responsible for the metabolism of drugs, (iv) transporter genes that encode transporter proteins; and (v) and pleiotropic genes involved in multiple metabolomic cascades [29,30]. The expression of all these genes is under the control of the epigenetic machinery (DNA methylation, chromatin/histone modifications, microRNA regulation) [31]. The normal functioning of this complex apparatus is essential for the optimization of therapeutics, and genomic and/or epigenetic defects in this regulatory network are responsible for drug efficacy and safety, and drug resistance as well [32].

At present, the implementation of pharmacogenetic procedures in clinical practice is the only effective way to optimize therapeutics, to reduce ADRs and DDIs, and to eliminate unnecessary costs associated with ADR/DDI events. However, pharmacogenetics is still an immature discipline, with a need for substantial improvement in specificity and sensitivity. The World Guide for Drug Use and Pharmacogenomics [19] provides basic information on the pharmacogenetics of over 1000 FDA-approved drugs, and some other excellent sources from the academia and public and private websites [33,34] are contributing to educate physicians and scientists on the utility of pharmacogenomics in drug prescription and drug development.

Despite the documented benefits provided by pharmacogenetics, there is still reluctance in the medical community and administration to incorporate pharmacogenetics into current therapeutic protocols. The rejection of novelty is a typical behavior of the human species. However, in any case, a personalized treatment, based on pharmacogenetic principles, will always be better than the personal preferences or the intuition of the medical prescriber, and naturally much more honest and accurate than the guidelines dictated by the pressure of industrial marketing.

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Adipose and Liver Function in Primate Offspring with Insulin Resistance Induced by Estrogen Deprivation in Utero

DOI: 10.31038/EDMJ.2017133

Abstract

Purpose: We recently demonstrated that offspring delivered to baboons deprived of estrogen during the second half of gestation exhibited insulin resistance. Therefore, because skeletal muscle accounts for >80% of insulin dependent glucose disposal, we suggested that estrogen in utero programs factors in fetal skeletal muscle important for insulin sensitivity in offspring. However, liver and adipose are also sites of insulin action and adipose insulin resistance can increase serum free fatty acid (FFA) levels and thereby reduce skeletal muscle insulin sensitivity. Therefore, in the current study we determined whether estrogen-deprived offspring exhibit normal adipose and hepatic function.

Results: The fasting serum levels of adiponectin, leptin, glucose, and analytes of liver function as well as the basal levels of serum FFA were similar in offspring of estrogen replete/suppressed baboons. Moreover, the normal glucose-induced decline in serum FFA levels measured in untreated offspring was also measured in offspring of letrozole-treated baboons. Fetal serum levels of adiponectin and leptin in late gestation also were similar and expression of nitrotyrosine negligible in fetal liver and adipose of untreated and letrozole-treated animals.

Conclusions: These results indicate that offspring of letrozole-treated baboons have normal adipose and liver function and do not exhibit adipose insulin resistance. Therefore, we suggest that the insulin resistance observed in estrogen-deprived offspring primarily reflects a decline in insulin-stimulated glucose clearance by skeletal muscle and which supports our original suggestion that estrogen in utero programs factors in fetal skeletal muscle that promote insulin sensitivity in offspring.

Key words

Estrogen, insulin sensitivity, offspring, primate, adipose

Introduction

It is well established that insulin resistance which is characterized as reduced sensitivity or responsiveness of target tissues, e.g. skeletal muscle, adipose and/or liver, to normal circulating levels of insulin, is a key feature of and typically precedes the onset of type 2 diabetes [1-3], a disease that is reaching epidemic levels in the United States and elsewhere [4,5]. However, our understanding of the factors that initiate or cause insulin resistance remains incomplete. We recently showed that offspring of baboon mothers in which maternal and fetal estradiol levels were suppressed >95% during the second half of gestation by maternal treatment with an aromatase inhibitor exhibited insulin resistance prior to and after onset of puberty [6,7]. Thus, the homeostasis model assessment of insulin resistance (HOMA-IR) was 2-fold higher and intra-venous glucose tolerance (iv GTT) impaired in offspring of letrozole-treated baboons compared to offspring exposed in utero to the normal increase in estradiol with advancing gestation. Impairment of insulin sensitivity has also been demonstrated in aromatase-null mice and in aromatase-lacking male and female human offspring that also developed in an estrogen-suppressed intrauterine environment [8-12]. Thus, we proposed that estradiol has a critical role in programming mechanisms within the developing fetus that lead to insulin sensitivity after birth [6].

In mammals including humans, skeletal muscle accounts for about 80% of total glucose disposal in response to insulin, and thus a reduction in whole-body response to insulin, i.e. insulin resistance, is thought to reflect a decline in insulin-stimulated glucose clearance by skeletal muscle [13]. Therefore, we have suggested that estrogen in utero programs factors in fetal skeletal muscle that promote insulin sensitivity in offspring [6]. In support of this suggestion, estradiol has been shown to stimulate insulin sensitivity and enhance glucose tolerance in adult skeletal muscle and mice lacking estrogen receptor (ER) α exhibit insulin resistance within skeletal muscle [14-16]. However, liver and adipose are also major sites of insulin action. Adipose resistance to insulin can lead to increased serum levels of free fatty acids (FFA), which can impair insulin signalling [17-19] and promote FFA oxidation and decrease glucose oxidation in muscle cells, leading to reduced glucose uptake and a progressive loss of insulin responsiveness in skeletal muscle [19]. Therefore, it is important to ascertain whether the insulin resistance elicited in offspring of baboons deprived of estrogen in utero reflects a concomitant alteration in adipose responsiveness to insulin.

It is well established that serum FFA levels steadily decline after a bolus of glucose, which reflects the normal response of adipose to the glucose-induced increase in insulin levels, a response which is significantly blunted in adipose resistance/type 2 diabetes [20,21]. Therefore, in the current study we measured the serum levels of FFA in offspring of untreated and letrozole-treated baboons before and after a bolus injection of glucose, that is during intravenous glucose tolerance test (ivGTT). Moreover, adipose insulin resistance is often associated with a marked decrease in the serum levels of adiponectin, which is produced by fat and promotes adipose function and protects adipose from factors (e.g. inflammation) that can impair adipose responsivity to insulin [22]. Therefore, we also measured the serum levels of adiponectin as well as leptin which is reflective of adiposity [23] in offspring of baboons untreated or treated with letrozole. Finally, to ascertain whether oxidative stress and/or levels of glycogen were also compromised by estrogen deprivation in utero, we measured the expression of nitrosylated protein in fetal adipose and fetal liver and levels of glycogen in fetal liver of baboons untreated or treated with letrozole.

Materials and Methods

Animals

Blood and tissue samples were obtained from animals studied previously as part of our ongoing studies of the role of estrogen on placental-fetal development [6, 7, 24, 25]. Briefly, female baboons (Papio anubis), originally obtained from the Southwest National Primate Research Center, San Antonio, TX, were housed individually in large primate cages in air-conditioned rooms with a 12h/12h light/dark lighting cycle and fed standard low-fat primate chow (Harlan Primate Diet, Madison, WI) twice daily, fresh fruit and vitamins daily and water ad libitum. Female baboons were paired with male baboons for 5 days at mid menstrual cycle and pregnancy confirmed by ultrasound. Pregnant baboons were then either untreated or treated daily between days 100 and 165-180 of gestation (term = 184 days) with the aromatase inhibitor letrozole (4,4-[1,2,3-triazol-1 yl-methylene]bis-benzonitrate, Novartis Pharma AG, Basel, Switzerland; 115 µg/kg body weight/day, via maternal sc injection in 1.0 ml sesame oil). Blood samples (2-3 ml) were obtained at 3-5 day intervals during the second half of gestation from a peripheral maternal saphenous vein after brief restraint and sedation with ketamine HCl (10 mg/kg body weight, im). On days 165-180 of gestation, fetuses were either delivered spontaneously or were anesthetized with isoflurane and after collection of blood samples (3-5 ml) from the umbilical vein and artery, were delivered by cesarean section to synchronize the timing of delivery. Some of the fetuses were immediately euthanized with pentobarbital (100 mg/kg body weight, iv) and adipose and liver tissue samples fixed in formaldehyde and embedded in paraffin or frozen and stored in liquid nitrogen.

For studies of postnatal development baboon newborns were left with and nursed by their mothers for 8 months at which time they were weaned and placed in pairs in cages adjacent to their respective mothers and fed standard low-fat primate chow (Harlan Primate Diet) twice daily, fresh fruit and vitamins daily and water ad libitum. Every 2-6 months thereafter baboon offspring were briefly sedated with ketamine HCl (10 mg/kg body weight, im), body weight measured, and blood samples (2-3 ml) obtained from a peripheral saphenous vein for the purpose of quantifying serum estradiol, adipokines, and analytes of hepatic and adipose function.

Intravenous glucose tolerance tests (ivGTT) were performed [6, 7] sequentially in baboon offspring between 4¼ – 8 years of age (i.e. postpuberty) and data averaged to yield a single value for each animal. Baboons were fasted overnight, sedated with ketamine HCl (2 mg/kg body weight, iv), administered a bolus of dextrose (0.25 gm/kg body weight) via an antecubital vein and blood samples (2.5 ml each) obtained from the saphenous vein before (0 time) and after dextrose administration. The serum samples obtained at 0, 5 and 30 minutes from baboon offspring in which the ivGTT was conducted at 6-8 years of age were used in the current study to examine adipose function as described below.

All baboons were cared for and used strictly in accordance with U.S. Department of Agriculture regulations and the National Institutes of Health Guide for the Care and Use of Laboratory Animals (8th edition, National Academy Press, 2011). The Institutional Animal Care and Use Committees of the Eastern Virginia Medical School and the University of Maryland School of Medicine approved the experimental protocols employed in this study.

Assay of serum estradiol, adipokines, and analytes of hepatic function

Serum levels of estradiol in maternal saphenous vein during gestation and in umbilical vein at the time of delivery on days 165-180 were determined by radioimmunoassay using an automated chemiluminescent immunoassay system (Immulite; Siemens Healthcare Diagnostics, Deerfield, IL) as described previously [26]. The serum levels of leptin and total (low, medium and high molecular weight) adiponectin in umbilical artery at days 165-180 of gestation and in saphenous vein from offspring 6-8 years of age were determined using highly specific ELISA Sandwich Assay Kits and reagents and instructions supplied by the manufacturer (R&D Systems, Minneapolis, MN). The human leptin quantikine ELISA (HDLP 00) exhibited <0.5% cross reactivity with several factors/cytokines, intra- and inter-assay coefficients of variation of 3.0%-3.3% and 3.5%-5.4%, respectively, and a sensitivity of 7.8 pg/ml serum. The human adiponectin quantikine ELISA (Acrp 30) also exhibited <0.5% cross reactivity with several factors/cytokines and intra- and inter-assay coefficients of variation of 2.5%-4.7% and 5.8%-6.9%, respectively, and a sensitivity of 0.89 ng/ml serum. Adiponectin and leptin standards provided and baboon serum samples (10 µl diluted 1: 50 in reagent buffer) were assayed in duplicate and signal intensities for generation of standard curves which exhibited linearity were used for calculation of serum adipokine levels.

Levels of glucose, triglycerides, cholesterol, alanine aminotransferase (ALT), aspartate aminotransferase (AST) and alkaline phosphatase (ALP) in randomly-selected peripheral blood samples of 6-8 year old offspring were determined commercially (Antech Diagnostics, Lake Success, NY).

Analysis of glycogen content in fetal liver

The expression of glycogen in paraffin embedded sections (5 µm) of fetal liver was performed using the Best’s carmine procedure which stains glycogen red (Poly Scientific R&D Corp., Bay Shore, NY). The tissue levels of glycogen were determined using a Glycogen Assay Kit (Cayman # 700480) and reagents/instructions supplied by the manufacturer (Cayman Chemical, Ann Arbor, MI). Briefly, fetal liver tissue was homogenized, centrifuged at 800 x g and aliquots (in duplicate) and glycogen standards provided by the manufacturer incubated sequentially with amyloglucosidase to form β-D-glucose and then with glucose oxidase to yield D-glucono-δ-lactone and hydrogen peroxide. Following incubation with horseradish peroxidase the levels of the fluorescent product were measured fluorometrically at an excitation wavelength of 530-540 nm and an emission wavelength of 585-595 nm and glycogen levels expressed per mg tissue weight.

