Monthly Archives: August 2024

Paternal Knowledge about Neonatal Danger Signs and Associated Factors in Bishoftu Town, Central Ethiopia, 2022: Community-based Cross-Sectional Study

DOI: 10.31038/AWHC.2024733

Abstract

Background: More than 8 in 10 neonatal deaths result from illnesses that are curable and preventable. In countries like Ethiopia, more frequently, male partners or spouses make the health care decision. Due to the majority of women entering the workforce, fathers now have the burden of raising their children, which has altered the traditional role of the father. Therefore, it is crucial to find out the paternal knowledge of neonatal danger signs.

Methods: A community-based cross-sectional study was conducted in Bishoftu city among 621 fathers from April 1 to 27, 2022. Participants were recruited using simple random sampling techniques and 610 completed the questionnaire. Data were collected through face-to-face interviews and entered into Epi-data version 3.1 and analyzed using SPSS version 26. Binary logistic regression was used for the analysis.

Results: The results of this study showed that fathers with good knowledge were found to be 44.3% (95% CI 40-48). The chances of having good knowledge were positively associated with urban residents (AOR=2.99, 95% CI 1.86-4.8), respondents whose wives had a history of operative delivery (AOR=2.95, 95 % CI 1.81-4.81), who accompanied their wives during the ANC visit (AOR=2.29, 95% CI 1.56 to 3.37), who had 3 or more children (AOR=3.86, 95% CI 2.19-6.8) and who obtained information from healthcare providers (AOR=2.34, 95% CI 1.58-3.45).

Conclusions: In this study, fathers’ knowledge of neonatal danger signs was found to be low. Therefore, all concerned bodies should strengthen the provision of health education on neonatal danger signs for mothers’ husbands.

Keywords

Father, Neonatal danger signs, Knowledge, Bishoftu town, Ethiopia

Introduction

The 28-day time following birth is known as the neonatal period, and it can be further divided into three categories: very early (birth to less than 24 hours), early (birth to <7 days), and late neonatal periods (7 days to <28 days). This period is the most dangerous time for a child’s survival with the highest risk of death during the first hour of the period. Neonatal danger signs are common manifestations related to a potentially serious problem that can be recognized by nonclinical individuals, such as the mother and other family members [1-3] and are used in the integrated management of neonatal and child illness (IMNCI) by professionals for recognizing infants who need medical treatment [1-4].

Approximately, 5.0 million children died before turning five, with 2.4 million of those deaths occurring in newborns. With one million newborn deaths in 2020, sub-Saharan Africa was responsible for 43% of all newborn deaths worldwide. After a gradual decline from 39 to 29 between 2005 and 2016, the neonatal death rate in Ethiopia increased to 30 per 1,000 live births in 2019. If current trends continue, more than 60 countries, 70% of which are in sub-Saharan Africa, will miss the SDG target for neonatal mortality, which is set at 12 deaths per 1,000 live births [5,6].

This alarmingly high death toll, most of which occurred at home where few mothers and families recognize the early warning signs of a newborn’s illness, serves as a stark reminder of the urgent need to end preventable deaths of children and young people. A study carried out in sub-Saharan African countries found that half of children under five years of age died at home and that this was associated with poor recognition of illness and care-seeking. Further research also revealed that one of the common reasons for delays in receiving appropriate care for serious newborn complications is a lack of understanding of the problem or danger signs by mothers, families, and other newborn caregiver [5-10].

Early identification of neonatal danger indicators by caregivers and prompt and appropriate referral have been the main strategies used to reduce neonatal mortality [4,11]. Young infants are more likely to show subtle disease symptoms, which are only noticeable to closest caregivers who are aware of the signs to look for. Therefore, the risk of neonatal death is reduced when caregivers are aware of the warning signs of newborn disease and act in their infant’s best interests by seeking medical attention [12].

Studies conducted in many different countries revealed that fathers or husbands’ knowledge of neonatal risk indicators was deficient. A study carried out in Kathmandu, Nepal, revealed that in 28.2% of cases, fathers’ awareness of newborn risk indicators was low, in 63.1% of cases, it was moderate, and in 8.7% of cases, it was high. According to a study conducted in Bungoma County, Kenya, 50% of fathers were aware of at least one neonatal danger sign. Ethiopian reports indicate that 40.7% of fathers knew three or more neonatal danger signs [13- 15]. Furthermore, only 34% of women delivered in Ethiopia seek PNC checks, and more than half of births take place outside of medical facilities [6]. Given the high proportion of home births and the lower utilization of PNC service, it is critical to investigate and improve parents’ awareness of the warning signs of newborn disease.

Paternal knowledge about neonatal danger signs has been influenced by several factors such as urban residence, source of information, the wife of respondent having a history of instrumental birth, accompanying the wife during ANC visits, income and educational level [14,15].

