Monthly Archives: May 2019

Mediastinal Mass in a Brain Tumor Patient Treated with Chemotherapy: Lymphoma after Temozolomide

DOI: 10.31038/JCRM.2019224

Abstract

Patients with brain tumors are frequently treated with combination chemotherapy and radiation therapy. Alkylating agents, such as Temozolomide, have known carcinogenic effects and are associated with secondary malignancies. This case illustrates the FDG PET / CT findings of an astrocytoma patient treated with Temozolomide presenting with an unknown mediastinal mass, with lymphoma being the most likely diagnosis.

Keywords

Temozolomide, brain tumor, astrocytoma, secondary malignancy, Fluorodeoxyglucose (FDG) PET / CT, lymphoma

Case Report

Figure 1. A 41-year-old male with a history of brain tumor and prior chemotherapy presented with numerous symptoms including back pain. He underwent tumor resection resulting in a pathologic diagnosis of transformed astrocytoma and also received Temozolomide therapy (50 mg/m2) over approximately 4 years. Upon presentation, an MRI revealed leptomeningeal spread, and additionally, a posterior mediastinal mass. Subsequently, a PET/CT was obtained following intravenous administration of 14.2 mCi of fluorine-18 fluorodeoxyglucose (18F-FDG). This study demonstrated intense uptake in the mediastinal mass (Figure 1; A-transaxial CT; B- transaxial FDG PET; C-transaxial fused PET / CT; D-maximum intensity projection FDG PET).

JCRM 2019-110 - Austin Dixon USA_F1

Figure 1.

Biopsy confirmed lymphoid malignancy suspicious for Hodgkin’s disease. Brain tumor therapies with radiation and Temozolomide have demonstrated clinical efficacy [1]. The differential diagnosis for a secondary malignancy in patients with brain malignancies treated with Temozolomide includes hematologic malignancies, however, the only solid malignancy previously reported is lymphoma [2–10]. A recent literature review demonstrated 5 reported cases of lymphoma [7]. All of the other 12 patients either had myelodysplasia or aplastic anemia [7].

Metastatic disease from primary brain tumors outside of the nervous system is extremely uncommon occurring in <2% of the cases; this is attributed to physical barriers including the dura mater and the thickened basement membrane of the blood vessels [11]. In the clinical context of a brain tumor previously treated with Temozolomide, and a suspected extracranial malignant tumor by FDG PET / CT, lymphoma is the primary diagnostic consideration.

REFERENCES

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  2. Karremann M, Kramer N, Hoffmann M, Wiese M, Beilken A, Corbacioglu S, Dilloo D, Driever PH, Scheurlen W, Kulozik A, Gielen GH, von Bueren AO, Durken M, Kramm CM. Haematological malignancies following temozolomide treatment for paediatric high- grade glioma. European journal of cancer (Oxford, England : 1990). 2017; 81: 1–8
  3. Goyal S, Singh RR, Balukrishna S, Bindra M, Backianathan S. An early and rare second malignancy in a treated glioblastoma multiforme: Is it radiation or temozolomide? Journal of clinical and diagnostic research : JCDR. 2015; 9: Td05–07
  4. Broes K, Van Ginderachter L, Joosens E, Maes A, Theunissen K, Schepers S, Deben K, Claes J, Mebis J, Cox T. Secondary non-hodgkin lymphoma of the ethmoid sinus after temozolomide. B-ent. 2015; 11: 73–76
  5. Van Ginderachter L, Cox T, Drijkoningen R, Achten R, Joosens E, Maes A, Theunissen K, Mebis J. Non-hodgkin lymphoma after treatment with extended dosing temozolomide and radiotherapy for a glioblastoma: A case report. Case reports in oncology. 2013; 6: 45- 49
  6. Momota H, Narita Y, Miyakita Y, Shibui S. Secondary hematological malignancies associated with temozolomide in patients with glioma. Neuro-oncology. 2013; 15: 1445- 1450
  7. Clark SW, Taylor J, Wang DL, Abramson JS, Batchelor TT. Plasmablastic lymphoma after standard-dose temozolomide for newly diagnosed glioblastoma. Neurology. 2013; 81: 93- 94
  8. Natelson EA, Pyatt D. Temozolomide-induced myelodysplasia. Advances in hematology. 2010; 2010: 760402
  9. Sharma A, Gupta D, Mohanti BK, Thulkar S, Dwary A, Goyal S, Muzumder S, Das P. Non- hodgkin lymphoma following temozolomide. Pediatric blood & cancer. 2009; 53: 661–662
  10. Su Y-W, Chang M-C, Chiang M-F, Hsieh R-K. Treatment-related myelodysplastic syndrome after temozolomide for recurrent high-grade glioma. Journal of Neuro- Oncology. 2005; 71: 315–318
  11. Ray A, Manjila S, Hdeib AM, Radhakrishnan A, Nock CJ, Cohen ML, Sloan AE. Extracranial metastasis of gliobastoma: Three illustrative cases and current review of the molecular pathology and management strategies. Molecular and clinical oncology. 2015; 3: 479–486

Association Between Age and Short-Term Patient Reported Pain Scores After Complex Spinal Fusion for Adult Deformity Correction: Is Perception of Pain Different?

DOI: 10.31038/JCRM.2019223

Abstract

OBJECTIVE: Complex spinal deformities requiring ≥5 fusion levels is challenging, and significantly impacts the quality of life for the patients. Patient reported pain scores are becoming increasingly important as it sheds insight into the patient’s perception of health stat, as well as serving as a proxy of satisfaction for patients with spine deformity undergoing corrective surgery. However, with an aging population, the impact of age on perception of pain before and after undergoing complex deformity correction is understudied. The aim of this study was to evaluate whether there was an association between age and patient-reported pain scores after complex spinal fusions.

METHODS: The medical records of 92 adult (≥18 years old) spine deformity patients undergoing elective, primary complex spinal fusion (≥5 levels) for deformity correction at a major academic institution from 2010 to 2015 were reviewed. Patients were grouped by age: young (<65 years old) and older (≥65 years old). We identified 43 (46.7%) patients ≥65 years old and 49 (53.3%) <65 years old (Elderly: n = 43 vs. Young: n = 49). Patient demographics, comorbidities, intraoperative and postoperative complication rates were collected for each patient. Inpatient patient-reported pain scores and ambulatory status were also collected. The primary outcome of this study was patient-reported pain scores.

RESULTS: Patient demographics and comorbidities were slightly different between both cohorts, with the Elderly cohort having a greater proportion of patients with hypertension, hyperlipidemia, and osteoarthritis, Table 1. The median number of fusion levels operated, length of surgery, estimated blood loss, and complication rates were similar between both cohorts, Table 2. Moreover, the post-operative complication profiles between the cohorts were also similar, except for the Elderly having a higher rate of post-operative delirium (16.3% vs. 0.0%), Table 3. Baseline (p = 0.1885), First-(p = 0.3331) and Last-(p = 0.1990) post-operative patient reported pain scores were similar between cohorts, Table 4. However, the Elderly cohort trended to have a greater reduction of pain from baseline to Last pain score, compared to the Young cohort (Elderly: -2.4 ± 4.1 vs. Young: -0.69 ± 4.5, p = 0.0556), Table 4. While ambulation immediately before discharge was similar in both groups, the Elderly cohort had significantly fewer ambulatory steps on the first post-operative ambulatory day compared to Young cohort (Elderly: 40.2 ± 63.4 vs. Young: 106.0 ± 134.6, p = 0.0042), Table 4.

CONCLUSIONS: Our study suggests that age may have an impact in patient perception of pain and improvement after complex spinal fusions (≥5 levels). Consideration of patients’ age may facilitate tailored pain management and physical therapy regimens in deformity patients undergoing correction surgery.

INTRODUCTION

In the last decade, patient-reported outcomes (PRO) measures have grown to be a significant proxy for overall quality of care [1]. In spine surgery, many hospitals use a variety of PRO metrics as a mean to qualify surgical effectiveness and satisfaction [2,3]. One particular PRO that has been shown to have the greatest influence on patients’ functional status and satisfaction has been pain scores. Pain is the driving factor for most patients to undergo elective deformity correction surgery. In a study by author et al. of xx patients undergoing deformity surgery, demonstrated that 80% of patients presenting to clinic have pain as a driving factor. Complex spine surgery involving 5-levels and greater impact patients significantly, however it has provided tremendous quality of life, functionality and pain reduction. Identifying risk factors that influence perception of pain after deformity correction surgery is necessary to better overall quality of care.

With an aging population, there has been an expansion of patients presenting with adult spine deformity (ASD) [4,5]. Elderly patients undergoing complex spine deformity surgery have unique surgical challenges due to increasing medical comorbidities, fragility and physiological changes associated with age. Similarly, geriatric patients present with a varying perception of pain, functionality and disability. Previous studies have demonstrated mixed associations with age and pain scores, with some demonstrating a negative correlated with age [6,7], greater pain with increasing age[8–10], and even no correlation at all [11–13]. However, previous studies have mostly looked at spinal fusions involving less than 3 levels, with a paucity of data in complex spinal fusion (≥5 levels) patients.

The aim of this study was to evaluate whether there was an association between age and patient-reported pain scores after complex spinal fusions.

METHODS

The medical records of 92 adult (≥18 years old) spine deformity patients undergoing elective, primary complex spinal fusion (≥5 levels) for deformity correction at a major academic institution from 2010 to 2015 were reviewed. Institutional review board approval was obtained prior to study initiation. Inclusion criteria included patients with 1) available demographics and treatment; 2) who underwent an elective, primary complex spinal fusion (≥5 levels) for deformity correction; and 3) who had baseline and post-operative patient reported pain scores. Patients were grouped by age: young (<65 years old) and older (≥65 years old). We identified 43 patients (46.7%) ≥65 years old and 49 patients (53.3%) <65 years old (Elderly: n = 43 vs. Young: n = 49). Patient demographics, comorbidities, intraoperative and postoperative complication rates were collected for each patient. Inpatient patient-reported pain scores and ambulatory status were also collected. The primary outcome of this study was the difference in patient-reported pain scores between elderly and young patients undergoing complex spine deformity surgery.

Baseline characteristics and demographic variables evaluated included patient age, sex, and body mass index (BMI). Comorbidities included depression, anxiety, chronic obstructive pulmonary disease (COPD), diabetes, congestive heart failure (CHF), coronary artery disease (CAD), atrial fibrillation (A-Fib), prior myocardial infarction (MI), hypertension (HTN), hyperlipidemia (HLD), and osteoarthritis. Other preoperative variables collected included alcohol use, smoking status, and home narcotic use.

Intraoperative variables included number of fusion levels, operative time, estimated blood loss (EBL), administration of packed red blood cell (PRBC) or cell-saver transfusions, and whether an osteotomy was performed. Other operative variables assessed included use of somatosensory stimulus evoked potentials (SSEP), transcranial motor evoked potentials (TcMEP), electromyography (EMG), and fluoroscopy. Additionally, whether patients received bone graft and intra-operative drain placement were also collected. Intraoperative complications collected included spinal cord injury, nerve root injury, and incidental durotomy.

Postoperative complications included length of stay in hospital (LOS), ICU transfer rate, delirium, urinary tract infection (UTI), fever, ileus, deep and superficial surgical site infection (SSI), wound dehiscence, draining wounds, pneumonia, hypertension (HTN), hypotension, hematoma, anemia, MI, weakness, sensory deficit, and urinary retention.

Baseline and post-operative inpatient patient-reported pain scores and ambulatory status were also collected. Pain scores were recorded on a scale from 0 to 10 first post-operative day and prior to discharge. Ambulatory status included the number of days from the operating room to ambulation, the number of steps of first ambulatory steps, and the number of steps of last ambulatory steps.

Parametric data were expressed as means ± standard deviation (SD) and compared using the Student’s t-test. Nonparametric data were expressed as median [interquartile range] and compared via the Mann-Whitney U test. Nominal data were compared with the χ2 test. A multivariate nominal logistic regression was used to assess the association between age and patient-reported pain scores. All tests were two-sided and were statistically significant if the p-value was less than 0.05. Statistical analysis was performed using JMP®, Version 13. SAS Institute Inc., Cary, NC, 1989–2007.

RESULTS

Patient Demographics and Preoperative Variables

There were 92 adults (≥18 years old) who met the inclusion criteria of this study (Elderly: n = 43; Young: n = 49), Table 1. Overall, the average age for the Elderly cohort was 71.6 ± 4.7 years and for the Young cohort was 41.4 ± 16.8 years. There were no significant differences in gender or BMI between the cohorts (Elderly: 26.8 ± 4.3 kg/m2 vs. Young: 41.4 ± 16.8 kg/m2, p = 0.7759), Table 1. The prevalence of some comorbidities between the cohorts were similar, including depression (p = 0. 5103), anxiety (0. 7253), COPD (p = 0. 3116), diabetes (p = 0. 3733), CHF (p = 0. 3729), CAD (p = 0. 0656), A-Fib (p = 0. 1253), and prior MI (p = 0. 3116). The Elderly cohort had a higher rate of HTN (Elderly: 72.1% vs. Young: 34.7%, p = 0.0003), HLD (Elderly: 55.8% vs. Young: 24.5%, p = 0.0021), and osteoarthritis (Elderly: 53.5% vs. Young: 16.3%, p = 0.0002) but a lower percentage of alcohol use (Elderly: 41.9% vs. Young: 20.4%, p = 0. 0257). Current smoking (p = 0.4929) and pre-operative narcotic use (p = 0. 2971) did not differ between the cohorts, Table 1.

Table 1. Demographic and Comorbidities

Variables

Elderly
(n = 43)

Young
(n= 49)

P-Value

Female (%)

72.1

65.3

0.4845

Age (Years)

71.6 ± 4.7

41.4 ± 16.8

<0.0001*

BMI (kg/m2)

26.8 ± 4.3

27.2 ± 7.2

0.7759

Depression (%)

30.2

36.7

0.5103

Anxiety (%)

25.6

22.5

0.7253

COPD (%)

9.3

4.1

0.3116

Diabetes (%)

14.0

8.2

0.3733

CHF (%)

2.3

6.1

0.3729

CAD (%)

18.6

6.1

0.0656

A-Fib (%)

9.3

2.0

0.1253

Prior MI (%)

9.3

4.1

0.3116

HTN (%)

72.1

34.7

0.0003*

HLD (%)

55.8

24.5

0.0021*

Osteoarthritis (%)

53.5

16.3

0.0002*

Alcohol Use (%)

41.9

20.4

0.0257*

Current Smoker (%)

11.6

16.7

0.4929

Pre-Op Narcotic Use (%)

54.8

43.8

0.2971

Intraoperative Variable and Complications

The median number of fusion levels (Elderly: 9 [7–10] vs. Young: 9 [7–13], p = 0.2844) and operative time (Elderly: 339.3 ± 147.0 mins vs. Young: 312.7 ± 103.1, p = 0.3232) were similar between cohorts, Table 2. The Young cohort had a higher rate of SSEP (Elderly: 25.0% vs. Young: 46.5%, p = 0.0415) and TcMEP (Elderly: 7.5% vs. Young: 34.9%, p = 0.0025), but the utilization of EMG (p = 0.8070) and fluoroscopy (p = 0.1064) were similar between cohorts, Table 2. The Elderly cohort also had a higher rate of PRBC Transfusions (Elderly: 70.0% vs. Young: 38.8%, p = 0.0030), Table 2. There were no significant differences in the other surgical variables, including intra-operative EBL (Elderly: 1544.8 ± 1265.0 mL vs. Young: 1384.2 ± 1521.1 mL, p = 0.5819), cell-saver transfusions (Elderly: 76.7% vs. Young: 67.4%, p = 0.3179), and the performance of osteotomy (Elderly: 18.6% vs. Young: 14.3%, p = 0.5758) between the cohorts, Table 2. There were also no significant differences in nerve root/spinal cord injuries (p = 0.000) or incidental durotomy (p = 0.5854), Table 2. The proportion of patients receiving bone graft (p = 0.1732) and having a drain placement (p = 0.8986) were also similar between the cohorts, Table 2.

Table 2. Intraoperative Variables and Complications

Variables

Elderly
(n = 43)

Young
(n= 49)

P-Value

Median # of Levels [IQR]

9 [7 – 10]

9 [7 – 13]

0.2844

Osteotomy (%)

18.6

14.3

0.5758

SSEP (%)

25.0

46.5

0.0415*

TcMEP (%)

7.5

34.9

0.0025*

EMG (%)

25.0

22.7

0.8070

Fluoroscopy (%)

50.0

67.4

0.1064

Bone Graft (%)

88.4

95.9

0.1732

Operative Time (mins)

339.3 ± 147.0

312.7 ± 103.1

0.3232

EBL (mL)

1544.8 ± 1265.0

1384.2 ± 1521.1

0.5819

PRBC Transfusions (%)

70.0

38.8

0.0030*

Cell Saver Transfusions (%)

76.7

67.4

0.3179

Drain Placement (%)

88.4

87.5

0.8986

Nerve/Spinal Cord Damage (%)

0.0

0.0

0.000

Durotomy (%)

9.3

6.3

0.5854

SSEP = Sensory Stimulus Evoked Potentials; TcMEP = Transcranial Motor Evoked Potentials;

Postoperative Complications

There were no significant differences in overall LOS between the cohorts (Elderly: 8.3 ± 5.4 days vs. Young: 6.4 ± 3.1 days, p = 0.0525) or ICU transfer (Elderly: 56.1% vs. Young: 50.0%, p = 0.5657), Table 3. Compared to the Elderly group, the Elderly cohort experienced a significantly higher incidence of post-operative delirium (Elderly: 16.3% vs. Young: 0.0%, p = 0.0033) and anemia (Elderly: 58.1% vs. Young: 29.2%, p = 0.0053), Table 3. There were no significant differences in the incidence of other post-operative complications, including UTI (p = 0.1314), fever (p = 0.2102), ileus (p = 0.4929), Deep SSI (0.2437), wound dehiscence (p = 0.5053), draining wounds (p = 0.1349), superficial SSI (p = 0.3476), pneumonia (p = 0.3412), HTN (p = 0.0670), hypotension (p = 0.8379), hematoma (p = 0.9373), MI (p = 0.1308), weakness (p = 0.8084), sensory deficits (p = 0.000), and urinary retention (p = 0.2093), Table 3.

Table 3. Postoperative Complications

Variables

Elderly
(n = 43)

Young
(n= 49)

P-Value

LOS (Days)

8.3 ± 5.4

6.4 ± 3.1

0.0525

ICU Transfer (%)

56.1

50.0

0.5657

Delirium (%)

16.3

0.0

0.0033*

UTI (%)

9.3

2.1

0.1314

Fever (%)

4.9

12.5

0.2102

Ileus (%)

11.6

16.7

0.4929

Deep SSI (%)

7.3

2.1

0.2437

Wound Dehiscence (%)

4.7

2.1

0.5053

Draining Wound (%)

4.7

0.0

0.1349

Superficial SSI (%)

0.0

2.1

0.3476

Pneumonia (%)

0.0

2.1

0.3412

Hypertension (%)

11.6

2.1

0.0670

Hypotension (%)

14.0

12.5

0.8379

Hematoma (%)

2.3

2.1

0.9373

Anemia (%)

58.1

29.2

0.0053*

MI (%)

4.7

0.0

0.1308

Weakness (%)

7.0

8.3

0.8084

Sensory Deficit (%)

0.0

0.0

0.0000

Urinary Retention (%)

2.3

8.3

0.2093

Pre- and Post-Operative Patient Reported Pain Scores and Ambulatory Status

Baseline pain scores (Elderly: 6.0 ± 2.7 vs. Young: 5.1 ± 3.5, p = 0.1885) as well as the first pain score (Elderly: 6.4 ± 3.0 vs. Young: 5.8 ± 2.7, p = 0.3331) and the last pain score (Elderly: 3.5 ± 3.5 vs. Young: 4.4 ± 3.1, p = 0. 1990) were similar between both cohorts, Table 4. There were no significant differences between the change from baseline to first pain score (Elderly: +0.44 ± 3.4 vs. Young: +0.71 ± 3.8, p = 0.7180), but the elderly trended to have a greater reduction of pain (Elderly: -2.4 ± 4.1 vs. Young: -0.69 ± 4.5, p = 0.0556), Table 4. Additionally, there were no significant differences in the number of days from the operating room to ambulation (p = 0.9904) or the number of steps of last ambulatory steps (p = 0.0789), Table 4. However, the Elderly cohort had significantly fewer ambulatory steps on the first post-operative ambulatory day compared to Young cohort (Elderly: 40.2 ± 63.4 vs. Young: 106.0 ± 134.6, p = 0.0042), Table 4.

Table 4. Pre- and Post-Operative Patient Reported Pain Scores and Ambulatory Status

Variables

Elderly
(n = 43)

Young
(n= 49)

P-Value

Pain Scores

Baseline Pain Score

6.0 ± 2.7

5.1 ± 3.5

0.1885

First Pain Score

6.4 ± 3.0

5.8 ± 2.7

0.3331

Last Pain Score

3.5 ± 3.5

4.4 ± 3.1

0.1990

∆Baseline-First Pain Score

+0.44 ± 3.4

+0.71 ± 3.8

0.7180

∆Baseline-Last Pain Score

-2.4 ± 4.1

-0.69 ± 4.5

0.0556

Ambulatory Status

Days from OR to Ambulation (Days)

2.0 ± 1.4

2.0 ± 1.3

0.9904

# of Steps of First Ambulatory Steps (ft)

40.2 ± 63.4

106.0 ± 134.6

0.0042*

# of Steps of Last Ambulatory Steps (ft)

189.1 ± 153.3

271.7 ± 278.1

0.0789

DISCUSSION

In this retrospective study, we show that elderly patients (≥65 years old) had a greater pain reduction compared to younger patients after complex spinal fusions (≥5 levels) for adult deformity correction.

Previous studies have demonstrated associations between age and complications after adult deformity correction surgery. In a retrospective review of 206 patients undergoing spinal fusion for scoliosis correction, Smith et al. found that total perioperative complications were significantly higher in the 65–85 year age range than in 25–44 and 44–85 year age ranges [10]. Similarly, in another retrospective analysis of 46 patients who underwent a thoracic or lumbar arthrodesis (≥5 spinal levels), Daubs et al. demonstrated that patients older than age 69 years had a 9-fold greater likelihood to have a major complication [12]. In another retrospective review of a prospective multicenter study of 480 patients who underwent spinal surgery for deformity correction, Soroceanu et al. demonstrated that older age trended to be a predictor for a higher medical complication rate [14]. Analogous to the aforementioned studies, our study showed that elderly patients had increasing rates of post-operative anemia and incidences of delirium compared to the younger cohort.

Along with complication rates, previous studies have explored the impact age has on PROs after deformity correction surgery. In the Smith et al. study of 206 patients, the authors showed that elderly patients had initial greater disability and greater neck and back pain [10]. In a retrospective study of 55 patients who underwent ≥5 levels of spinal fusion to the sacrum with iliac fixation, Elsamadicy et al. found no significant difference in pain scores between young and elderly cohorts after surgery[13]. Similarly, in the retrospective analysis of 46 patients who underwent a thoracic or lumbar arthrodesis (≥5 spinal levels), Daubs et al. reported that age had no impact on disability (ODI) scores [12]. Our study showed that elderly patients trended to have worse pain scores before spinal fusion, but the surgery brought a greater improvement of pain than the younger cohort by their last day in the hospital. This suggests that elderly people have better patient-reported outcomes and that spinal surgery may be more beneficial for them than the younger cohort.

Previous studies have also looked at the impact of age on long-term patient-reported outcomes collected during follow-up. In a retrospective review of 374 patients who had undergone a 3-column pedicle subtraction osteotomy, Scheer et al. showed that the older patients had greater improvement in 2-year disability and Scoliosis Research Society-22 questionnaire (SRS) total scores [9]. Furthermore, disability scores and leg pain at 2-year follow up were significantly more improved among elderly patients than younger ones [9]. In contrast, in a multicenter prospective study of 56 patients who underwent primary spinal deformity surgery for scoliosis, Birdwell et al. found that age had no effect on rates of improvement in pain in a 2-year follow-up [11]. In a prospective study of 40 patients with posterior reconstruction with an instrumented fusion from the thoracic spine to the sacrum, Crawford et al. demonstrated that the elderly cohort had worse Physical Component Score (PCS) but higher MCS scores at baseline [17]. However, at two-year follow-up, there were no significant differences in any of the scores [17].