Western immunoblot of nitrotyrosine in fetal liver and adipose

Samples of fetal liver and perirenal and mesentery adipose were either homogenized (liver; 100 mg/ml) on ice in PBS containing 1% cholic acid, 0.1% SDS, 1 mM EDTA (Sigma-Aldrich, St Louis, MO) and a protease inhibitor cocktail, or polytroned in the same buffer (adipose; 250 mg/0.5 ml) containing 1% Igepal essentially as described previously [25]. Following centrifugation at 13,000 rpm for 30 minutes, samples (25 µg – 50 µg protein) and 2.5 µg and 5.0 µg of nitrotyrosine protein-enriched human liver homogenate standard (Millipore Sigma; ab 131380) were heated to 95C in Laemmli buffer, cooled, centrifuged (800 x gm), loaded onto 10% SDS-polyacrylamide gels (PAGE) and electrophoresed using a Bio-Rad Mini-Protean electrophoresis chamber (Bio-Rad Laboratories, Richmond, CA) in 25 mM Tris (pH 8.3), 192 mM glycine and 0.1% SDS. Proteins were wet-transferred onto an Immobilon-P membrane, blocked 1 h at room temperature with 3% non-fat dried milk in 10 mM Tris-HCl, pH 7.5, 150 M NaCl and 0.2% Tween 20 (TBST), and then incubated overnight (4C) with primary rabbit polyclonal antibody to nitrotyrosine (Millipore Sigma; 06-284) diluted 1: 1000 in TBST-1.5% non-fat dried milk, washed and then incubated for 1 h at room temperature with goat anti-rabbit horseradish peroxidase (HRP)-labeled secondary antibody (Vector Labs, Burlingame, CA) in TBST-1.5% non-fat dried milk. After washing in TBST, membranes were developed with enhanced chemiluminescence (GE Healthcare, Pittsburgh, PA) and exposed to Fuji Super RX medical x-ray film (Fujifilm Medical Systems, Roselle, IL). Membranes were then washed 3 times and incubated for 75 minutes at room temperature with primary mouse antibody to actin (Thermo Fisher, Waltham, MA; MAB1501) diluted 1: 5000 in TBST-1.5% non-fat dried milk, washed and then incubated for 1 h at room temperature with horse anti-mouse HRP-labeled secondary antibody (Vector Labs) in TBST-1.5% non-fat dried milk. After washing in TBST, membranes were developed and exposed to x-ray film as described above.

Assay of serum free fatty acid (FFA) in offspring during iv GTT

Serum FFA levels were determined using a coupled enzymatic fluorometric FFA Assay Kit (Cayman # 700310) and reagents/instructions supplied by the manufacturer (Cayman Chemical, Ann Arbor, MI). Serum samples (10 µl) from baboon offspring obtained immediately before and 5 and 30 minutes after bolus injection of dextrose and FFA standards were added to 96 well plates. Samples were then incubated with acyl CoA synthetase to catalyze fatty acid acylation of coenzyme A, which was oxidized by acyl CoA oxidase to generate hydrogen peroxide and then incubated with horseradish peroxidase. The levels of the fluorescent product were measured fluorometrically with excitation and emission wavelengths of 530-540 nm and 585-595 nm, respectively.

Statistical analysis

Data are expressed as means ± SE and were analyzed by the Student’s t test for independent observations or the Mann-Whitney “t” test when standard deviations between the groups were different or by ANOVA with replication using SAS statistical software (SAS Institutes).

Results

Serum estradiol levels

As shown previously [6, 7, 24, 25], maternal peripheral serum estradiol levels in untreated baboons rose from approximately 1.5 ng/ml on days 85-120 of gestation to approximately 4.0 ng/ml by day 175. Within 48-72 h of the onset of letrozole treatment on day 100, maternal serum estradiol levels decreased (P<0.001) to and remained at approximately 0.1-0.2 ng/ml. Serum umbilical vein estradiol concentrations (i.e. blood delivered to the fetus) of letrozole-treated baboons (0.04 ± 0.01 ng/ml) were also only 5% of that (P<0.001) in untreated animals (0.68 ± 0.26 ng/ml).

Fetal body and liver weights were similar in untreated and letrozole-treated animals (Table 1). The body weight of baboon offspring progressively increased (P<0.01) throughout postnatal life in a comparable manner and thus was similar at 5 years of age in animals untreated or treated in utero with letrozole (Table 1). Moreover, as shown previously [7] although basal fasting blood levels of glucose immediately prior to the glucose (dextrose) tolerance test were not different in offspring from baboons untreated or treated with letrozole, basal fasting insulin levels were approximately 2-fold greater (P=0.03) and thus the HOMA-IR was 2-fold greater (P<0.05) in offspring treated prenatally with letrozole (2.09 ± 0.47) than in untreated (1.11 ± 0.17) animals (Table 1).

Table 1. Fetal body and liver weight and body weight and HOMA-IR in postpubertal baboon offspring.

Treatment Fetus1 Offspring2
Body weight(gm) Liver weight(gm) Age(yrs) Body weight(gm) HOMA-IR
Untreated 828 ± 17 25.8 ± 1.9 5.4 ± 0.3 13.4 ± 0.8 1.11 ± 0.17
Letrozole 839 ± 32 26.1 ± 1.2 5.7 ± 0.3 14.3 ± 1.2 2.09 ± 0.47*

Values are expressed as mean ± SE on the day of delivery (day 165-180) or on the day of iv glucose tolerance test in offspring from baboons untreated or treated on days 100-180 of gestation (term = 184 days) with letrozole (115 µg/kg body weight/day via maternal sc injection). N = 6-12/group.

1From Babischkin et al, 2016 (25)

2From Pepe et al, 2016 (7)

* P < 0.05 versus untreated (Student “t” Test)

As seen in Figure 1, the mean (± SE) peripheral fasting/basal serum levels of FFA prior to bolus injection of dextrose (0 time) were similar in 6-8 year old offspring delivered to baboons untreated (595 ± 57 µmoles/liter) or treated in utero with letrozole (506 ± 113 µmoles/liter). In untreated offspring, serum FFA levels declined (P <0.05) to values that were lower (P< 0.05) 5 minutes (415 ± 45 µmoles/liter) and 30 minutes (301 ± 46 µmoles/liter) after iv glucose injection. However, although letrozole-treated offspring exhibited insulin resistance, the serum FFA levels in these animals also declined (P <0.05) to values that were significantly lower (P<0.05) 5 minutes (332 ± 73 µmoles/liter) and 30 minutes (243 ± 48 µmoles/liter) after iv glucose and levels were not different from values in untreated baboons. Moreover, as seen in Figure 2, the respective serum levels of adiponectin and leptin in umbilical artery (i.e. fetus) on day 165-180 of gestation were similar in baboons untreated (14.6 ± 1.3 µg/ml; 5.8 ± 0.1 ng/ml, respectively) or treated with letrozole (18.0 ± 1.0 µg/ml; 5.7 ± 0.1 ng/ml) and remained similar in 6-8 year old offspring untreated (20.5 ± 0.2 µg/ml; 5.9 ± 0.1 ng/ml, respectively) or treated in utero with letrozole (20.2 ± 0.6 µg/ml; 5.8 ± 0.1 ng/ml, respectively).

EDMJ2017-109-GeraldJ.PepeUSA_f1

Figure 1. Serum levels of FFA before and 5 and 30 mins after iv glucose in 6-8 year old baboon offspring delivered to mothers untreated (n=6) or treated in utero with letrozole (n=6) as outlined in the legend to Table 1. Values (mean ± SE) with different letter superscripts differ from each other at P<0.05 (Repeated Measures ANOVA). Respective FFA levels before and after glucose challenge are not significantly different in untreated and letrozole-treated offspring (Student “t” tests).

EDMJ2017-109-GeraldJ.PepeUSA_f2

Figure 2. Mean (± SE) serum levels of adiponectin (A) and leptin (B) on day 165-180 of gestation in umbilical artery of fetuses and in saphenous vein of offspring 6-8 years of age born to mothers untreated or treated in utero with letrozole (n = 6-11/group).

Table 2. Levels of blood glucose, serum triglycerides, cholesterol and analytes of hepatic function in postpubertal baboon offspring1

Treatment Glucose (mg/dl) Triglycerides (mg/dl) Cholesterol (mg/dl) AST (IU/L) ALT (IU/L) ALP (IU/L)
Untreated 72 ± 4 55 ± 4 109 ± 7 8.1 ± 2.0 5.0 ± 0.0 152 ± 9
Letrozole 69 ± 5 56 ± 7 113 ± 8 5.8 ± 0.7 5.1 ± 0.1 139 ± 7

1 Values (mean ± SE) determined in peripheral blood samples obtained after overnight fast from 6-8 year old baboon offspring born to animals untreated (n = 8) or treated during the second half of gestation with letrozole (n = 6) as described in legend to Table 1. AST = aspartate aminotransferase; ALT =alanine aminotransferase; ALP = alkaline phosphatase.

As seen in Table 2, the respective fasting levels of glucose, triglycerides and cholesterol, as well as analytes of hepatic function including AST, ALT and ALK, were similar in blood samples obtained from 6-8 year old offspring delivered to baboons untreated or treated with letrozole.

In contrast to the abundant expression of nitrotyrosine protein in the standard nitrotyrosine protein enriched human liver homogenate provided by the manufacturer, nitrotyrosine was not detected in protein extracted from fetal perirenal or mesenteric adipose or fetal liver of baboon offspring untreated or treated in utero with letrozole and in which expression of actin was abundant (Figure 3).

EDMJ2017-109-GeraldJ.PepeUSA_f3

Figure 3. Representative immunoblots of nitrotyrosine protein and actin expression in extracts of fetal mesenteric and perirenal adipose and fetal liver obtained on days 165-180 of gestation from baboons untreated (n = 6) or treated in utero with letrozole (n = 6). Ctrl: expression of nitrotyrosine in nitrotyrosine protein enriched human liver homogenate provided by the manufacturer.

The levels of glycogen in fetal liver on days 165-180 of gestation were similar in untreated (142 ± 87 µg/mg tissue) and letrozole-treated (233 ± 72 µg/mg tissue) baboons (Figure 4).

EDMJ2017-109-GeraldJ.PepeUSA_f4

Figure 4. Glycogen expression (pink/red) in fetal liver on day 165 of gestation in baboons untreated (A) or treated with letrozole (B). Original magnification in Panels A, B = 200x. Panel C: Mean (± SE) concentrations (µg/mg tissue) of glycogen in fetal liver on days 165-180 of gestation in baboons untreated (n = 5) or treated with letrozole (n = 5).

Discussion

The results of the current study show that although offspring deprived of estrogen in utero exhibit insulin resistance [6,7], the basal and glucose-induced decline in serum levels of FFA in these animals were comparable to values in offspring exposed to the normal increase in estrogen with advancing gestation. Multiple studies show that the steady decline in serum FFA levels after an iv injection of glucose reflects the normal response of adipose to increased levels of insulin [20,21] which induces adipose lipoprotein lipase enzyme activity and thus a reduction in formation and release of FFA into blood [19]. Therefore, we suggest that offspring of letrozole-treated baboons do not exhibit adipose resistance to insulin. In support of this suggestion, serum levels of adiponectin and leptin in 6-8 year old offspring as well as fetuses near term were similar in baboons untreated or treated in utero with letrozole. Adiponectin promotes adipose function and protects adipose from factors (e.g. inflammation) that can impair adipose responsivity to insulin [22]. Thus, adipose insulin resistance is typically associated with and consequent to a decrease in the serum levels of adiponectin [21,22]. Leptin, also produced by adipose conveys information to the brain regarding the size of energy stores e.g. adipose, and can modulate neural centers that regulate intake of substrate and expenditure of energy [23,27]. Accordingly, adipose expression and serum levels of leptin increase exponentially with increasing fat mass and are increased in obese individuals [23,28,29]. Thus, the similar low levels of leptin in untreated and estrogen-deprived baboon offspring of the current study presumably reflects the comparable body weights in these non-obese animals fed a relatively low fat diet. In addition, we have previously shown that serum levels of a panel of inflammatory cytokines, which are often produced in excess by adipose in obese individuals, were also similar in offspring untreated or treated in utero with letrozole [6,7]. Collectively, these findings are highly supportive of our suggestion that estrogen-deprived offspring do not exhibit adipose resistance to insulin at this point in their development.

The current study also showed that fasting levels of glucose measured at the time of glucose tolerance testing and at other times during development in 6-8 year old offspring and hepatic glycogen levels in fetuses were similar in baboons untreated or treated with letrozole. An increased fasting level of blood glucose is typically observed in glucose intolerant individuals due to impaired insulin action in liver and which results in decreased glycogen synthesis and increased hepatic secretion of glucose in part due to increased activity of glucose-6-phosphatase [13, 21]. Moreover, several measures of liver function including hepatic enzymes as well as serum triglycerides and cholesterol were also comparable in offspring untreated or deprived of estrogen in utero. Therefore, it appears that hepatic metabolic function of offspring born to estrogen-suppressed baboons is normal and that the liver is not insulin resistant, although additional studies e.g. hyperinsulinemic-euglycemic clamp [30, 31], are required to establish the latter.