Although mothers are more involved in taking care of their children, fathers contribute significantly to the parenting of their new borns. In today’s society, a lot of women are in the labor force, which has changed the role of father, making them more engaged in the responsibilities of child rearing [16,17]. In developing countries like Ethiopia, health care decisions for women and children are made more often by their husbands/partners without women’s involvement; also, fathers are considered the “final decision makers” even when their partners are included in discussions [18-22]. Improving fathers’ awareness of important issues such as danger signs, is crucial, if they are the final decision makers for neonatal health [14]. So this research aims to assess paternal knowledge about neonatal danger signs and associated factors in the town of Bishoftu.

Methods

Study Setting, Design and Period

A community-based cross-sectional study design was employed to conduct this study in Bishoftu town between April 1 and 27, 2022. Bishoftu is one of the town administrations in the Oromia region of Ethiopia, located47 kilometers east of Addis Abeba. The town administration is made up of fourteen kebeles, five of which are rural and nine of which are urban. There were two public hospitals, five health centers, two private hospitals, and ten private clinics in the town that offered the people living in the catchment area a variety of medical services, from basic curative and preventive to advanced services. According to the Bishoftu town health office report of 2022, the town had a total population of 234,970 and 48,972 total numbers of households [23].

Source and Study Population

Source Population

All husbands with children less than 6 months of age in Bishoftu town.

Study Population

Husbands with children less than 6 months of age in randomly selected kebeles of Bishoftu town.

Eligibility Criteria

This study included all husbands who had children under six months of age and had lived in the Bishoftu town for at least six months.

Sample Size Determination

The sample size was determined using the estimated prevalence of good knowledge of neonatal danger signs among husbands of mothers who gave birth in the past six months from an earlier study done in Gurage zone using a single population proportion formula. Where, Zα/2 = 1.96, the margin of error = 0.05, p = proportion of husbands who have good knowledge of the neonatal danger signs, which was 40.7%, and q = 1-p.

formula

After accounting for the design effects of 1.5 and 10% non- response rates, the minimum sample size needed for this study was determined to be 621 [15].

Sampling Technique and Procedure

A multistage sampling method was used to draw the final sample size. The town of Bishoftu has 9 urban and 5 rural kebeles. Of these rural and urban kebeles (taking 35% of the total urban and rural kebeles), 3 urban and 2 rural kebeles was selected using simple random sampling technique (lottery method). From the rural kebeles, Kurkura and Kajima were selected, and from the urban kebeles, kebele 1, 7, and 9 were selected.

Households with fathers with children less than 6 months of age within the selected kebeles were listed from the family folder of the health extension workers. The total sample size was proportionally allocated to the selected kebeles based on the number of households with father who has children under 6 months of age in their respective kebeles. Then the final sample which was 621 was selected by a simple random sampling technique (using a computer generated list of random numbers) from a list of households with fathers with babies less than 6 months of age within selected kebeles which was extracted from the family folder of the health extension workers.

Study Variables

Dependent Variable

Paternal knowledge about neonatal danger signs.

Independent Variables

The independent variables include Socio-demographic factors (age of the father, age of the recent child, father level of education, wife level of education, father occupation, wife occupation, residence, religion, type of family and monthly household income), Obstetrical factors of the wives of the respondents (number of babies, place of birth of the last baby born, mode of delivery, wife ANC visit, accompanied by the husband during the antenatal care (ANC) visit and postnatal care (PNC), history of the last born baby sick, decision maker to seek care, history of child death ) and Information-related factors (source of information about neonatal danger signs).

Operational Deflnition and Measurements

Neonatal Danger Signs. signs that indicate abnormal health conditions and that occur during the first 28 days of life and includes difficulty breathing, fast breathing, lethargy or weakness, unconsciousness, convulsion, fever, coldness of the baby or hypothermia, umbilical Redness or discharge from the umbilicus, poor feeding or unable to suckle, Yellow palms/soles/eyes, Eye draining/pus/redness, and diarrhea [24-26].

Knowledge. Husbands’ level of awareness or mindfulness about neonatal danger signs. Consequently, fathers who were able to mention at least three neonatal danger signs among the 12 neonatal danger signs without prompt were regarded to have good knowledge. Fathers who mention two or less neonatal danger signs among the 12 neonatal danger signs without prompt were considered to have poor knowledge about neonatal danger signs [25,26].

Data Collection Tools and Techniques

A validated semi-structured questionnaire was used to gather the data. The questionnaire was prepared in English after reviewing pertinent literature. The questionnaire was translated into Afan Oromo and Amharic, then back-translated into English by professional translators to ensure consistency. To promote understanding, the questionnaire was given in both Amharic and Afan Oromo depending on the participants’ preferred language [14,15,24-30].