In an era of trying to reduce medical costs, a few studies have looked at the impact of age and pain on cost following surgery. In a retrospective analysis of 76 US patients undergoing spinal fusion (≥5 levels) for deformity correction, Yagi et al. reported that direct hospital costs for the initial surgery averaged to $71,638 ± 23,246 and 2-year follow up costs came out to be $44,479 ± 10,943 [18]. In a retrospective study of a prospective, consecutive, multicenter database of 514 patients who underwent surgery for adult spinal deformity, Fischer et al. demonstrated that age greater than 55 years was associated with cost-effectiveness, as measured by cost/QALY [19]. Two important factors that affect cost are pain medication use and hospital length of stay. In a retrospective study of 78 postoperative patients requiring morphine, Macintyre et al. found that the strongest correlator with increased morphine requirement was increasing age [8]. In a prospective longitudinal study of 752 patients who underwent an elective laminectomy and fusion for degenerative lumbar conditions, Sivaganesan et al. found that the average 90-day cost of surgery was $29,295, and the amount of preop and postop opioid use was a significant driver of that cost [20]. Concerning length of stay, in a retrospective study of 55 patients who underwent ≥5 levels of spinal fusion to the sacrum with iliac fixation, Elsamadicy et al. found no difference length of stay between young and elderly cohorts [13]. In contrast, in a prospective cohort study of 411 patients admitted to a New York hospital with a hip fracture, Morrison et al. found that greater pain is associated with longer length of stay and long-term functional impairment, both of which increases costs [21]. Analogously, in the Romano et al. study of 10,416 patients, the authors reported that patients older than 70 years of age were had a 1.8 times longer length of stay those 31–40 years of age [16]. In a retrospective study of 480 patients undergoing surgery for adult spinal deformity, McCarthy et al. found that a 1-year increase in patient age increased index costs by $2,600, and an extra day in the hospital increased index costs by $4,600 [22]. Thus, reducing pain, and therefore pain medication use, and hospital length of stay would help drive down the costs of complex spinal surgery.

This study has limitations with potential implications for study interpretation. Although all variables were recorded pre-, peri-, and postoperatively, they were reviewed retrospectively and, as such, are limited by the weaknesses inherent to retrospective analyses. Furthermore, a relatively small patient sample size from only one academic center was used, making broad conclusions difficult and potentially biasing our results for particular patient population or treatment paradigms. Despite these limitations, this study has demonstrated that an elderly age is associated with a greater reduction in pain after complex spinal fusion (≥5 levels) for deformity correction.

CONCLUSIONS

Our study suggests that age may have an impact in patient perception of pain and improvement after complex spinal fusions (≥5 levels). Consideration of patients’ age may facilitate tailored pain management and physical therapy regimens in deformity patients undergoing correction surgery.

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EUS in the Management of High-Risk Gastrointestinal Precancerous Lesions before Endoscopic Resection

DOI: 10.31038/JCRM.2019222

Abstract

Aim: To investigate the evaluation of EUS for the high-risk gastrointestinal precancerous lesions (HRGIPCL) before endoscopic resection.

Methods: The patients with HRGIPCL scheduled for endoscopic resection, were randomized to preoperatively performing EUS (Group A) versus without EUS (Group B). Data were prospectively collected as follows: routine endoscopic results, EUS findings, therapeutic maneuvers, resected lesion size, final diagnosis and the grades of therapeutic maneuvers.

Results: 116 patients with 156 HRGIPCL were included in Group A and 116 with 140 HRGIPCL in Group B. In terms of routine endoscopic results, resected lesion size (1.84 ± 1.30cm in Group A vs 1.70 ± 0.97cm in Group B) and final diagnosis, no differences were found between two groups (P >0.05). 207 endoscopic mucosal resection (EMR) was performed for 157 patients (114 EMR for 81 patients in Group A vs 93 for 76 in Group B), 14 endoscopic piecemeal mucosal resection (EPMR) for 14 patients (7 in Group A vs 7 in Group B), and 72 endoscopic submucosa dissection (ESD) for 67 patients (32 ESD for 30 patients in Group A vs 40 for 37 in Group B). No significant differences were observed between two groups (P >0.05). 33 adverse events occurred with significant differences between two groups (11 in Group A vs 22 in Group B, P < 0.05). The grades of therapeutic maneuvers in Group A was higher than that in Group B (P < 0.05).

Conclusion: It was helpful to be evaluated by EUS for HRGIPCL before endoscopic resection.

Key Words

endoscopic ultrasonography; high-risk; gastrointestinal; precancerous lesions; low grade intraepithelial neoplasia; laterally spreading tumor; large gastrointestinal adenoma; endoscopic mucosal resection; endoscopic piecemeal mucosal resection; endoscopic submucosa dissection

INTRODUCTION

We can find the early gastrointestinal cancer and remove it through endoscopy [1–8], Can we nip in the bud, blocking the early cancer at the precancerous stage [9]?

It is a common treatment option to endoscopically find and remove the high-risk gastrointestinal precancerous lesions (HRGIPCL), for example, low grade intraepithelial neoplasia (LGIN), laterally spreading tumor (LST) and large gastrointestinal adenomas. Will endoscopic ultrasonography (EUS) be helpful preoperatively? Because, as we all know, it was usually helpful for the early malignant lesions to be valuated using EUS before endoscopic removal [10–13].

MATERIALS AND METHODS

Patients

From April 2009 to March 2015, the patients with HRGIPCL scheduled for therapeutic endoscopic intervention, were randomized to preoperatively performing EUS (Group A) versus no EUS (Group B). Based on our clinical experiences and the relevant literatures [9,14–16], we classified the following lesions as HRGIPCL: LGIN, LST (>1.0 cm), sessile or rebagliati polyps (limited to tubular, tubulovillous and villous adenomas, >1.0 cm). All the lesions had undergone routine endoscopy, biopsy and histopathological examination, and the malignant ones including high grade intraepithelial neoplasia (HGIN) had been excluded from the study. This study got the approval from Weihai Municipal Hospital Ethics Committee. After each patient signed an informed consent, each endoscopic exploration began.

Procedures

All the endoscopic procedures were carried out by four endoscopists, assisted by three nurses. EUS was performed with a radial echoendoscope (Olympus GF-UM2000, Olympus Medical Systems Corp, Tokyo, Japan). Therapeutic endoscopic intervention were done using gastroscopy, colonoscopy, snare, single use electrosurgical knife [including IT Knife 2 (KD-611L), Hook Knife (KD-620LR), Dual Knife (KD-650L) and Triangle Tip Knife (KD-640L), Olympus Medical Systems Corp, Tokyo, Japan)], or Hybrid Knife (ERBE Elektromedizin GmbH, Tuebingen, Germany). ERBE VIO 200D (ERBE Elektromedizin GmbH, Tuebingen, Germany), was used as Electrosurgical Generator.

All the endoscopic explorations were conducted under intravenous anesthesia administered by two anesthesiologists: intravenous fentanyl and midazolam followed by propofol.

Data were prospectively collected as follows: age, sex, routine endoscopic results, EUS findings, therapeutic maneuvers, resected lesion size, final diagnosis, the grades of therapeutic maneuvers, and endoscopic complications.

Statistical analysis

Quantitative variables were described as mean ± standard deviation. Kolgomorov-Smirnoff test was used to verify the normal distribution of quantitative data, and T-test was used for testing significance between quantitative variables. Chi-square test was used to detect significant difference among qualitative variables. The P-value under 0.05 was considered significant.

RESULTS

General information

116 patients were included in Group A and 116 in Group B. In terms of age, sex and preoperatively routine endoscopic results, no differences were found between two groups (P >0.05). The above data were shown in Table 1.

Table 1. General information

Group A

Group B

P-value

Total

116

116

Gender

0.130

Men

70

81

Women

46

35

Mean age (years)

61.66 ± 10.10

59.08 ± 10.91

0.062

Indication

(Number of patients/ lesions)

116/156

116/140

0.537

Location of lesion

0.523a/0.233b

Esophagus

0/0

1/1

Stomach

23/25

24/27

Duodenum

0/0

2/2

Large intestine

93/131

89/110

Pattern of Lesion

0.299a /0.517 b

LST

37/42

32/36

Sessile

74/100

81/96

Rebagliati

13/14

7/8

Preoperative pathology of Lesion

0.097a /0.068 b

LGIN

34/38

40/41

Tubular adenomas

47/67

59/70

Tubulovillous adenomas

40/50

27/29

Villous adenomas

1/1

0/0

LST: laterally spreading tumor; LGIN: low grade intraepithelial neoplasia
a: P-value according to the number of patients; b: P-value according to the number of lesions

Therapeutic maneuvers, resected lesion size and final diagnosis

207 endoscopic mucosal resection (EMR) was performed for 157 patients (114 EMR for 81 patients from Group A vs 93 for 76 from Group B), 14 endoscopic piecemeal mucosal resection (EPMR) for 14 patients ( 7 in Group A vs 7 in Group B), and 72 endoscopic submucosal dissection (ESD) for 67 patients (32 ESD for 30 patients belonging to Group A vs 40 for 37 belonging to Group B). There were no significant differences (P = 0.398>0.05). According to the preoperative EUS findings, 3 patients preferred surgical operation rather than planned endoscopic removal in Group A.

The mean size of resected lesions was 1.84 ± 1.30cm in Group A and 1.70 ± 0.97cm in Group B, without significant differences (P = 0.293> 0.05).

According to pathological diagnoses of removed specimens, including surgical specimens, final diagnoses were shown in Table 2. There were no significant differences between two groups (P = 0.096 > 0.05).

Grades of therapeutic maneuvers

On the basis of the principle, that is, it was helpful for the gastrointestinal early malignant lesions to be evaluated by EUS before endoscopic resection, we developed a scoring system as shown in Table 3. According to this scoring system, the grades of therapeutic maneuvers in Group A was higher than that in Group B (P = 0.000 < 0.05). The above data were shown in Table 4.

Table 3. The scoring system of therapeutic endoscopic maneuvers for HRGIPCL

Grades according to postoperative pathology

Benign lesions

HGIN

Early cancer

Advanced cancer

Evaluation by EUS

0

1

2

3

Without evaluation by EUS

0

0

0

0

HRGIPCL: high-risk gastrointestinal precancerous lesions;
HGIN: high grade intraepithelial neoplasia

Table 4. Grades of therapeutic endoscopic maneuvers for HRGIPCL in two groups

Grades /Number

P-value

Benign lesions

HGIN

Early cancer

Advanced cancer

Total

Group A

0/125

1/27

2/2

3/2

37/156

0.000

Group B

0/114

0/19

0/5

0/2

0/140

HRGIPCL: high-risk gastrointestinal precancerous lesions;
HGIN: high grade intraepithelial neoplasia

Adverse events

5 cases of endoscopic procedures followed by appended surgery which included 1 early signet ring cell cancer from Group A, 2 early cancer with suspicious residual tumor and 2 advanced cancer from Group B.

28 cases of endoscopic complications included 16 bleeding (6 in Group A and 10 in Group B), and 12 perforation (4 in Group A and 8 in Group B). 1 bleeding in Group B, and 3 perforation(1 in Group A and 2 in Group B ) underwent surgical operation.

In terms of complications, no significant difference were observed between the two groups (P = 0.058 > 0.05). However, 11 adverse events in Group A were less than 22 in Group B (P = 0.018 < 0.05).

DISCUSSION

Generally, EUS had better to be performed before the endoscopic resection is carried out for the early gastrointestinal cancer. Though, EUS is not usually required prior to the endoscopic removal for HRGIPCL. This is maybe due to that HRGIPCL is often considered as benign lesions by endoscopists with preconceived ideas. In fact, the so-called HRGIPCL may be just the tip of the iceberg [9,14]. May EUS be helpful before the therapeutic endoscopic procedures for HRGIPCL?

In our study, 46 HGIN and 11 gastrointestinal cancers were finally found in the 296 preoperative so-called HRGIPCL. Moreover, of these 11 cancers, there were 4 advanced cancers (2 from Group A and 2 from Group B). Some studies had similar findings. O’Brien MJ et al found HGIN among 35% of colorectal villous adenomas (>1 cm) [17]. Moreover, of 43 colorectal adenomas(≥2.5 cm), Elizabeth D. Euscher et al observed 5 invasive carcinoma [14].

In the Group B, these 2 advanced colorectal cancers preoperatively appeared as one LST and one sessile tubulovillous adenomas. Both of them underwent the surgery following the failed ESD. Moreover, in the Group B, one gastric early cancer after ESD and one colorectal cancer after EPMR, both accepted appended surgery because the cancer cells were observed on bottoms of resected lesions. Though, no cancer tissue were found in the postoperative specimen. However, the gratified results were observed in the Group A. Based on the preoperative EUS findings, those 2 advanced colorectal cancers being formerly regarded as sessile tubulovillous adenomas, both preferred to the surgery instead of the endoscopic resection.

Furthermore, there was such a surprised case in the Group A. One LGIN at the anterior wall of the junction of gastric body and antrum, was found by the gastroscope in his health check. A month later, he accepted the second gastroscopy, and the previous lesion area seemed to return to normal. EUS was still performed in accordance with the established procedures. The thickened hypoechoic mucous layer, with the incomplete muscularis mucosa and submucosa, was observed. Then, the jumbo biopsy was finished, and its histopathologic behaviors showed the moderately differentiated mucinous adenocarcinoma infiltrating into the submucosa. The final surgical specimens displayed the same pathological diagnosis and no lymph node metastasis.

Additionally, a large rectal LST in Group B, gave us a profound lesson. During the process of ESD, injection bleeding occurred, and endoscopic hemostasis failed, leading to hypovolemic shock, and following by surgery, because of a thick vascular broken end. In fact, ultrasonography preoperatively found a suspicious blood vessel within the thickening rectal mucosa. Unfortunately, it did not attract our enough attentions. We usually thought a crude vessel in bulky pedicle polyp. This lesson told us that EUS help to discovery the coarse vascellum hiding in the lesion, regardless of its shape, thus avoiding uncontrollable intraoperative bleeding.

However, we have to acknowledge the shortcomings of EUS [18–20]. It can usually reveal whether the cancer has invaded the muscularis propria. That is, it can distinguish the early gastrointestinal cancers from the advanced ones. Though, EUS is difficult to accurately define the depth of tumor reaching in the submucosa. So, before ESD for early cancer, if EUS says “NO”, we can choose to believe EUS, and if EUS says “YES”, we can choose to doubt EUS [21,22]. Before the endoscopic removal for early cancer, it is primary to preliminary screen the early cancers and advanced ones out from HRGIPCL. Obviously, EUS is qualified for this task, though the procedures and findings of EUS are all fairly subjective.

At the same time, many studies have shown that, the mucosal microstructure including the pit pattern and microvascular pattern demonstrated by chromoendoscopy and magnifying endoscopy, was very helpful to determining early gastrointestinal cancer, and identifying some early cancers suitable for endoscopic resection [23–28]. However, at present, this approach was mainly applied to esophageal cancer. It was still difficult to be used for gastric cancer and colorectal cancer. Even so, in fact, we had not yet mastered this method well. In order to be proficient in this means, it was necessary to carefully observe a large number of early gastrointestinal cancers by chromoendoscopy and magnifying endoscopy. Therefore, we thought that it was more difficult to master this method than to apply EUS for evaluating the gastrointestinal cancers. Apparently, it would be better to combine these two methods.

In summary, our study showed that EUS could help reduce the incidence of adverse events during the endoscopic removal of HRG IPCL. Thence, we thought that it was helpful to be evaluated by EUS for HRGIPCL before endoscopic resection.

Author contributions: Gao XZ, Chu YL, Wang RR, Qiao XL and Wang XF designed research; Gao XZ, Chu YL, Qiao XL, Wang XF, Wang RR, Yu SY and Liu F performed research; Chu YL, Wang RR, Li T analyzed data; Chu YL, Gao XZ, Wang RR and Li T wrote the paper.

Conflicts of interest: There are no conflicts of interest.

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Cruzain Inhibitors as Prominent Molecules with The Potential to become Drug Candidates against Chagas Disease

DOI: 10.31038/JPPR.2019233

Abstract

Chagas disease, a parasitic, endemic infection affects about 10–15 million of people all over Latin America. In addition, Chagas disease has an increased global impact in nonendemic areas due to immigration patterns. More than 10, 000 deaths are caused by this disease each year, and nearly 70 million people are susceptible to infection. Although Chagas disease was identified more than 100 years ago, current therapeutic options for this condition are limited mainly to two ineffective drugs, benznidazole and nifurtimox. These two drugs are not optimal as currently applied because they show substantial toxicity, require long courses of administration and have inconsistent efficacy. In light of these problems, safer and more effective therapeutic options for patients with Chagas disease are clearly needed. Many candidate drugs are currently being tested. Among them, cruzapain inhibitors are considered promising agents that have been shown to have potential for more effective treatment of the chronic form of Chagas disease. In this work we review briefly the most significant advance in the design of new molecules able to kill Trypanosoma cruzi via an inhibition of the enzyme cruzain (also referred to as cruzipain, the full-length native enzyme).

Keywords

Chagas disease; Anti-chagasic drugs; Cruzain; Irreversible cruzain inhibitors; Reversible cruzain inhibitors; Vinyl sulfones; Vinyl nitroalkenes; Amidonitriles; Lipinski’ parameters and in silico study

Introduction

Among 17 Neglected Tropical Diseases (NTDs), Chagas Disease (CD, American trypanosomiasis) has been considered one of the most important tropical protozoan afflictions [1–3]. To treat parasitic infections like CD, there are four general tools, e.g. diagnostics, vector control agents, vaccines and drugs. Nevertheless, these disease-specific technologies are still deficient and have narrow use because of their inadequate efficacies and toxicities, or because they do not avoid reinfection. This also applies to Chagas disease, an important health problem in Central and South America [4, 5]. Since 1908 it is well-known that the CD is caused by infection with the haemoflagellate protozoan Trypanosoma cruzi, which is transmitted in rural areas to humans and other mammals by reduviid bugs such as Rhodnius prolixus, Triatoma dimidiate and Triatoma infestans, so-called kissing bugs, the most important vectors. The latter insects were usually reported in sub-Amazonian endemic regions (southern South America), while R. prolixus and T. dimidiata habit northern South America and Central America. Despite to the morbidity and mortality of CD, until now two old drugs are used to treat Chagas disease, namely the nitro derivatives based on imidazole and furan rings, – benznidazole (1) and nifurtimox (2), discovered in 1965 and in 1971, respectively. These drugs are known under the names Rochagan® and Lampit®, respectively (Figure 1).

Benznidazole and nifurtimox require long-term administration and often show efficacy problems, including insufficient activity in established, chronic forms of the disease (very low cure rates in the chronic stage). Having a bad reputation both in terms of safety and efficacy, these old medications must be replaced by new safer and more efficacious drugs. Some developed molecules are being investigated in clinical trials. Among them, it should be mentioned new 2-substituted 5-nitroimidazole, fexinidazole (3) and repurposed antifungal triazole, posaconazole (4) (Figure 1).

JPPR 19 - 117 Vargas-Méndez LY_F1

Figure 1. Chemical structures of anti-chagasic drugs and drug candidates based on azole scaffold.

Fexinidazole has been identified as a new promising drug candidate for treatment of African trypanosomiasis [6], but it was demonstrated that it could be used in the chemotherapy for Chagas disease [7, 8]. Successful treatment with posaconazole of a patient with chronic Chagas disease and systemic lupus erythematosus was reported in 2010 [9].

Since this time, posaconazole is the drug with more advanced development in both experimental model and clinical trial [10, 11]. However, despite the promising results obtained in the animal model, the clinical trials of this drug candidate did not meet expectations. Testing a combination of posaconazole and beznidazole called chagasazol, it was concluded that this triazole is not effective as mono-pharmaceuticals in the treatment of patients in chronic asymptomatic phase with respect to beznidazole[12].

While the antiprotozoal toxicity of nitroimidazoles (1, 3) and nitrofurans (2) are thiol-dependent on reduction by nitroreductases of the nitro group, which generates cytotoxic species that cause damage to DNA, lipids and proteins [13], triazoles like posaconazole (4) are inhibitors of the sterol biosynthesis pathway, in particular C14-α-demethylase inhibitors [7, 14].

Thus, the approach to antiparasitic chemotherapy is usually based on two broad classes of targets, – trypanothione reductasa (TR) and sterol 14α-demethylase (CYP 51), which are specific to the parasite. Other alternative potential targets of responsible parasite for CD, T. cruzi are trans-sialidase (TS), tubulin, kinetoplastid DNA and cruzain (also referred to as cruzipain, the full-length native enzyme) [15, 16].

Cruzain and Identification of its Inhibitors

Cruzain (EC 3.4.22.51), the major papain-like cysteine peptidase of T. cruzi, is a principal virulence factor and a chemotherapeutic target with remarkable pre-clinical validation evidence [17–19].

The studies of the basic biochemistry of T. cruzi have allowed the identification of novel targets for CD chemotherapy. Killing T. cruzi through an inhibition of the enzyme cruzain is a different approach in therapies for Chagas disease. Being a member of the papain C1 family of cysteine protease, this enzyme hydrolyzes chromogenic peptides at the carboxyl arginine or lysine residue and requires at least one more amino acid between the terminal arginine or lysine and the amino-blocking group.

Thus, cruzain enzyme is essential for the viability and virulence of T. cruzi [20]. From currently available information in the Protein Data Bank (PDB) [21] it is known that cruzain consists of two domains: one with α-helices form and the other of antiparallel β-sheets. The active site, located at the interface between the two domains, encloses the catalytic triad formed by Cys25, His159 and Asn175. Cruzain has four relevant subsites for ligand binding (S1, S2, S3 and S1’) [22, 23].

During early development of cysteine protease inhibitors for CD therapy different class of many small peptidyl molecules were designed, synthetized and tested; among them, there were diazomethane inhibitors, fluoromethyl ketones, oxygen-containing heterocycles and vinyl sulfones. All these molecules bind a peptide or pseudopeptide backbone of cysteine protease (i.e., cruzain) to form a covalent adduct that inactivates the enzyme. Unfortunately, irreversible inhibitors may also inhibit host protease enzymes and possibly cause unacceptable side effects. Such irreversible inhibitors, especially peptidyl vinyl sulfones have become interesting leads in clinical trials [24].

The most outstanding vinyl sulfone, which was efficacious in pre-clinical models of T. cruzi infection, including immunocompetant and immunodeficient mice and dogs, is the irreversible cruzain inhibitor K-777(5) [25, 26]. Vinyl sulfone K-777 (5, known also as K11777), a potent cruzain inhibitor (IC50 = 5 nM) that inhibits the enzyme by attaching irreversibly to the catalytic Cys25 thiol group: first, conjugate addition of the thiolate of the cysteine at the active site to the double bond occurs that leads to the formation of carbanion, and then the resulting carbanion is subsequently protonated driving the process thermodynamically to the more stable enzyme−inhibitor complex (Figure 2).

JPPR 19 - 117 Vargas-Méndez LY_F2

Figure 2. Structure of K-777, three-dimensional structural representation of cruzain crystallized with this inhibitor and simplified inhibition scheme.21

These results indicated that there were no laboratory abnormalities, histologic abnormalities, or auto-immune phenomena. However, in 2005 it was announced that due to severe problems related to elevated hepatotoxicity of K-777 could lead to the abandonment of this project [27]. Since then, a number of more rigorous follow-up safety studies were done. Thus, while K777 continues to undergo preclinical evaluation, which may lead towards a possible human clinical trial [28], more selective, reversible inhibitors would be more suitable, the ideal drugs.

In general, three are two approaches to designing reversible inhibitors: (a) modifying K777 structure and (b) modifying structure of active inhibitors of human cathepsins that were designed for other diseases related to these enzymes. It should be evoked that cruzain is closely related to the human cysteine protease family of cathepsins, especially cathepsins L, B and K, which is the primary enzyme involved in bone formation process.

Both routes have active development. Indeed, modifying K777 structure (approach a), recently diverse reversible inhibitors, which contain electrophilic groups that serve as a ‘warhead’ that binds to cruzipain through a covalent bond to the active site cysteine, have been designed. Among them were first epoxysulfones and then halogenated vinyl sulfones [29, 30] and dipeptidyl nitro alkenes [31]. The latter molecules like a nitro alkene (6) (Figure 3) resulted in a new type of highly potent covalent reversible inhibitors of cysteine proteases. The results showed that this dipeptidyl nitro alkene (6) should bind in a comparable manner as the corresponding vinyl sulfones. However, chemical nature of the arising nitroalkane carbanion is quite different to the one of agent K-777, since the acidity of the corresponding acid, namely, the nitro alkane, is higher, and thus, the basicity of the carbanion is lower [30]. Moreover, the authors commented that the docking experiments indicate that a reaction, i.e. a nucleophilic attack at the double bond, should be possible.

JPPR 19 - 117 Vargas-Méndez LY_F3

Figure 3. Potent inhibitor (6) of cruzain with Ki values of 0.44 nM.

However, it should be noted that this molecular inhibitor exhibited a high affinity for human cathepsins, cathepsin B and cathepsin L showing Ki values of 8 and 11 nM, respectively. Thus, this cruzain inhibitor lucks a good selectivity index (SI) of human cathepsins/cruzain ratio.

An excellent example of the approach (b) is the development of new cathepsin K inhibitors based on amidoacetonitrile moiety [23, 32–34] that led to the identification of a peptidomimetic α-amido nitrile MK-0822 called odanacatib (7) (Figure 4), which was selected in the clinical development for osteoporosis and bone metastasis in 2008 [35].