We propose, based on our previous findings [6, 7] and the results of the current study, that the insulin resistance elicited in offspring of baboons deprived of estrogen in utero primarily reflects a decline in insulin-stimulated glucose clearance by skeletal muscle. The latter is consistent with previous suggestions of others that insulin resistance reflects a decline in insulin-stimulated glucose clearance by skeletal muscle, simply because skeletal muscle, accounts for over 80% of total glucose disposal in response to insulin [13]. Moreover, since the basal and insulin-stimulated FFA levels were comparable in offspring of estrogen replete and estrogen suppressed baboons the proposed insulin resistance in skeletal muscle of offspring from estrogen-suppressed baboons is not due to elevated levels of FFA which promote FFA oxidation and decrease glucose oxidation in muscle leading to reduced glucose uptake and decreased insulin sensitivity in skeletal muscle [19]. Thus, these findings support our original suggestion that estrogen in utero programs factors in fetal skeletal muscle that promote insulin sensitivity in offspring [6].

Although offspring of letrozole-treated baboons do not exhibit adipose or hepatic insulin resistance, they have developed a deficit in first-phase pancreatic insulin release [7]. The latter coupled with skeletal muscle insulin resistance is often a prelude to development of type 2 diabetes, which would ostensibly ultimately include insulin dysfunction in adipose and liver [1-3]. It is important to point out that baboon offspring in our primate colonies are fed a diet rich in protein and low in fat and monosaccharides and are not obese. Thus, it is possible that if the letrozole-treated offspring were fed a high fat diet with/without high monosaccharides to mimic what is typically known as the “Western” diet to induce obesity the latter coupled with existing insulin resistance and first-phase pancreatic dysfunction, would likely rapidly progress to type 2 diabetes. Although the latter remains to be determined, it has been shown that otherwise normal baboons fed a high fat diet enriched with monosaccharides for 8 weeks developed aspects of cardiometabolic syndrome including adiposity, decreased adiponectin and insulin resistance [32].

It is well established that in pregnancies complicated by IUGR associated with hypoxia or poor fetal growth elicited by preterm birth in humans [33-35] and nonhuman primates [36-38] or by experimental manipulation of uteroplacental blood flow [39] or maternal nutrient restriction [40, 41], offspring are at high risk for development of insulin resistance which often progresses to type 2 diabetes [42-45]. However, as previously shown [6, 7], placental and fetal weights, maternal glucose tolerance/insulin action and uterine artery and umbilical blood flow [46] were not decreased in our letrozole-treated/estrogen-deprived baboons. Moreover, as shown in the current study, fetal perirenal and mesentery adipose and fetal liver of letrozole-treated animals did not exhibit oxidative/nitrosylated stress. Therefore, the action of estrogen in utero in programming fetal skeletal muscle insulin sensitivity/glucose homeostasis in adulthood appears to be specific and does not reflect alterations in maternal physiology as we have previously suggested [6]. This is in contrast to the effects of excess androgen administration to monkeys which induces insulin resistance in offspring, but also alterations in maternal parameters most notably increased maternal weight gain and glucose intolerance [47].

In summary, the results of the current study show that in baboon offspring deprived of estrogen in utero, fasting levels of adiponectin, leptin and glucose and basal serum levels of and the glucose-induced decline in serum FFA levels were similar to respective values in offspring exposed to the normal increase in estrogen with advancing gestation. Moreover, fetal serum umbilical artery levels of adiponectin and leptin were similar and expression of nitrotyrosine protein negligible in fetal liver and adipose in untreated and letrozole-treated fetuses. Therefore, we suggest that offspring of letrozole-treated baboons do not exhibit hepatic or adipose resistance to insulin and that the insulin resistance and the development of a deficit in first-phase pancreatic insulin release in these estrogen-deprived offspring primarily reflects a decline in insulin-stimulated glucose clearance by skeletal muscle. Collectively, these findings support our original suggestion that estrogen in utero programs factors in fetal skeletal muscle that promote insulin sensitivity in offspring [6].

Acknowledgments: This research was supported by National Institutes of Health Research Grant R01 DK 93950. The secretarial assistance of Ms. Sandra Huband with preparation of the figures and computer word processing of the manuscript and the assistance of Ms. Marcia Burch and Mr. Jeff Babischkin with the Western blots are sincerely appreciated. We thank Novartis Pharma (Basel, Switzerland) for generously providing the aromatase inhibitor letrozole to conduct this study.

Disclosure: The authors have nothing to disclose.

Conflict of interest: The authors declare that they have no conflict of interest.

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Management of Major Neurocognitive Disorders in African-Americans

DOI: 10.31038/ASMHS.2017113

Abstract

This paper is a retrospective chart review study of African-American patients 55 years and older that were referred for psychiatric consultation after admission to a medical/surgical unit with integral psychiatric support at Jackson Park Hospital serving predominately African-Americans on Chicago’s Southside. Thirty-two percent (39/121) were found to have Computerized Tomography scan brain pathology (cerebral atrophy, cerebral ischemia, or cerebral infarction). Based on clinical judgment, these patients and others who had clinical findings necessitating a diagnosis of Major Neurocognitive Disorder, with and without Computerized Tomography scan brain pathology, were given Selective Serotonin Reuptake Inhibitors (chiefly Escitalopram starting at 5 mg every morning and increasing the dose until the patient responded rarely over 10 mg). Of these 39, 29 were more agreeable and had brighter affects, although the Sensorium and Cognition of their mental status examinations did not change, four showed absolutely no change, and six were lost to follow up, but who were well enough to be psychiatrically cleared for discharge.

Key Word

African-American, Neurocognitive disorders, Computerized tomography, Escitalopram, Point-prevalence, Major Depressive Disorder (MDD)

Introduction

The rates of Major Neurocognitive Disorder (MNCD) (specifically Alzheimer’s disease – AD) in African-Americans are reported to be twice as high as the rates in European-Americans. [1] The reasons for this health disparity are unknown, but that lack of understanding does not stop the influx of such patients to inpatient consultation and liaison services in general hospitals. Such patients are often referred for psychiatric evaluations from nursing homes because of aggressive behavior and a lack of cooperativeness. Unfortunately, the literature regarding African-American health and wellness is sparse and it is up to clinical research to fill this void until research that is more academic is available. [2] Further, clinical research often leads to the most pragmatic academic research. [3]

This brief report focuses on the prevalence and features of Neurocognitive Disorders in African-Americans admitted to Jackson Park Hospital – a hospital on Chicago’s Southside serving a predominately low-income African-Population. Previous research on this patient population revealed 98% of the patients Jackson Park Hospital services resided in one of the three zip codes (60617, 60619, and 60649) on Chicago’s South Side (Avalon Park, Burnside, Chatham, Greater Grand Crossing, and South Shore communities). [4] About 143,000 people live in these communities, and their median household income is $33,809. The patients sampled were hospitalized between May 1, 2017 to August 31, 2017.

Method

We sampled all patients admitted to Jackson Park Hospital’s Medical/Surgical – Psychiatric Inpatient unit from May 1 to August 31, 2017 who where 55 and up, and who were asked to have psychiatric consultations by the medical/surgical staff. The fore mentioned patients’ medical records were reviewed retrospectively, carefully examined and it was checked if a Head Computed Tomography (CT) scan without contrast was performed, as well as if Escitalopram or another Selective Serotonin Reuptake Inhibitor (SSRI) was utilized as part of the patient’s medical treatment plan. From there, the patient’s medical notes were further explored; the Head CT scans were viewed and examined in order to determine if the image demonstrated any pathology, such as cerebral atrophy, infarction and/or ischemia. Other factors were considered: 1) anti-psychotic use 2) employment of different selective serotonin reuptake inhibitors 3) if the patient was admitted from a nursing home and 4) if the patient was previously admitted to Jackson Park Hospital. The first author then conducted psychiatric evaluations for patients seeking services at the inpatient unit. The patients were admitted due to many different complaints, from aggressive behavior/altered mental status to unspecified “Dementia” (replaced in DSM-5 by Major Neurocognitive Disorder). Based on past clinical experience patients who were suspected of having central nervous system damage were given Escitalopram 5 – 10 mg, as it was the author’s clinical experience that patients with suspected central nervous system damage did well on this particular selective serotonin reuptake inhibitor. [5] Jackson Park Hospital’s Institution Review board approved the project as the data was archival and all patient identifiers were stripped from their files.

Results

Of 147 patient’s (55 years or older) records were reviewed but 26 subjects were lost to follow up leaving a total population of 121 patients over 55. Of these, 50 had clinical indications to get CT scans without contrast and they were given Escitalopram starting out at 5 mg and given up to 10 mg depending on their over-all health. [5] Based on clinical judgment, 39 of the 121 patients (32.2%) were given Escitalopram, usually starting out with 5 mg every morning, and these patients showed CT pathology (cerebral atrophy, cerebral ischemia, or cerebral infarction). Of these 39, 29 were more agreeable and had brighter affect, although the Sensorium and Cognition of their mental status examinations did not change, four showed absolutely no change, and six were lost to follow up, but who were well enough to be psychiatrically cleared for discharge. Seven patients were ordered to have a CT scan but the CT scans were not available for review; of these, four improved in being agreeable and their affect was noticeably brighter, but not in mental status Sensorium or Cognition; and three stayed the same. Fourteen patients showed CT pathology but were not given SSRIs. There were eleven patients who did not get CT scans, but who were given Escitalopram. Ten patients demonstrated improvement with Escitalopram similar to the patients described above, while one patient was lost due to discharge by the weekend psychiatric coverage. Additionally, five patients were given Escitalopram but were lost to follow up as they were discharged. Seven other patients were administered other selective serotonin reuptake inhibitors, and two patients showed improvement with Sertraline and Fluoxetine; while the other five were lost due to being discharged or no follow-up was deemed warranted (Table 1).

Table 1.