Data were collected by seven bilingual, trained data collectors, who were holders of bachelor’s degree in nursing under the guidance of health extension workers, through a face-to-face interview using a semi-structured questionnaire during home visits. Three experienced supervisors supervised the data collection process. The data was collected whenever the fathers were available, including on weekends and lunch time. Repeat visits were made when study households were found to be closed or when respondents were unavailable.

Data Quality Control

To ensure the quality of the data, a well-designed data collection instrument was constructed and pretested before the actual survey in a comparable setting in the town of Adama, involving 5% of the estimated sample size, following which the appropriate revisions and modifications were made accordingly. Data collectors and supervisors received two days of training on the instrument. The principal investigator reviewed the collected data daily to verify its completeness and consistency. The supervisors and the principal investigator were informed of the problems encountered during the data collection period for immediate action. Discussions were made with the interviewers to reduce errors made during the interview and to take timely corrective actions.

Data Processing and Analysis

The gathered data were manually checked and reviewed for completeness and consistency and then entered into Epi-Data V.3.1 and exported to SPSS V.26 for analysis. Cross tabulation was performed for the exploration of the data, to clean the missing values and to determine the expected count per cell. Bivariate and multivariable logistic regression models were used to investigate relationships between dependent and independent variables. Variables with a p-value < 0.2 in the bivariate analysis were considered candidates for inclusion in the multivariable logistic regression analysis.

Multicollinearity was checked to see the linear correlation among the independent variables by using variance inflation factor (VIF) and tolerance which was 4.33 and 0.25 respectively. The data was also assessed for potential confounding and interaction factor. The fitness of the model was tested using the Hosmer-Lemeshow goodness-of-fit test model, the value being 0.955. In the multivariable logistic regression analysis, variables with a p-value below 0.05 were considered to have a statistically significant relationship with the outcome variable. The adjusted odds ratio (AOR) at a 95% confidence interval (CI) was used to indicate the degree to which the independent variables explained the outcome variable. Descriptive statistics were employed to determine the frequency of different variables. The data were then presented using simple frequencies, tables, and figures.

Results

Socio-demographic Characteristics of the Respondents

A total of 610 respondents were included in the study, with a response rate of 98.2%. The mean age of the respondents was 34.35 years (SD ±6.509) and ranged from 22 to 49 years. Nearly two-thirds of the respondents (64.8%) had completed secondary school and 247(40.5%) of the study participants were government employees. More than half of the respondents (57.4%) were urban residents and 326(53.6%) were followers of the orthodox religion. More than half of the respondents (53.3%) had a female child (Table 1).

Table 1: Socio-demographic characteristics of husbands of mothers who gave birth in the last 6 months in Bishoftu town, Ethiopia, 2022 (n=610)

Variables

Category Frequency

Percentage (%)

Age of father

20-24

44

7.2

25-29

132

21.6

30-34

124

20.3

≥35

310

50.8

Age of the child in days 0-28

81

13.3

>28

529

86.7

Religion

Protestant

148

24.3

Orthodox

326

53.4

Catholic

34

5.6

Muslim

69

11.3

Wakefeta

33

5.4

Father’s level of education No formal education

43

7.0

Primary education

172

28.2

Secondary and above

395

64.8

Father’s occupation

Government employee

247

40.5

Private employee

149

24.4

Self-employed & daily labourer

139

22.8

Farmer

75

12.3

Mother’s level of education No formal education

52

8.5

Primary education

167

27.4

Secondary and above

391

64.1

Mother’s occupation

Government employee

83

13.6

Private employee

109

17.9

Self-employed & daily labourer

158

25.9

Farmer

15

2.5

Housewife

245

40.2

Family type Nuclear

480

78.7

Joint

130

21.3

Monthly household income <=4950

298

48.9

>4950

312

51.1

Obstetrics-related Characteristics of the Wives of the Respondents

Almost three-fourths of the wives of the respondents (72.1%) had a parity of greater than or equal to two, while the rest were primiparous. More than half of the wives of the respondents (56.9%) had delivered in the hospital. Almost all of the wives (97.4%) had attended ANC follow-up, and 292(47.9%) respondents had accompanied their wives during the visit.

Of those who accompanied their wife during ANC visits, 168(57.5%) have accompanied one time and only 3(1%) have accompanied 4 times. Four hundred fourty-nine (73.6%) respondents had visited their wives at the health facility postnatal care unit after they gave birth and 191(31.3%) of the respondents had accompanied their wives during discharge from the postnatal care unit and among them only 82(42.9%) of the respondents received postnatal discharge counseling on neonatal danger signs (Table 2).

Table 2: Obstetric characteristics of respondents’ wives who gave birth in the last 6 months in Bishoftu town, Ethiopia, 2022 (n=610).