JPPR 19 - 117 Vargas-Méndez LY_F4

Figure 4. Structure of odanacatib and simplified scheme of its specific interaction with cruzain that occurs in the binding pocket with Cys-SH.

Unfortunately, in 2016 odanacatib was dropped because of adverse events [36]. However, specific interaction of this molecule and related aminonitrile compounds with cysteine proteases consists of the nucleophilic attack of the thiolate moiety (Cys-SH) at the triple C ≡ N bond and thus the reversible formation of thioimidate adducts suggested that reversible cruzain inhibitors could be successful anti-T. cruzi agents [37].

Given the structural similarities between cruzain and the cathepsins, a drug discovery effort was mounted to identify an odanacatib analogs locking for the best selectivity (human cathepsins/cruzain). Division of the scaffold of this drug into three portions that it was identified as P1, P2, and P3 aided much to find new suitable cruzain inhibitors. Realizing focused screening of diverse cysteine protease inhibitors collection, first it could be identified amidonitrile (8) with basic moieties in P3 portion of model drug odanacatib (7) [38].

However, the basic nature of (8) is likely associated with lysosomotropism in which the accumulation of the compound in lysosomes could lead to unexpected activity against human cathepsins. Diverse related studies confirmed the potential of cruzain inhibitors as anti-T. cruzi therapies and allowed to identify two orally active, reversible cruzain inhibitors Cz007 (9) and Cz008 (10) (Figure 5).

JPPR 19 - 117 Vargas-Méndez LY_F5

Figure 5. Drug odanacatib as a model for developing new reversible cruzain inhibitors.

These structural non peptidic amidonitrile analogs of odanacatib have been found to be potent cruzain inhibitors displaying in vivo activity in a murine model of acute T. cruzi infection [39, 40]. Recently, several large libraries of α-amidoacetonitriles were also prepared and tested their inhibitory activity against the T. cruzi cysteine protease cruzain and anti-trypanosomal effects. A Ki value of 16 nM and an EC50 value of 28 μM were observed for the most potent of these inhibitors [41].

In silico computational studies through Molinspiration software

Being small nitrogen-containing molecules, the above mentioned compounds (1–10) are capable to exert non-covalent interactions (hydrophobic and electrostatic interactions as well as hydrogen bonds, metal co-ordination, van der Waals forces, etc.) with some active sites in organisms that ends with pharmacological activity manifestation. This pharmacological activity is also influenced by certain simple physicochemical parameters (descriptors).

Usually, four most important parameters of small molecules are used to predict their oral bioavailability; these descriptors are molecular weight (MW), lipophilicity (Log P), H-bond donors (HBD) and H-bond acceptors (HBA). All these are involved in the Lipinski “rule of five” (RO5), which states that good absorption or permeation of a compound is more likely when there are less than 5 H-bond donors, 10 H-bond acceptors, the MW is smaller than 500 Da and the calculated Log P (cLog P) is smaller than 5 [42]. These simple filters can help in selecting drug-like compounds. However, RO5 compliance is not a guarantee that a compound will be drug-like. Additionally, other descriptors such as number of rotatable bonds (ROTB), topological polar surface area (TPSA) and molecular volume (MV) are considered very useful parameters in activity–structure relationship (SAR) studies. All these properties could be easily calculated by diverse software available online.

Considering above backgrounds and paying attention to the importance of knowing these physicochemical properties, we used Molinspiration software [43] for actual anti-chagastic drugs 1–4 and candidate drug, promising cruzain inhibitors 5–10 (Table 1).

Table 1. Molecular descriptors calculated for drugs and drug candidates (1–10) according to the Lipinski’s Rule using the Molinspiration Cheminformatics software.

Comp.

MWa

cLogPb

cLogSc

HBAd

HBDe

ROTBf

TPSAg

MVh

n
violations

1

260.25

0.78

–2.618

7

1

5

92.75

224.99

0

2

287.30

0.71

–2.767

8

0

3

108.71

229.37

0

3

265.29

2.58

–3.783

6

0

4

72.88

220.23

0

4

762.86

6.15

–11.01

12

0

13

104.73

678.93

3

5

574.75

4.32

–6.975

8

2

11

98.81

531.04

1

6

383.45

3.81

–4.958

7

2

11

96.18

359.60

0

7

525.57

3.96

–6.847

6

2

10

99.06

439.67

1

8

595.68

5.85

–8.528

6

2

12

80.18

539.00

2

9

632.65

5.16

–8.876

7

2

12

122.85

527.23

2

10

487.57

4.33

–6.498

6

3

10

80.18

446.16

0

a Molecular Weight (g/mol); b Logarithm of the partition coefficient between n-octanol and water; c Logarithm of the solubility measured in mol/L; d Number of hydrogen-bond acceptors; e Number of hydrogen-bond donors; f Number of rotatable bonds; g Polar Surface Area (Å2); h Molecular volume.

Analyzing the results obtained, it can be noted that two classic anti-chagastic drugs, benznidazole (1) and nifurtimox (2), and drug candidate fexinidazole (3) are very small, highly soluble molecules with poor capacity of permeability through membranes (weak lipophilicity); its cLogP are 0.78, 0.71 and 2.58, respectively. In addition, they are molecules with low flexibility properties (ROTB = 3–5). In contrast, drug candidates (4–10) are more lipophilic molecules (6.15 <cLogP > 3.81) with elevated MW (383.45–762.86) and MV (359.60–678.93).

Among them, antifungal drug, posaconazole (4) that was proposed in CD treatment, resulted to be the biggest molecule with the highest lipophilicity parameter (cLogP = 6.15) and flexibility properties (ROTB = 13). Additionally, posaconazole has a better ability of intermolecular hydrogen bonding (HBA = 12), which is partially responsible for the interactions with secondary and tertiary structures of proteins and nucleic acids.

The physicochemical descriptors of cruzain inhibitor amidonitriles (8, 9) derived from drug odanacatib (7), are very close to the one of posaconazole that inhibits the ergosterol production by binding and inhibiting the lanosterol-14α-demethylase. Noteworthy, these cruzain inhibitors and posaconazole are structurally different, very lipophilic molecules with more than two RO5 violations.

Own odanacatib molecule, possessing MW more than 500 g/mol, has one RO5 violation. Moreover, its more elaborated amidonitrile derivative (10) does not show any RO5 violation like dipeptidyl nitro alkene (6), a K777 analog (Table 1). However, it should be commented that there are plenty of examples available for such prediction violation amongst the existing drugs [44].

Thus, both approaches to designing reversible inhibitors (modifying from drug odanacatib and agent K777) result in promising cruzain inhibitors as anti-T. cruzi therapies. However, it is believed that α-amidoacetonitriles derived from odanacatib have more outlooks in anti-chagastic drug research [45].

Interesting results were obtained also analyzing bioactivity score for these compounds. According to the predicted bioactivity score, drug and drug candidates (1–4) do not make to switch any tested biological targets, while especially designed cruzain inhibitor agents (5–10) may alter selectively proteases (Table 2) that confirm generally its biochemical behavior. Unfortunately, simple in silico evaluation of these drug candidates does not allow anticipating their SI properties.

Table 2. Molinspiration bioactivity score for compounds (1–10)*

Comp.

GPCR ligand

Ion channel modulator

Kinase inhibitor

Nuclear receptor ligand

Protease inhibitor

Enzyme inhibitor

1

–0.33

–0.39

–0.49

–0.71

–0.05

–0.02

2

–0.93

–1.40

–0.73

–1.61

–0.81

–0.58

3

–0.47

–0.22

–0.38

–0.41

–0.38

–0.09

4

–1.45

–2.82

–2.34

–2.54

–1.12

–2.07

5

0.21

–0.20

–0.18

–0.17

0.65

0.07

6

0.36

0.10

–0.16

–0.19

0.45

0.11

7

0.34

0.01

–0.11

0.04

1.16

0.27

8

0.19

–0.40

–0.32

–0.25

0.74

–0.20

9

0.07

–0.65

–0.41

–0.22

0.81

–0.18

10

0.13

–0.11

–0.02

–0.12

0.58

–0.11

* Marked in bold parameters indicated a pronounced bioactivity score

Additionally, it can be noted that tested inhibitors (5–8) could modify other important biological targets: all four molecules would affect G protein–coupled receptor (GPCR) (score = 0.19–0.34), drug odanacatib (7) would work also as an enzyme inhibitor (score = 0.27). These protein covalent binding properties possibly cause unacceptable side effects.

Conclusion

Chagas disease represents an emerging worldwide challenge and there is an urgent, unmet need for safe and effective medication and thus, the last few years have seen a revolutionary improvement of the in vitro and in vivo screening methodologies to search for new anti-Chagas therapies.

The studies on reversible cruzain α-amidoacetonitrile-based inhibitors represent a valuable step in the search for new drugs for the treatment of a neglected disease that continues to affect the lives of millions of people.

The RO5 methodology appears to be as useful today in defining therapeutically relevant pharmacokinetic drugability and could help in this search. This simple and brief in silico analysis not only could help to design better new molecules with suitable pharmacological properties, but also comprehend its possible mechanism of action. It is evident that one of the important rational approaches for the fast advance of novel trypanocidal chemotherapy would be one focused on drugs ready to enter to clinical trials or on the clinical evaluation of drug association with existing trypanocidal agents to get extra effectiveness and fewer secondary effects [46].

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The American Psychiatric Association Fails to Recognize the Value of Neuroimaging in Psychiatry

DOI: 10.31038/IMCI.2019212

Abstract

Recently, the American Psychiatric Association (APA) published a position paper stating that neuroimaging provided no benefit to the diagnosis and treatment of psychiatric disorders. In the position statement and the accompanying 46-page review of the subject literature, the APA makes a strong case for the failure of functional magnetic resonance imaging to elaborate useful diagnostic biomarkers for psychiatric disorders. However, the APA fails to consider and do not include in the analysis, extensive research on the clinical value of Positron Emission Tomography (PET) and Single Photon Emission Computed Tomography (SPECT) neuroimaging. Herein, the International Society of Applied Neuroimaging (ISAN) will elaborate on the incongruity between the categorical system of psychiatric diagnoses and neuroimaging findings. We further explore the manner in which neuroimaging can and should contribute to psychiatric diagnosis and to guiding psychiatric treatment. Lastly, we describe several examples of neuroimaging applications which meet or exceed the criteria set forth by the APA to define a neuroimaging biomarker, including the diagnosis of Alzheimer’s disease and other dementias, the differential diagnosis of ADHD, and the diagnosis of traumatic brain injury. The position of ISAN is that neuroimaging is not to be feared. Neuroimaging does not replace the diagnostician; rather, it aids the diagnostician in complex cases.

Keywords

ADHD, Depression, Neuroimaging, PET, SPECT, TBI, Traumatic brain injury, fMRI, functional MRI

Introduction

Recently, the American Psychiatric Association (APA) published a position paper stating “neuroimaging has yet to have a significant impact on the diagnosis or treatment of individual patients in clinical settings” 1]. Surely, the APA guiding its profession must be a good thing. Unfortunately, there is one far-reaching problem. This sweeping statement made by the APA might be correct for Functional Magnetic Resonance Imaging (fMRI), but it is certainly not true for Positron Emission Tomography (PET) and Single Photon Emission Computed Tomography (SPECT) neuroimaging. Both these functional scanning techniques have clearly proven benefits in diagnosis and in guiding treatment of psychiatric patients [2]. The APA position paper focused almost exclusively on fMRI data and did not review these other widely used functional neuroimaging techniques. More troubling, was that the APA then generalized its conclusions about fMRI to all neuroimaging techniques without supportive evidence.

The tendency to take unsupportable positions is not new to the APA. Psychiatry has attempted to neatly package mental illness into diagnostic categories which unfortunately have little to do with the underlying neurobiology [3]. While neuroimaging studies have demonstrated that these diagnostic entities are, in fact, made up of multiple endophenotypes of neurophysiological disruption, the APA has done nothing to alter the categorical system elaborated in the Diagnostic and Statistical Manual (DSM) in its fifth iteration [3].

When the APA officially declared that using neuroimaging to look at the brain has no clinical value in psychiatry, it took a step backwards scientifically. The APA ignored data which did not fit with this rigid position. By deciding to be august, rather than accurate, the APA robbed themselves, psychiatrists, and the general public of effective and promising neuroimaging opportunities that could improve clinical care. The resistance to actually looking at brain function by psychiatrists is startling.

As President of the International Society of Applied Neuroimaging (ISAN), I encouraged the Society to respond rapidly with a letter-to-the-editor. Much to our dismay, the letter was rejected by the Journal, but not because of poor writing quality. Rather, it was rejected because the Journal claimed there could be no rebuttal to such APA position papers.

Herein, we will elaborate on the incongruity between DSM categories and neurobiological data, compare and contrast the APA’s position [1] with some of the available data which they did NOT examine in their analysis of neuroimaging, and demonstrate how imaging can and should augment the diagnostic and treatment process. We will demonstrate that neuroimaging has already proven itself valuable in the psychiatric treatment of individual patients, as well as how neuroimaging can advance the field going forward.

The Incongruity between DSM Diagnostic Categories and Neuroimaging Findings

Depression

Using the DSM diagnostic criteria for Major Depressive Disorder,[3] it is possible to have over 20 different phenotypes of this single diagnosis. Patients can have increased motor activity or decreased motor activity. They can have insomnia or hypersomnia. They can have weight gain or weight loss. It is difficult to see how such a multi-faceted presentation can represent a single diagnostic entity which would benefit in the same way from the same medications and/or treatments. Indeed, experts agree that depression is not just one thing, despite the efforts of mainstream psychiatry to classify it into a single illness category. Nassir Ghaemi, MD, noted expert on psychopharmacology recently wrote:[4]

“Psychiatry…practice(s) non-scientifically; we use hundreds of made-up labels for professional purposes, without really getting at the reality of what is wrong with the patient…We have a huge amount of neurobiology research now to conclude that the 20th century neurotransmitter theories of psychopharmacology basically are false. The dopamine and monoamine (serotonin) hypotheses of schizophrenia and depression are wrong…we now know that drugs have major second messenger effects which (cause) neuroplastic changes in the brain, including connections between neurons. The brain is literally re-sculpted.”[4]

Neuroimaging studies have shown there are several neurophysiological substrates for depression. Functional brain scans, such as SPECT (single photon emission computed tomography) or PET (positron emission tomography) have shown that while patients may present with the same symptoms of depression, they can have very different processes occurring in their brains. Indeed, some of the anatomic circuits of depression and mood regulation have been revealed by converging evidence from SPECT, PET and fMRI studies of depression, as well as the analysis of both lesions resulting in depressive symptoms and surgical lesions used to treat severe cases of depression [5,6]. These convergent findings have revealed a network of brain regions, including the dorsal prefrontal cortex, ventral prefrontal cortex, anterior cingulate gyrus, amygdala, hippocampus, striatum, and thalamus in the pathophysiology of depression.[7–9] Drevets and others have emphasized that depression is the result of multiple pathophysiological processes and the dysfunction of multiple pathways [5,10]. It is not one disorder.

Distinct subtypes of depression now can be detected. Depression is often associated with decreased activity (and therefore metabolism and perfusion) of the frontal lobes, the insular cortex, and the anterior cingulate gyrus [5–10]. However, some patients with depression have increased perfusion in the precuneus, which correlates with rumination and self-criticism [11]. Some patients with depression also have decreased temporal lobe function. Many patients with depression show increased thalamic activity (metabolism or perfusion) [12]. Portions of the thalamus have direct connections to the amygdala, the seat of fear and anxiety [13]. SPECT and PET neuroimaging can also predict who will respond to certain antidepressants. For example, those who are likely to respond to SSRI antidepressants show increased perfusion in the ventral frontal cortex and anterior cingulate 14,15]. The response to SSRI antidepressants is often decreased perfusion in these areas, as well as in the thalamus. In contrast, some patients with depression have markedly decreased dorsal frontal cortex and medial frontal cortex perfusion. These patients are less likely to respond to SSRI medications, but may respond better to noradrenergic antidepressants [9,16]. Treatment-resistant depression may show markedly increased perfusion in the subgenual cingulate [10].

Neuroimaging also helps to diagnose neurological disorders which may masquerade as psychiatric conditions. For example, over 40% of patients who experience a concussion (also known as mild traumatic brain injury [TBI]) will develop depression over the subsequent year [17,18]. There is no reason to expect patients with TBI to respond the same way as those who have endogenous depression. Similarly, toxic brain injury [19,20], Parkinsonian syndromes [21], and dementia in the elderly [22] can all present as depression.

Attention-Deficit Hyperactivity Disorder (ADHD)

There is overwhelming neurobiological evidence for the existence of multiple forms of ADHD based on neuroimaging. A multitude of functional imaging studies utilizing a diversity of modalities; including SPECT, fMRI, PET, and quantitative electroencephalogram (qEEG) repeatedly demonstrated similar results in children and in adults. Some of these studies, reviewed by Dr. Cherkasova and Dr. Hechtman,[23] show reduced activity during a concentration task in the prefrontal cortex, orbital frontal cortex, and caudate nuclei in some patients with ADHD. In addition, abnormal function and anatomy have been reported in the cerebellum of some patients with ADHD. Others diagnosed with ADHD have poorly functioning temporal lobes.[23] Significant clinical experience has shown that patients with symptoms of ADHD can also present with diffuse over-activity of the cerebral cortices, involving not only the frontal lobes, but also the temporal and parietal lobes. This clinical observation is supported by recent research looking at subclasses of ADHD endophenotypes [24,25], rather than bearing the underlying presumption that all ADHD looks the same on neuroimaging.

Fully recognizing that the plural of anecdote is not data, we offer two examples of these alternate endophenotypes of ADHD and how they responded differently to medications. The first patient was a 7 year old female who was diagnosed with ADHD by her pediatrician, but became wildly out of control on stimulant medications. A trial of the non-stimulant medication atomoxetine, which is FDA-approved for the treatment of ADHD, led to aggression. This phenomenon has been previously described by Henderson and Hartman [26] who found that fully one-third of all new starts on atomoxetine experienced aggression, hypomania, or mania. Off all medication, the patient was still struggling in school academically and was often hyperactive and impulsive at home and at school. However, the patient was not grandiose, hypersexual, excessively giddy, or showing reduced need for sleep as would be expected in mania. Thus, this seemed less likely to be a burgeoning case of Bipolar Disorder. Her Connor’s Continuous Performance test for ADHD was positive.

A SPECT scan (Figure 2) revealed diffusely increased activity throughout the cerebral cortices. The overactive frontal lobes became even more active during a concentration task, in contrast to the usual situation in ADHD as illustrated in Figure 1 above. Based on the SPECT findings, the patient was treated with an anticonvulsant, oxcarbazepine, to calm the overactive areas. Within a few weeks of starting treatment, the patient was less hyperactive and more focused. She demonstrated marked improvement in her academic performance. She remained stable and free of symptoms for the subsequent 43 months until lost to follow-up.

IRCI 18 - 107 - Theodore A. Henderson_F1

Figure 1. Tc-99m-HMPAO perfusion SPECT scan data presented in sagittal tomogram. The color scale is scaled relative to the patient’s mean cerebral perfusion. Mean blood flow (72%) is in yellow. Color shifts occur at approximately every 0.5 SD (3 %) relative to the patient’s mean. Baseline (A) and concentration (B) scan of a neurotypical patient demonstrating increased frontal lobe (red elipse) and orbitofrontal cortex (arrow) perfusion during concentration. Baseline (C) and concentration (D) scan of a patient with ADHD demonstrating decreased frontal lobe (red elipse) and orbitofrontal cortex (arrow) perfusion during concentration.

IRCI 18 - 107 - Theodore A. Henderson_F2

Figure 2. Tc-99m-HMPAO perfusion SPECT scan data presented in sagittal tomogram (upper row) and in surface rendering (lower row). The color scale is as in Figure 1. Baseline (upper left) and concentration (upper right) scan of the patient demonstrating increased frontal lobe (red elipse) and orbitofrontal cortex perfusion at baseline, which become even more active during concentration. Surface rendering shows the diffuse hyperperfusion throughout the cerebral cortices.

The second case is a 10 year old female who struggled with poor attention and poor academic performance, but did not demonstrate hyperactivity. She had a trial of stimulant medications, but became anxious and agitated. She underwent a qEEG evaluation and was diagnosed with severe auditory and visual attention deficits. She then underwent over $10,000 worth of neurofeedback, but showed only slight transient benefit. Her Connor’s Continuous Performance test for ADHD was negative.

A SPECT scan (Figure 3) revealed temporal lobe hypoperfusion and no evidence of frontal lobe deactivation during a concentration task. Based on clinical experience and the appearance of temporal lobe dysfunction, she was started on donepezil (Aricept), an acetylcholinesterase inhibitor. Within one month, her reading speed had increased and her math skills were improving. By three months, she had gained approximately two years in math skills and 1.5 years in reading comprehension skills. Donepezil was shown in a small study to improve ADHD symptoms [27]. Doyle and colleagues [28] also reported on an open-label case series of patients with autism spectrum disorder who showed reduced ADHD-like symptoms in response to donepezil. However, an 18-week open-label trial in children with ADHD and tics failed to show improvement in ADHD-like symptoms [29].

IRCI 18 - 107 - Theodore A. Henderson_F3

Figure 3. Tc-99m-HMPAO perfusion SPECT scan data presented in surface rendering. The color scale is as in Figure 1. The decreased perfusion (green) is clearly visible in the temporal lobes.

A separate important point is that inattention is a non-specific symptom. Inattention, is found not only in ADHD, mania, anxiety, and depression, but it is also found in TBI, carbon monoxide poisoning, cadmium toxicity, lead toxicity, schizophrenia, post-traumatic stress disorder (PTSD), post-coronary bypass syndrome, multiple sclerosis, substance abuse, space-occupying lesions, CNS infections, dementia, and a litany of other conditions which alter frontal lobe functioning. While, an interview will not help distinguish among these possibilities, neuroimaging can differentiate many of these categories. Can neuroimaging provide a pathognomonic imaging result (a fingerprint, if you will) for each of these conditions? No, but it can eliminate several possibilities and lead you closer to a definitive diagnosis. For example, if a perfusion SPECT scan shows a diffuse pattern of decreased function, ADHD become much less likely and systemic effects such as metal [30], mold [31], or other [32] toxicity, carbon monoxide poisoning,[33] or infection [34] become more likely. Rather than treating the patient with a stimulant, a clinician would be directed by the scan results to seek a cause for the brain dysfunction.

The APA takes a position

The APA has now taken the position that there is no reason to look at the brain. In a two-page position paper [1] in the September 2018 issue of the American Journal of Psychiatry, the APA concluded, “According to this standard, the psychiatric imaging literature currently does not support the application of a diagnostic biomarker to positively establish the presence of any primary psychiatric disorder”. This bold statement was backed up by a separate 44-page review article prepared by a workgroup of APA neuroimaging researchers issued in electronic form [35]. Notably the review focused almost entirely on Functional Magnetic Resonance Imaging (fMRI) and neglected the extensive literature on SPECT and PET neuroimaging in psychiatric disorders.

The International Society of Applied Neuroimaging (ISAN) rapidly responded with a letter-to-the-editor. Much to our dismay, the letter was rejected. Curiously, the letter was rejected because the Journal claimed there could be no rebuttal to such APA position papers. The APA has delivered this condemnation of neuroimaging in a manner that prevented any objection, rebuttal, or discussion. It is, simply put, an indefinite moratorium.

The APA’s position had essentially three elements [1] which we will address in turn:

  1. A neuroimaging finding to have diagnostic value must have sensitivity and specificity of no less than 80% verified by at least two independent studies,
  2. The psychiatric imaging literature does not support the application of neuroimaging in psychiatric diagnostics or treatment,
  3. Neuroimaging has not had a significant impact on the diagnosis and treatment of psychiatric disorders.

Element 1: First, the APA workgroup set unrealistic standards for diagnostic biomarkers in psychiatry. A “biomarker” is a measurable or detectable indicator of the presence or severity of a disease. The APA workgroup leaned heavily on the example of amyloid imaging in Alzheimer’s disease;[35] however, they seem to miss the point that Alzheimer’s disease is a degenerative disease characterized by the accumulation of abnormal proteins – tau and amyloid, which can be quantified and visualized at autopsy. In contrast, psychiatric disorders are not so simply distinguished based on pathological markers. Rather, psychiatric disorders as defined in the DSMV are constructs conceived by a committee. Not surprisingly then, fully 60% of the DSMV diagnoses failed to stand up to diagnostic testing when subjected to field trials.[36] As an example, Major Depressive Disorder constitutes a single psychiatric diagnosis, but a patient can meet the criteria for this disorder with more than two dozen combinations of divergent symptoms as described above; yet, it is considered a single diagnosis.