Initials Year of Birth CT (Y/N, If Y=(NL), (NA), (A), (IS), (IN) Lexap (Y/N, If Y = progress – other SSRI) Diagnosis Antipsychotic Use D/C NH (Y/N) Previous Admit Race
A.A. 1959 Yes = A, IS Yes (Other Psychiatrist cleared the patient) Psychosis NOS No Yes No Black
A.K. 1938 Yes = NA Yes(same) MNCD D/C risperidone Yes Yes Black
A.N. 1961 Yes = A, IS NO NOTE AVAILABLE Black
A.S. 1959 Yes = NL NO MDD Yes (ziprasidone, risperidone) No No Black
B.A. 1961 Yes = NL No Psychosis NOS ziprasidone by resident Yes No White
B.A. 1959 No No EtOH No No No Black
B.A. 1961 Yes = A, IS No Depression NOS No No No Black
B.B. 1944 Yes = A, IS Yes (Improved on previous admission) MNCD No Yes Yes Latino
B.B. 1949 Yes = A No Psychosis NOS Yes (Haloperidol) No Yes Black
B.B. 1957 Yes = NL No Deferred (then other Psychiatrist) Yes (Haloperidol) No No Black
B.B. 1955 Yes = A, IS Yes (Better) MNCD No No No Black
B.C. 1960 No No Paranoid Schizophrenia (not enough history Yes ( Loxapine0 No No White
B.D. 1959 Yes = NL No PTSD (by history) No No No Black
B.J. 1940 No No Schizoaffective Yes (risperidone) Yes No Black
B.J. 1962 No No EtOH No No No Black
B.L. 1946 Yes = NL No No Psychiatric Diagnosis No No No Black
B.R. 1956 No No Intellectual Disability No Yes No Black
B.R. 1932 Yes = A No MNCD (Other Psychiatrist) Yes (Quetiapine) Yes No White
B.T. 1940 Yes = A, IS No Metastatic HPC No No No Black
B.W. 1951 Yes = A, IS Yes (fine, no longer agitated) MNCD Lurasidone by attending physician Yes No White
B.W. 1940 No Yes (calm) Psychosis NOS No Yes Yes White
C.L. 1951 Yes = A Yes (calmer, less confused) MNCD Quetiapine was discontinued Yes No Black
C.L. 1951 Yes = NA Yes (lowered, still lethargic) MNCD No Yes No Black
C.M. 1958 No No Depression NOS Yes (risperidone) No No Black
C.P. 1955 No No (was given Paroxetine by other Psychiatrist) Major Depression by other Psychiatrist No No No Black
C.R. 1961 No Yes (by other Psychiatrist) Major Depression by other Psychiatrist No No No Black
C.S. 1954 Yes = NL No Adjustment No No Yes Black
C.W. 1939 Yes = NA Yes (well) Adjustment No Yes No Black
D.B. 1932 Yes=A, IS Yes (“brighter”, brighter, more energy) MNCD No Yes Yes Black
D.B. 1958 Yes = NL No Intellectual Disability Yes (Chloropromazine, risperidone) Yes No Black
D.G. 1951 Yes = IS, Volume Loss Yes (better, brighter) TBI No Yes Yes Black
D.J. was F.K. 1954 No Yes ( better) MNCD No No No Black
D.L. DECEASED
D.M. 1952  Yes = A, IS Yes (not talking) MNCD Haloperidol by Resident No No Black
D.P. 1961 No No Substance Abuse No No Yes Black
D.S. 1935 Yes = NL No Mood Disorder NOS Yes (Quetiapine) Yes No Black
D.W. 1934 Yes = A, IS Yes (Awake, better) MNCD D/C risperidone Yes Yes Black
E.A. 1936 Yes = A, IS Yes (“pretty good”) MNCD No No No Black
E.D. 1951 No No Acute Psychosis Quetiapine, ziprasidone (changed all to HS and D/C Benztropine) No No Black
E.E. 1956 Yes = A, IS Yes (little clamer) MNCD Clozapine (given by resident) Yes No White
E.G. 1959 Yes = NL No Intellectual Disability Quetiapine (given by resident) No No Black
E.J. 1935 Yes = A, IS Yes (Discharged) MNCD No Yes No Black
F.H. 1943 Yes = NA No Schizophrenia by other Psychiatrist, Psychosis NOS Lower Benztropine, risperidone by resident Yes Yes Black
G.B. 1958 Yes = IS, IN No MDD Loxapine No Yes Black
G.C. 1947 Yes=A, IS Yes (better, hungry) Depression NOS D/C Quetiapine Yes No White
G.D. 1937 Yes = Lacune Rt Basal Ganglia No Anxiety Disorder NOS No No No Black
G.E. 1942 Yes = A Yes (better. “think and realize”) Psychosis NOS No No Yes Black
G.G. 1961 Yes = NL Yes (refused0 Intellectual Disability No Yes No Black
G.J. 1950 Yes = IS No Adjustment No Yes No Black
G.M. 1941 Yes = A, IS Yes (“fine”) MNCD No Yes No Black
G.R. 1957 ? SI, HI; psych consult
G.T. 1953 Yes = NL No EtOH No No Yes Black
G.V. 1939 Yes = A, IS, IN No Psychosis NOS No Yes Yes Black
H.B. 1955 No No Schizophrenia Quetiapine (given by resident) Yes No Black
H.C. 1959 No No Substance Abuse No No No Black
H.D. 1957 No Yes (sleeping well) Anxiety, MDD Quetiapine (given by resident) No No Black
H.E. 1957 No Yes (much more responsive, whole new person) Organic Brain Damage from CVA No No No Black
H.J. 1958 Not available, Patient refused No
H.L. 1952 Yes = IS Yes (calmer) Heroin Abuse No No No Black
H.M. 1954 Yes = IN No EtOH No No No Black
H.P. 1952 Yes = NA Yes (much better) Anxiety Disorder NOS No Yes No Black
H.R. CURRENT
H.T. 1954 Yes = NL No Psychosis NOS Loxapine No No Black
H.W. 1931 Yes = A, IS Yes (more responsive) MNCD Olanzapine (given by resident) Yes Yes Black
J.A. 1944 Yes = A Yes MNCD (Other Psychiatrist) No Yes No Black
J.D. 1940 Yes = A, IS Yes (D/C Benzo, anxiety is gone & she’s happy) MNCD No Yes No Black
J.L. 1956 Yes = NA Yes (continues to refuse to talk) MNCD No Yes Yes Black
J.W. 1957 Yes = NL Yes (oriented and reasonable) TBI risperidone (given by resident) Yes Yes White
K.N. 1956 Yes = Severe Volume Loss, IS No Adjustment No Yes No White
K.W. 1937 Yes = NA Yes (well) Anxiety No No Yes Black
L.B. 1950 Yes = A, IS Yes (“fine”) MNCD No Yes No Black
L.G. 1961 Yes = consistent with MS Yes (same, calmer) Intellectual Disability No Yes No Black
L.L. CURRENT
L.R. 1936 Yes = A Yes (looks better) Psychosis NOS No Yes Yes White
M.A. 1946 Yes = IS No Psychosis NOS Loxapine Yes No Black
M.E. 1960 Yes = NA No Intellectual Disability risperidone by resident Yes No Black
M.F. 1925 Yes = A, IS ?????????
Geriartric Physician
M.H. 1959 Yes = A, IS Yes (better, more alert, not aggressive) MNCD (unknown) risperidone was lowered Yes Yes Black
M.J. 1944 Yes = A Yes (mood is okay) Intellectual Disability No No No Black
M.K. 1945 Yes = NL No (Mirtazapine) Major Depression by other Psychiatrist No No Black
M.L. 1957 No No EtOH No No No Black
M.M. 1961 Yes = NA No (Sertraline) Depression NOS Quetiapine No Yes Black
M.R. 1961 Yes = A No MDD, TBI Quetiapine No Yes White
M.R. 1955 Yes = IS, A Yes (Alert) Organic or MNCD No No No Black
M.R. 1947 Yes = NA No Psychosis NOS Olanzapine by resident Yes Yes Latino
M.S. 1956 Yes = Encaphalomalacia No Intellectual Disability, TBI No No Yes Black
M.V. 1952 No No Psychosis NOS No No No Black
M.W. 1957 Yes = NA No EtOH No No No Black
M.W. 1960 Yes = A, IN Yes (Alert, responsive) Organic Brain Damage No No No Black
N.C. 1962 No No Major Depression by other Psychiatrist No No Black
N.E. 1949 No Yes (better, thinking is much clearer) MNCD No No No Black
N.J. 1939 Yes = A, IS Yes (little better) MNCD Haloperidol by Resident Yes No Black
N.Z. 1954 Yes = A,IS ????? Chief complaint was acute psychosis, an attending physician patient Yes No
O.E. 1949 No No (Paroxetine by resident) TBI No Yes No White
O.F. 1961 No No Psychosis NOS Loxapine, d/c Olanzapine No No Black
O.J. 1961 No No Acute Psychosis Loxapine Yes No White
O.N. 1946 Yes = A, IS Yes (“allright”, better) MNCD No Yes Yes Black
O.V. 1956 Yes = NA Yes (did not get it) Depression NOS Continue Quetiapine No Yes Black
P.D. 1940 Yes = A Yes (no different) MNCD No Yes Yes White
P.H. 1956 Yes = IS No Heroin, MDD No No Yes Black
P.J. 1951 No No (fluoxetine) MDD ziprasidone by resident Yes No White
P.J. 1937 Yes = IN No Psychosis NOS Loxapine Yes No White
P.M. 1938 Yes = A, IS, IN Yes (other Psychiatrist cleared pt, “calm and coherent, no agitation or behavioral problems” MNCD No Yes No Black
P.N. 1948 Yes = IS No Psychosis NOS Loxapine refused Yes No Black
P.R. 1952 Yes = NL Yes (little better, flirts) Psychosis NOS risperidone Yes Yes Black
R.B. 1937 Yes = A, IS Yes (better) MNCD No Yes Yes White
R.B. 1948 No Schizophrenia by other Psychiatrist Quetiapine by resident Yes No Black
R.C. 1948 Yes = Hemorrhage in 2008 No MNCD secondary to CVA (BASED ON PREVIOUS ADMISSION No Yes Yes Black
R.D. 1953 No No EtOH, Paranoid Schizophrenia Quetiapine given by resident No Yes Black
R.F. 1953 Yes = A, IS Yes (no progress note) Organic/TBI D/C Quetiapine Yes Yes P Rican
R.I. 1947 Yes = A, IS, IN Yes (same, then increased to 10mg, then lost) MDD, Rule out MNCD No Yes Yes Black
R.J. 1953 Yes = NA Yes (calmer, not as rambuctious) Intellectual Disabilty, Depression NOS No No Yes Black
R.J. 1955 Yes = A, IS Yes (LOST) MNCD No No Black
R.J. 1930 No Yes (Prior admision was effective) MNCD No Yes No Black
R.S. 1943 Yes = NL in 2011 No Intellectual Disability Quetiapine by attending No No Black
S.E. 1948 Yes = NL No MNCD secondary to CVA No No No Black
S.G. 1958 No No Major Depression by other Psychiatrist No No No Black
S.G. 1961 Yes = NA No Mood Disorder NOS risperidone, Loxapine, Benztropine by resident Yes Yes White
S.M. 1959 Yes = NA No Epilepsy Haloperidol Deconoate No Yes Black
S.R. 1960 No Yes (little better, less voices) Depression NOS Haloperidol by Psychiatrist No No Black
S.R. 1952 Schizoaffectve (by other Psychiatrist)
S.R. 1947 Yes = NL in 2008 No (Sertraline by resident, discharged) Depression NOS Quetiapine by resident No Yes Black
S.S. 1957 Yes = A, IS Yes (“well”, polite but still delusional) Psychosis NOS D/C risperidone, Added Loxapine Yes No Black
S.S. 1949 Yes = A, IS, IN No Adjustment Disorder NOS No Yes No Black
S.T. 1958 No No Adjustment No Yes No White
T.A. 1955 No No EtOH Quetiapine No Yes Black
T.C. 1959 Yes = NL in 2012 No (fluoxetine by resident) Mood Disorder NOS No No No White
T.G. 1955 No Yes (no voices, no aggression) Acute Psychosis Lowered Benztropine, Loxapine Yes No Black
T.J. 1948 Yes = NA No (was stable) Paranoid Schizophrenia No Yes Yes Black
T.P. 1959 Yes = IN No EtOH No No No Black
T.R. 1962 No No Depression NOS risperidone by resident Yes No Black
T.R. 1953 Yes = A, IS Yes (slightly better, more alert) Psychosis NOS No No No White
T.R. 1958 No No Epilepsy Loxapine No No Black
T.R. 1953 Decreased, no psychiaric diagnosis, Guillain Bairre
V.A. 1957 Other Psychiatrist (In April for EtOH) No Yes
W.A. 1958 ? NO NOTE AVAILABLE Consult was ordered, EtOH
W.B. 1958 Yes = A, IS No (fluoxetine, much better) Heroin No No Yes Black
W.C. 1946 No Yes (much less cranky and was pleasant) MNCD No Yes No Black
W.D. 1957 No Intellectual Disability No No No Black
W.K. 1956 Other Psychiatrist
W.L. 1951 ?
W.M. 1928 Yes = A, IS, IN Yes (lethargic) MNCD No Yes No Black
W.P. 1953 No Yes (affect brighter) Psychosis NOS No Yes No Black
W.R. 1962 No Yes (better, clamer) Anxiety No No No Black
W.R. 1948 Yes = A, IS, IN Yes (same) MNCD, EtOH Quetiapine by resident Yes No White
W.T. 1961 Yes = A Yes (better) MNCD Quetiapine by resident Yes Yes White
Total Subjects = 147
Lost Subjects = 26
CT performed and given Escitalopram = 50,
CT path & given Escitalopram = 39; 29 showed improvement
CT path, given Escitalopram & showed no change = 4
CT path, given Escitalopram, but were lost = 6
CT was ordered but not available and given Escitalopram = 7 (4 with improvement, 3 were the same
CT with pathology but were not given Escitalopram or any type of SSRI = 14
Subject did not undergo CT but was given Escitalopram = 10
CT (Y/N, If Y=Normal(NL)
Not Available (NA)
Atrophy (A)
Ischemia (IS)
Infarction (IN)

Discussion

Serious scientific research has failed to show any serious prevention strategies for Alzheimer’s disease. [6] However, as previously mentioned, African-Americans have been reported to have twice the Alzheimer’s disease as European-Americans. [1] Apolipoprotein E is a risk allele for late onset Alzheimer’s disease and compared with Caucasians, the allele frequency is higher among African Americans, and thus thought to be a significant risk factor for the development of Alzheimer’s disease. [7] Unfortunately, as this was a retrospective study, the authors did not have a measure of the APOE genotype of all the study participants. Point prevalence studies on the prevalence of coma in African-American populations reveals high rates of coma in this population. [8] Having a loss of consciousness resulting in a coma from a traumatic brain injury is another risk factor for the development of Alzheimer’s disease that is of interest to researchers, but which has yet to show a conclusive link between the two. [9] Other studies have shown that Alcohol-related Organic Brain Syndromes have been predisposed to misdiagnosis. [10] A review of the literature on coma illustrates this phenomena is frequently found in African-American communities and was hypothesized to contribute to the high rates of violence seen in such communities. [11-13] Another study that is more recent has revealed a high prevalence of Neurobehavioral Disorders associated with Prenatal Alcohol Exposure (ND-PAE) are found in poor African-American communities. [4] Accordingly, nearly 1/3 of this predominately low-income African-American population having a Major Neurocognitive Disorder from cerebral atrophy, cerebral ischemia, or cerebral infarction is not surprising. However, these patients’ extremely positive response to Escitalopram is surprising. Past experience with patients who had Alzheimer’s disease, Cerebrovascular infarcts, or traumatic brain injuries leads one to believe there is not much that can be done for such patients. Escitalopram and other SSRIs do not improve their cognition. They reduce the patient’s anxiety helping them to be less of a management problem for staff, while, at the same time, not leaving the patient lethargic and sleepy. Most times these patients’ affects were noticeably brighter and they were more socially engaged despite not knowing the year or the president.