Variables

Category Frequency

Percentage (%)

Number of babies

1-2

348

57.05

>=3

262

42.95

Place of birth of the last baby born

Health center

263 43.1

Hospital

347

56.9

Mode of delivery

SVD

435

71.3
Instrumental

109

17.9

CS

66

10.8

Accompany wife during PNC discharge Yes

191

31.3

No

419

68.7

History of last baby sick

Yes

189

31

No

421

69

Place of seeking care (n=189)

Health center

83

43.9

Hospital

104

55

Traditional healers

2

1.1

Decision-maker to seek care (n=189)

Husband

75

39.7

Wife

29

15.34

Wife’s relative

4

2.1

Husband and wife

81

42.86

Wife attends ANC

Yes

594

97.4

No

16

2.6

Frequency of ANC (n=594)

One times

6

1

Two times

15

2.52

Three times

152

25.6

Four times and above

421

70.88

Accompanied by the husband during a visit Yes

292

47.9

No

318

52.1

History of child death

Yes

5

0.8

No

605

99.2

Time to reach the nearest health facility <30 minutes

355

58.2

Notes: CS: Cesarean section; SVD: Spontaneous vaginal delivery; ANC: antenatal care

Paternal Knowledge about Neonatal Danger Signs

In general, 44.3% (95% CI 40-48) of the fathers had good knowledge about neonatal danger signs. Of the total of the respondents, 379 (62.1%) mentioned fever and 30(4.9%) mentioned jaundice or yellowish discoloration of palms / soles. Vomiting was also a commonly recognized danger sign by 358(58.9%) respondents in this study (Figure 1).

fig 1

Figure 1: Percentages of fathers who mentioned each neonatal danger signs in Bishoftu town, Ethiopia, 2022 (n=610).

Source of Information on Neonatal Danger Signs

The source of information on neonatal danger signs for more than half 343(56.2%) of the respondents were health professionals, while others received the information from the media, friends, and relatives.

Factors Associated with Paternal Knowledge of Neonatal Danger Signs

In the bi-variable logistic regression analysis factors such as father’s age, father’s level of education, residence, accompanying the wife during the ANC visit, mode of delivery, having at least three children and health professionals as a source of information showed a significant association with paternal knowledge of neonatal danger signs and then included in the multivariable analysis. In the multivariable logistic regression analysis, place of residence, accompanying the wife during the ANC visit, modes of delivery, having three or more children, and health professionals as a source of information were independently associated with paternal knowledge about neonatal danger signs in multivariable logistic regression analysis.

Compared to respondents who live in rural areas, those living in urban areas were 2.9 times more likely to have a good knowledge about neonatal danger signs (AOR= 2.99, 95% CI 1.86 to 4.81). Participants whose wives had a history of operative delivery were 2.9 times more likely to have a good knowledge of neonatal danger signs than those whose wives had a spontaneous vaginal delivery (AOR=2.95, 95 % CI 1.81 to 4.81).

Husbands who accompanied their wives during the ANC visit were 2.3 times more likely to have a good knowledge of neonatal danger signs than their counterparts (AOR=2.29, 95% CI 1.56 to 3.37). Those who had three or more children were 3.8 times more likely to have a good knowledge of neonatal danger signs than those with two or fewer children (AOR=3.86, 95% CI 2.19 to 6.8). Fathers who obtained information from healthcare professionals were 2.3 times more likely to have a good knowledge of neonatal danger signs than those who received information from other sources (AOR=2.34, 95% CI 1.58 to 3.45) (Table 3).

Table 3: Regression analysis of Factors affecting Paternal knowledge about neonatal danger signs in Bishoftu town, Ethiopia 2022 (n=610).

Variable

Category Knowledgeable Not knowledgeable COR (95% CI)

AOR (95% CI)

20-24

13 (29.5%)

31 (70.5%) 1 1

25-29

31 (24.5%) 101 (76.5%) 0.73 (0.34-1.57)

0.67 (0.28-1.59)

Father’s age 30-34

59 (47.6%)

65 (52.4%) 2.16 (1.04-4.52)

1.12 (0.48-2.63)

≥35

167 (53.9%)

143 (46.1%) 2.79 (1.40-5.53)

1.52 (0.65-3.59)

No formal

10 (23.3%)

33 (76.7%) 1

1

education
Father’s level of education Primary

37 (21.5%)

135 (78.5%) 0.9 (0.41-2.00)

0.43 (0.18-1.04)

Secondary and above

223 (56.5%)

172 (43.5%) 4.28 (2.05-8.92)

1.92 (0.82-4.48)

Rural

74 (28.5%)

186 (71.5%) 1

1

Residence Urban

196 (56%)

154 (44%) 3.19 (2.27-4.50)

2.99 (1.86- 4.8)*

Number of children <=2

129 (37.1%)