Moreover, comorbidity (the presence of two or more diagnoses) is the rule, rather than the exception in psychiatry. Patients with ADHD frequently have comorbid anxiety, oppositional disorders, or learning disorders [2,37–39]. Patients with depression have a very high rate of comorbid anxiety [2,40]. Patients with PTSD, particularly veterans, often have comorbid TBI [41,42]. These comorbid diagnoses cloud the diagnostic process. The DSMV was not designed with the brain in mind and has done little to adopt the lessons learned about the neurobiology of psychiatric disorders. Furthermore, functional aspects of the brain do not neatly fit into DSMV categories [2].

In addition, it is almost laughable that the criteria for sensitivity and specificity were set at 80% by the APA workgroup. It was as if the APA was setting an insurmountable barrier for neuroimaging biomarkers. Many of the tests which are used daily in medicine and in psychiatry, in particular, lack this level of accuracy. For example, the PTSD checklist, a widely accepted scale for assessing the presence or absence of PTSD, has 70% sensitivity and 90% specificity [43]. The Draw-A-Clock test used in neurology to diagnose dementia has a sensitivity of 66% and a specificity of 65% [44]. The Hamilton depression scale and the Zung depression scale, both widely accepted self-rating scales for depression, lack sensitivity or specificity which measure up to the APA workgroup’s standard [45,46]. Looking outside psychiatry, the prostate specific antigen test remains a standard of care in screening for prostate cancer, despite low sensitivity and specificity. Similarly, multiparametric MRI has a sensitivity of 50% and a specificity of 69% [47] to detect prostate cancer, but is widely utilized. While these tests fail to meet the stringent standard proposed by the APA, they remain central to clinical care and disease detection and management.

Element 2: The review offered by the APA Workgroup [35] is heavily weighted to functional MRI and neglected extensive literature using other forms of neuroimaging. Curiously in fact, a large number of replicated studies using perfusion SPECT and fluoro-deoxyglucose-PET (FDG-PET) to identify disorders and differentiate among overlapping diagnoses were not included in the APA workgroup report. We will offer just three examples. First, numerous published, peer-reviewed studies by independent investigators show that both FDG-PET and SPECT meet the criteria set by the workgroup committee in diagnosing Alzheimer’s disease as described above [48]. FDG-PET and SPECT both have sensitivity and specificity in the diagnosis of Alzheimer’s disease between 82–89%.[48] Moreover, FDG-PET and SPECT are superior to amyloid imaging in the differential diagnosis of the various forms of dementia.[48] To be specific, a positive amyloid scan can reliably be considered evidence of Alzheimer’s disease or its precursor (sensitivity = 89%; specificity = 87%) [49]. However, the non-specific binding in amyloid scans increases dramatically with age to over 40% in patients over 80 years [48,50] Thus, the specificity of amyloid imaging declines dramatically with age. Furthermore, if an amyloid scan is negative, then the patient presumably does not have Alzheimer’s disease, but it is impossible to differentiate among the alternative forms of dementia with an amyloid scan. FDG-PET and SPECT are superior in this regard [48], and can provide clear evidence aiding in the differential diagnosis.

Second, perfusion SPECT [51,52] can readily distinguish ADHD from controls. Indeed, SPECT differentiated children who were highly likely to respond favorably to stimulants from non-responders [51]. As illustrated above, SPECT neuroimaging can provide important clues which aid in the clinical management of presumptive ADHD cases, which do not respond in a typical fashion to stimulant medications. Nonetheless, Lee and colleagues [51] characterized a reasonably sized sample of 40 medication-naïve children with ADHD compared to 17 controls using SPECT plus statistical parametric analysis before and after treatment with methylphenidate. Statistical analysis confirmed that subjects with ADHD showed decreased perfusion (activity) of the prefrontal cortex and middle temporal gyrus, but showed increased perfusion (activity) in the somatosensory cortex and anterior cingulate gyri, compared to controls. After treatment with methylphenidate, ADHD subjects showed increased perfusion of the prefrontal cortex relative to their own pre-medication scans. Perfusion in the somatosensory cortex and striatum was reduced [51]. These SPECT studies have been confirmed by numerous fMRI studies which have found similar impairment of the fronto-striatal networks. For example, Pliska and colleagues [53] found that adolescents with ADHD (N = 17) failed to show increased perfusion (activation) in the anterior cingulate bilaterally and the left ventrolateral prefrontal cortex during an inhibitory task (Stop Signal Task) compared to 15 age-matched controls. Smith and colleagues [54] similarly described decreased perfusion in the left rostral mesial frontal cortex during one interference-type concentration task and decreased perfusion in the bilateral inferior prefrontal (right more significant than left) and temporal lobes during a switch task.[54]

Third, perfusion SPECT is extremely accurate in differentiating TBI from controls and TBI from PTSD[55–57]. Notably, there is tremendous overlap (33% to 42%) between the clinical presentation of TBI and PTSD in veterans [58,59]. Diagnostic instruments routinely used by the Veterans Administration (VA) are neither sensitive, nor specific [60]. For instance, several of the symptoms assessed by questions in the Clinician-Administered PTSD scale [61] could be a result of TBI, such as sleep difficulties, irritability, poor concentration, and memory difficulties. Using perfusion SPECT neuroimaging, TBI and PTSD can be differentiated with a sensitivity of 92% and a specificity of 85% based on a study of 196 veterans [55]. Furthermore, these results were replicated in a separate civilian population of over 24,000 individuals [56]. These findings certainly meet the APA workgroup criteria for a psychiatric biomarker – greater than 80% sensitivity and specificity and replicated with independent data.

IRCI 18 - 107 - Theodore A. Henderson_F4

Figure 4. Tc-99m-HMPAO perfusion SPECT scan data presented in transverse tomogram at the level of the basal ganglia. The color scale is as in Figure 1. SPECT scans showing PTSD (A), TBI (B), and the combination of PTSD and TBI (C). Over-activity of the basal ganglia (horizontal arrows) and anterior cingulate (vertical arrow) can be seen in the PTSD case, while decreased activity in these areas is seen in TBI. Each has a very distinct appearance visually and when the default-mode network is analyzed, these conditions can be differentiated with 94% accuracy.

Element 3: The APA workgroup’s claim that neuroimaging has not had a significant impact on the diagnosis and treatment of psychiatric illnesses assumes that neuroimaging can only be helpful if it provides a pathognomonic “fingerprint” for a DSM diagnosis. Notwithstanding the absurdity of expecting imaging of the human brain to yield a hallmark of a disorder invented by a committee, issues of comorbidity and the shared final neurophysiological outcome of multiple “diagnoses” make it highly unlikely that we will have neuroimaging “fingerprints” for disorders.

Neuroimaging, like all forms of diagnostic imaging, allows a clinician to eliminate possibilities and narrow the differential diagnosis. This progression is central to any medical diagnostic process. For example, we routinely use chest X-rays in the diagnostic workup of various disorders. There is an intrinsic assumption that chest X-rays give the diagnosis. Let’s look at the example of a large solitary pulmonary mass of size greater than 4 cm. According to Reeder and Felson’s definitive text Gamuts in Radiology [62] this could be an abscess, bronchogenic carcinoma, alveolar cell carcinoma, metastasis, arteriovenous malformation, bronchial adenoma, fluid filled cyst, hamartoma, hematoma, inflammatory pseudotumor, organized nodular pneumonia, lipoid pneumonia, loculated pleural fluid, lymphoma, pneumoconiosis, pulmonary sequestration, sarcoma, or Wegener’s granuloma. How does one distinguish the likely correct diagnosis from this long list of diagnostic possibilities? It is done by clinical correlation and additional testing. The diagnosis is made ultimately by the physician as a result of synthesizing the imaging data, the testing data, and the clinical information. Psychiatry should be no different. Psychiatric diagnoses should be made based on the synthesis of data – laboratory data, clinical data, and neuroimaging data. But ultimately, the physician makes the diagnosis, not the lab test. Neuroimaging is a tool which only assists in the diagnostic process.

Neuroimaging can be diagnostic

The APA workgroup ignored several neuroimaging modalities which have demonstrated value in the differential diagnosis of TBI, dementia and other psychiatric disorders and focused almost exclusively on fMRI. One interpretation of the APA workgroup report is that fMRI has failed to live up to the expectations set forth by academia over two decades ago. Despite hundreds of millions of dollars in research funding and hundreds of years of collective research time, the over one hundred MRI research centers in the United States has failed to provide a psychiatric biomarker.

On the other hand, functional neuroimaging can offer clues and information about psychiatric disorders and their comorbid conditions. Functional neuroimaging helps clinicians to unravel complex cases. For example, ruling out toxic exposure or TBI can be highly valuable in the differential diagnosis of complex case. The highly sensitive and specific ability of SPECT neuroimaging to differentiate TBI from PTSD not only meets the APA criteria, but offers hope to tens of thousands of veterans who suffer from one or both disorders [63].

The introductory sentence of the APA position paper clearly signals the fear that drives the APA’s position, “In response to claims being made that brain imaging technology had already reached the point at which it could be useful for making a clinical diagnosis and for helping in treatment selection in individual patients, the APA Assembly passed an action paper…”[1]

Conclusion

The members of ISAN call upon the APA to re-examine neuroimaging in psychiatry with inclusion of SPECT and FDG-PET research. Rather than set unrealistic expectations for a neuroimaging biomarker, understand the value of incremental steps in a differential diagnosis. Furthermore, ISAN encouraged the APA to explore the use of SPECT and FDG-PET in psychiatry with those who are actually knowledgeable about their practical applications. We acknowledge that interpreting SPECT requires thorough training, just as with interpreting amyloid scans. SPECT scans are technically demanding and poor quality scans can be misleading and dissuasive. On the other hand, high quality SPECT scans with quantitative analysis can provide striking insights into the function of the brain across a diversity of psychiatric conditions. Lastly, neuroimaging is not something to be feared. Neuroimaging does not replace the diagnostician; rather, it can aid the diagnostician in complex cases.

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Physiology of Connective Tissues and Fascia Update Knowledge for Orthopaedic Surgeons & Rehabilitation Carers

DOI: 10.31038/IJOT.2019224

Abstract

Unlike traditional views, fascia and connective tissues are not just unimportant structure without special function. Instead, fascia can be considered a large organ without boundaries, existing as a wide-spread network, carrying multiple function. In musculoskeletal functions, fascia supports joint mobilizations, helping to form architecture of stabilizing and motivating complex controlling joint stabilities and movements. Although fascia does carry a simple function of providing tissue protection and gliding, it fulfils this role via active channels. Fibrocytes contained in the fascia are actively responding to stress and tension; while stem cells are supporting tissue regeneration.

Proprioceptive receptors in the fascia carry messages to the brain central which respond quickly and actively to stabilization requirements and other activities. The interstitial fluid within the fascia and neighboring cells and muscles are not simple “leakages” from vascular and lymphatic channels. Instead, the cellular activities within the fascia which helps to form the architecture of bodily movements, could be an important influencing force of both vascular and lymphatic circulation. The interstitial fluid, therefore, deserves to be considered the third fluid system of the human body with its specific function. The new discoveries of the fascia, therefore, carry special implications on physiological and pathological changes relevant to therapy and rehabilitation.

Classical view of Connective Tissues

Since anatomical dissections started in quest for better understanding of the human body, connective tissues existing outside and surrounding important structures and organs are revealed and described. The general attitude of anatomists and later surgeons (who dissect and give constructive measures to tissues and organs) towards connective tissues is that they are simple separating sheets of life tissues without specific function. Subsequent, observations have made a variety of fibrous connective tissues which have been given specific terminologies like: aponeurosis, ligament, tendon, retinaculum, joint capsule, epineurium, meninges, vessel coverages and periosteum. All these structures belong to simple interconnecting tensional tissues, and many varieties have been called “fascia” which in Latin, refers to bound together straps and bundles. Since fascia and other connective tissues are simple separation structures carrying no specific function, destruction and disturbance of which is expected to be followed by spontaneous replacement of a thicker and more fibrotic tissues.

Reveal of the Complicated Function of Connective Tissues and Fascia

a) Musculoskeletal Function

When joint motions were studied in details, biomechanical observations revealed that although muscle contraction is the main motivating force, contractile tissues around and special fascial arrangements all participate in synchronous supportive contractile or relaxant activities. It is now clear that connective tissues carry two district functions: to allow structural gliding and to facilitate transfer of forces. Tissue gliding is important for functional protection. The fact that important structures like muscles and organs always possess two layers of soft tissue coverages (fascia), one inner sheet wrapping tight the structure and one outside sheet to facilitate gliding. In the case of muscles and joints, the surrounding fascia ensures that the related joint remains stable in whatever position change [1].

The classical observation that fascia helps to hold small vessels and nerves which need to provide nutrition and messages in their role of interconnection. The real situation is that not only does the fascia provide passages for the vascular and nerve channels but nerve receptors: muscle spindles; Golgi tendon organs and Ruffini corpuscles; laminated or paciniform corpuscles; and free nerve endings are scattered around [1]. The implication is that movements affecting the fascia would be simultaneously initiating neurological messages up and down the fascia, possibly also extending to the connecting network of connective tissues [2]. The Myofascial connections between the adjacent muscle groups would allow much dynamic planning for therapeutic measures designed for musculoskeletal disorders [3].

b) Fascial Cytology

Cells in the fascial connective tissues carry specialized functions. There are two main types: fibrocytes and stem cells. The fibrocytes are provided with integrin receptors on their surfaces and are mechanically coupled to the actin cytoskeleton of the cell, forming a pathway to sense external forces and allow the cell to respond with changes of cell shape. The cells can activate internal chemical signaling pathways, increase stress-fiber assembly and adhesive strength, and form focal adhesions in response to externally applied mechanical forces [4].

The dynamic properties of the fibrocytes help with muscular activities suitable for different forms of stress and requirements. They are also responsible for the cyclin changes of intramuscular pressure which assists in venous return of blood to the heart. The presence of nerve fibrils and sensors within the fascia network has granted the fascia a specific functional role. Mechanoreceptors, also called muscle receptors are arranged in the context of force transmissions i.e. around and within muscle and connective tissues. Other receptors for proprioception are concentrated in those areas where tensile stresses are mostly felt and they are responsible for the maintenance of joint integrity and stability. Since the fascial system all over the body overlooks the proprioceptive stability of the whole body, the role of the connective tissues as an important proprioception stabilizer in the locomotor apparatus, individually and in collaboration with the Central Nervous System cannot be overstressed [1].

Another type of cells in the soft tissues of the fascia is the stem cells that possess regenerative power obviously responsible for the reparative need of musculoskeletal tissues. The dynamic nature of the stem cells: their versatility of regenerative direction and their ability to freely move following the network of fascial arrangement is well known but yet has not been thoroughly studied. Not only are the mechanisms of cellular transformation to various deficiency or reparative needs important, but the mobility of the cells is crucial. The relationship between inflammation and cellular degradation occurring within the soft tissues would be of major concern.

c) Fluid Flow

The proper function of mechanical stability and neural transmission demands an efficient fluid flow within the fascial network. Likewise, the same dynamic flow would allow efficient movement of stem cells. It has always been taken for granted that interstitial fluid occurs between cells, tissues and organs and that it passively serves the neighboring tissues and structures without additional role in the overall well-being of the system. The feeding of the interstitial fluid is also taken for granted that either the general vascular circulation or the lymphatic system would be taking care of this spatial fluid. It is of course true that the interstitial fluid comes from both the general circulation and the lymphatic system. But the discovery of neural sensors and special cells within the fascia and in the interstitial fluid itself has changed the old belief.

The general vascular circulation is responsible to maintain the normal fluid balance of the body while at the same time taking care of the lymphatic system. Venous return and lymphatic flow on the other hand are assisted by the “muscle pump” of the lower limb: a manifestation of programmed muscle contractions. Studies of the fascia and interstitial fluid revealed that cellular activities in the fascia are constantly regulating fluid flow and muscle contractures actively. It is therefore concluded that three systems of fluid flow are interconnecting and they are mutually influencing one another’s functional flow efficiency in a harmonious balance. This balance is crucial for the transport of nutrients, passage of neurological messages and tissue repair [5].

Significance of the New Findings

The existence of the three circulating fluid systems that maintains a harmonious balance of activities in the musculoskeletal system gives special insight for the orthopaedic field. Surgeons during their surgical dissections would give special considerations to the fascia, particularly when it is related directly to ligaments, aponeurosis and tendons. Rehabilitation workers would be giving special attention to their routine stretches and manipulations to ensure that the effects would stimulate fascial stretches and movements so as to achieve effective stimulations to the nerve receptors and different types of cells in the soft tissue. Individuals aware of the special fascial physiology would start adopting a life style that ensures mobility and efficiency of fluid flow. The adaptation carries a comprehensive change of attitude not only for leisure training but also during work hours.

One scientific report was published in March 2018 describing in detail the fascial anatomy and the interstitial fluid and its contents. It was postulated that those structures could be important in cancer metastasis, edema, fibrosis and mechanical functioning of many tissues and organs [6]. Indeed, fascia exist not only in musculoskeletal structures, but everywhere in the human body. It exists in close harmony with its adjacent tissues and organs sharing their functional need, while at the same time help to fulfill the physiological role of the blood circulatory and lymphatic garaging systems.

References

  1. Van den Wal J (2009) Architecture of Connective Tissue in the musculoskeletal system: Fascia Research II Elsevier, Munchen 2009: 21–27.
  2. Goddard MD, Red ID (1965) Movements induced by straight leg raising in the lumbo-sacral roots, nerves and plexus, and in the intrapelvic section of the sciatic nerve. J Neurol Neurosurg Psychiatry 28: 12–18.
  3. Huijing PA (2003) Muscular force transmission necessitates a multi-level integrative approach to the analysis of function of skeletal muscle. Exerc Sport Sci Rev 31: 167–175.
  4. Grinnell F (2003) Fibroblast biology in three-dimensional collagen matrices. Trends Cell Biol 13: 264–269
  5. Peter Chin Wan Fung, Regina Kit Chee Kong (2016) The Integrative Five-Fluid Circulation System in the Human Body. Open J Molecular and Integrative Physiology 6: 45–97.
  6. Benias PC, Wells RG, Theise ND (2018) Structure and Distribution of an unrecognized interstitium in Human Tissues.  www.anature.com/scientific report.

Saying NO to Drugs: Two Mind Sets & Messaging Direction

DOI: 10.31038/JPPR.2019232

Abstract

We present a way to understand what messages may resonate with ordinary people regarding the negative effects of drugs. We identify six Questions or categories of statements, mix and match them, and present the combinations (vignettes) to ordinary respondents, over the web. The responses to the vignettes are deconstructed into the contribution of each individual element. We find clear differences by gender, age, and education, but NO patterns which lead to general knowledge. We divide the respondents by the pattern of their individual responses to the elements, which division reveals two equal size mind-sets. Mind-set 1 responds to scare tactics, facts. There is little in the way of convincing these respondents. Mind-set 2 responds to what it will to them, personally, at an emotional level. These respondents can be reached and convinced by the proper messaging.

Introduction

The notion of ‘addiction’ is not a new one. The notion of a drug problem is certainly not a recent development. Historically, the drugs involved in the world of ‘drug problems’ have been related to the products created out of poppy seeds, products that promised relief from pain, but were found to be addictive. The literature, stories, poetry, plays, is replete with depictions of people in opium dens (ref.) Famous characters in the literature of the time were featured as addicts to one or another opium-derived product, such as the legendary detective created by Arthur Conan Doyle, namely Sherlock Holmes [1, 2]. Wars have been fought over drugs, such as the Opium Wars in China.

For a long time, the topic of addiction has been one applying to alcohol, tobacco, and drugs [3] As a species, homo sapiens appears to have a predilection to become addicted to something or other. People, in fact, can be described as being addicted to gambling, addicted to a sport, a hobby, even addicted to work [4]. We hear of addiction to foods, to sweets, with the word ‘crave’ used to describe the desire for food in the same way that the drug addict ‘craves’ a ‘fix.’ People can be even be said to be addicted to each other, especially at the early stages of infatuation. This paper focuses on addiction to drugs, specifically on what one communicates to avoid addiction.

The scholarly literature is replete with studies documenting the nature of addiction. These studies usually concern the nature of addiction of people at different stages of life, in different circumstances. There is a sense that the pattern of addiction may co-vary with who the person is, and the situation in which the finds himself or herself [5–7]. There is a notion, however, that the mind of the individual may be very important in the nature of the addiction to which a person is subject [8]. The point of view about the link between personality and addiction, and the possibly ‘addiction-leaning personality’ can be found in the research reports going back three quarters of a century, to 1944 [9], and undoubtedly earlier with the works of psychoanalysts such as Freud and Jung [10].

On almost a daily basis we hear stories about the opioid crisis, a drug problem which has taken the place of previous big stories about crack and heroin, and before that morphine and opium. As a species, we humans can become addicted quite easily to many of these drugs, which cause an initial rush or feeling of wellness, but which can slowly become the master of the person, forcing that person to do anything to get the daily ‘fix, ’ (Kolodny et. al., 2015.) Addiction has become more than a problem. It has become an entire causa-belli, war cry, as activists blame food companies for making food ‘addicting’ [12].

In Western Europe drugs have been a problem in the real life, as products like heroin and morphine, so touted for health and freedom from agonizing pain have been found to be remarkably addictive. The many studies on these drugs could themselves occupy several books, just for a literature review. The social issues of addiction, the change in personality, and the creation of entire subcultures of addiction have been documented again and again. One need only go to sources such as Google® Scholar to see the dramatic, ever increasing number of papers devoted to drug dependency.

In recent years the focus on opium-based drugs has taken a back seat to the emerging problem of opiods, available by prescription (e.g., oxycontin), given for pain relief, and powerfully addictive. What started out as a new way to get rid of pain has, in turn, morphed into a social problem, involving over-prescriptions, unnecessary prescriptions to satisfy addiction, and a decline in the moral character of some individuals in the medical professional and cooperating pharmacies.

What is missing in all of these studies is a profound understanding of how to prevent drug addiction. There is now widespread appreciation of the addiction problem, especially its prevalence, and the group mantras of messages which are supposed to communicate the will to resist drugs and addictions, such as ‘Say NO to Drugs.’ These are important slogans, analogous to patriotic war slogans, memorable, rallying cries, designed to inspire. Yet there is a gaping lack of knowledge. What inspires an individual person? What specific messages can one use to communicate about avoiding drugs?

We deal here with applying the method of experimental design of messages to identify specific messages which might work. This study is not designed to provide the ultimate data, but rather designed to explore whether the methods subsumed in the science of Mind Genomics can be used to convey messages about drugs with the same efficacy as sending messages about food. The latter, messages about food and drink, are designed to persuade consumers to buy the product. The former, message about drugs and addiction, are designed to inform about the perils of addiction, with the hope of reducing drug abuse.

As part of a new effort to understand the mind of the next generation, the so-called ‘millennials, ’ we embarked on a series of projects in which millennial respondents of college age were to select a topic of interest to predefined groups of four researchers. It would be the task of this ad hoc ‘research group’ to generate the different messages to be tested within the structure of a Mind Genomics experiment. That is, we changed the typical structure of research, wherein professionals design the study, and test with the appropriate sample of respondents.

The rationale for letting the millennials become the researchers comes from the desire to understand how they respond about the topic of drugs. By instructing the millennials to come up with the test stimuli, and then test those stimuli, we discover both what is important to the millennial from the messages they choose, and how these messages convince respondents in the general population.

Method

The foundations of Mind Genomics have been treated in a variety of papers and books, to which the reader is referred [13–15] Briefly, Mind Genomics begins with a topic, asks a series of questions which ‘tell a story, ’ provides a set of answers to each question (messages), combines these messages into combinations, presents the combinations to respondents, obtains ratings, deconstructs the ratings into the contribution of the individual messages, and finally creates both new-to-the-world mind-sets, as well as a PVI, a personal viewpoint identifier, to assign new people to one of the mind-sets previously discovered through the Mind Genomics experiment.

We begin with the set of questions and answers, i.e., Questions or categories of ideas, and then the specific elements pertaining to each Question. The Questions and the elements appear in Table 1. We have phrased the Question as a question, which is how the development of the test elements occurs. The research group works with a topic, comes up with the requisite number of questions or Questions (here six), the order of the questions or Questions which thus ‘tell a story, ’ and then the relevant elements or answers to each question.

Table 1. The test stimuli.

 

Question A: What is the damage that drugs can wreak on your body?

A1

Anything that makes you less than you is not for you, especially drugs and alcohol…  

A2

Keep healthy teeth…smoking and other drugs harm them

A3

Drug use can make you ill and an overdose can kill Some drugs can kill your brain cells and brain cells cannot grow back

A4

Drug use can lower your lung capacity

A5

Keep a healthy heart…stay away from drugs

A6

Drug use can make you ill and an overdose can kill

 

Question B: How do drugs affect your personality and social life?

B1

Drugs can change the person you are…without realizing it Enjoy every day of your life, without having to rely on drugs to make you feel normal Don’t associate with the wrong people…taking drugs isn’t cool

B2

A person can undergo a complete personality change when under the influence of drugs

B3

Friends are there to help when you’re down … Drugs drag you down further

B4

Drugs can limit the friends you keep

B5

Enjoy every day of your life, without having to rely on drugs to make you feel normal

B6

Don’t associate with the wrong people…taking drugs isn’t cool

 

Question C: What are the effects of drugs on your family?