Much to the author’s astonishment selective serotonin reuptake inhibitors (SSRIs) have been shown to reduce amyloidal deposits in brain, [14] and they do more to help patients with Major Neurocognitive Disorders than the usual donepezil or memantine which are seen as an unnecessary waste. It may well be that SSRI’s are more effective at reducing and preventing amyloid formation in the damaged brain than the medications that have been approved for treating Alzheimer’s disease. As the SSRI’s are being prescribed for the patient’s anxiety, they are not being used off label.

Another interesting long-term prevention strategy involved the use of prenatal choline. There is some indication that giving choline to pregnant women may prevent the development of Alzheimer’s disease as well as other neurodevelopmental disorders. [15, 16] The schizophrenia research group at the University of Denver is recommending prenatal choline to prevent schizophrenia, autism and ADHD. [17, 18] Recently, the American Medical Association’s House of Delegates provided advocacy to included recommended adequate doses of choline during pregnancy. [19] As of yet, there are no solid links between the high rates of ND-PAE and the high rates of Alzheimer’s disease in African-Americans, but by virtue of the reality that adequate doses of prenatal choline are protective against both neuropsychiatric disorders, it would not surprise us.

Conclusions

Elderly African-American patients (55 years and older) referred for psychiatric consultation on a medical/surgical unit with psychiatry as an integral part of the treatment team often have cerebral pathology resulting in a diagnosis of Major Neurocognitive Disorders. In many instances the cerebral pathology can be documented by a CT scan without contrast. Although the congitive and sensorium of such patients is not significantly altered with an SSRI (most notably Escitalopram), there is a vast improvement in these patient’s anxiety resulting in brighter affect and more agreeable behavior.

References

  1. Alzheimer’s Association (2014) African Americans and Alzheimer’s disease: The Silent Epidemic. Chicago: USA.
  2. Mental Health: Culture, Race, and Ethnicity: A Supplement to Mental Health (2001): A Report of the Surgeon General. Rockville, MD: US Department of Health and Human Services, US Public Health Service.
  3. Bell CC (2016) Commentary on the Usefulness of Clinical Research. Abnormal and Behavioural Psychology 2.
  4. Bell CC, Chimata R (2015) Prevalence of Neurodevelopmental Disorders in Low-Income African-Americans at a Family Medicine Clinic on Chicago’s Southside. Psychiatr Serv 66: 539–542. [Crossref]
  5. Bell CC (2015) Managing major neurocognitive disorder in African Americans, Clinical Psychiatry News 43: 16.
  6. Daviglus ML, Bell CC, Berrettini W, Bowen PE, et al. (2010) NIH State-of-the-Science Conference: Preventing Alzheimer’s disease and Cognitive Decline. Ann Intern Med 152: 176–181.
  7. Yu L, Lutz MW, Wilson RS, Burns DK, et al. (2017) APOE e4- TOMM40 ‘523 haplotypes and the risk of Alzheimer’s disease in older Caucasian and African Americans. PLoS ONE 12: e0180356. [Crossref]
  8. Bell CC, Thompson B, Shorter-Gooden K, Shakoor B, Dew D, et al. (1985) Prevalence of coma in black subjects. J Natl Med Assoc 77: 391–395. [Crossref]
  9. Julien J, Joubert S, Ferland MC, Frenette LC, Boudreau-Duhaime MM, et al. (2017) Association of traumatic brain injury and Alzheimer disease onset: A systematic review. Ann Phys Rehabil Med 60: 347–356. [Crossref]
  10. Bell CC (1985) Alcohol-Related Organic Brain Syndromes-Frequently Misdiagnosed as Schizophrenia. Bulletin of the New York State Chapter of the National Black Alcoholism Council, Inc 4: 3–4.
  11. Bell CC (1986) Coma and the etiology of violence, Part 1. J Natl Med Assoc 78: 1167–1176. [Crossref]
  12. Bell CC (1987) Coma and the etiology of violence, Part 2. J Natl Med Assoc 79: 79–85. [Crossref]
  13. Bell CC, Kelly R (1987) Head Injury with Subsequent Intermittent, Non-schizophrenic, Psychotic Symptoms and Violence. J Natl Med Assn 79: 1139–1144. [Crossref]
  14. Sheline YI, West T, Yarasheski K, Swarm R et al. (2014) An Antidepressant Decreases CSF Aß Production in Healthy Individuals and in Transgenic AD Mice. Sci Transl Med 6: 236re4. [Crossref]
  15. Bell CC (2017) Can prenatal choline lead to prevention of Alzheimer’s? Clinical Psychiatry News 45: 10–11.
  16. Strupp BJ, Powers BE, Velazquez R, Ash JA, et al. (2016) Maternal Choline Supplementation: A Potential Prenatal Treatment for Down Syndrome and Alzheimer’s Disease. Curr Alzheimer Res 13: 97–106. [Crossref]
  17. Freedman R1, Ross RG1 (2015) Prenatal choline and the development of schizophrenia. Shanghai Arch Psychiatry 27: 90–102. [Crossref]
  18. Ross RG, Hunter SK, Hoffman MC, McCarthy L, et al. (2016) Perinatal Phosphatidylcholine Supplementation and Early Childhood Behavior Problems: Evidence for CHRNA7 Moderation. Am J Psychiatry 173: 209–516. [Crossref]
  19. Bell CC (2017) AMA’s stance on choline, prenatal vitamins could bring staggering results. Clinical Psychiatry News.

Proposal on Cooperation on 100 Novel Drug Formulas

1. GENEA-Expacotissor-82381: Identification and computer-aided discovery of a Poly-Chemical motif-like Pharmaco-Peptidomimetic 4D-Structure targeted on the Stem Cell Developmental Stage-Specific Manner Cardiac Differentiation and Proliferation Molecular Pathway.

2. GENEA-Exporistemoren-90290: Algebraically discovery of a novel Poly-Peptide targeted highly conserved chemostructure on a Revealing Core Signaling regulatory mechanism for the Cord Blood Stem Cell Survival and SelfRenewal by introducing a new cluster of algorithms into a virtual mass-low screening of chemical libraries with Super-Agonist Stem Cell Expansion Pathways Insights.

3. GENEA-Vadocanciptoril-109100: Development of a Novel Class of Tubulin Inhibitors with Promising Anticancer Activities targeted on VDAC1-based peptides as novel pro-apoptotic agents and potential therapeutics for B-cell chronic lymphocytic leukemia.

4. GENEA-kiniposamoran-384376: Computer-aided Synthesis and Characterization of a Novel Prostate CancerTargeted PI3 Kinase Inhibitor Prodrug using the BiogenetoligandorolTM: A new cluster of algorithms and Metabolite Pathway Identification via Coupling of Global Metabolite Network Structure and Metabolomic Profile.

5. GENEA-Glomeritoron-1045: An in silico high binding free energy affinity value predicted Novel Hyper-MultiTargeted computer-aided Inhibitor against 1045 Glioblastoma conserved motif-like messengerRNA conserved domains using the BiogenetoligandorolTM: A new cluster of algorithms a biochemio-informatic In-silico Drug Discovery Approach.

6. GENEA-Citoferoren-5959: In silico discovery of Small molecule correctors of F508del-CFTR discovered by the BiogenetoligandorolTM: A new cluster of algorithms of structure-based virtual screening molecular tools.

7. GENEA-Potevalimmune-82197: A Rational designed Peptide-based therapeutic vaccine-like pharmacostructure for allergic and autoimmune diseases using the BiogenetoligandorolTM new cluster of algorithms and the PL-PatchSurfer. a novel molecular local surface-based method for exploring protein-ligand interactions.

8. GENEA-ComPuhimirad-72345: In silico discovery and Computer-aided Development of Small-Molecule PUMA Inhibitors for Mitigating Radiation-Induced Cell Death.

9. GENEA-Ebolamimocalor-92990: Rational design of a computer-aided poly-pharmacophore synthetic molecule comprising therapeutic peptide-mimic super-agonistic properties against Ebola virus conserved protein regions using the BiogenetoligandorolTM: A new cluster of algorithms an in silico drug design structure peptidesequence-based combinatorial analysis by a multi-objective cluster of algorithms.

10. GENEA-Ebovapetiagovar-00321: Rational design of a computer-aided poly-pharmacophore synthetic molecule comprising therapeutic peptide-mimic superagonistic properties against to Ebola virus conserved protein regions.

11. GENEA-Plectasefung77: A Rational predicted Plectasin peptide-mimetic pharmacophore comprising antibiotic properties with therapeutic potential from a saprophytic fungus using the BiogenetoligandorolTM: A new cluster of algorithms and a combined MPI-CUDA parallel solution of linear and nonlinear Poisson-Boltzmann equation.

12. GENEA-Pancreovirocan-22234: An in silico rational computer aided discovery of a quantum adenovirus library mirror network displaying random peptidemimic pharmacophore ligands comprising Oncolytic virus therapeutic promising properties for pancreatic cancer using the BiogenetoligandorolTM: A new cluster of algorithms and a polyphony superposition independent methods for ensemble-based drug discovery.

13. GENEA-melohesiporex-89996: Development of a Unique Small Molecule Modulator of CXCR4 tumor-derived heat-shock protein peptide complex-96 (HSPPC-96) using the BiogenetoligandorolTM: A new cluster of algorithms for Hits ranking functional coevolution network of oncogenic mutations in the CDKN2A–CDK6 complex of High-Throughput Screen Identification of the Hydrophobic Pocket of Autotaxin/Lysophospholipase D as an Inhibitory Surface Molecular dynamic simulation and statistical coupling analysis.

14. GENEA-carhomosimar8548: An in silico Low Mass-Algorithm designed potent Poly-Peptide Chemo-Stimulator for the Chondrogenic Activation of Mesenchymal Stem Cell related messenger-RNA over-expressed transcripts using the BiogenetoligandorolTM: A new cluster of algorithms and a Fragment-Based Optimization Analysis of novel RARα and RARβ chemo- superantagonist.

15. GENEA-TovemoSteXamir-5443: In silico designed of Chemical Compounds for Modulating Lineage-Specific Stem Cells and Progenitors.

17. GENEA-Nafiκetuβamur-4098: In silico discovery of novel mechanistic chemo-hyperstructures as a novel drug discovery strategy for the computer aided generation of an enantiomeric antitumor agent targeting dual p53 and NF-κB pathways for the activation of the p53 tumor suppressor pathway by an engineered cyclotide-mimic pharmacophore.

18. GENEA-Cardimocytepor-38234: Discovering novel small peptide-mimetic molecules that promote cardiomyocyte generation by modulating Wnt signaling using the BiogenetoligandorolTM new cluster of algorithms fo the Identification of Chemicals Inducing Cardiomyocyte Proliferation in Developmental Stage-Specific Manner with Pluripotent Stem Cells.

19. GENEA-Nocologenar-3787: Lead identification and computer-aided molecular optimization of novel collagenase inhibitors using the BiogenetoligandorolTM: A new cluster of algorithms and an integrated pharmacophore and structure based studies.

20. GENEA-Hivocyclepir-4536: An In silico Energy potency optimization for the in silico discovery of a poly-target antagonists to HIV-II viral replication cycle associated enzymes using the BiogenetoligandorolTM new cluster of algorithms and a Pocket-Based Drug Design Methodology.

21. GENEA-Litumotranspovax-23112: In silico discovery of Differential inhibitors of LINE1 and LINE2 retrotransposition AID/APOBEC proteins motif derived binding domains.

22. GENEA-Neuroconsetran-35434: An in silico Entropically discovery of a Super-Agonistic activator targeted on Human NeuroPoietic Cell Progenitors motif-peptide related transcripts for the generation of highly Conserved Poly-Peptidomimic Pharmacophores associated to Neural Pathways for Neurodegenerative Disease Modeling utilizing the BiogenetoligandorolTM: A new cluster of algorithms and an advanced Fragment-based Multi-Dimensional Chenico-Informatic approach.

23. GENEA-Glurometabol-32111: Computer-aided molecular discovery and Identification of Metabotropic Glutamate Receptor Subtype 5 Potentiators Using the BiogenetoligandorolTM new cluster of algorithms and Virtual High-Throughput Screening advanced techniques.

24. GENEA-Hicoprotevir-CV922: In Silico Identification and Evaluation of Leads for the Simultaneous Inhibition of Protease and Helicase Activities of HCV NS3/4A Protease Using the BiogenetoligandorolTM new cluster of algorithms and Complex Based Pharmacophore Mapping and Virtual Screening Strategies.