219 (62.9%) 1

1

>=3

141 (53.8%)

121 (46.2%) 1.98 (1.43-2.74)

3.86 (2.19- 6.8)*

Mode of delivery Normal SVD

181 (41.6%)

254 (58.3%) 1

1

Operative delivery

89 (50.9%)

86 (49.1%) 1.45 (1.02-2.07)

2.95 (1.81- 4.81)*

Accompanying wife during ANC visit No

102 (32.1%)

216 (67.9%) 1

1

Yes

168 (57.5%)

124 (42.5%) 2.87 (2.06-3.99)

2.29 (1.57- 3.37)*

HCP as a source of information No

90 (33.7%)

177 (66.3%) 1

1

Yes

180 (52.5%)

163 (47.5%) 2.17 (1.56-3.02)

2.34 (1.58- 3.5)*

Notes: *Significant at p<0.001; ANC: Antenatal Care; AOR: Adjusted OR; COR: Crude Odd Ratio; SVD: Spontaneous Vaginal Delivery; HCP: Health Care Provider.

Discussion

This study was carried out in Bishoftu town to assess paternal knowledge of neonatal danger signs and pinpoint associated factors for it. According to this study, 44.3% of fathers had good knowledge about neonatal danger signs. This finding is consistent with the finding from Gurage zone, Ethiopia (40.7%). However, this finding was lower than the findings in Bungoma County; Kenya(50%), and Kathmandu; Nepal (71.8%). The possible reason for this variation could be variations in participants’ socio-demographic characteristics and availability and accessibility of health services infrastructures, sampling techniques, methods used to assess knowledge and study settings [13-15].

The discrepancy of this study from the study conducted in Kenya could be due to the difference in the sampling technique and the cut point of the measurements, the former study respondents were recruited through the convenience sampling method from those accompanying their female partners to healthcare clinics, 75.6% of the respondents had completed secondary school or higher, and those who mentioned at least one neonatal danger sign were considered to have good knowledge, while in this study, respondents were included from the selected household with fathers in the community, 64.8% of the respondents had completed secondary school or higher, and those who mentioned 3 neonatal danger signs were considered to have good knowledge. In the study conducted in Nepal, the Non-probability purposive sampling technique was used to select fathers who had newborn babies up to 7 days admitted to the Maternity Ward and Birthing Center, and the Likert scale was used to measure their level of knowledge, as a result, this led to the observed difference.

Husbands who lived in urban residences, who accompanied their wives during ANC visits, and whose wives delivered babies through operative delivery were more likely to have good knowledge of neonatal danger signs. Furthermore, fathers who have three or more children and those who received the information from health professionals were significantly associated with having good knowledge.

In the current study, fathers who live in urban areas were more likely to have a good knowledge of neonatal danger signs compared to those who live in rural areas which is supported by the study conducted in Gurage zone and Chencha District [15]. This is due to the fact that most rural residents have lower access to and use certain health information sources and infrastructures relative to urban residents, including care providers, doctors, blogs, magazines, and mass media, which enable them to acquire information related to health. They also had lower use of search engines for health information and lower access to healthcare services [31,32].

Fathers whose wives had a history of operative delivery were more likely to have good knowledge compared to those whose wives had a spontaneous vaginal delivery. This is similar to the study done in Gurage zone. Due to an increasing number of days of stays in the health facility for operative delivery, the husband may have a high chance of contact with healthcare providers; thus, this allows one to seek and acquire knowledge about his newborn.Fathers who accompanied their wives during ANC visits were more likely to have good knowledge about neonatal danger signs than their counterparts. This is supported by the study conducted in Gurage zone.This may be because fathers may receive counseling from health professionals about pregnancy and newborn illnesses during accompanying ANC visits.Respondents who had three or more children were more likely to have good knowledge compared to those with no more than two children. This result is in line with a study conducted in Gurage zone. The Chance of Husbands’ exposure to different child problems increases, thus increasing their awareness about danger signs manifested by their children. Also, there is an increased likelihood of access to health institutions and postnatal services with community health workers, which can increase husbands’ interactions with healthcare professionals, providing them with more opportunities to gain knowledge about their infants’ health [15].

This study indicated that fathers who acquired information from healthcare providers were more likely to have good knowledge about neonatal danger signs than those who acquired information from other sources. This result is supported by studies done in the Gurage zone and in the town of wolkite. This could be related to the commitment of healthcare providers to provide appropriate information on newborn health issues in a memorable way compared to other sources and learners, who can concentrate better on the information given by healthcare professionals [15,33].

Level of education was not associated with the father’s level of knowledge about neonatal danger signs. This is similar with the study done in Chencha District [31] but inconsistent with the study conducted in Gurage and in the town of wolkite. The reason for this discrepancy could be due to the fact that health extension workers and other health care professionals provide health information or counseling related to neonatal health problems, regardless of the educational status of the father [15,33].