C1

Family will always be there, but the “high” will go away… 

C2

Your bond with drugs can break the bonds in your family

C3

If your children look to you as an example, you are, in effect, giving them permission to abuse drugs 

C4

Drug addicted parents can seldom offer a stable family life to their children

C5

Every minute spent using drugs is a minute lost with a loved one

C6

Babies of drug addicts are far more likely to be underweight and to suffer from birth complications

 

Question D: What financial damage does drug addiction wreak on you?

D1

Drug use interferes with your ability, which can make it harder to earn money

D2

The price you pay for drugs is more expensive then you think…they can cost you your life

D3

Drugs cost a lot of money… which can be invested in more positive things

D4

Court costs, legal fees, fines, a higher insurance rates all come with drug abuse

D5

Drugs can make you sell your belongings for money

D6

Addiction does more than harm your body…it can do lasting damage to your pocketbook and future earnings

 

Question E: How are drugs associated with crime and punishment?

E1

The #1 reason for arrest in the U.S is for Marijuana possession

E2

Buying and taking drugs supports criminals and terrorists 

E3

Don’t be apart of crime…being under the influence can make you do things you’ll regret

E4

Possessing drugs is a crime…a criminal record limits what you can do

E5

 Addicts guilty of NO other crime than illegal possession of narcotics, are filling the jails, prisons, and penitentiaries of the country

E6

Almost all the opium in the U.S is made and grown in Afghanistan and funds terrorist groups

 

Question F: What are other social problems emerging from the addiction to drugs?

F1

You have NO idea how many people died getting that drug into America

F2

Everyone has hopes and dreams for the future, but for addicts those hopes and dreams only focus down to where the next score is coming from

F3

Taking drugs definitely gives you a new lifestyle, but it is the lifestyle of a sad loser with NO prospects

F4

Outdoor cannabis cultivation, particularly on public lands, is causing increasing environmental damage

F5

Some of the most bitter ethnic and religious conflicts worldwide are fueled by drug income

F6

Chronic cannabis smokers present low fertility

When we look at the six questions in Table 1, we see that the millennials focus on the damage done by drugs. This insight, simply by itself, is valuable. It means that the younger people focus on drugs and damage, on negative effects. One might say that their questions are obvious, but not necessarily? Would, in fact, a PR company given the same task come up with the same Questions as the millennials? We don’t know. We do know, however, that this type of exercise forces the millennials to think about drug abuse in their own way, from their own perspective.

Creating vignettes by experimental design

Mind Genomics uncovers the contribution of the different elements by incorporating these elements into combinations, test vignettes. The vignettes comprise either three or four elements, a maximum of one element from a Question, but often NO element from a Question. The composition of the vignettes is dictated by an underlying experimental design, ensuring that the 36 elements are statistically independent across the set of 48 vignettes created for each respondent. Each element appears five times across the 48 vignettes, and thus is missing from 43 of the 48 vignettes. Finally, each respondent evaluates a unique set of 48 vignettes, created according to the same experimental design, but with the combinations different [13] This strategy ensures that the test vignettes cover a wide number of possible combinations. Furthermore, the strategy means that one need not know which combinations to create ahead of time. The more conventional approach would create a fixed set of 48 vignettes, present this fixed set of vignettes in different orders to respondents, average the ratings, and by so doing get a stable data set. Mind Genomics dispenses with that single set of vignettes.

The interview

The actual experiment begins with an invitation to panelists who are members of an on-line panel. These individuals have agreed to participate, in return for rewards dispensed by the company which provides the panel. Working with a panel company makes it easy to do these experiments, in return for a modest payment per respondent for the participation.

When the respondent agrees to participate, the respondent hits the embedded link in the email invitation, from which the interaction begins. Figure 1 shows the orientation page for the study. The orientation page tells the respondent a little about the study but provides NO information about what is expected. That lack of information is important. Anything in the orientation page providing greater detail is likely to set up the expectations of a ‘correct answer’ and thus bias the data in ways that are unknown.

Mind Genomics-019 - JPPR Journal_F1

Figure 1. The respondent introduction to the study on abusing drugs.

Each respondent evaluated 48 different vignettes, rating each vignette on two rating scale attributes. This paper will present results only from the first scale (How likely are you to say NO to drugs based on this information.) Figure 2 shows an example of a vignette. The experimental design dictated that 36 of the 48 vignettes would comprise four elements, one from each of four Questions, and that the remaining 12 of the 48 vignettes would comprise three elements, one from each of three Questions.

Mind Genomics-019 - JPPR Journal_F2

Figure 2. Example of a four-element vignette created according to the experimental design, for a specific respondent.

Transformation of the ratings from a 9-point to a binary scale and regression modeling

One of the ongoing ‘discoveries’ emerging from Mind Genomics is that users of the data report that they have difficulty understanding exactly what a scale point means. They understand the anchors of the scale (not likely and very likely, respectively), but they do not know how to interpret the values on the scale. Rather than label each point, a task which itself is fraught with biases of interpretation, we transform the rating scale into a binary scale, with ratings 1–6 transformed to the number 0, and ratings 7–9 transformed to 100. This transformation has been consistently used since 1985, and appears to work well, except for some countries wherein the respondents often ‘up-rate’ the vignettes, and which require a slightly more stringent transformation (1–7 transformed to 0, 8–9 transformed to 100.)

The transformation accomplishes its purpose, which is to make the user’s interpretation of the results simple. The numbers now deal with either NO (not interested in saying NO to drug) or yes (interested in saying NO to drugs). In order to ensure that the OLS (ordinary least-squares) regression will not crash, we add a small random number (<10–5) to each transformed number. The random number does not materially affect the results, but does ensure that the OLS regression will work for a respondent who limits his or her ratings either to the low end of the scale (1–6, all transformed to 0), or the high end of the scale *7–9, all transformed to 100).

OLS regression is the preferred way to analyze the data. OLS regression deconstructs the binary rating into the contribution of both the additive constant (basic interest in avoiding drugs, in the absence of elements, viz., an estimated baseline), and the contribution of the 36 individual elements. Even when the respondent avers that she or he simply cannot state how much of the rating is due to each element, the OLS regression reveals that contribution.

How the individual regression models fit the original 9-point ratings

During the past two decades, numerous complaints have emerged among communities of professionals engaged in polling consumers. The complaints emerge out of the reality that consumers are increasing being asked to fill out questionnaires, virtually for every action they take in the commercial environment. When a consumer purchases a product on line or in a store, when a consumer uses a bank service or a medical service, when a consumer travels and stays at a hotel, one can be fairly certain that in an increasing proportion of those transactions there will be a follow-up request for the consumer to rate the transaction and even to provide deeper responses, e.g., through an automated interview.

The consequence is that the respondents are increasingly hesitant to participate in the studies, and the quality of the data from those who do participate have dropped. In previous studies with Mind Genomics, we have presented the distribution of goodness of fit statistics across individuals to assess the quality of data. The statistic used, the multiple R-squared, shows the proportion of variability in the ratings accounted for by the multiple linear regression.

Figure 3 shows the distribution of the R-squared values across the 50 respondents. What is remarkable is the very high individual models for goodness of fit. We attribute the quality of data to the importance of the topic. For other topics of far less social relevance, such as a credit card, the good of fit statistics are far poorer. It should be noted that whether we average good fitting models (such as those for this study) or average ‘noisy’ models (such as those for a credit card), the measure of central tendency, will still reveal what is important, and what is not important. Our focus here is simply to show how respondents pay attention to this important topic.

Mind Genomics-019 - JPPR Journal_F3

Figure 3. Distribution of the goodness-of-fit of the 50 individual models for Say NO to Drugs. The model relates the presence/absence of the elements to the 9-point rating (before the binary transformation).

How the individual elements drive the interest in Saying NO to Drugs

Our first substantive analysis deals with the degree to which the 36 different messages drive the response to say ‘I’ll say not to drugs.’ (see Table 2.) Recall that the dependent variable, the 9-point scale, was transformed to a binary scale, after which the OLS regression was run on the 50 individual data sets, one from each respondent, with each data set comprising 48 cases or observations.

Table 2. Performance of all of the elements as drivers of ‘saying NO to drugs’.

 

Say NO To Drugs (Question #1) – Coefficients of the Binary Model

Total

 

Base Size

50

 

Additive Constant

48

F2

Everyone has hopes and dreams for the future, but for addicts those hopes and dreams only focus down to where the next score is coming from

10

B5

Enjoy every day of your life, without having to rely on drugs to make you feel normal

9

B3

Friends are there to help when you’re down .. Drugs drag you down further

7

B4

Drugs can limit the friends you keep

7

C6

Babies of drug addicts are far more likely to be underweight and to suffer from birth complications

6

A6

Drug use can make you ill and an overdose can kill

5

C4

Drug addicted parents can seldom offer a stable family life to their children

5

D6

Addiction does more than harm your body…it can do lasting damage to your pocketbook and future earnings

5

F1

You have NO idea how many people died getting that drug into America

5

B1

   Drugs can change the person you are…without realizing it Enjoy every day of your life, without having to rely on drugs to make you feel normal Don’t associate with the wrong people…taking drugs isn’t cool

4

F3

Taking drugs definitely gives you a new lifestyle, but it is the lifestyle of a sad loser with NO prospects

4

B2

A person can undergo a complete personality change when under the influence of drugs

3

E6

Almost all the opium in the U.S is made and grown in Afghanistan and funds terrorist groups

3

F5

Some of the most bitter ethnic and religious conflicts worldwide are fueled by drug income

3

A2

Keep healthy teeth…smoking and other drugs harm them

2

C3

If your children look to you as an example, you are, in effect, giving them permission to abuse drugs 

2

C5

Every minute spent using drugs is a minute lost with a loved one

2

D4

Court costs, legal fees, fines, a higher insurance rates all come with drug abuse

2

E3

Don’t be a part of crime…being under the influence can make you do things you’ll regret

2

C2

Your bond with drugs can break the bonds in your family

1

F6

Chronic cannabis smokers present low fertility

1

A3

Drug use can make you ill and an overdose can kill Some drugs can kill your brain cells and brain cells cannot grow back

0

A1

Anything that makes you less than you is not for you , especially drugs and alcohol…  

-1

D5

Drugs can make you sell your belongings for money

-1

E2

Buying and taking drugs supports criminals and terrorists 

-1

A4

Drug use can lower your lung capacity

-2

B6

Don’t associate with the wrong people…taking drugs isn’t cool

-2

D1

Drug use interferes with your ability, which can make it harder to earn money

-2

D3

Drugs cost a lot of money… which can be invested in more positive things

-2

D2

The price you pay for drugs is more expensive then you think…they can cost you your life

-3

A5

Keep a healthy heart…stay away from drugs

-4

C1

Family will always be there, but the “high” will go away… 

-4

E4

Possessing drugs is a crime…a criminal record limits what you can do

-4

E5

 Addicts guilty of NO other crime than illegal possession of narcotics are filling the jails, prisons and penitentiaries of the country

-4

E1

The #1 reason for arrest in the U.S is for Marijuana possession

-5

F4

Outdoor cannabis cultivation, particularly on public lands, is causing increasing environmental damage

-5

Table 3. The strong performing elements, by gender, as drivers of ‘saying NO to drugs’.

 

 

Male

Female

 

Base Size

12

38

 

Additive constant

29

54

B5

Enjoy every day of your life, without having to rely on drugs to make you feel normal

23

4

B4

Drugs can limit the friends you keep

20

3

F2

Everyone has hopes and dreams for the future, but for addicts those hopes and dreams only focus down to where the next score is coming from

18

7

F5

Some of the most bitter ethnic and religious conflicts worldwide are fueled by drug income

17

-1

A6

Drug use can make you ill and an overdose can kill

16

1

C6

Babies of drug addicts are far more likely to be underweight and to suffer from birth complications

16

3

B2

A person can undergo a complete personality change when under the influence of drugs

14

0

F3

Taking drugs definitely gives you a new lifestyle, but it is the lifestyle of a sad loser with NO prospects

14

1

D2

The price you pay for drugs is more expensive then you think…they can cost you your life

13

-8

E3

Don’t be a part of crime…being under the influence can make you do things you’ll regret

13

-2

A4

Drug use can lower your lung capacity

11

-6

B1

Drugs can change the person you are…without realizing it Enjoy every day of your life, without having to rely on drugs to make you feel normal Don’t associate with the wrong people…taking drugs isn’t cool

10

3

F6

Chronic cannabis smokers present low fertility

9

-2

A1

Anything that makes you less than you is not for you, especially drugs and alcohol…  

8

-4

A2

Keep healthy teeth…smoking and other drugs harm them

8

0

D6

Addiction does more than harm your body…it can do lasting damage to your pocketbook and future earnings

8

3

B3

Friends are there to help when you’re down.. Drugs drag you down further

3

8

When we average the individual models from the 50 respondents, we see the following:

  1. Additive constant = 48 = conditional probability that the respondent will say ‘NO to drugs” in the absence of any elements in a vignette. For the total the additive constant is 48, meaning that in the absence of elements, we already have a moderate predisposition to say that they will say NO to drugs. The experimental design ensures that each vignette comprises 3–4 elements, so the additive constant is an estimated parameter. The additional motivation will come from the elements themselves.
  2. The sorted elements. Previous studies suggest that coefficients about 8 or higher correspond to elements which have a meaningful effect when used. We use the term ‘meaningful’ rather than statistically significant because a coefficient can have the value of 2 or 3 and be statistically significant owing to the large number of ratings, and thus the increased likelihood that even a small coefficient will be statistically significant.
  3. The two elements which score strongly combine both the positive and the negative. It may well be that the key to increasing donation is a combination of the so-called ‘carrot and stick, ’ and not just the ‘stick’ alone.

    Everyone has hopes and dreams for the future, but for addicts those hopes and dreams only focus down to where the next score is coming from

    Enjoy every day of your life, without having to rely on drugs to make you feel normal

Gender differences

We now focus only on those elements which perform strongly (coefficient > 6.51) for either males or females. Our data suggests dramatic differences, and reveals a new, unexpected pattern emerging from the additive constant and the performance of the elements.

  1. The study incorporated more females than males. That, however, is simply a observation, and does not affect the differences between the genders:
  2. The additive constant is far higher for the females than for the males (54 vs 29.) In practical terms, this means that the interesting in ‘staying NO to drugs’ is basically higher among females than it is among males. In the absence of elements, the conditional probability of a female saying “NO” is almost twice as high as the conditional probability for a male.
  3. Males respond very strong to some of messages, however, with coefficients of 15 or higher, a value that has been operationally accepted as a very strong driver of the dependent variable, in our case the likelihood of saying NO.
  4. The strong messages for male are primarily emotional and personal, bringing in the respondent, but also talking about the negatives of drugs. The only exception is the element talking about ethnic and religious conflicts, which do not bring in the respondent to the element, but simply state a fact.

    Enjoy every day of your life, without having to rely on drugs to make you feel normal

    Drugs can limit the friends you keep

    Everyone has hopes and dreams for the future, but for addicts those hopes and dreams only focus down to where the next score is coming from

    Some of the most bitter ethnic and religious conflicts worldwide are fueled by drug income

    Drug use can make you ill and an overdose can kill

    Babies of drug addicts are far more likely to be underweight and to suffer from birth complications

  5. There is only one strong message for females, the one which talks about friendship.

    Friends are there to help when you’re down … Drugs drag you down further

Age differences

Do we see the same strong differences by age that we did by gender? Table 4 shows us that the three age groups exhibit virtually the SAME additive constant, 47–49. The quite large differences emerge in the performance of the elements.

Table 4. The strong performing elements, by age, as drivers of ‘saying NO to drugs’.

 

 

Age 18–29

Age 30–52

Age 53+

 

Base Size

13

19

18

 

Additive constant

47

49

48

 

Age 18–29 (Respond to concrete information)

 

 

 

F1

You have NO idea how many people died getting that drug into America

18

-1

3

F2

Everyone has hopes and dreams for the future, but for addicts those hopes and dreams only focus down to where the next score is coming from

13

6

10

F5

Some of the most bitter ethnic and religious conflicts worldwide are fueled by drug income

12

-11

12

C2

Your bond with drugs can break the bonds in your family

11

-7

4

C6

Babies of drug addicts are far more likely to be underweight and to suffer from birth complications

9

4

5

D3

Drugs cost a lot of money… which can be invested in more positive things

9

-8

-4

D5

Drugs can make you sell your belongings for money

9

-4

-5

A6

Drug use can make you ill and an overdose can kill

8

4

2

 

Age 30–52 (Appeal to emotion and well-being)

 

 

 

B5

Enjoy every day of your life, without having to rely on drugs to make you feel normal

-3

12

14

A2

Keep healthy teeth…smoking and other drugs harm them

-9

10

1

B4

Drugs can limit the friends you keep

4

9

8

B3

Friends are there to help when you’re down … Drugs drag you down further

-3

7

13

 

Age 53+ (information that a parent might convey to a child)

 

 

 

F3

Taking drugs definitely gives you a new lifestyle, but it is the lifestyle of a sad loser with NO prospects

3

-7

16

B1

Drugs can change the person you are…without realizing it Enjoy every day of your life, without having to rely on drugs to make you feel normal Don’t associate with the wrong people…taking drugs isn’t cool

-5

3

12

E3

Don’t be a part of crime…being under the influence can make you do things you’ll regret

-11

3

9

B2

A person can undergo a complete personality change when under the influence of drugs

-4

2

9

C4

Drug addicted parents can seldom offer a stable family life to their children

5

1

9

C3

If your children look to you as an example, you are, in effect, giving them permission to abuse drugs 

-5

-1

9

D6

Addiction does more than harm your body…it can do lasting damage to your pocketbook and future earnings

-1

5

8

E6

Almost all the opium in the U.S is made and grown in Afghanistan and funds terrorist groups

1

1

8

  1. The types of messages which drive the different ages to say NO suggest patterns, but there may be some elements which perform well but depart from that pattern. Nonetheless, Table 4 suggests different types of information to which the three age-groups respond:
  2. Age 18–29: They respond to concrete information, messages which paint a clear ‘word-picture.’
  3. Age 30–52: They respond to messages which talk about the loss of ‘feeling good.’
  4. Age 53+: They respond to messages which sound very much like a parent or older adult might convey to a younger person.

Where the person lives

The three groups differ in the additive constant (especially city versus rural and suburban), as well aa differing dramatically in the messages which drive each group to say ‘NO to drugs’ (Table 5.)

Table 5. The strong performing elements, by where one lives, as drivers of ‘saying NO to drugs’.

 

 

Rural

Suburban area outside a city

City

 

Base Size

14

20

16

 

Additive constant

42

46

56

 

Rural – Elements which deal with about drugs and bad endings

 

 

 

B3

Friends are there to help when your down … Drugs drag you down further

19

4

-1

F2

Everyone has hopes and dreams for the future, but for addicts those hopes and dreams only focus down to where the next score is coming from

14

11

4

B1

 Drugs can change the person you are…without realizing it Enjoy every day of your life, without having to rely on drugs to make you feel normal Don’t associate with the wrong people…taking drugs isn’t cool

12

4

-2

B6

Don’t associate with the wrong people…taking drugs isn’t cool

12

-5

-12

C3

If your children look to you as an example, you are, in effect, giving them permission to abuse drugs 

12

5

-12

E6

Almost all the opium in the U.S is made and grown in Afghanistan and funds terrorist groups

12

2

-3

D6

Addiction does more than harm your body…it can do lasting damage to your pocketbook and future earnings

11

2

2

C5

Every minute spent using drugs is a minute lost with a loved one

10

1

-2

 

Suburban – Bad for your wallet, your family, your social life

 

 

 

B5

Enjoy every day of your life, without having to rely on drugs to make you feel normal

8

22

-7

A6

Drug use can make you ill and an overdose can kill

5

15

-9

F1

You have NO idea how many people died getting that drug into America

-4

12

6

C6

Babies of drug addicts are far more likely to be underweight and to suffer from birth complications

9

10

-2

B2

A person can undergo a complete personality change when under the influence of drugs

7

10

-9

A2

Keep healthy teeth…smoking and other drugs harm them

6

8

-8

D4

Court costs, legal fees, fines, a higher insurance rates all come with drug abuse

5

8

-9

 

City – Very little reaches them, other than changing lifestyle

 

 

 

B4

Drugs can limit the friends you keep

4

7

10

F3

Taking drugs definitely gives you a new lifestyle, but it is the lifestyle of a sad loser with NO prospects

-10

7

12

  1. The additive constant, the basic proclivity to say ‘NO to drugs’ is higher for those respondents who live in the city, lower for those in a rural area.
  2. Rural – talk about drugs and bad endings.
  3. Suburban – talk about the financial problems with drugs, and the difficulties with family and social life.
  4. City – very little reaches them except other than it eventuates in a less pleasant social life.

The respondent’s education

We see substantial differences by education, as shown by in
Table 6. The differences do not tell as clear a story as did the differences among the previous complementary subgroups.

Table 6. The strong performing elements, by one’s education, as drivers of ‘saying NO to drugs’.

 

 

Completed high school

Some
college

College Vocational School

 

Base Size

10

17

23

 

Additive constant

64

30

55

 

High School – High constant, NO specifics

 

 

 

 

Some College-NO clear pattern, but many elements drive positive response of ‘Say NO’

 

 

 

B4

Drugs can limit the friends you keep

-2

20

2

B5

Enjoy every day of your life, without having to rely on drugs to make you feel normal

1

19

6

D6

Addiction does more than harm your body…it can do lasting damage to your pocketbook and future earnings

-6

18

-1

C5

Every minute spent using drugs is a minute lost with a loved one

-3

17

-7

C4

Drug addicted parents can seldom offer a stable family life to their children

-2

14

1

A4

Drug use can lower your lung capacity

-13

14

-8

B1

Drugs can change the person you are…without realizing it Enjoy every day of your life, without having to rely on drugs to make you feel normal Don’t associate with the wrong people…taking drugs isn’t cool

-5

10

4

A2

Keep healthy teeth…smoking and other drugs harm them

-14

8

4

B2

A person can undergo a complete personality change when under the influence of drugs

-10

11

3

A3

Drug use can make you ill and an overdose can kill Some drugs can kill your brain cells and brain cells cannot grow back

-7

8

-3

F6

Chronic cannabis smokers present low fertility

-3

11

-5

A1

Anything that makes you less than you is not for you, especially drugs and alcohol…  

-13

10

-5

D2

The price you pay for drugs is more expensive then you think…they can cost you your life

-19

11

-6

D1

Drug use interferes with your ability, which can make it harder to earn money

-10

11

-9

B6

Don’t associate with the wrong people…taking drugs isn’t cool

-3

8

-11

E4

Possessing drugs is a crime…a criminal record limits what you can do

-7

8

-12

 

College and Vocational School – Focus on a bad life

 

 

 

F2

Everyone has hopes and dreams for the future, but for addicts those hopes and dreams only focus down to where the next score is coming from

3

11

11

B3

Friends are there to help when you’re down … Drugs drag you down further

-3

8

9

C6

Babies of drug addicts are far more likely to be underweight and to suffer from birth complications

-9

12

8

F1

You have NO idea how many people died getting that drug into America

-1

6

8

F3

Taking drugs definitely gives you a new lifestyle, but it is the lifestyle of a sad loser with NO prospects

0

-1

8

The key patterns are the following:

  1. Those who finished their formal education in high school show the highest additive constant, 64. They will say NO to almost everything about drugs. The specific elements do not make much of a difference, and certainly do not drive a particularly strong response.
  2. Those who have had some college, but did not finish, show a low additive constant (30), but they respond strongly to some elements, shown below. The elements do not suggest a specific pattern, but they seem to be the type of advice a parent might give to a child

    Drugs can limit the friends you keep

    Enjoy every day of your life, without having to rely on drugs to make you feel normal

    Addiction does more than harm your body…it can do lasting damage to your pocketbook and future earnings

    Every minute spent using drugs is a minute lost with a loved one

  3. Those who have finished college and vocational school respond to drugs as destroying a person’s opportunities.

    Everyone has hopes and dreams for the future, but for addicts those hopes and dreams only focus down to where the next score is coming from

(At least) two mind-sets for giving to ‘Say NO to drugs’

One of the key tenets of Mind Genomics is that within any sphere of experience where people make judgments, there are differences among people which are systematic, and t, for the particular topic, may be likened to color primaries, namely red, yellow, and blue, respectively. It is not that people are different, which of course they are, but rather that there are groups of ideas which ‘travel together. A person can be characterized as more likely to respond in one pattern or another. The pattern most resembling the way a person responds is the person’s mind-set.

The above-mentioned description of the mind-sets for a sphere of experience means that there are no single mind-sets across all behavior, but rather each individual sphere of experience can be described as having its own particular experience-relevant set of primaries. Furthermore, these primaries emerge from the actual topic-specific study. That is, to discover the primaries or mind genomes for ‘Say NO to drugs’ we have to do the study, and let these genomes emerge.