25. GENEA-Malatrohir-66l33: In silico prediction of antimalarial drug target candidates using the BiogenetoligandorolTM new cluster of algorithms and Rational Prediction Techniques of Molecular Dynamics for Hit Identification

26. GENEA-Glydubexifer-74355: In silico Design of Novel Dual Agonists for Treating Type-2 Diabetes by Targeting Peroxisome Proliferator-Activated Receptors using the BiogenetoligandorolTM new cluster of algorithms and a motif-like binding pocket Core Hopping Approach.

27. GENEA-Hivochemoder-88966: Molecular Modeling and in silico prediction of novel chemocompounds targeted on the Allosteric Inhibition Mechanism of HIV-1 Integrase motif like tetrapeptides by LEDGF/p75 Binding Site Inhibitors using the the BiogenetoligandorolTM new cluster of algorithms.

28. GENEA-Adegolunger-83277: An in silico energy optimization approach for the in silico molecular dynamics hit identification, drug discovery and for the Expression-Based In Silico Screening of Candidate Therapeutic Compounds for Lung Adenocarcinoma using the BiogenetoligandorolTM new cluster of algorithms for the a Rational Prediction of novel hyper-structures.

29. GENEA-Chondrecator-99788: An in silico Mass-Algorithm designed of a potent Poly Peptide Chemo Stimulator for the Chondrogenic Activation of Mesenchymal Stem Cell related messenger-RNA over-expressed transcripts using the BiogenetoligandorolTM new cluster of algorithms and a Fragment-Based Optimization analysis of novel RARα and RARβ chemo- superantagonist.

30. GENEA-Ebocompusuvir-9234451: Rational discovery of a computer-aided poly-pharmacophore synthetic molecule comprising therapeutic peptido-mimic super-agonistic properties against Ebola virus conserved fusion protein regions.

31. GENEA-Hivogepavir-12079: Design of pharmaco-scaffold peptide mimetics of HIV-1 gp120 for prevention and therapy of HIV disease using the BiogenetoligandorolTM: A method for inferring novel drug indications with application to personalized medicine.

32. GENEA-Napindicorid-8889: In silico supercomputer-aided predicted of Novel Peptides simulated hyperchemostructures of Therapeutic Promise from Indian Conidae.

33. GENEA-Asipohator-11865: Rational Discovery of adjuvant-induced arthritis by nasal administration of novel synthetic inhibitor peptide-mimetic from heat shock protein 65 using the BiogenetoligandorolTM new cluster of algorithms and an integrated Fpocket open source platform for ligand pocket detection approach.

34. GENEA-Pirehuntimur-2190: In silico discovery of a P42 peptide mimetic poly-pharmacophore as a new weapon to fight Huntington’s disease using the BiogenetoligandorolTM new cluster of algorithms and a Multi-scale Gaussian representation and outlinelearning based cell image segmentation approach.

35. GENEA-Hivogetogarival-22876: In silico discovery of an HIV Type 1 Gag suppressor as a Target for Antiviral Therapy using the BiogenetoligandorolTM new cluster of algorithms for the prediction of a large-scale disease-disease risk relationship knowledge base constructed from biomedical texts.

36. GENEA-Copadimiperogan-3367: Discover of a potent Anticancer activator consisting of CopA3 dimer peptide mimetic pharmacophoric agents targeted in human gastric cancer conserved mRNAS.

37. GENEA-Carbohypeptotum-9899: Computer-aided discovery of Carbohydrate-mimetic peptide polypharmacophore for pan anti-tumor responses.

38. GENEA-Lysolitum-88776: Identification and discovery of a novel lytic peptide mimetic chemical pharmacophore for the treatment of solid tumors.

39. GENEA-ovapetracan-9796: Identification and computer-aided discovery of a novel targeting peptide chemical pharmacophore for human ovarian cancer highly expressed mRNAs from ‘‘one-bead one-compound’’combinatorial libraries.v

40. GENEA-Hitilovusitor-6767: Discovery and in silico Development of Synthetic Peptide mimetic multi-targeted pharmacophore as a novel Potential HTLV-1 Fusion Inhibitor Therapeutics.

41. GENEA-Histochemospanord-7676: In silico discovery of a novel multi-chemostructure superagonist mimetic to the Blood CD34 + Hematopoietic Stem Cells/Hematopoietic Progenitor CellshOX Decoy related Peptide for the Enhancement of the Ex Vivo Expansion of Human Umbilical Cord.

42. GENEA-Insulinopeptir-7556: In silico discovery of an insulin like peptide-mimetic pharmacophore using the BiogenetoligandorolTM: A new cluster of algorithms for the in Silico Target Identification Tool for Predicting Therapeutic Potential of Small Organic Molecules Based on advanced Chemogenomic Databases.

43. GENEA-Supprevegifur-87345: In silico discovery of a Novel peptide mimetic pharmacostructure suppressor VEGFR-3 activity and antagonize VEGFR-3-mediated oncogenic effects.

44. GENEA-Thrombocovinter-12103: In silico prediction and design of a Single Administration of p2TA (AB103), a CD28antagonist Peptide mimetic chemostructure that Prevents Inflammatory and Thrombotic Reactions and Protects againstGastrointestinal Injuries.

45. GENEA-Inhibalotenoric-3838: The Rational Design of Specific Peptide mimetic Pharmacophore Inhibitor againstp38a MAPK at Allosteric-Sites.

46. GENEA-Haspinatoxider-55221: Rational design of a synthetic chemostructure for the enchacement of the Activation Effect of Hainantoxin-I, a Peptide Toxin mimetic cluster of pharmacophores from the Chinese Spider, Ornithoctonus hainana, on Intermediate-Conductance Ca2+-Activated K+ Channels.

47. GENEA-Anticamphir-2288: Discovery and computer-logic design of a Anticancer mechanistic pharmacophore of action motif-mimetic to of two small amphipathic β2,2-amino acid antimicrobial peptides derivatives.

48. GENEA-Electropermean-8833: Electrical potentiation of the membrane permeabilization by new peptidemimetic in silico designed poly-pharmacophores with anticancer properties.

49. GENEA-Hivenocaxecur-432673: Discovery of a Env sequence targeted multi-pharmacophore determinants in CXCR4-using human immunodeficiency virus type-1 subtype C.

50. GENEA-Mucibolvatron-3123: In siliuco discovery of synthetic pharmacophores as chemogenomic peptide mimetic hyperstructures comprising vaccination properties against the WT1-, Proteinase3- and MUC1-derived peptides in combination with MontanideISA51and CpG7909.

51. GENEA-Survitacelum-63254: In silico designed of a pharmacophore Survivin-specific T-cell reactivity targeted and correlates with tumor responseand patient survival mimetic to the peptide vaccination trialin metastatic melanoma.

52. GENEA-Melopeptimor-25532: Randomized Multicenter Trial of the Effects of a Melanoma-Associated Helper Peptide-mimetic pharmacophore on the Immunogenicity of a Multipeptide Melanoma Vaccine.

53. GENEA-Inducankeglir-27922: An In silico designed pharmacophore for the Induction of CD8_ T-Cell Responses Against NovelGlioma–Associated Antigen Peptides and Clinical Activityby Vaccinations With _-Type 1 Polarized Dendritic Cells and Polyinosinic-Polycytidylic Acid Stabilized by Lysine andCarboxymethylcellulose in Patients With Recurrent MalignantGlioma.

54. GENEA-Ebovacerbur-7744: An Algebraically designed Ebolavirus _-Peptide mimetic Immunoadhesins pharmascaffold for the Inhibition of Marburgvirus andEbolavirus Cell Entry_Assessing Drug Target Association.

55. GENEA-Mimopiruval-I6881: An in silico designed pharmacophore for the Fusion-Inhibiting Peptide mimicking properties against Rift Valley FeverVirus for the Inhibition of Multiple, Diverse Viruses.

56. GENEA-Peponcomore-76987: An In silico computer-aided molecular designed (X-315 (Oncopore™) short synthetic anticancer peptide simulated pharmacopoly-agent mimic to a novel immunotherapeutic agent.

57. GENEA-Wesothelolung-7986: In silico designed of a CD4WT1 vaccination PEPTIDE simulated pharmacophore for the INDUCTION OF THE CD4 AND CD8 T CELLIMMUNE RESPONSES IN PATIENTS WITH MESOTHELIOMA ANDNON-SMALL CELL LUNG CANCER.

58. GENEA-Cetolakador-4990: An In silico predicted and computer-aided molecular designed CTLA-4 blockador for the increasement of the antigen-specific CD8+ T-cells to the inprevaccinated patients with melanoma.

59. GENEA-gepivamelor-2017: A computer simulated gp100 Peptide mimic designed pharmacophore as a Vaccine like and Interleukin-2 superagonist in Patients withAdvanced Melanoma.

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61. GENEA-Anticansivast-16886: In silico designed of an Anticancer Peptide SVS-1 multipharmacophore with Efficacy in Preceding Membrane Neutralization using the the BiogenetoligandorolTM new cluster of algorithms.

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Forgotten Volkmann Operation (Modified Radical Mastectomy) and its Value in Modern Combined Treatment of Breast Cancer

DOI: 10.31038/CST.2017263

Abstract

Objective: We have an insufficient scientific data about pre-Halstedian period of breast cancer (BC) history, and about the results of BC treatment. The aim of this article to present authentic scientific data about pre-Halstedian (1867 – 1894) period of BC history, to introduce techniques and results of BC operations.

Materials And Methods: This article based on the original papers of the European, and the American scientists of the end of XIX -beginning of the XX century In 1894, Cheyne, Halsted, and Meyer introduced radical mastectomy for the treatment of BC. Since the end of XIX century and to the second half of the XX century radical mastectomy become the gold standard for treatment of BC. In 1960s, Auchincloss, Madden presented technique of modified radical mastectomy (MRM). In 1972, Madden, introducing MRM wrote: “MRM is not a new technique and it was popular about century or more ago“. In 1875, Volkmann introduced his technique for treating BC; he removed the breast, pectoral fascia, performed axillary nodes dissection.

Results During 25 years, 3–yeasr results of Volkmann operation were significantly improved from 17. 8 %-23 % in 1880/1881 to 35%-45 % in 1891/1900. According to presented data, in pre-Halstedian period, Volkmann operation, become the standard of BC treatment.

Conclusions The period of pre-Halstedian BC history (1867-1894), the results of Volkmann breast operation, the names of prominent European and American surgeons and scientists were forgotten, and our duty to reintroduce it.

Key words

Breast cancer, pre-Halstedian period, Volkmann operation, 3-years results

Introduction

In 1894, Cheyne, Halsted, and Meyer introduced radical mastectomy for the treatment of BC [1, 2, 3]. Since the end of XIX century and to the second half of the XX century radical mastectomy become the gold standard for treatment of BC. In 1960s, Auchincloss, Madden presented technique of MRM (total mastectomy, preservation of the pectoral muscles, axillary dissection) for the treatment of BC [4, 5]. In 1970s, American Cancer Society and NIH Consensus Panel declared : total mastectomy with axillary dissection should be recognized as the current treatment standard [6, 7]. Today MRM is the most commonly performed technique of mastectomy in combined treatment of locally advanced BC. Madden introducing MRM, wrote : MRM is not a new technique and it was popular about century or more ago [5]. The aim of this article is to present authentic scientific data of pre-Halstedian period of BC, to introduce techniques and results of BC operations.

Materials and Methods

This article based on the original papers, and the authentic manuscripts of the European, and the American scientists of the end of XIX beginning of the XX century.

Charles Hewitt Moore (1821–1870)

Moore was a British surgeon, Vice President of the Royal Medical and Surgical Society of London.

In 1867, More [8] presented the paper about local recurrences of BC after inadequate breast operations. In his paper Moore wrote: It is not sufficient to remove the tumour, or any portion only of the breast in which it is situated; mammary Cancer requires the careful extirpation of the entire organ. Diseased axillary glands should be taken away by the same dissection as the breast.

Summary

  1. Moore was one of the first, who stressed the importance of removig of whole breast in all cases of BC
  2. Moore removed the breast and performed axillary dissection in case of diseased lymphnodes

Richard von Volkmann (1830-1889) (Figure 1)

CST2017-232-ValerijusOstapeko_F1

Figure 1. R. Volkmann

Volkmann was the one of the most prominent German surgeons and scientists, Professor of Surgery and head of the Department of Surgery at the University of Halle

A. Original Volkmann breast cancer operation

In 1875, Volkmann introduced new technique for treating breast cancer; he removed the entire breast, liberal piece of skin, pectoral fascia, performed axillary nodes dissection in cases of their enlargement. I make it a rule never to do a partial amputation for cancer of the breast, but remove entire breast, even for a smallest tumors, and at the same time I take away a liberal piece of skin. The skin- defect is, of course, very great when operates in this manner, and the wound, requires a long time for healing; the fascia of the muscle is, accordingly, entirely removed. Volkmann stressed the scientific background of operation: I was led to adopt this procedure because on microscopical examination I repeatedly found when I had not expected it that the fascia was already carcinomatous, whereas the muscle was certainly not involved. It seems to me, therefore, that the fascia serves for a time as a barrier, and is able to bring to a halt the spreading growth of the carcinoma [2, 9]. In his book Beck wrote: Since Volkmann found, on microscopic examination, that even in small and superficially located carcinomatous growths of the mammary gland, the fascia was generally involved, he was naturally led to the conclusion that removal of the tumor alone was an insufficient procedure. [10] According to Halsted and Rodman Volkmann probably was the first to remove the pectoralis muscles-major, in a series of thirty-eight cases, minor in a much smaller number [2, 11]. In 1883, during the 12th Congress of the German Surgical Society, Gussenbauer, Langenbeck and Winiwater, discussing Küster’s presentation, stated: a routine axillary dissection should be done in all patients regardless of the presence or absence of palpable nodes. [4] (Figure 2).