Strengths and Limitations of the Study

This community-based study was crucial to investigate factors that could predict paternal knowledge by reaching out to those who cannot access health facilities for various reasons.

However, due to the nature of the cross-sectional study design that assesses exposure and outcome at the same time, the results might not indicate reverse causality. This study is not free of recall bias because all fathers were interviewed about the content of their child who was older than 28 days of age. There is limited literature for reference.

Conclusion

In this study, the magnitude of paternal knowledge about neonatal danger signs is found to be 44.3%. Living in an urban area, having wives who have had previous operative deliveries, accompanying wives to appointments at the ANC, having three or more children and having healthcare providers as a source of information were the factors that contributed significantly to paternal knowledge of neonatal danger signs.

It is important that the stakeholders come up with specific educational and sensitization programs that can help reduce the knowledge gap of fathers who live in rural areas and with a strategy to increase husband participation in accessing maternal and child health services.

Abbreviations and Acronyms

ANC: Antenatal Care; AOR: Adjusted Odd Ratio; CI: Confidence Interval; COR: Crude Odd Ratio; HCP: Health Care Provider; IMNCI: Integrated Management of Neonatal and Child Illness; PNC: Postnatal Care; SVD: Spontaneous Vaginal Delivery; SDG: Sustainable Development Goal; VIF: Variance inflation ratio.

Acknowledgement

The authors wish to express their gratitude to the Arba Minch University School of Nursing and the Bishoftu Town Health Office for providing us the needed assistance. The authors also would like to thank the data collectors and supervisors who participated in this study.

Declarations

Ethics Approval and Consent to Participate

The studies involving human participants were reviewed and approved by the institutional research review board of the Arba Minch University School of Medicine and Health Sciences with the approval number AMU-IRB-19/2022. A formal letter from Arba Minch University was sent to the offices concerned and the Kebele Health extension workers. Permission letters were received from the Oromia Regional Health Bureau. All study participants were informed about the purpose of the study and their right to refuse to participate, and written and informed consent was obtained before the interview. The respondents were informed that the information obtained will be kept confidential and will not cause them any harm. This study was carried out in accordance with the principles of the Declaration of Helsinki. During data collection, possible COVID-19 prevention measures were implemented.

Competing Interests

The authors declare that they have no competing interests.

Funding

This study received financial support from Arba Minch University College of Medicine and Health Sciences.

Data availability Statement

Data will be made available on request.

Author Contributions

B.T.O and H.I.G. conceived the study, participated in its design and coordination, initiated the research, carried out the statistical analysis, interpreted the results, and wrote the final manuscript, critically reviewing it. N.D.M., E.N.W., and M.G.W. participated in the study’s design, guided the statistical analysis, and critically reviewed the manuscript. F.H.H., S.S.A., and H.Z.A. were involved in principal supervision, participated in the study’s design and coordination, edited the manuscript, Cover Letter and critically reviewed the manuscript. B.T.O. has main responsibility for the final content, and makes the decision to publish. The authors have read and approved the final manuscript.

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  13. Dangol R, Koirala R (2020)Awareness of Fathers Regarding Newborn Danger Signs: Evidence from a Tertiary Level Hospital of Kathmandu, Open J Nurs 10(2).
  14. Roney E, Morgan C (2021)Men’s and women’s knowledge of danger signs relevant to postnatal and neonatal careseeking: A cross sectional study from Bungoma County, PLoS One Available from: http://dx.doi.org/10.1371/journal.pone.0251543
  15. Solomon shitu hai Greenspan JA, Chebet JJ, Mpembeni R, Mosha I, Mpunga M, Winch PJ, et (2019)Men’s roles in care seeking for maternal and newborn health: A qualitative study applying the three delays model to male involvement in Morogoro Region, Tanzania. BMC Pregnancy Childbirth. 19(293)
  16. Yogman M, Garfield CF (2016)Fathers’ roles in the care and development of their children: Pediatrics. 138(1) [crossref]
  17. RM, R. S (2013)A study on father’s knowledge and attitude towards their role in child care in selected areas of Mangalore with a view to develop an informational booklet. J Heal Allied Sci NU. 03(02)
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Canine Babesiosis in Austria in the 21st Century – A Review of Cases

DOI: 10.31038/IJVB.2024814

 