The statistics to uncover these genomes or primaries is quite simple:

  1. For each respondent, create the model relating the presence/absence of the 36 elements to the binary response, which we did before.
  2. Array the models as a series of rows, considering only the coefficients, and not the additive constant. Its will be the pattern of coefficients which interests us, not the magnitudes of the individual coefficients.
  3. Define a distance all pairs of respondents, based upon the pattern of their 36 coefficients. The distance we choose is the quantity (1-R), where R is the Pearson correlation computed using the two sets of coefficients, one for each respondent. The Pearson correlation goes from a low of -1 (perfect inverse correlation, and thus maximal distance of 2) to no relation (distance of 1), to a perfect linear relation (distance of 0.)
  4. Array the respondents in two groups so that the variability between the averages of the 36 coefficients in each group is high, and the variability with the groups is low. Today’s statistical packages do these analyses quickly.
  5. Compute the average coefficient for each element for each of the two segments or clusters. If there is a clear story, not necessarily perfect, then stop at two clusters or segments, interpret the meaning of the clusters.
  6. If there is no clear story, and if there is a sense that the clusters are jamming together different types of messages, then move to three segments, and look for the story.
  7. The objective of the clustering is to create a minimal set of reasonably different groups, with ‘different’ defined as groups about which one can write a different story. By the tine one reaches four segments, most meaningful stories emerge.
  8. The results from our 50 respondents suggest two equal sized groups, although equality of size is not necessary for meaningful segmentation.
  9. The two segments represent two mind-sets. The two mind-sets show radically different responses to the elements, as the segmentation is set up to produce. The interesting part of the mind-sets is what they are, and how does one recognize a person as having a specific mind-set. The mind-sets are not simply distributed by gender, age, where the respondent lives, and the level of education that the respondent has attained.
  10. Mind-set 1 comprises individuals who respond to ‘raw facts.’ They will be hard to convince. Their additive constant is 49, but there are only two strong elements

    Drug use can make you ill and an overdose can kill

    You have NO idea how many people died getting that drug into America

  11. Mind-set 2 comprises individuals who respond strongly to word pictures about what drugs do, and what drugs will do to them. The key is that they respond to the more elaborate messages.

Identifying the messages and what to say

The emergence of at least two mind-sets suggests that it will be possible to adjust the message to be more effective for at least one of the two mind-sets, the Personalizer (Mind-Set 2.) These respondents react to descriptions of what drugs do, and how drugs affect their lives. These respondents react strongly to the messages that have been used to combat drug dependency. Sadly, however, they comprise only half the population, and generally are difficult to discover if all one knows is age, gender, and where one lives. Just because a person has a certain profile in terms of geo-demographics or even in terms of interests, attitudes, and behaviors does not mean that one will belong to one mind-set or the other.

What is needed is a way to penetrate the mind of a person, early on, uncover the mind-set of a person, and make sure that the person, as an individual, is targeted with the messages appropriate for the person’s mind-set. We see from this small study that only half of the respondents react to the standard messages used in public-service campaigns. The other half of the respondents simply do not react. Further work is needed to discover what messages are appropriate for the non-responsive mind-set.

One initial way to make great progress in finding the messaging to help ‘Say NO to drugs’ is to assign a person to one of the two mind-sets. If the person is in the responsive Mind-Set, one should simply give that individual the ‘message’ appropriate for the mind-set. If the person is in the other mind-set, i.e., the non-responsive group, the messages won’t work, but this respondent could be invited to participate to future studies of the type reported here, such studies to be done with members of the non-responsive mind-set until the proper, motivating messages are discovered.

How then does one find these people who belong to the non-responsive mind-set? One way creates a Personal Viewpoint Analyzer (PVI), a set of questions, the pattern of answers to which assigns a person to one of the two mind-sets. The method uses the pattern of coefficients in Table 7, selecting the messages which best differentiate between the two mind-sets. Figure 4 shows the PVI created specifically for this study, a device which can begin to separate new people into one of the two mind-sets. A working version of the PVI as of this writing (Spring, 2019) is located at this website: http://162.243.165.37:3838/TT28/.

Table 7. The strong performing elements, by two emergent mind-sets, as drivers of ‘saying NO to drugs’.

 

 

Mind Set 1

Mind Set 2

 

Base Size

24

26

 

Additive Constant

49

47

 

Mind-Set 1 – The raw facts

 

 

A6

Drug use can make you ill and an overdose can kill

9

0

 

Mind-Set 2
Personalizer: Responds to words pictures of what drugs will do to them

 

 

B5

Enjoy every day of your life, without having to rely on drugs to make you feel normal

2

15

B1

Drugs can change the person you are…without realizing it Enjoy every day of your life, without having to rely on drugs to make you feel normal Don’t associate with the wrong people…taking drugs isn’t cool

-6

14

B3

Friends are there to help when you’re down … Drugs drag you down further

0

13

F2

Everyone has hopes and dreams for the future, but for addicts those hopes and dreams only focus down to where the next score is coming from

6

12

B4

Drugs can limit the friends you keep

3

11

E6

Almost all the opium in the U.S is made and grown in Afghanistan and funds terrorist groups

-4

10

C6

Babies of drug addicts are far more likely to be underweight and to suffer from birth complications

2

9

B2

A person can undergo a complete personality change when under the influence of drugs

-3

9

B6

Don’t associate with the wrong people…taking drugs isn’t cool

-15

9

D4

Court costs, legal fees, fines, a higher insurance rates all come with drug abuse

-5

8

Mind Genomics-019 - JPPR Journal_F4

Figure 4. The Personal Viewpoint Identifier (PVI) to assign new individuals to one of the two mind-sets. The pattern of responses to the five questions identifies a person as belonging to one of the two mind-sets.

Table 8. Number of mentions in the open-end question regarding reasons for avoiding drugs.

Reason for avoiding drugs
Phrases emerging from the open end question

Number
of Mentions

Harmful to Self/Family Friends

25

Too Expensive

7

Illegal

4

Past Addictions

1

Bad Example for my Child/Children

1

As in any work in progress, this PVI is simply a first approximation of what could be accomplished. The ideal approach would be to run 2–5 or more of these small-scale studies, changing the elements which don’t work, until one finds the elements which best put a group of 50–100 respondents into two or more clearly different, hopefully totally different mind-sets, strongly responsive to different messages. In our preliminary study we find only one of these groups. If circumstance dictate stopping here with the discovery of only one group, and messaging proceeds, that messaging should comprise elements which appeal to the other group (Mind-Set 1), which we label as ‘non-responsive’ and ‘only the facts.’

Open End Analysis

At the end of the session, and just before the study was over, the respondents were asked to write a short paragraph about the reasons that they find most compelling for avoiding drugs. The open-ends are not part of the study, per se, but rather enable the researcher to get additional information about drugs from individuals who have just been exposed to different sets of messages about what’s bad about drug.

The pattern of open-end responses suggests respondents say that they are most likely to avoid drugs because of the harmful effects (personal health) to themselves as well as to their families and friends. Cost is the next most frequently mentioned reasons. Other rationales for avoiding drugs include legal ramifications, past addiction, and a harmful example to children.

Discussion and conclusions

As of this writing (Spring, 2019), it is becoming increasingly clear that the so-called ‘drug problem’ is far more serious and insidious than ever before, primarily due to the increasing legality of some prescription drugs which cause addiction, e.g., opioids.

This paper presents an inexpensive, rapid, scalable way to attack the drug issue by understanding the mind of the individual, not treated like an addict, but rather treated like a consumer. That is, the objective is to understand how to communicate to ordinary people, before they become addicted, sending them messages. If we are to believe the preliminary numbers from a base of 50 respondents, then there are at two mind-sets. The first mind-set (‘The Raw Facts’) reacts to very little. More work is needed to find the deterring messages. The other mind-set reacts (‘Personalizer’) reacts strongly to messages about what the drug will do to them.

As we look at the increasing magnitude of the drug problem, could it be that the messaging is inadequate, and geared effectively to Mind-Set 2, the ‘Personalizer?’ Furthermore, could it be that we have not yet found the appropriate messages, if any, for Mind-Set 1, the ‘Raw Facts.’ Certainly, only one message or element among the 36 tested by this small sample suggests the need for more studies, studies that are remarkably inexpensive, easy to iterate, and scalable. Fortunately, the PVI, the personal viewpoint identifier, allows us to identify the individuals who belong to each mind-set, and thus enable us to classify each respondent ahead of time.

It would be ironic if the tools of today’s marketing, specifically the notion of mind-types and consumer segmentation, could be extended to the understanding and amelioration of addiction. The irony, of course, is that the same science used to drive consumers to purchase and to consume, themselves often called addiction in the most severe cases, would now be turned into the very tool used to message people to avoid sources of addiction. Certainly, the affordability of the Mind Genomics science deserves more application to the social and personal tragedies of addiction.

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Young Americans Reacting to Statements about Palestine & Israel: A Mind Genomics Exploration

DOI: 10.31038/ASMHS.2019324

Abstract

Listening and reading to the partisan politics surrounding the ongoing conflict between the Palestinians and the Israelis, one gets the impression that this topic is all-consuming. A study using the science of Mind Genomics reveals that most respondents from a sample of young respondents do not care about the topic, nor are engaged by anything said in the media. The Mind Genomics study combined messages, policy statements, issued by the US government, presenting small vignettes, almost as news stories. The strategy prevents the respondent from responding in a politically-correct manner. The data suggest that most of the young respondents are not interested in the topic, when the data from the total panel is reported. Two mind-sets emerged, one feeling that stability and hope will be achieved through force, the other feeling that stability and hope will be achieved through economic development. The study presents a PVI (personal viewpoint identifier) to assign new people to one of the two mind-sets. The paper finishes with a discussion of the contribution of Mind Genomics to a deeper understanding of political thought and the emerging discipline of counter-factual history.

Introduction

A Long History, a Wide Scope, Inflamed Emotions

Depending upon one’s ethnic group and perhaps political / social leanings, the ongoing tensions in the Middle East, and especially between the Palestinians and the Israelis occupy either a great deal of one’s attention and concern, a moderate degree, or little at all, being even perhaps irrelevant. When talking to young people who are not politically involve and polarized, it is hard to discern the nature of the aspects which may concern them when faced with general indifference. In this exploratory paper it is impossible to deeply understand a topic which has been simmering for 70+ years, but it is possible through the science of Mind Genomics, described below, to take a ‘snapshot’ of the situation from the minds of younger people as they respond to statements about possible policy towards the Middle East.

This study represents an exploration of responses to policy statements that have been made, as well as ideas about potential economic help for the Palestinians, ideas that have not been made public, but have floated around. The focus of the study is on the degree to which any of the official statements has the power to influence young Americans, ages 17–30, either as statements which could lead to peace or which could fan the flames of war.

The published literature on the topic of Palestine vs Israel and vs the United States, as well as the actual details of the workings of the Palestinian state come in the form either of books and periodicals, or from news releases and the accumulation of a body of news both from the main mainstream media and now from the Internet. Books dealing with the topic are typically either learned articles or popular books dealing with the topic, or clearly partisan treatments of the topic, the appellation ‘partisan’ being a description of the emotions, not a judgment of the correctness of the treatment [1–4]. A list of the books dealing with the subject would stretch from the 1950’s to today, with no end in sight, as the Middle East continues to occupy the attention of the world, the eruptions in the Middle East, whether minor or major, causing discomfort, and then fear for the disruption of the world order.

When it comes to deeper understanding of the subjective feelings, there are the innumerable public opinion polls about every aspect of the situation, these polls taken often in Israel, and often in the rest of the world as well. The answers emerging from those polls comprise ‘factoids’, with a subsequent attempt tie together the factoids discovered in the polls, linking them to other information about the topic. Yet the deeper understand could become even deeper with better tools, providing a sense of the inside of the mind, in a way metaphorically analogous to the way the MRI technology provides a sense of the nature of body tissue. That will be the topic of this paper.

Polling versus Experimentation

The typical world of responses to public policy invokes the now-institutionalized business and discipline of opinion polling. Scarcely a day goes by that another people comes out to present to the thinking public what the people ‘think, believe, and do.’  The professional associations such as AAPOR (American Association of Public Opinion Research) for example, serves as a bedrock to validate the efforts of the pollsters who present their approaches as scientific. Public opinion research is presumed to be scientific, working with representative samples of respondents, statistical tests of different from the discipline of inferential statistics and of course best practices about how to phrase questions, how to phrase answers, and so forth.

A recurring key issue is that when one does a poll, one invites the respondent to invoke a ‘mental editor,’ to be politically correct.  This mental editor thus skews the results, a skew that cannot necessarily be overcome by the best of the recommended practices. The researcher MUST ask the respondent questions in a direct fashion. Once the respondent can address each question, one question at a time, it is possible and indeed quite straightforward to adopt a stance, tailoring one’s responses to accord with that stance, whether the stance, the point of view truly represents or does not represent one’s inner feeling.

In contrast to polling and surveys or asking the respondent to describe or vote, there is the world of experimentation. Admittedly, experimentation is far easier when one can control the stimulus, varying the stimulus in predefined ways, measuring the responses, and attributing the ‘change’ in the dependent variable to the precise change in the controlled, independent variable.    This approach works very well to understand the dynamics of simple things, such as how the physical ingredients of a food or beverage drive our liking, or the relation between the number of hours one studies for a test and the score on the test

Can experimentation be applied to understand the Palestine-Israel issue? Certain one cannot easily vary the features of a nation in the same way that one can vary the amount of sweetener in a beverage. Yet, what if one were to describe a social situation in different, systematically varied ways. What would happen if one presented a positive, upbeat message versus a negative, downbeat message? How would people react?

The foregoing idea notion involves experimenting with ideas, metaphorically combining the notion of experimentation using statistical design in the spirit of creating and testing aspects of notion of counterfactual history. Instead of presenting history or world issues as simple ides with aspects to be evaluated and discussed, we create scenarios or combinations of ‘facts’ about the issue, these facts having actually happened, or could have happened. We instruct respondents to read these ‘counterfactual combinations,’ vignettes, and respond to them. The respondents have no idea whether what they are reading is true, not true, possible, impossible, or even whether what they are reading comes from a completely different topic or subject area, merged into the set of stimuli.

The respondents simply evaluate these vignettes, from which we learn a great deal about how they perceive the situation and its features.  We do not ask the respondent to act in a rational way, but rather present the respondent with the vignettes, and acquire their responses, at an almost intuitive level, a way labelled by Nobel Laureate Kahneman as ‘System 1’ [5]. The actual inspiration for such an approach comes not so much from a deep philosophical inspiration as it does from the way a company learns how to say the right things to the customer, for example, when marketing Jello®.

The systematic experimentation opens a whole new branch of social science, akin to the alternative worlds create by science fictions. We are simply creating alternative situations, alternative realities to be tested. The approach, first used for marketing [6,7], and now for social issues, may be the experimental version of ‘counterfactual history.’

How Mind Genomics Studies Problems

It is clear from everyday life that people hold different views about the same topic. The differences can be vanishingly small, or dramatic. One need only read accounts of the same event in different media outlets to recognize the power of the report to present the same idea as an opportunity, and another report to present the same idea as the impetus for a debacle.  Understanding the differences in the points of view of the reporters is clear, and can be done by the analysis of language, and so-called ‘sentiment analysis’ [8].

What is harder to understand is the deep response of ordinary people to the messages which describe a situation. What is meant here is not the initial, almost knee-jerk reaction to the message and the situation, but rather the deep, often automatic response to the message.  Do people really pay attention to the individual messages in politically motivated writing, or is their response simply a generalized, undifferentiated reaction?

Mind Genomics enables us to understand the deeper responses to test stimuli. Mind Genomics does so by mixing and matching different messages, different ideas, into simple to read combinations, vignettes, and then secures the response of individuals to these vignettes, these mixtures. The vignettes being as they are, combinations, defy the desire of the response to be ‘correct’ because the compounding of the messages leaves the respondent unable to formulate what is a consistent response. The desired consequence is that respondent ends up abandoning the desire to be rational, correct, and consistent, and simply answers at almost an intuitive, ‘gut level.’ It is at this intuitive level that one’s true feelings emerge, guiding as they do the selection of the response (Moskowitz, 2012).

The Process of Mind Genomics

Mind Genomics follows a set of well-choreographed steps, beginning with the selection of cognitively meaningful stimuli (messages which are presumed to have real meaning), and ending with the discovery of possibly new-to-the-world mind-sets, different ways to think about the same problem. The phrase ‘Mind Genomics’ is a metaphor for the discover of these different mind-sets for a situation, similar to the discover of alleles for a gene.

Step 1 – Define the topic: It may seem very simple to ‘define a topic,’ but it is not. Mind Genomics operates at the granular level. A topic, for example, cannot be an overwhelmingly large issue like the entire Palestine-Israel issue. If anything, the topic should error on the side of being very small, localized, specific, yet with different aspects.  Mind Genomics could do a good job on a topic such as how to arrange a seating room for a conference between Palestinians and Israelis.  For this topic, we focus on the reactions of young people to pronouncements about the Palestine-Israel situation, made by the State Department, a topic which is large, but not overwhelmingly so.

Step 2 – Define four questions to be answered, with the structure that at some level the set of questions are arranged to ‘tell a story’:  In every topic there exist many types of stories to be told. The objective of Mind Genomics is to determine what specific elements of the story, what messages, resonate with the respondent. In order to discover these resonating elements, we must embed the messages into a story, doing so by means of a method which combines the messages in a structure.  The overriding structure, the story, must make intuitive sense, even when the individual messages when thrown together do not necessarily make sense. Hence, the four questions, which may be likened to the way a reporter structures a story (who, what, where, when, why, how).  The four questions are left to the researcher. They will never be shown to the respondent, but rather they will serve as prompts to help develop the specific elements.  Table 1 shows these four questions for our study on the language of pronouncements about Palestine and Israel.

Table 1. The four questions and the four answers to each question.

Question 1 – What is the U.S. Policy?

A1

U.S. Embassy moves to Jerusalem from Tel Aviv.

A2

U.S. recognizes Israeli sovereignty over the disputed Golan Heights… strategic plateau Israel acquired after the Six-Day War.

A3

U.S. passes Anti-Terrorism Clarification Act (ATCA)… ends U.S. funds to the West Bank & Gaza.

A4

U.S. President Donald Trump say U.S. aid cuts aimed at pressuring the Palestinians to return to peace talks.

Question 2 – What is the U.N. Policy?

B1

The U.N. general assembly has a permanent feature on its annual agenda titled “Human rights situation in Palestine & occupied Arab territories”.

B2

U.N. condemns the firing of rockets from Gaza into Israeli civilian areas

B3

Report from U.N. claims that Israeli security forces may have committed war crimes & should be held accountable for the deaths at protests in Gaza last year

B4

Israel was the most condemned country at the U.N. in 2018, with the General Assembly passing at least 20 resolutions against Israel

Question 3 -What do the Israelis and Palestinians say and do to express their goals?

C1

Israel says protests, described by Gazans as the Great March of Return, are particularly violent… could act as a cover for Hamas, to infiltrate Israel, carry out attacks.

C2

Prime Minister Netanyahu said Israel will annex settlements in the West Bank.

C3

As U.S. peace plan rollout approaches, Palestinians voice rejection.

C4

Thousands of Palestinians demonstrate along the Gaza border fence with Israel.

Question 4 – What are possible efforts to help economic development of the region?
These are new ideas to be explored within the study

D1

U.S. offers economic development aid to create Middle East Institute of Competitive Excellence.

D2

U.S. groups approach Palestine with opportunity to work with Israel to create better economic conditions.

D3

U.S. creates Institute to help Palestinians become more entrepreneurial.

D4

U.S. Jewish organizations reach out to support economic cooperation between Palestine and Israel.

Step 3: Create four answers to each question: The answers, short statements or phrases, are the material that Mind Genomics combines, to produce the vignettes. The answers may be actual statements, possible statements, and even new ideas to be explored within the study. Table 1 presents the four questions, and for each question the four answers. Questions 1–3 and their answers were taken from news stories. Question 4 and its four answers were exploratory ideas developed by author Moskowitz over the past decade, but do not yet exist, at least in a well-recognized public forum.  It is important to stress that one need not use the precise words, especially when the language is the less than ‘precise and punchy’ language of diplomacy and reporting favored by government.

Step 4: Combine the elements into an experimental design: The experimental design can be likened to a book of interconnected recipes, with each combination defined as having a specific answer from each of the four questions. An example of the experimental design appears in Table, which specifies the first nine combinations for Panelist #1. The experimental design ensures that each element or answer appears equally often, and that each element is statistically independent of every other element, allowing for OLS (ordinary least-squares) regression to be applied to the dataset. The vignettes are ‘partial,’ meaning that some vignettes or combinations lack an answer from one or two of the four questions. This lack is deliberate, ensuring that the coefficients estimated by the regression modeling have ‘absolute value,’ i.e., the ratios of coefficients are meaningful [9, 10,11].

Figure 1 presents a screen shot from one of the vignettes. The vignette is laid out to be simple, viewable on either a smartphone or a tablet/PC with the layout appropriate for the screen on which it is viewed, and to be available on any platform.  The format is set up to be stark, with one element atop the other, lacking connectives. This format may seem a bit different from the more conventional ‘dense’ format of concepts with the proper language, paragraph form, and replete with connectives. The rationale for the stark format is that the format leads to easier ‘grazing’ for information, and is less tiring, especially when the respondent evaluates 24 such vignettes, one after the other. The easier the task can be made, the more likely that the respondent will complete the task, and not drop out, as is often the case.

Mind Genomics-018 - ASMHS Journal_F1

Figure 1. Example of a vignette as it appears on a smartphone.

Most studies with experimental design specify a certain, very limited number of combinations, all tested by many individuals. The objective of the replication is to more accurately estimate the average assigned to the combinations. The sampling of possible combinations is limited, but the ‘strength’ or ‘performance’ of each combination is accurately estimated. Mind Genomics works in a different fashion, more in the spirit of the MRI. Each respondent evaluates a unique combination of 24 vignettes or combinations, like a ‘snapshot’ of the topic. At the same time, since each respondent evaluates a different set of combinations, the Mind Genomics effort estimates the performance of different parts of the underlying ‘space.’ What is missing in the accuracy of one set of estimates provided by replication is more than made up by sampling a great deal more of the space by Mind Genomics.

The respondents were members of the Luc.id panel, comprising 20+ million prospective participants around the world, who had previously agreed to participate in these types of studies. The respondents were specified to be ages 18–30, to live in the United States, with half the panel being male and half the panel being female

Table 2 presents the structure and performance of the first nine vignettes (Vig1-Vig9) for the first respondent, an 18-year old female.  The top part of Table 2 presents the specific combination. The regression program cannot use the data in this form. We ‘expand’ the design to generate 16 variables, one variable corresponding to each element or answer. When a vignette contains the element, the value is ‘1’, else the value is ‘0.’ In this form the regression model can easily analyze the data, to produce a model. Table 2 shows that five vignettes are incomplete. The rationale for this is that only with incomplete or so-called ‘partial profiles’ can the regression analysis return with absolute values for the estimates of the coefficients.

Table 2. The first nine vignettes for respondent #1, showing the combinations, the expanded design for statistical modeling by regression, and the set of dependent variables.

Row

Vig1

Vig2

Vig3

Vig4

Vig5

Vig6

Vig7

Vig8

Vig9

Specific Combination

Question A

A3

A1

A1

A4

A2

A2

A3

A4

A4

Question B

0

B4

B3

B4

0

B3

B2

B3

B1

Question C

C3

C1

0

C1

C4

C2

C2

C4

0

Question D

D1

0

D1

0

D2

D4

D3

D3

D4

Binary Expansion

A1

0

1

1

0

0

0

0

0

0

A2

0

0

0

0

1

1

0

0

0

A3

1

0

0

0

0

0

1

0

0

A4

0

0

0

1

0

0

0

1

1

B1

0

0

0

0

0

0

0

0

1

B2

0

0

0

0

0

0

1

0

0

B3

0

0

1

0

0

1

0

1

0

B4

0

1

0

1

0

0

0

0

0

C1

0

1

0

1

0

0

0

0

0

C2

0

0

0

0

0

1

1

0

0

C3

1

0

0

0

0

0

0

0

0

C4

0

0

0

0

1

0

0

1

0

D1

1

0

1

0

0

0

0

0

0

D2

0

0

0

0

1

0

0

0

0

D3

0

0

0

0

0

0

1

1

0

D4

0

0

0

0

0

1

0

0

1

Ratings

Rating

6

6

7

2

8

8

7

7

7

Response Time (seconds)

9.0

3.6

7.6

9.0

5.6

9.0

9.0

2.4

4.8

Top2

0

0

0

0

100

100

0

0

0

Bot2

0

0

0

100

0

0

0

0

0

Classification

Respondent

1

1

1

1

1

2

1

1

1

Gender (1=male, 2=female)

2

2

2

2

2

2

2

2

2

Age

18

18

18

18

18

18

18

18

18

Below the binary expansion we see the ratings.