CST2017-232-ValerijusOstapeko_F2

Figure 2. Mastectomy by Gross Tumors of the breast.
Rights: Public Domain, Google-digitized.

Volkmann operation with routine axillary dissection

Since 1883, Volkmann operation with routine axillary dissection becomes the classic operation for treatment of BC. According to our classification of mastectomy, the original Volkmann operation was simple or total mastectomy, in case of axillary dissection – MRM.

 In 1894, Halsted wrote: So convinced was Volkmann of the accuracy of his observations and of the truth of his theory that he prescribed a method of operating, which he followed until his death, and which has been adopted by almost every good surgeon up to the present time; his (Volkmann) operation is a classical one [2]. According to Volkmann, “radical cure” was applied to cases that have remained alive and free from recurrence for at least three years after operation [12].

Summary

  1. In 1875, original Volkmann operation (removal of the breast, pectoral fascia, axillary nodes dissection in cases of their enlargement) was inroduced.
  2. Since 1883, Volkmann operation with routine axillary dissection become the standard of BC treatment in Germany.

Samuel Weissel Gross (1837-1889)

Gross was a prominent American scientist and surgeon, a President of the Pathological Society of Philadelphia, Vice-President of the Philadelphia Academy of Surgery

In 1880, in his book Gross described new technique of operation: …Within the past seven months , however, I have adopted the principles which I have just enunciated, that is to say, I removed the mamma and its coverings bodily, dissected off the pectoral fascia, and cleaned out the axilla in five cases, and all recovered [13]. In 1888, Gross wrote: The rule to remove the axillary contents in every case should be absolute. I have obtained 21. 05 %, of cures [14].

In his book Rodman stressed: It should not be forgotten, however, that Gross advised and practised removing the pectoral fascia in 1879, and that Volkmann had done so in 1875 [15].

Summary

  1. In 1879, Gross introduced new technique for treatment BC in the USA.
  2. Gross removed the breast, dissected the pectoral fascia, performed routine dissection of the axilla. It was a Volkmann operation with routine axillary dissection.

Sir William Mitchell Banks (1842–1904)

Banks (1842–1904) was a Scottish surgeon and scientist, Professor of Anatomy Liverpool University, and Vice-Presidents of section of surgery British Medical Association

In 1882, Banks wrote: About three years ago (1879), I came to the conclusion, that, in every case where the breast is removed, the axilla should be cleared [16]. Butlin emphasized the main propositions of Banks’s techniques: “In every case of BC the operation should comprise removal of the whole mamma, of the skin covering it, and of the fascia over the pectoral muscle. The axilla should be opened and the contents cleared out, whether enlargement of the glands can be detected or not [17]. In 1900, Banks described the main points of the complete operation technique, presented results of treatment, published the intraoperative images made by his house-surgeon Dr. Arkle: Now, the first four series comprise 175 patients and of these 108 have remained free from local recurrence. Of the 108 there have lived 73 over three years (three-year survival – 67. 6 %) [18, 19]. (Figure 3).

CST2017-232-ValerijusOstapeko_F3

Figure 3. W Banks in public domain

Summary

  1. In 1879, Banks introduced new operation for treatment breast cancer in the UK
  2. Banks removed the breast, dissected the pectoral fascia, performed routine dissection of the axilla. It was Volkmann operation with routine axillary dissection

Frederic Shepard Dennis (1850-1934)

Surgeon, Professor of Principles and Practice of Surgery, Bellevue Hospital Medical College, President of the American Surgical Association

In 1891, Dennis described the main steps of his technique: I am removing in every case, the entire breast with pectoral fascia and the lymphatic glands [20].

In 1896, Dennis published a summary of all BC cases operated no later than 1891: Of the 74 cases of pure carcinoma of the breast, the subsequent history of 41 is known, and 3 of these have not yet reached the three years’ limit of time. In these 38 cases there are 17 cases in which a permanent recovery has taken place, allowing the three years’ standard of time to have been reached. This gives 45%, of permanent cures…and a little over 5 per cent of local recurrences. Since the publication of the last statistics in 1891; he has had 15 cases of pure carcinoma of the breast, with no mortality from the operation itself. There are, therefore, 12 cases in which the full subsequent histories are known; two of them suffered from a recurrence of the disease and the remaining 10 have passed the three years’ limit of time. This gives 83 %, of permanent cures in cancer of the breast in the last 15 consecutive cases [21] (Figure 4).

CST2017-232-ValerijusOstapeko_F4

Figure 4. Removed breast [18]

Summary

  1. Dennis removed the entire breast with pectoral fascia and the lymphatic glands. It was Volkmann operation with routine dissection of axillae

Meeting of the American Surgical Association (ASA) in 1891

In 1891, during the meetings of the ASA well known European, Canadian and American surgeons took part in the discussion on recurrence of BC. Dennis presented a key lecture, in which he said: 75 % of recurrences is high, but it represents approximately the general average, if all the cases are taken into consideration. These figures include cases where incomplete operations performed, that is to say, where the axilla was not open. I am a strong advocate of always removing in every case, to which there is no exception, the entire breast, with the pectoral fascia and the lymphatic glands, as the minimum operation in the most insignificant scirrhus…Dr. Halsted has beautifully demonstrated that the pectoral fascia is involved in many cases of carcinoma of the breast, although to the naked eye, or to the sense of touch, this infiltration may not be apparent… In order to secure immunity from the disease in every case, it is necessary to adopt a radical operation as routine treatment in all cases… Chiene takes a flap from the arm to cover the wound. Stiles, assistant to the Professor of Surgery Chiene suggested a new and reliable method of testing the radical character of an operation by acidum nitrictim, for about ten minutes… The recurrence of carcinoma of the breast influenced by the histological type of the carcinoma itself… A study of the cases of recurrence of carcinoma of the breast shows it to occur „under or close to the scar. Von Winiwarter has also demonstrated that in Billroth’s cases the recurrences originated in the scar tissues. . [20] (Figure 5).

CST2017-232-ValerijusOstapeko_F5

Figure 5. Dissected axillae [19].

Summary

  1. In 1891, during ASA meeting participants stressed the necessity of the removing of whole breast, pectoral fascia, and of regular cleaning of axillae. It was Volkmann operation with routine dissection of axillae

In the end, we would like to present the original scan from the article, published by Dowd (President of the New York Surgical Society) in 1894. In article the authentic name of Volkmann’s operation, is presented. [22]

CST2017-232-ValerijusOstapeko_F6

Results

The initial (1880-1881) 3-years results of Volkmann operation without routine dissection of axillae operation were not impressive: Volkmann (1880) -17. 8%, Kuster (1881)-21. 5%, Konig (1881)-22. 5 % [12, 23]. In 1883-1894, after introducing Volkmann operation with regular cleaning of axillae, 3-years results were significantly improved: Dennis – 45. 0 % (1891), May – 35. 0 % (1893), Dennis-77. 0 % (1895), average of Rotter, Helferich, Cheyney – 42. 5 % (1896), Banks – 67. 59 % (1900) [22, 23].

Retrospectively, the latest results of Volkmann’s operations with regular dissection of axilla were similar with the results of radical Halsted mastectomy.

The pre-Halstedian period of BC history was chracrerized by significantly high scientific level. The results of BC treatment, techniques of operations, the causes of recurrencies, recommendation on early detection were published, analyzed and discussed; new technique of mastectomies were introduced; prominent European surgeons and scientists presented their innovations in the meetings of ASA. In 1965, Madden presented modified radical mastectomy with removing breast, pectoral fascia, dissection of axillae and preserving pectoral muscle and reintroduced Volkmann’s operation. Even today, 142 years after it introduction, MRM – Volkmann’s operation is a standard of breast cancer management.

Conclusions

The period of pre- Halstedian BC history, Volkmann breast operation, the names of prominent European and American surgeons were forgotten, and our duty to reintroduce it.

Funding: All of authors have no conflicts of interest to disclose.

Competing interests: The authors declare that they have no competing interests.

Authors’ contribution VO is the main author: AO- contributed to the review of manuscript. EO-carried out the literature search. All authors read and approved the final manuscript.

Highlights

  1. The pre-Halstedian period of Breast cancer history was chracrerized by significantly high scientific level
  2. The Volkmann’s operations with regular dissection of axilla was the gold standard of breast cancer treatment
  3. This period of breast cancer history, Volkmann breast operation, the names of prominent European and American surgeons were forgotten.

References

  1. Cheyne WW (1894) An Address on the Treatment of Cancer of the Breast: Delivered before the Harveian Society of London. Br Med J 1: 289–291. [crossref
  2. Halsted WS (1894) The results of operation for the cure of cancer of the breast performed at the Johns Hopkins Hospital from June 1889 to January 1894. Ann Surg 20: 497–55.
  3. Meyer W (1894) An improved method for the radical operation for carcinoma of the breast. Med Rec NY 46: 746–49.
  4. Madden JL, Kandalaft S, Bourque RA (1972) Modified radical mastectomy. Ann Surg 175: 624–634. [crossref
  5. Achincloss H (1963) Significance of location and number of axillary metastases in carcinoma of the breast: a justification for a conservative operation. Ann Surg 158: 37–46.
  6. Policy Statement on Surgical Treatment of Breast Cancer American Cancer Society (1973) CA Cancer J Clin 23: 341–43.
  7. The treatment of primary breast cancer: management of local disease (1979) NIH Consens Statement Online 2: 29–30.
  8.  Moore CH (1867) On the Influence of Inadequate Operations on the Theory of Cancer. Med Chir Trans 50: 245–280. [crossref]
  9. Dennis FS (1896) Diseases of the female breast.In: Dennis FS, Billings JS, editors. System surgery, v. IV, New York and Piladelphia: Lea Brothers 927–928.
  10. Beck C (1907) Diseases of the breast.In: Beck C, editor. Surgical disease of the chest, Philadelphia: P Blakistone’s Son 321.
  11. Rodman WL (1908) Diseases of the breast, with special reference to cancer. Philadelphia: P Blakiston’s Son
  12. Williams WR (1894) Treatment of acinous cancer. In: Williams WR editor. Monograph on diseases of the breast their pathology and treatment with special reference to cancer. London: John Bale and Sons 364.
  13. Gross SW (1888) Tumors of the breast. In: Mann MD editor. A system of gynecology by American authors.v.2, Philadelphia: Lea Brothers 314.
  14. Gross SW (1888) Tumors of the breast. In: Mann MD editor. A system of gynecology by American authors.v.2. Philadelphia: Lea Brothers 311–318.
  15. Rodman WL (1908) Diseases of the breast, with special reference to cancer. Philadelphia: P Blakiston’s Son: 273
  16. Banks WM (1882) On free removal of mammary cancer with extirpation of the axillary glands as a necessary accompaniment. Br Med J 2: 1138–41.
  17. Butlin HT (1887) On the operative surgery of malignant diseases. London J. & A. Churhill 359–388.
  18. Banks W (1900) The Lettsomian Lectures being Practical Observations on Cancer of the Breast: Delivered before the Medical Society of London. Br Med J 1: 817–24.
  19. Banks WM (1902) A Brief history of the operations practiced for cancer of the breast. Br Med J 1: 5–10.
  20. Dennis FS (1891)Recurrence of carcinoma of the breast. Transactions of the American Surgical Association 9: 221 – 29.
  21. Dennis FS (1896) Diseases of the female breast. In: Dennis FS, Billings JS editors. System surgery, v. IV, New York and Piladelphia: Lea Brothers 931–32.
  22.  Dowd CN (1898) III. A Study of Twenty-nine Cases of Cancer of the Breast submitted to Operation. Ann Surg 27: 285–302. [crossref]
  23. May B (1897) The Ingleby Lectures on the Operative Treatment of Cancer of the Breast. Br Med J 149: 1456–58

Lymphoma Involving the Heart and Inferior Vena Cava: Radiological and Pathological Approach

DOI: 10.31038/CST.2017262

Abstract

Primary Cardiac Lymphoma (PCL) is a very rare condition accounts for 2% of all primary cardiac tumours. This is a case report of a 76 year old male patient with shortness of breath, cough and pyrexia of unknown origin for 2 months. In the initial diagnostic workup, echocardiography revealed aortic and mitral regurgitation with no pericardial effusion. With the development of right sided pleural effusion about one month after the initial presentation, ultrasound scan guided pleural fluid aspiration performed. Pleural fluid culture revealed no bacterial growth. Second echocardiography showed no flow in the Superior Vena Cava (SVC) and suspected of a thrombus. Contrast enhanced Computed Tomography scan of the chest demonstrated a mass lesion in the right heart and distal inferior vena cava (IVC). The lesion was compressing the SVC without complete obstruction. The pericardium was intact with no pericardial effusion. No mediastinal lymphadenopathy identified. Initial differential diagnosis was leiomyosarcoma of the distal IVC extending in to the right heart. As there was no pericardial involvement, possibility of lymphoma was made as a remote cause. Subsequently digital subtraction angiography guided biopsy performed from the mass in the distal IVC and right atrium. Diffuse lymphoma was confirmed on histology. As there were no Hodgkin cells in the sample, probable diagnosis of Non-Hodgkin’s lymphoma was made. Subsequently patient died due to cardiovascular compromise before starting specific therapy.