Babesia canis is a piroplasmid species that affects domestic dogs and can lead to a variety of clinical signs, ranging from mild and transient febrile illness to life-threatening inflammatory conditions [1]. Due to its close connection with its vector, the ornate tick Dermacentor reticulatus, its distribution was previously considered to be limited to the focal distribution of this tick species around the palearctic [2]. However, D. reticulatus is now considered to be spreading throughout Europe [3-8]. Therefore, a spread of B. canis is expected and with it an increase of cases. However, canine babesiosis is not a notifiable disease and so there are no official records of infections diagnosed. From a clinical point of view, the time for the highest risk of infection is difficult to predict. Austria has long been described as endemic für B. canis, but the frequency of cases in different parts of the country has not been analyzed. Based on data from two animal clinics in eastern Austria, the frequency of cases over 20 years and the origin of the dogs were evaluated. An increase in cases over time could not be detected. This might be due to the rather short time period evaluated (20 years) or the seasonal and annual fluctuation of cases; the mean of the three lowest numbers of cases per year was 7, the mean of the three highest numbers was 53 cases, and most cases were recorded in April and October, although year-round transmission, confirming a corresponding activity of D. reticulatus [6] was observed. Other factors that could contribute to this are an increased effective tick prevention in Austrian dogs in general, and changing awareness of canine babesiosis among practitioners or owners. Corresponding to this rather stable rate of infections diagnosed each year, a constant and repeated import of B. canis-positive dogs from endemic areas seemed to “renew” the pool of positive animals presented to the clinics. Interestingly, imported cases were restricted to eastern Austria, while presumed autochthonous cases were reported mainly, but not exclusively, from this part of the country. A confounder for these results are the locations of the two reporting clinics in eastern Austria. However, a primary focus on eastern (and southern) Austria is supported by earlier works based on questionnaires provided by veterinary practitioners [7].

From this work, several conclusions can be drawn:

  1. it seems difficult to predict a spread of canis based on data for D. reticulatus alone (although data on vector presence are highly valuable to estimate the risk of pathogen establishment after introduction).
  2. more data are required to define risk areas for canis both at the regional and the international level, due to the movement of dogs within a country and across borders;
  3. the unrestricted movement of dogs over long distances must be monitored to control the introduction of pathogens into formerly non-endemic countries and the spread of pathogens in new areas;
  4. the former recommendation to focus on tick control in spring and autumn must be revised, since several hard ticks, including reticulatus, show year-round activity and this is reflected by year-round diagnosis of B. canis;
  5. the awareness for canis as a canine pathogen must be extended to practitioners and owners in locations where the parasite and its vector are not (yet) well known due to low or absent endemicity.

References

  1. Beletić A, Janjić F, Radaković M, Spariosu K, Francuski Andrić J, Chandrashekar R, Tyrrell P, Radonjić V, Balint B, Ajtić J, Kovačević Filipović M, et (2021) Systemic inflammatory response syndrome in dogs naturally infected with Babesia canis: Association with the parasite load and host factors. Veterinary Parasitology 291: 109366. [crossref]
  2. Hornok S (2018) Dermacentor reticulatus (Fabricius 1794) In: Estrada-Peña A, Mihalca AD, Petney TN (eds.) Ticks of Europe and North America. A Guide to Species Identification. Springer, Stuttgart. pp 287-291.
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  4. Daněk O, Hrazdilová K, Kozderková D, Jirků D, Modrý D (2022) The distribution of Dermacentor reticulatus in the Czech Republic re-assessed: citizen science approach to understanding the current distribution of the Babesia canis Parasites & Vectors 15(1): 132. [crossref]
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  6. Probst J, Springer A, Topp AK, Bröker M, Williams H, Dautel H, Kahl O, Strube C (2023) Winter activity of questing ticks (Ixodes ricinus and Dermacentor reticulatus) in Germany – evidence from quasi-natural tick plots, field studies and a tick submission Ticks and Tick Borne Diseases 14(6): 102225. [crossref]
  7. Halos L, Lebert I, Abrial D, Danlois F, Garzik K, Rodes D, Schillmeier M, Ducrot C, Guillot J (2014) Questionnaire-based survey on the distribution and incidence of canine babesiosis in countries of Western Europe. Parasite 21: 13 [crossref]
  8. Drehmann M, Springer A, Lindau A, Fachet K, Mai S, Thoma D, Schneider CR, Chitimia- Dobler L, Bröker M, Dobler G, Mackenstedt U, Strube C (2020) The Spatial distribution of Dermacentor ticks (Ixodidae) in Germany-evidence of a continuing spread of Dermacentor reticulatus. Frontiers in Veterinary Science 25(7): 578220. [crossref]

Seroconversion in Gilts Vaccinated with a Two-shot M. hyopneumoniae Vaccine at the End of Rearing Period – Case Report