  1. The original ratings were on the anchored 1–9 scale: (1=more unrest, less hope) … (less unrest, more hope)
  2. The response time is defined as the number of seconds between the appearance of the vignette on the ‘screen’ and the response. The response time is measured to the nearest tenth of a second.
  3. The Top2 is a binary transformation of the original rating data. Ratings of 8–9, close to the high end of the scale (less unrest, more hope) are transformed to 100. The remaining seven scale points, 1–7, are transformed to 0 to denote that they are not positive responses. The ‘not positive’ does not mean negative, but rather means not strongly positive and optimistic.
  4. The Bot2 is another binary transformation of the original rating data. Ratings of 1–2, close to the low end of the scale (more unrest, less hope) are transformed to 100. The remaining seven scale points, 3–9, are transformed to 0 to denote that they are not negative responses. Once again, the ‘not negative’ does not mean positive, but rather means not strongly negative and pessimistic.

Selecting the appropriate data to include in the analysis

The Mind Genomics effort creates a great deal of data, since each respondent evaluated 24 vignettes in terms of feelings (optimistic versus pessimistic), and since the response time was also measured. The Mind Genomics program records the response time in tenths of seconds. Typically, the first vignette requires an aberrantly long time, presumably because the respondent does not yet know what to do in terms of where the response key, and so forth. By the time the respondent rates the second vignette, the response times become more stable, and do not show aberrantly high values. All analyses reported here were done without the first vignette from each respondent, and without vignettes whose response time exceeded 10 seconds. Ongoing observations of these studies suggests that when a respondent multi-tasks, the response times are substantially, losing their ability to reflect on underlying behaviors.

Do respondents read the information in the vignettes, or simply gloss over the information? We do not know whether a respondent reads the information in the vignette, pausing to interpret each message, or whether the respondent skips through. Figure 2 shows the distribution of average response times.  The average responses are quite fast, 3 seconds or shorter. Similar types of ‘serious studies’ about public policy have shown longer response times, 5–6 or so, on average. In contrast, ‘fun studies’ about food and shopping generate many short response times.  The many short response times coupled with the fact that the study is about a serious topic suggests that many of the respondents probably skim over the information, and do not absorb it. In contrast, the response times were systematically longer in another study conducted with different respondents, also from Luc.id, this study dealing with the interesting and relevant topic.

Mind Genomics-018 - ASMHS Journal_F2

Figure 2.   Distribution of average response times across the respondents. The first vignette has been eliminated from the calculation of the average.

About the respondents themselves – pessimistic or optimistic on average?

Our 50 respondents each evaluated 24 vignettes. The initial data transformation created a binary scale for optimism (8–9=100, 1–7=0), and a binary scale for pessimism (1–2=100, 3–9=0). Thus, each respondent generated approximately 23 numbers for optimism, and 23 numbers for pessimism, corresponding to the 23 vignettes considered for analysis

The average of the Top2 for one respondent gives a sense of the percent of the times that the respondent feels optimistic. In turn, the, the average of the Bot2 for one respondent gives a sense of the percent of the times that the respondent feels pessimistic.  The averages can range from (0,0) to (100,0) or (0,100). The (0,0) average means that all the respondent’s ratings are in the middle, neither optimistic nor pessimistic. Averages of optimistic respondents fall near the bottom of the graph in Figure, where the abscissa is high (high percent of optimistic responses), and where the ordinate is low (low percent of pessimistic responses.)  Figure 2 suggests about only about four respondents from the 50 are optimistic.

When we turn the focus to pessimistic respondents, we must look for respondents whose ordinates are high, but whose abscissas are low. These respondents have a large proportion of their responses suggesting pessimism of the outcome. Figure 3 suggests about only two-three respondents can be classified as pessimistic.

Mind Genomics-018 - ASMHS Journal_F3

Figure 3. Scatterplot of mean Bot2 vs Top2, for respondents, without the first vignette counted. Each circle corresponds to one of the respondents.

The results – what drives a sense of positivity (Top2), a sense of negativity (Bot2), or engages

The real ‘meat’ of a Mind Genomics study emerges when we look at the linkage between the 16 answers or elements, and the response. We created three models using the data from the 47 of the 50  respondents, after removing the first vignette evaluated by each respondent (rationale – learning to answer), and after removing all vignettes requiring more than 9 seconds to evaluate (rationale – respondent probably multi-tasking, so the response time of 30–120 seconds represents the impact of the other task, and not a real measure of the specific vignette which is associated with the very long response time.) Three respondents were over the age of 30, and so we eliminated their analysis because they did not fit the age criteria.  The input data for each regression comprises ALL of the data from the vignettes, the so-called ‘Grand Model.’

Table 3 shows the three columns of data.  We look at the data with the following analytic point of view, based upon hundreds of previous studies.

Table 3. Performance of the elements by total panel.

Opti mistic

Pessi mistic

Resp
Time

Total Panel Results

Top2

Bot2

RT

Additive constant

12

10

NA

D1

U.S. offers economic development aid to create Middle East Institute of Competitive Excellence.

5

-2

0.6

D4

U.S. Jewish organizations reach out to support economic cooperation between Palestine and Israel.

2

-5

0.9

C2

Prime Minister Netanyahu said Israel will annex settlements in the West Bank.

2

0

0.7

B2

U.N. condemns the firing of rockets from Gaza into Israeli civilian areas

1

2

0.9

D2

U.S. groups approach Palestine with opportunity to work with Israel to create better economic conditions.

1

-2

0.7

C4

Thousands of Palestinians demonstrate along the Gaza border fence with Israel.

1

0

0.4

D3

U.S. creates Institute to help Palestinians become more entrepreneurial.

0

-2

0.7

C3

As U.S. peace plan rollout approaches, Palestinians voice rejection.

0

0

0.5

B1

The U.N. general assembly, has a permanent feature on its annual agenda titled “Human rights situation in Palestine & occupied Arab territories”.

-1

-1

1.0

A2

U.S. recognizes Israeli sovereignty over the disputed Golan Heights… strategic plateau Israel acquired after the Six-Day War.

-1

-2

0.7

A1

U.S. Embassy moves to Jerusalem from Tel Aviv.

-1

-1

0.5

A4

U.S. President Donald Trump say U.S. aid cuts aimed at pressuring the Palestinians to return to peace talks.

-2

-2

1.1

B4

Israel was the most condemned country at the U.N. in 2018, with the General Assembly passing at least 20 resolutions against Israel

-2

2

0.7

A3

U.S. passes Anti-Terrorism Clarification Act (ATCA)… ends U.S. funds to the West Bank & Gaza.

-3

-2

0.8

B3

Report from U.N. claims that Israeli security forces may have committed war crimes & should be held accountable for the deaths at protests in Gaza last year

-3

4

0.8

C1

Israel says protests, described by Gazans as the Great March of Return, are particularly violent… could act as a cover for Hamas, to infiltrate Israel, carry out attacks.

-3

0

0.8

  1. The additive constant: The OLS program estimates the additive constant, and the coefficient for each element. When we create the model with Top2 (Positive Outcome), the additive constant shows the conditional probability of a rating to the vignette being 8 or 9, albeit in the ‘absence of elements.’   In turn, when we create the model with Bot2 (Negative Outcome), the additive constant shows the conditional probability of a rating to the vignette being 1 or 2. We know for a fact that all vignettes comprised a minimum of two and a maximum of four elements, since the design specifies those specific combinations. Thus, the additive constant is an estimated parameter interpreted as ‘what would happen in the absence of elements.’   The additive constants are low for both positive and negative outcomes, 12 and 10, respectively. We interpret the low additive constants as meaning that in the absence of elements, the respondents simply don’t feel that anything will happen. Despite the rhetoric of interested parties, our young respondents don’t feel that anything of significant positive or negative will happen. It’s going to be all in the specifics, if positive or negative outcomes are to happen at all.
  2. The strongest positive element (Top2.): Positive, high-scoring elements for Top2, represent the respondent’s belief that the action stated by the element will lead to a positive, peaceful outcome.  We look for elements of 8 or higher, based upon similar types of studies in the past. When an element generates a coefficient of +8 or higher, it often covaries with other things or events in the ‘outside world.’ The number ‘+8’ is not absolute, but rather a convenient level.  Our data in Table 3 from the total panel suggest only one element which even comes near the value, +8. This is element D1, ‘U.S. offers economic development aid to create Middle East Institute of Competitive Excellence.’ That ‘strong performing element,’ at least within the context of this experiment, generates a coefficient of +5.
  3. The strongest negative element (Bot2): Positive, high-scoring elements for Bot2, represent the respondent’s belief that the action stated by the element will lead to a negative, combative outcome. Following the same logic as above (#2), we look for an element which generates a coefficient of +8 or higher on Bot2. The only element which does even modestly is B3, Report from U.N. claims that Israeli security forces may have committed war crimes & should be held accountable for the deaths at protests in Gaza last year. The coefficient, however, is only +4.
  4. The most engaging elements: The model for response time  (RT) does not have an additive the constant. The rationale is the response time is meaningless without elements. There are no norms from experience for response time, the technology having only been introduced in late 2018. The list below shows those elements requiring 0.9 seconds or longer to ‘process,’ based upon the grand model relating response time to the presence/absence of elements.

    U.S. President Donald Trump say U.S. aid cuts aimed at pressuring the Palestinians to return to peace talks.

    The U.N. General Assembly has a permanent feature on its annual agenda titled “Human rights situation in Palestine & occupied Arab territories”.

    U.S. Jewish organizations reach out to support economic cooperation between Palestine and Israel.

    U.N. condemns the firing of rockets from Gaza into Israeli civilian areas

When we break out the respondents by gender, we find the following:

Optimism (Top2)

  1. The additive constant is slightly higher for females than for males (16 versus 10), which at the low end of the scale might signal that females are slightly more optimistic, but neither gender can be labelled ‘optimistic’.
  2. In terms of elements, males are very optimistic regarding the prospect of formal efforts to increase economic cooperation and growth, especially the new idea of a Middle East Institute of Competitive Excellence. Surprisingly, females don’t feel optimistic in the face of stated efforts for economic growth.

Pessimism (Bot2)

  1. The additive constants are low for both genders, 9 for males and 12 for females, suggesting no real innate pessimism, just like no real innate optimism.
  2. No elements drive pessimism

The engaging elements from response time

  1. For males a focus on direct efforts to help economics, and the focus on human rights

    U.S. creates Institute to help Palestinians become more entrepreneurial.

    U.S. President Donald Trump say U.S. aid cuts aimed at pressuring the Palestinians to return to peace talks.

    The U.N. General Assembly has a permanent feature on its annual agenda titled “Human rights situation in Palestine & occupied Arab territories”.

  2. For females a focus on direct efforts, involving a person (either PM Netanyahu or Pres. Trump)

    Prime Minister Netanyahu said Israel will annex settlements in the West Bank

    U.S. President Donald Trump say U.S. aid cuts aimed at pressuring the Palestinians to return to peace talks.

Uncovering the deeper structure of mind-set and the emergence of two new groups.

A key tenet of Mind Genomics is that for any topic area in which human judgment is involved, there are often different ways of perceiving and judging that which is presented. That is, people are not necessarily uniform in terms of their criteria.  The Latin proverb, here translated, epitomizes the world-view of Mind Genomics: Of taste one does not dispute.

In order to uncover the different viewpoints, or mind-sets, it may be as simple as clustering the respondents based upon the pattern of coefficients, generally without the additive constant.  Clustering is a well-accepted technique in statistics, a procedure to assign items into an exhaustive set of mutually exclusive groups, the aforementioned clusters. These non-overlapping clusters are created according to string mathematical criteria. It is left to the discretion of the researcher to choose the method of clustering and, after the statistics have been calculated, to select the number of clusters and to name them.

Clustering is mathematical, but we are faced with many different ways to cluster a group of test objects, such as people. We must look at clustering as a heuristic, helping us make sense of the data, and not prescribing the absolute truth.  For Mind Genomics, the clustering algorithm as of this writing (2019), comprises the calculation of a distance between pairs of people, putting people in different clusters, and then trying to interpret the meaning of the cluster, if there is a story to be told.

The clustering procedure used here involved the creation of 47 models relating the presence/absence of the 16 to the binary value, Top2, one model or equation for each of the 47 respondents who were under 30. (The other three respondents were excluded entirely from the analysis.). The equation was estimated using all 24 vignettes evaluated by the respondent, because the underlying experimental design is set up to allow the estimation of the individual models when all 24 vignettes are used as cases in the regression model. That is, we included all vignettes, removing no vignette at all.

The OLS regression returned with an additive constant and 16 coefficients for each respondent. We used the 16 coefficients as input to the k-means clustering, defining the distance between any pair of respondents as (1-Pearson R). The Pearson R or correlation coefficient defines the degree of linear relation between two sets of objects.  The k-means clustering put the 47 respondents into two clusters, attempting to maximize the distance between the two centroids (average coefficient for each element by group) and minimize the distance between pairs of respondents within the cluster.

The average coefficients for the two clusters or mind-sets appear in Table 5. The clustering was done on the Top2, the causes for optimism, but the table shows the results for Top2 (optimistic outcome), Bot2 (pessimistic outcome), and response time.  The coefficients are sorted by the strong performers for the two mind-sets.

Table 4. Performance of the elements by gender.

M

F

M

F

M

F

By Gender

Optimistic
TOP2

Pessimistic
BOT2

Response Time

Additive constant

10

16

9

12

NA

NA

D1

U.S. offers economic development aid to create Middle East Institute of Competitive Excellence.

12

-2

-4

0

0.7

0.6

D4

U.S. Jewish organizations reach out to support economic cooperation between Palestine and Israel.

6

-3

-5

-4

0.9

0.9

A1

U.S. Embassy moves to Jerusalem from Tel Aviv.

-7

4

1

-3

0.7

0.2

C2

Prime Minister Netanyahu said Israel will annex settlements in the West Bank.

1

3

2

-3

0.4

1.1

C4

Thousands of Palestinians demonstrate along the Gaza border fence with Israel.

1

1

4

-6

0.2

0.5

C3

As U.S. peace plan rollout approaches, Palestinians voice rejection.

0

1

3

-4

0.4

0.6

A2

U.S. recognizes Israeli sovereignty over the disputed Golan Heights… strategic plateau Israel acquired after the Six-Day War.

-2

0

0

-5

0.6

0.8

C1

Israel says protests, described by Gazans as the Great March of Return, are particularly violent… could act as a cover for Hamas, to infiltrate Israel, carry out attacks.

-7

0

1

-1

0.7

0.8

B2

U.N. condemns the firing of rockets from Gaza into Israeli civilian areas

2

-1

0

4

0.9

0.8

A3

U.S. passes Anti-Terrorism Clarification Act (ATCA)… ends U.S. funds to the West Bank & Gaza.

-4

-2

0

-5

0.7

0.9

D2

U.S. groups approach Palestine with opportunity to work with Israel to create better economic conditions.

4

-3

-3

-1

0.8

0.7

D3

U.S. creates Institute to help Palestinians become more entrepreneurial.

2

-3

0

-3

1.0

0.3

A4

U.S. President Donald Trump say U.S. aid cuts aimed at pressuring the Palestinians to return to peace talks.

-1

-3

1

-6

1.2

1.1

B4

Israel was the most condemned country at the U.N. in 2018, with the General Assembly passing at least 20 resolutions against Israel

-1

-4

2

3

0.5

0.9

B3

Report from U.N. claims that Israeli security forces may have committed war crimes & should be held accountable for the deaths at protests in Gaza last year

-1

-5

5

3

0.7

0.8

B1

The U.N. general assembly, has a permanent feature on its annual agenda titled “Human rights situation in Palestine & occupied Arab territories”.

4

-6

-1

-1

1.2

0.7

Table 5. Performance of the elements by mind-set.

MS1

MS2

MS1

MS2

MS1

MS2

By Two Mind Sets
MS1 = Actions of any organized type will bring less unrest, more hope
MS2 = Economic development will bring less unrest, more hope

Optimistic Top2

Pessimistic  Bot2

Response Time

Additive constant

13

10

7

14

NA

NA

Elements driving Mind-Set 1 – Actions of any organized type will bring less unrest more hope

C2

Prime Minister Netanyahu said Israel will annex settlements in the West Bank.

5

-1

-4

3

0.4

1.1

C4

Thousands of Palestinians demonstrate along the Gaza border fence with Israel.

5

-4

-3

3

0.4

0.4

Mind-Set 2 – Economic development will bring less unrest, more hope

D1

U.S. offers economic development aid to create Middle East Institute of Competitive Excellence.

1

10

2

-7

0.4

1.0

D2

U.S. groups approach Palestine with opportunity to work with Israel to create better economic conditions.

-4

8

1

-6

0.7

0.8

D4

U.S. Jewish organizations reach out to support economic cooperation between Palestine and Israel.

-1

6

-2

-8

0.7

1.2

Does not drive responses of either mind-set

A1

U.S. Embassy moves to Jerusalem from Tel Aviv.

-4

3

-2

1

0.9

-0.1

A4

U.S. President Donald Trump say U.S. aid cuts aimed at pressuring the Palestinians to return to peace talks.

-5

3

-2

-2

1.3

0.8

B2

U.N. condemns the firing of rockets from Gaza into Israeli civilian areas

0

2

1

3

0.9

0.9

B1

The U.N. general assembly, has a permanent feature on its annual agenda titled “Human rights situation in Palestine & occupied Arab territories”.

-2

2

1

-3

0.7

1.2

D3

U.S. creates Institute to help Palestinians become more entrepreneurial.

-2

2

0

-5

0.9

0.6

A2

U.S. recognizes Israeli sovereignty over the disputed Golan Heights… strategic plateau Israel acquired after the Six-Day War.

-3

2

-2

-2

1.0

0.3

B4

Israel was the most condemned country at the U.N. in 2018, with the General Assembly passing at least 20 resolutions against Israel

-1

-2

2

3

0.7

0.7

A3

U.S. passes Anti-Terrorism Clarification Act (ATCA)… ends U.S. funds to the West Bank & Gaza.

-3

-2

-2

-2

0.8

0.7

B3

Report from U.N. claims that Israeli security forces may have committed war crimes & should be held accountable for the deaths at protests in Gaza last year

-3

-2

6

2

0.7

0.9

C3

As U.S. peace plan rollout approaches, Palestinians voice rejection.

3

-3

-2

2

0.4

0.7

C1

Israel says protests, described by Gazans as the Great March of Return, are particularly violent… could act as a cover for Hamas, to infiltrate Israel, carry out attacks.

0

-7

-2

2

0.7

0.9

The two mind-sets are defined by the strongest performing elements:

  1. MS1 = Actions of any organized type will bring less unrest, more hope
  2. MS2 = Economic development will bring less unrest, more hope

What emerges as very important are those

  1. The two mind-sets have low basic optimism
  2. Mind-set 1, looking for definitive ‘action’ of any type to bring hope, feels almost nothing will work
  3. Mind-set 2, looking for economic development, shows a real hope for simple economic actions, even symbolic but real attempts.

Finding these mind-sets in the population through the PVI (personal viewpoint identifier)

The data suggest little basic optimism or pessimism, whether by gender or even by mind-set.  The level of rhetoric surrounding the situation in the Middle East is not basically relevant.  The low additive constants and the short response times attest to that basic level of disinterest. Yet, despite this discouraging initial finding, the existence of a pair of mind-sets suggests that this disinterest can be turned to more productive interest. Perhaps the first mind-set, those who want action of any sort, cannot be satisfied with destabilizing the region. It is hard to change governments and impossible to change history. The second mind-set, however, is easier to excite. They want concrete symbols and actions to drive economic development. Perhaps, for example, an effort to create this ‘MEICE’ might work, this Middle East Institute of Competitive Excellence, may work.  Author Moskowitz has presented the idea to different countries

(https://www.dropbox.com/s/yhfncfid6b8nmjf/Economic%20Growth%20%20%20Middle%20East%20Institute%20Of%20Competitive%20Excellence.pdf?dl=0.)

Unlike the information about age and gender, people may or may not know the mind-set to which they belong for a specific topic. We know from these data that the mind-sets distribute about equally across genders, and across the self-defined ‘position’ or ‘interest’ in the topic (Table 6.) Furthermore, Table 6 shows us that despite the mind-sets, there is an exceptional level of disinterest.

Table 6. Distribution of the two mind-sets across gender and across self-declared nature of interest in the topic.

 Gender

MS1 – Action

MS2-Development

Total

N

Male %

50

57

53

25

Female %

50

43

47

22

Total %

100

100

100

N

26

21

47

 Self- declared attitude to the topic

MS1 – Action

MS2-Development

Total

N

Palestine is right %

23

19

21

10

Israel is right %

12

5

9

4

Both are right %

15

24

19

9

Not interested %

27

14

21

10

Not applicable %

23

38

30

14

Total %

100

100

100

N

26

21

47

The PVI is constructed by considering the elements which best ‘separate’ the two segments. Figure 4 shows the PVI for this study, as well as the feedback which comes to the respondent. The actual PVI as of this writing (April, 2019) resides at the following website:  http://162.243.165.37:3838/TT25/

Mind Genomics-018 - ASMHS Journal_F4

Figure 4. The PVI for the study of young Americans towards the policy pronouncements about the Middle East, specifically Palestine and Israel.

Discussion and Conclusion

What we learn about the young people

As we noted in the introduction to this paper, one need only look at the media, at the United Nations activities, at the popular pro-Palestinian movements such as BDS (Boycott, Divest, Sanction) SJP (Students for Justice in Palestine) to think that the situation is the Middle East is intractable. For all the efforts to stir up excitement, however, our data suggest that most of the young people whom we sampled simply don’t care. That is, they don’t expect much, neither in the way of peace and hope, nor hostilities and despair.

Yet, despite the apparent disinterest, when we probe deeper through Mind Genomics, we uncover two groups, two different mind-sets. Mind-Set 1 believes that peace and hope will come through definitive action on either side, perhaps believing that the status quo should be maintained. These are the ones who believe in the strength of power, Realpolitik. Mind-Set 2 believes that hope will be nurtured through direct economic help, help which gives to those of both sides in the Middle East an opportunity to grow their nations.  To this end, the notion of a MEICE, the Middle East Institute of Competitive Excellence, makes sense. The structure and activities of that proposed idea are given in a link.

One might dismiss the findings by saying that the data are from a small sample. The reality of Mind Genomics is that it does not measure people per se, but like the science of color, established the basic colors (red, yellow, blue.) All ‘things’ with color comprise a certain percent of the primaries, yellow, red, and blue, adding up to 100%. A colorimeter is used to deconstruct the color of a ‘something’ into the percent of red, yellow, and blue, the primaries. In turn, the colorimeter becomes a tool to ‘measure the world,’ after the color science has been established.  In the same way, our data suggests for this micro-topic the existence of two mind-sets, two ‘primaries,’ those interested in power as a stabilizer, and those interested in economic growth as a stabilizer. One can then use the PVI for this study to understand the feeling of people world-wide. The PVI provides a modern tool to understand the distribution of these mind-sets among the people of the world, because the Mind Genomics effort simply provided the science and the tool. This notion of basic primaries is not new, not original to this paper, having been recognized more than 15 years ago, and undoubtedly far earlier [12,13].

The role of experimentation in counterfactual history

A new and growing area of interest in the social sciences is the discipline of counterfactual history. The Mind Genomics approach we present here for policy fits right in with the notion of creating alternative narratives of what happened or what could happen, presenting these narratives, and getting responses. Most of the efforts are qualitative, teaching people to have a more critical way of thinking. Mind Genomics allows the creation of a systematic body of work for counterfactual history, teaching us both what could have been, and how people react to what could have been.  Perhaps by institutionalizing the teaching of counterfactual history, one might excite an otherwise disinterested generation in understanding the ‘realpolitik’ of today [14].

References

  1. De Boer C (1983) The Polls: Attitudes Toward the Arab-Israeli Conflict. The Public Opinion Quarterly 47: 121–131
  2. Eit-Hallahmi BB (1972) Some psychosocial and cultural factors in the Arab-Israeli conflict: A review of the literature. Journal of Conflict Resolution 162: 269–280.
  3. Spiegel SL (1986) The Other Arab-Israeli Conflict: Making America’s Middle East Policy, from Truman to Reagan Vol. 1. University of Chicago Press.
  4. Vatikiotis PJ (2016) Conflict in the Middle East reissue of 1971 volume, Routledge, eBook ISBN9781317206323.
  5. Kahneman D and Egan P (2011) Thinking, fast and slow. New York: Farrar, Straus and Giroux.
  6. Green PE, Srinivasan V (1990) Conjoint analysis in marketing: new developments with implications for research and practice. The Journal of Marketing 54: 3–19.
  7. Moskowitz HR, Gofman A (2007) Selling blue elephants: How to make great products that people want before they even know they want them. Pearson Education.
  8. Pang B, Lee L (2008) Opinion mining and sentiment analysis. Foundations and Trends® in Information Retrieval 21–2, 1–135.
  9. Box, G.E., Hunter, W.G. & Hunter, J.S., 1978. Statistics for experimenters, New York, John Wiley.
  10. Moskowitz H, Gofman A, I novation Inc (2003) System and method for content optimization. U.S. Patent 6,662,215.
  11. Gofman A and Moskowitz HR (2010) Isomorphic permuted experimental designs and their application in conjoint analysis. Journal of Sensory Studies 25: 127–145.
  12. Alwin DF, Krosnick J A (1991) Aging, cohorts, and the stability of sociopolitical orientations over the life span. American Journal of Sociology 97: 169–195
  13. Atkeson L R, Rapoport R B (2003) The more things change the more they stay the same: Examining gender differences in political attitude expression, 1952–2000. Public Opinion Quarterly 67: 495–521.
  14. Mordhorst M (2008) From counterfactual history to counter-narrative history. Management & Organizational History 31: 5–26.