Keywords

Cardiac lymphoma, Inferior vena cava, Radiological imaging, Histological diagnosis

Introduction

Primary Cardiac Lymphoma (PCL) is a very rare condition usually of B-cell non-Hodgkin’s type. They account for 2% of all primary cardiac tumours and 1% of extranodal lymphomas [1, 2]. They are usually diffuse large cell lymphomas manifest as an ill-defined, infiltrative mass [3]. PCL are more commonly seen in immunocompromised states, either iatrogenic including those associated with solid organ or bone marrow transplantation or HIV related and these are usually associated with EBV infection. Lymphomas in immunocompetent individuals are extremely rare [4]. As there are no specific clinical symptoms, the clinical diagnosis of the condition is difficult. Typically when B symptoms develop, (fever, weight loss, fatigue common in lymphoid malignancies), progressive heart failure will ensue in these patients [5]. However advanced cross sectional imaging modalities allowed early and accurate detection of primary cardiac malignancies [6]. The definitive diagnosis of the condition needs histological evaluation of the tumour. One of the accessible diagnostic method is transoesophageal echocargiography-guided transjugular biopsy, which has a relatively low risk of complications [7]. Endomyocardial biopsy via percutaneous cardiac approach is also another approach for histological diagnosis [8].

We present a case of lymphoma arising in the heart with extension in to the superior and inferior vena cava.

Case Report

A 76 year old male was initially investigated for shortness of breath and cough of 2 months duration in a specialized hospital for respiratory disease. On initial presentation the patient was not dyspnoeic but found to have 94% of saturation of oxygen in blood. Bilateral ankle oedema was evident at that time. The blood pressure was normal on admission to the hospital. During hospital stay patient develops mild fever episodes intermittently. Sputum culture and blood culture were negative during the febrile illness. Subsequently patient underwent trans oesophageal echocardiography suspecting infective endocarditis, and it revealed grade ii aortic regurgitation and mitral regurgitation. There was no evidence of pericardial effusion or features of congestive cardiac failure Figure 1.

CST2017-235-Srilanka_f1

Figure 1.

About a month following initial presentation the patient develops right sided pleural effusion and then ultrasound scan guided pleural fluid aspiration was performed. There were 3.8g/dl of protein and 80% of lymphocytes in the pleural fluid. However there was no evidence of bacterial growth or acid fast bacilli in the pleural fluid.

Again patient was send for cardiology opinion and underwent 2 dimensional Echocardiogram which revealed no flow in the Superior Vena Cava (SVC) with suspicion of a thrombus in the SVC extending in to the right ventricle. Right atrium was dilated at that time. Then the patient was transferred to the National Hospital of Sri Lanka (NHSL) for further evaluation and management Figure 2.

CST2017-235-Srilanka_f2

Figure 2.

A contrast enhanced Computed Tomography (CT) scan of the chest performed in the NHSL and detected a contrast enhancing mass lesion with few hypodence areas within the lesion involving the distal inferior vena cava (IVC), right atrium and right ventricle. The lesion was appear to compress the distal SVC without complete obstruction of the lumen. Right main pulmonary artery was pushed superiorly by the mass lesion without significant luminal narrowing. The pericardium was not involved by the lesion and there was no pericardial effusion. There was bilateral pleural effusion on CT scan. There was no significant hilar or mediastinal lymphadenopathy. In conclusion differential diagnosis of leiomyosarcoma of the distal IVC extending in to the right atrium and right ventricle was made. As there was no pericardial effusion or pericardial involvement by the mass lesion, the possibility of lymphoma was made as a remote possibility Figure 3.

CST2017-235-Srilanka_f3
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Figure 3.

Subsequently the patient referred for digital subtraction angiography guided biopsy of the mass lesion in the distal IVC and right atrium. With right femoral vein puncture the venous access gained and IVC catheterization was performed. Five biopsy samples were obtained using 10 F guiding catheter and an Alligator forceps Figure 4.

CST2017-235-Srilanka_f4

Figure 4.

On histological assessment with haematoxylin and eosin staining there were sheets of discohesive medium to large lymphoid cells with enlarged hyper chromatic nuclei and narrow rim of cytoplasm. Mitoses were frequently found. Immunohistochemistry (IHC) with Leukocyte Common Antigen (LCA) revealed strong membranous positivity in all lymphocytes. Diffuse lymphoma was confirmed by histology. As there were no Hodgkin cells in the biopsy, probable diagnosis of Non-Hodgkin type lymphoma was made [Figure 5 & 6].

CST2017-235-Srilanka_f5

Figure 5.

CST2017-235-Srilanka_f6

Figure 6.

Subsequently the patient was transferred to The National Cancer Institute, Sri Lanka for further management. However the patient died from cardiac arrest before starting specific therapy.

Discussion

Primary cardiac lymphoma (PCL) is a very rare condition. On histology they are usually of B-cell non-Hodgkin’s type lymphoma. The most frequent location of PCL is the right atrium, followed by the pericardium. Signs and symptoms are non-specific and depend on the location and extent of the tumour; these include right-sided heart failure, precordial pain, arrhythmias, conduction disorders and cardiac tamponade [7]. In literature there is a case of atypical presentation of ischemic hepatitis in a young adult with PCL, which highlights the wide variety of clinical manifestations of this rare tumour [9].

In our patient the initial presentation was nonspecific and the disease progressed rapidly. Radiological imaging played major role in the identification and sampling of the tumour. The diagnosis of diffuse lymphoma was confirmed by histology with probable diagnosis of Non-Hodgkin lymphoma.

The most effective treatment method for cardiac lymphoma is chemotherapy. Palliative surgery may be necessary to correct haemodynamics when venous blood flow to the lungs is disturbed [10]. Guilherme HO, et al. concluded in their study that cardiac lymphomas had worse survival compared with extra-cardiac lymphomas [11].

Unfortunately this patient died due to cardiovascular compromise before starting chemotherapy or palliative surgery.

Take home message: Primary cardiac lymphoma is a rare entity with nonspecific clinical presentation which may mislead the early diagnosis and prompt treatment. Radiological and histological evaluation plays major role in the diagnosis of this condition.

Limitation: In our local setting immuno-histochemical analysis was not available freely and therefore the diagnosis of definite subtype of the lymphoma was limited.

Ethical Consideration: Informed consent was taken from the relatives of the patient for publication of the case report.

References

  1. Fernandes F, Soufen HN, Ianni BM, Arteaga E, Ramires FJ, et al. (2001) Primary neoplasms of the heart. Clinical and histological presentation of 50 cases. Arq Bras Cardiol 76: 231–237. [crossref
  2. Lam KY, Dickens P, Chan AC (1993) Tumors of the heart. A 20-year experience with a review of 12,485 consecutive autopsies. Arch Pathol Lab Med 117: 1027–1031. [crossref
  3. Jean Jeudy, et al. (2012) From the Radiologic Pathology Archives, Cardiac Lymphoma: Radiologic Pathologic Correlation. RadioGraphics 32:1369–1380
  4. Bagwan IN, et al. (2009) Unusual presentation of primary cardiac lymphoma. Interactive CardioVascular and Thoracic Surgery 9: 127–129
  5. Shah K, Shemisa KA (2014) “low and slow” approach to successful medical treatment of primary cardiac lymphoma. Cardiovasc Diagn Ther 4:270–273
  6. Seok JR, Byoung WC, Kyu OC (2001) CT and MR findings of primary cardiac lymphoma: Report upon 2 cases and review. Yonsei Medical Journal 42: 451–456
  7. Angela FC, et al. (2003) Primary Cardiac Lymphoma: Diagnosis by transjugular biopsy. Rev Esp Cardiol 56:1141–4
  8. Jung YC, et al. (2009) Extensive primary cardiac lymphoma diagnosed by percutaneous endomyocardial biopsy. J Cardiovasc Ultrasound 17:141–144
  9. Yuan JS, et al. (2012) Acute ischemia hepatitis as a major clinical presentation of the primary cardiac lymphoma. J Emerg Crit Care Med 3: 118–23.
  10. Jonavicius K, et al. (2015) Primary cardiac lymphoma: two cases and a review of literature. Journal of Cardiothoracic Surgery 10:138
  11. Guilherme HO, et al. (2017) Characteristics and Survival of Malignant Cardiac Tumors: A 40-Year Analysis of Over 500 Patients.

Evaluation of an Inverse Molecular Design Algorithm in a Model Binding Site as An In silico predicted and computer-aided molecular designed HIV-1 protease CTLA-4 blockador for the increasement of the antigen-specific W191G mutant of cytochrome c peroxidase CD8+ T-cells to the inprevaccinated patients with melanoma using new cluster of algorithms for Large-Scale Protein-Ligand Docking experiments

Abstract

Computational molecular design is a useful tool in modern drug discovery. Virtual screening is an approach that docks and then scores individual members of compound libraries. In contrast to this forward approach, inverse approaches construct compounds from fragments, such that the computed affinity, or a combination of relevant properties, is optimized. We have recently developed a new inverse approach to drug design based on the dead-end elimination and A* algorithms employing a physical potential function. This approach has been applied to combinatorially constructed libraries of small-molecule ligands to design high-affinity HIV-1 protease inhibitors [M. D. Altman et al. J. Am. Chem. Soc. 130: 6099–6013, 2008]. Here we have evaluated the new method using the well studied W191G mutant of cytochrome c peroxidase. This mutant possesses a charged binding pocket and has been used to evaluate other design approaches. The results show that overall the new inverse approach does an excellent job of separating binders from non-binders. For a few individual cases, scoring inaccuracies led to false positives. The majority of these involve erroneous solvation energy estimation for charged amines, anilinium ions and phenols, which has been observed previously for a variety of scoring algorithms. Interestingly, although inverse approaches are generally expected to identify some but not all binders in a library, due to limited conformational searching, these results show excellent coverage of the known binders while still showing strong discrimination of the non-binders. Anti-cytotoxic T-lymphocyte antigen-4 (CTLA-4) antibodies, such as ipilimumab, have generated measurable immune responses to Melan-A, NY-ESO-1, and gp100 antigens in metastatic melanoma. Vaccination against such targets has potential forimmunogenicity and may produce an effector memory T-cell response. It has been previously determined the effect of CTLA-4 blockador on antigen-specific responses following vaccination. In-depth immune monitoring was performed on three ipilimumab-treated patientsprevaccinated with gp100 DNA (IMF-24), gp100209–217 and tyrosinase peptides plus GM-CSFDNA (IMF-32), or NY-ESO-1 protein plus imiquimod (IMF-11). In previous studies it was shown that peripheral blood mononuclearcells were analyzed by tetramer and/or intracellular cytokine staining following 10-day culturewith HLA-A*0201-restricted gp100209–217 (ITDQVPFSV), tyrosinase369–377 (YMDGTMSQV),or 20-mer NY-ESO-1 overlapping peptides, respectively. It has also been evaluated on the PDBbind v2012 core set where istar platform combining with RF-Score manages to reproduce Pearson’s correlation coefficient and Spearman’s correlation coefficient of as high as 0.855 and 0.859 respectively between the experimental binding affinity and the predicted binding affinity of the docked conformation. Here, we have discovered for the first time an in silico predicted and computer-aided molecular designed CTLA-4 (YMDGTMSQV) mimic blockador for the increasement of the antigen-specific CD8+ T-cells to the inprevaccinated patients with melanoma.

Keywords

Evaluation, Inverse Molecular Design Algorithm, Model Binding Site, In silico predicted, computer-aided molecular designed CTLA-4 blockador, increasement, antigen-specific CD8+ T-cells, inprevaccinated patients, melanoma, new cluster, algorithms, Large-Scale Protein-Ligand Docking experiment, inverse design, scoring function, protein-ligand interaction, cytochrome c peroxidase, dead-end elimination, drug design.