James (Jean/Jacques) Gardette (1756-1831)

DOI: 10.31038/JDMR.2019221

 

James Gardette, Surgeon Dentist, was the second son of Jean Blaize Gardette, and was born 13th of August, 1756, in the town of Agen, departement de Lot et Garonne, France. His father died when James was quite a lad, and we are but little acquainted with this early period of his life : nor, indeed, does it enter into the plan for the performance of our task. We only know that he possessed a very trifling patrimony, insufficient for his maintenance or education, and that after his father’s death he was brought up by his paternal uncle, Blaize Gardette, who lived at Agen, and held the office of Prosecuting Attorney until an advanced age. His uncle designed James for the medical profession, and with that view, after the ordinary academical studies of that day in a provincial town of France, sent him to Paris. He remained at the capital about two years (from 1773 to 1775), pursuing the study of Anatomy and Surgery in the Royal Medical School; and thence he was removed to the Hospital at Toulouse, where he resided eighteen months as a pupil in the Institution [1; 5]. At the end of this period he was sent to Bayonne, and there was examined by the surgeons of the Admiralty, and commissioned as a surgeon in the French navy. On obtaining the commission in the navy, he received orders to embark in his professional capacity, on board the brig of war La Barquaize de St. Jean de Luz, destined for Boston, Massachusetts. He sailed in October, 1777, with La Fayette and the Count of Rochambeau [1]. He arrived at Plymouth early in January following (1778). The love of liberty and popular movement throughout France, which brought so many young Frenchmen to the United States, at the period of our «Declaration of Independence,» had no small influence in governing the course of Gardette. He made a cruise of four months, during which an engagement occurred with two British ships, lasting three hours and a half, and in which there were several killed and wounded on board the vessel of which he was the surgeon. This seems to have terminated his official duties and connection with the French navy, from which he resigned, intending to adopt this country as his home. When the French fleet and army arrived at Newport (1780), he was induced to visit that town, and commence practice as a Dentist, the officers affording him considerable and congenial occupation for a short time. He had received instructions in dental operations (as part of his profession of Naval Surgeon) from Mrs. Le Roy de la Faudinière et Louis Laforgue, Dentists at Paris, then in high repute. He had also provided himself with the best works extant (Fauchard and Bourdet) on the Teeth, and with a limited set of dental instruments : still we scarcely think he could have had any expectations of pursuing the profession of Dentist in this country, at the time he left France [2].

In 1781-1782, he became acquainted with a young American soldier, Josiah Flagg (1763-1816), whom he is thought to have instructed in the art of French dentistry and became one of the most famous American dentist [3].

He returned to Boston from Newport, and in the autumn of 1783 we find, went to New York. He was there when the American army, under General Knox, took possession of the city – an inactive but not indifferent spectator of the great events of that interesting epoch in American history. His professional success as a Dentist in New York, seems to have been comparatively small, and his limited knowledge of the English language was, as yet, a great impediment to making himself known or appreciated as he desired. It was not until the summer of 1784, and in Philadelphia, that he attained the position which determined his permanent residence in the United States. The pleasant and successful character of his occupation among the best class of citizens in Philadelphia, at the period when Fourth Street was its western boundary, needs, perhaps, no stronger comment than the fact, that he continued there in uninterrupted practice as a Dentist, from 1784 to 1830 – a period of forty-six years!

In 1796, James Gardette made for George Washington a set of dentures from hippopotamus ivory [4]. When asked about the teeth, Gardette claimed it was « impossible to distinguish them from the natural ones » and that a person could « take them out and fix them again themselves with the greatest ease ». However, others disagreed, describing them as « too large and clumsy. » In 1859, Rembrandt Peale (1778-1860) stated that Gardette’s dentures caused Washington’s « mouth to be changed. » Stuart said that when he painted Washington, « he had just had a set of false teeth inserted, which accounts for the constrained expression so noticeable about the mouth and lower part of the face. » Regardless of the success of Washington’s dentures,Gardette can be given credit for introducing the advanced techniques of Fauchard into American dentistry [3].

In 1808, he married Marie Julie Zulime Carriere (1781-1853) [3]. His education and manners as a gentleman – characteristics which, we may safely conclude, were not very commonly found among the soi-disant Dentists of our country at that remote day. Gardette devoted himself attentively to the pursuit and improvement of his profession, and acquired no unenviable reputation for knowledge and skill in its various departments. The difficulties which the Dentist then had to contend with were manifold : he was dependent chiefly upon his own judgment and inventive genius for his success, and that too for the benefit of patients who, in many instances, had but little confidence in the operations of Dentistry. Instruments were the passing existence afforded by a newspaper, it had probably never claimed notice here, but been allowed all the honor that belongs to undeserved and uncontradicted misrepresentation [2]. Among the improvements introduced into the practice of Dental Surgery by Gardette, whether in the way of instruments or operations, some few, at least, have been identified with his name. « 1822 : To James Gardette, Dentist, for three mechanical improvements in his profession, highly commended in Europe and in the United States ; and for a simple lever instrument for the easy and expeditious extraction of teeth and stumps of teeth – awarded, a medal ‘ to the most deserving,’ and twenty dollars. » The above «award of merit» is the highest permitted by the will of John Scott, who left the fund for the objects specified. He was the first Dentist who substituted the use of elastic flat gold bands or braces, in the place of ligatures of silk or fine gold wire for securing artificial teeth, when attached to the living ones [5]. He invented the manner of mounting natural teeth, which consists of a gold mortise plate to which the teeth are secured by means of gold pins, and which permits the tooth to rest upon the gum instead of the gold plate [5]. He was the first to apply the principle of suction or atmospheric pressure for maintaining sets of artificial teeth for the upper jaw, as early as 1800.

He secures artificial pieces without tying them, even when of limited extent. Laforgue said : « I have seen such, admirably secured, and am acquainted with no Dentist who equals him in this beautiful and valuable description of work. » Gardette related the following anecdote of port of entire sets of artificial teeth, dispensing with the use of spiral springs and the the chance which led to this important discovery. He had furnished, for the second time, an entire set of upper teeth (enamelled hipps) for Mrs. A. M’C, and owing to the short time the first set had lasted under the action of the saliva, he suggested that this set should be left much heavier. In order that the tongue should become accustomed to this increased bulk, necessarily contracting the limits for its free movements, the lady was desired to keep the new piece in her mouth as much as possible, during a few weeks, but not expecting her to use it for purposes of mastication or speech until the usual springs should be attached to it. Mr. G. promised, at the end of the period named, to call and arrange the piece for permanent use [5]. It was then still the custom for the Dentist to attend at the houses of his patients, and a busy season caused months instead of weeks to elapse, when Gardette called again: with an apology for neglect, his plyers and springs ready, he requested Mrs. M’C. to bring the artificial pieces. She replied, « I have them in my mouth, » much to the astonishment of her Dentist, with endless contrivances then in use, much to the inconvenience of those who wore them [1; 3].

Nor were his improvements less important in the cure of diseases to which the teeth and gums are lia-ble : he was the early advocate, if not the first who recognized the wisdom, of affording space for the healthy and good arrangement of the teeth, by judicious extractions in youth. He believed, and his long experience proved, that he thus obviated a great cause of decay, arising from lateral pressure. She stated that at first they were a little troublesome, but she had become accustomed to them now, and they answered every purpose as well without as with springs, and she was glad to dispense with them. The principle upon which the artificial piece thus adhered to the gum at once suggested itself to his mind, and suction, or atmospheric pressure, was henceforth depended upon, in numerous cases of the same kind [2]. He was one of the earliest Dentists who adopted gold foil, instead of lead or tin, as the best material for filling teeth; and related often that he had at one period, prepared gold foil for his own use from Dutch ducats, when no gold-beater was to be found in this country, or none, at any rate, who could furnish Dentist’s filling gold [2]. As an operator, Gardette displayed great judgment, care and dexterity, while he exhibited no misplaced or morbid sensibility inconsistent with the best performance of his painful professional duties.

In the mechanical departments of his art, his work evinced discrimination and good taste, as well as originality: his artificial pieces, at a period when no aid was to be derived from «Dental Laboratories,» possessed all the good workmanship and finish which are the result of mechanical skill and patient industry. His practice was characterized by the one strong motive of good to his patient, and not less by the liberal and benevolent feelings which should govern professional life [2]. His want of familiarity with the English language seems to have made him diffident about publishing his views or improvements in his profession; and it was not until 1827 that he was induced by his friend, the late Dr. James Mease, (a liberal and warm friend of the Arts and Sciences,) to furnish an article for the Medical Recorder on the « Transplantation of the Human Teeth », the first and the only publication that bears his name (seven pages published in January, 1827) [2]. As a practising Dentist, the usefulness of Gardette was much impaired during the latter years of his life by continued and severe suffering from the gout. He had long cherished a desire to return to France and end his days in his native country, but owing to unfortunate investments and various disappointments, this favorite plan was not accomplished until the year 1829, at the age of seventy-three, too late to realize the pleasant anticipations he had so long connected with such a step. His native village of Agen, which he revisited, was no longer what it had seemed to his longing heart, during an absence of half a century. He took up his residence at Bordeaux, where he died from an attack of gout, in August 1831 [1; 5].

JDMR-19-117 - Xavier Riaud_ France_F1

Jean Gardette (1756-1831) [3].

References

  1. Rousseau C, « Histoire de l’aménagement opératoire du cabinet dentaire – L’aménagement opératoire des dentistes des jeunes Etats américains », in Actes de la Société française d’histoire de l’art dentaire, www.biusante.parisdescartes.fr, sans date.
  2. Gardette E (1847) Biographical notice of James Gardette, surgeon dentist of Philadelphia, Philadelphia Pg No: 1–22.
  3. James “Jacques” Gardette (1756-1831) 2019. www.findagrave.com
  4. Kandra G (2016) « The whole tooth », in CBSEveningNews,) Pg No: 1-2. https://www.cbsnews.com
  5. Laforgue L (1810) Théorie et Pratique de l’Art du Dentiste, Paris, pp. 20: 257–294.

Filarial Parasite-Derived New Potential Bio-Therapeutic Agents For Inflammatory Bowel Diseases

DOI: 10.31038/AGHE.2019111

 

Inflammatory Bowel Disease (IBD) comprising of Crohn’s disease (CD) and Ulcerative Colitis (UC), is a chronic and relapsing inflammatory condition of the gastrointestinal tract 1]. There has been an alarming increase in the incidence of IBD during the past decade, leading to long-term morbidity that considerably affects the quality of patient’s life [1]. The incidence of UC has been rising globally since the mid-20th century [2]. Genetic factors are thought to play an important role in the pathogenesis of UC. Studies by Bengtson et al. [3] showed that the risk of developing colitis rises by 4.6-fold when a sibling has colitis. Similarly, if one of the monozygotic twins develops colitis, the risk of the other twin developing the disease is relatively 95 times higher [4]. Dietary factors have also been reported to play a role in the development of colitis. A diet containing high amounts of refined fat, meat, and sugar are risk factors for developing colitis [5]. Unfortunately, the mainstream therapies available currently for treating colitis are largely non-specific with short-term immunosuppressive effect and nearly all of them predispose the patients to opportunistic infections and/or increased risk for cancer development [6]. The most preferred method for treating mild to moderate UC is the administration of 5-aminosalicylates (5-ASA). Patients suffering from moderate to severe UC or those who do not respond to 5-ASA can be treated with antibiotics or corticosteroids but these treatment options come with various side effects like nausea, headache, diarrhea, insomnia, osteoporosis, and non-Hodgkin lymphoma [7, 8]. Similarly, anti-TNF-α therapy against UC is associated with the risk of hepatosplenic T cell lymphoma [9] and the effect of anti-TNF-α therapy reduces with time [10].  Recent advances to study the mechanism of inflammation in UC has provided a better understanding of the underlying molecular basis of the disease, which is helping in the development of new therapeutic approaches for UC [11, 12].

Parasites, more specifically the helminth parasites are notorious for suppressing the inflammatory- immune responses in their host [13]. This immunosuppression or immunomodulation is a strategy used by the parasites to survive and reproduce in their host. We are beginning to unravel the complex mechanisms by which the helminth parasites are able to achieve the immunomodulation in the host, despite the vigorous immune responses generated by the host against the parasites. In general, the host-derived inflammatory responses create a hostile environment for the helminth parasite resulting in the trapping of the parasite in the tissue leading to the killing of the parasite by antibodies and inflammatory cells or seriously damaging the fecundity of the female worms so the future generations of the parasites are suppressed or prevented. Thus, the major purpose of immunosuppression by the parasite in the host appears to be to evade the host attack and escape [14]. The helminth parasites predominantly achieve this by secreting key molecules that have potent anti-inflammatory activity [15]. Even though the host inflammatory responses towards the helminth parasites are largely local, the parasite-induced immunosuppression is more generalized with a non-specific suppressive effect on other inflammatory conditions in the host [16].

It is well established that acute infection with the filarial parasites, Brugia malayi and Wuchereria bancrofti is associated with generalized immunosuppression [17]. Clearing of the parasites with chemotherapy reverses this immunosuppressive state, confirming a role for the live parasite in this generalized immunosuppression [18]. Similarly, in filarial infected subjects, immunizations with Tetanus and BCG are found to be ineffective [17]. Similar generalized immunosuppression also occurs in the host during infections with gastrointestinal nematode parasites [19]. In 1989, David Strachan [20] reported a higher incidence of allergic rhinitis and hay fever in children who have better living conditions with good water quality, hygiene, improved sanitation, and medical care. However, children from smaller families, who were exposed to several parasitic infections, do not exhibit these allergic conditions. Based on this finding, he postulated the theory of ‘Hygiene Hypothesis’. Since then, several studies demonstrated the therapeutic potential of filarial parasitic infections in a variety of immune-mediated disorders such as arthritis, diabetes, multiple sclerosis, allergic and atopic conditions, and IBD [21–25]. Although controversial, several Phase 2 clinical trials show significant remission in the symptoms of IBD, MS, allergic rhinitis, autism, and peanut/tree nut allergy in patients following the treatment with live parasites [26]. Unfortunately, live parasites or ova are aesthetically not acceptable for many patients as a treatment. Another major hurdle is in obtaining regulatory approvals and product stability for live parasites because of the potential batch to batch variations. Few studies showed that worm homogenates can induce immunosuppressive activity similar to the live parasite [27]. This suggested that molecules produced by the live parasites can be used instead of the live parasites to induce the immunosuppressive effect. Since then, several laboratories started focusing on screening the parasite and its genome for identifying molecules that may have potential immunomodulatory activity.

Host immunomodulatory molecules have been isolated from several parasites such as Acanthocheilonema viteae, Schistosoma japonicum, Brugia malayi, Wuchereria bancrofti, Heligmosomoides polygyrus bakeri and Schistosoma mansoni [27, 28]. Lymphatic filarial parasites are notorious for suppressing host immune responses, especially during acute infections. Few reports suggest that lymphatic filariasis infected patients often do not suffer from autoimmune diseases [29]. Therefore, there has been significant interest among researchers to identify the immunomodulatory molecules of lymphatic filarial parasites that have significant immunosuppressive effect in experimental autoimmune diseases [27, 30–34]. Several filarial derived molecules have been identified as immunomodulatory agents, such as mammalian cytokine homologs, Abundant Larval Transcript (ALT) antigens, macrophage migration inhibitory factor (MIF), cysteine proteases and venom allergen-like proteins [35–38]. This commentary will focus mainly on the biotherapeutic properties of cysteine proteases and MIF. Both these molecules possess significant anti-inflammatory property in experimental arthritis and in IBD animal models [22, 27, 32, 39–41].

Cystatins, belong to the family of cysteine protease inhibitors superfamily. The three major families of cystatins include stefins (cystatins A and B), cystatins (Cystatin C, E, and S) and kininogens [42]. The cystatins are present in almost all living organisms. They are involved in a wide array of physiological and pathological processes. Misregulation of cystatins may lead to the disease state [42]. Nematode cystatins were first described in Onchocerca volvulus [42]. Subsequently, it was shown that the parasite cystatins are involved in the regulation of the molting of the parasites, establishment of active parasitism within the hosts, modulation of cathepsin activities and suppression of inflammation, antigen presentation, and lymphocyte activation in the host [17, 42, 43]. Experiments have demonstrated that Bm-Cystatin protease inhibitor-2 (CPI-2) blocked antigen processing of tetanus-toxoid protein in vitro by purified B cells and asparaginyl endopeptidases [42].

Although filarial and vertebrate cystatins do not share significant similarities, X-ray crystallographic studies showed conserved motifs in cystatins that form a wedge-shaped structure (Fig. 1), which blocks the active site of cysteine proteases [43]. Some of the conserved structural elements include N-terminal signal peptide, an approximately 100 aa domain, two disulfide bonds, a central Gln-XVal-X-Gly motif and a C-terminal Pro-Trp hairpin loop [43]. Three types of cystatin proteins were identified from B. malayi. At the genomic level, the intron positions are highly conserved among the three types of B. malayi cystatins, which might indicate the possible adaptation to the parasitic life cycle [43]. The conserved catalytic domains of cystatins could interfere with the cysteine proteases involved in the degradation of antigens within the endosomal compartment of APC, thus preventing the presentation of peptides to MHC class II molecules [42–44]. In addition to interfering with antigen presentation, the filarial cystatins can suppress antigen-induced proliferation of human Peripheral Blood Monocytes (PBMC), and down-regulate expression of human leucocyte antigen (HLA-DR) and the costimulatory molecule CD86 on human PBMC  [42, 44]. These studies demonstrate potential mechanisms by which the filarial cystatins are inducing their immunomodulatory activity.

AGHE 19 - 101 Khatri V_F1

Figure 1. Homology modeling of cystatin-2 of B. malayi filarial parasite (157 a.a.) [69, 70]; 3D structure showing conserved papain-binding site (pink) and asparaginyl endopeptidase (AEP) inhibitory site (red).

Given its potent immunoregulatory role, cystatins of helminth parasites such as Ascaris lumbricoides, Schistosoma japonicum, Acanthocheilonema viteae, Clonorchis sinensis, B. malayi and Fasciola hepatica have been extensively studied for their therapeutic potential in various inflammatory immune conditions including UC [32, 45–50]. Schnoeller et al. [51] were the first one to uncover the therapeutic efficacy of a recombinant cystatin from A. vitae (Av17) in murine models of OVA-induced allergic airway responsiveness and DSS-induced colitis. Subsequent studies confirmed this immunomodulatory potential of AvCystatin for their ability to amelioration DSS-induced intestinal inflammation, characterized by decreased loss of body weight, reduction in the shortening of the colon length and minimal histopathological changes and myeloperoxidase activity in the colon tissues [48, 52]. Cystatin from S. japonicum has also been widely tested against different experimental disease models [53–55]. S. japonicum recombinant cystatin (rSj-Cys)-treated DBA/1 mice were protected from CIA-induced arthritis [53]. Similarly, rSjcystatin administration has also significantly ameliorated the TNBS-induced colitis condition [54]. Likewise, recombinant cystatin from A. lumbricoides (rAl-CPI) was able to ameliorate the DSS-induced colitis in a dose-dependent manner [45]. Type I cystatin (CsStefin-1) of the liver fluke, C. sinensis has also been shown to attenuate the DSS-induced colitis [49]. Recently, the therapeutic effect of S. japonicum cystatin (Sj-Cys) was demonstrated in an experimental animal model of sepsis [55]. Similarly, administration of filarial cystatin is shown to suppress the severity of mBSA-induced arthritis in mice [22, 40].

Our studies using B. malayi cystatin (rBmaCys) showed that this protein could alleviate the pathology of Ulcerative Colitis (UC) in a mouse model [32, 56]. Intraperitoneal administration of rBmaCys led to the reduction in the overall disease severity, decreased clinical symptoms and histopathological changes in both acute and chronic colitis [32, 56]. Although, the immunomodulatory function of rBmaCys is repeatedly demonstrated, the mechanism by which the rBmaCys achieves this anti-inflammatory effect is not fully understood. Some of the evidence shows a role for Treg cells and IL-10 in this immunosuppressive mechanism [unpublished observations].

Another parasite-derived molecule that has potent host immunomodulatory activity is the Macrophage Migration Inhibitory Factor (MIF) (Fig. 2). This molecule is different from the mammalian homolog of the MIF. The mammalian MIF is a potent pro-inflammatory molecule and is involved in several inflammatory diseases such as psoriasis, asthma, and IBD [57]. The mammalian MIF possesses two catalytic activities a Pro-2 dependent tautomerase and a Cys-Ala-Leu-Cys (CALC) dependent thiol oxidoreductase [58]. The association between catalytic activities of MIF and its immunogenic functions is not fully studied. Mutation in Cys60Ser abolishes the pro-inflammatory function of mammalian MIF [59]. Peptide fragment (50aa-65aa) with redox activity is present in mammalian MIF [60]. This suggested that oxidoreductase activity is directly involved in some of the immunological functions of MIF. In contrast, Pro2 dependent tautomerase activity failed to establish a link between the catalytic activity of MIF and its glucocorticoid overriding activity [58]. The testing of these catalytic mutants should assist further dissecting the molecular basis of the catalytic activities of mammalian MIF and their immunological roles in inflammatory diseases.

AGHE 19 - 101 Khatri V_F2

Figure 2. Homology modeling of macrophage migration inhibitory factor -2 of W. bancrofti filarial parasite (120 a.a.) [69, 70]; 3D structure showed the position of Pro-2-mediated tautomerase catalytic site (red) and C58 & C95 mediated oxidoreductase catalytic site (pink).

Two homologs of mammalian MIF, MIF-1, and MIF-2 are reported from nematode parasites with 22% and 40% similarity with mammalian MIF respectively [61]. Similar to cystatin, the parasite-derived MIF can interact with CD74 receptor on antigen presenting cells and interfere with antigen presentation, suggesting that the parasite-derived MIF may be immunomodulatory [62]. B. malayi MIF-1 and MIF-2 are abundantly secreted in the excretory-secretory products of the larval stages of the parasite (microfilariae and molting L3 stages) [61, 63]. Infection with the filarial parasite results in less phagocytic and antigen processing ability in the host splenic macrophages. When soluble recombinant BmMIF-1 and BmMIF-2 were administered to mice, Ym1 expression was upregulated in the macrophages polarizing them to M2 phenotype that expressed high levels of IL-4R [64, 65]. Similar results were obtained when macrophages were incubated in vitro with the filarial MIF. Thus, it appears that parasite-derived MIF can promote the differentiation of alternatively activated macrophages (AAM), which can regulate inflammation, promotes wound healing and tissue repair, and probably contribute to the clearance of helminth parasites [66]. These findings suggested that the helminth-derived MIF may have an immunomodulatory function. Subsequent studies showed that in a mouse model of asthma, the MIF protein of A. simplex parasite can completely prevent the accumulation of eosinophils and prevent hyperplasia of goblet cells in the lungs a resulting in the amelioration of hypersensitivity reaction in the lungs [67]. Similarly, MIF-2 protein from A. simplex parasite can also ameliorate symptoms of colitis in a DSS induced colitis mouse model [57]. This immunomodulatory effect appears to be mediated by Treg cells because MIF-2 treatment increases the Treg population in the mouse [68]. One of our recent studies showed that filarial MIF-2 also has potent immunomodulatory effect in reducing the inflammation in the colon of a mouse with DSS-induced colitis (unpublished observations). These findings suggest that both cystatin and MIF-2 from filarial parasites have potent immunomodulatory activity in reducing inflammatory changes in colitis and IBD.

In summary, IBD and other inflammatory conditions greatly hamper the normal life of the patients and there is an urgent need to develop better therapeutics. Developing biotherapeutics from helminths, more specifically filarial parasites have tremendous potential to be used as complementary and alternative medicine. Our studies identified two such molecules (cystatin and MIF-2) from the filarial parasites that have tremendous potential as small molecules for the treatment of colitis. Since the administration of these molecules significantly reduces inflammation and reverses clinical symptoms, there is significant potential for developing these molecules as biotherapeutic agents for IBD.

Keywords

Inflammatory Bowel Disease, Helminth Therapy, Cystatin, Macrophage Migration Inhibitory Factor-2, Brugia malayi, Wuchereria bancrofti, Ulcerative Colitis

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