DOI: 10.31038/IJVB.2024813

Abstract

Mycoplasma hyopneumoniae, the etiology of enzootic pneumonia, is a chronic respiratory disease with a worldwide distribution. Prevention is performed through vaccination of suckling piglets, while newly introduced gilts are often boostered prior to arrival at the sow farm. The present case describes a study in a gilt rearing farm where gilts, boostered with a two-shot M. hyopneumoniae vaccine at 18-22 weeks of age after their early vaccination at 3 days of age, were serologically positive after the second vaccination. To elucidate if the seroconversion was due to booster vaccination or circulating M. hyopneumoniae infection, a comparative trial was designed. Following the second vaccination at 22 weeks of age, serological titers of gilts in the Vaccine group were increasing and all gilts became serologically positive, without any TBS detection of circulating M. hyopneumoniae. Therefore, it can be concluded that administration of a booster vaccination for M. hyopneumoniae to rearing gilts, already vaccinated in early life with a one-shot M. hyopneumoniae vaccine, induced an increase in both serological titers and the percentage of M. hyopneumoniae positive animals at the end of the rearing period.

Keywords

Mycoplasma hyopneumoniae, Seroconversion, TBS, Booster vaccination, Gilts

Abbreviations: DOI: Duration of Immunity; ELISA: Enzyme- Linked Immunosorbent Assay; IAV-S: Influenza A Virus – Swine; M. hyo: Mycoplasma hyopneumoniae; mPCR: Multiplex PCR; PCMV: Porcine Cyto Megalo Virus; PCV-2: Porcine Circo Virus – type 2; PRCV: Porcine Respiratory Corona Virus; PRRSV: Porcine Reproductive and Respiratory Syndrome Virus; S/P: Serum to Positive; SEM: Standard Error of the Mean; TBS: Trachea-bronchial Swab; USA: United States of America

Introduction

Mycoplasma hyopneumoniae (M. hyopneumoniae) is a chronic respiratory pathogen with a worldwide distribution. Enzootic pneumonia, the disease caused by M. hyopneumoniae, is considered to affect up to 70% of the swine herds in most pig producing countries. The disease is associated with high economic losses due to reduced performance, increased treatment costs and supplementary costs related to preventive vaccination [3]. To prevent spread from gilts and sows to piglets during the suckling period, intensive vaccination programs have been implemented to increase the acquired immunity to M. hyopneumoniae in the sow herd. The present case describes a study in a gilt rearing farm vaccinating the newborn gilts with a one-shot M. hyopneumoniae vaccine at day 3 of age (Stellamune One, Elanco AH) followed by a booster vaccination during the second part of the rearing period using a two-shot M. hyopneumoniae vaccine (Stellamune Mycoplasma, Elanco AH) at 18 and 22 weeks of age. Following the booster vaccination, increased serological titers are observed that might interfere with the M. hyopneumoniae serological monitoring performed at the end of the rearing period, just prior to or at gilt delivery to the multiplier sow farm location. Besides booster vaccination to M. hyopneumoniae, potential M. hyopneumoniae circulation at the end of the rearing period might also have an impact on the serological response to M. hyopneumoniae. Therefore, a comparative trial was conducted in a gilt-rearing system to determine if the serological response to M. hyopneumoniae was due to the booster vaccination on itself or the potential M. hyopneumoniae infection circulating within the gilts.

Aim of the Study

The study objective was to determine the cause of potential occurrence of seroconversion to M. hyopneumoniae following a double booster vaccination for M. hyopneumoniae with a two-shot vaccine at the age of 18 and 22 weeks.

Materials and Methods

Gilts from the same farm of origin were placed in two different rearing compartments for the comparative trial. The gilts were followed up throughout the entire rearing period through blood serum sampling and collection of trachea-bronchial swab (TBS) samples [7] combined with mPCR at 18-22-26 and 29 weeks of age. The blood samples were analyzed using the IDEXX ELISA Mhyo Ab kit for the presence of antibodies to M. hyopneumoniae. Results were reported as S/P ratios and were categorized into positive (S/P > 0.40) or negative (S/P ≤ 0.40) for further statistical analysis. The TBS samples were analyzed using a mPCR detecting multiple respiratory pathogens including M. hyopneumoniae as previously described [9]. Other respiratory pathogens examined were Porcine Reproductive and Respiratory Syndrome Virus (PRRSV), Influenza A Virus – Swine (IAV-S), Porcine Circo Virus – type 2 (PCV-2), Porcine Cyto Megalo Virus (PCMV), Porcine Respiratory Corona Virus (PRCV), and Mycoplasma hyorhinis. Results were reported as positive or negative for the presence of M. hyopneumoniae genetic material in the samples. The rearing gilts in the Control group remained exceptionally unvaccinated at 18 and 22 weeks of age to evaluate the serological kinetics at the end of the rearing period without a booster vaccination for M. hyopneumoniae. The rearing gilts in the Vaccine group received their standard booster vaccination at 18 and 22 weeks of age and were treated orally with tiamulin for 7 days after their second vaccination to omit potential spread of M. hyopneumoniae that might interfere with seroconversion to M. hyopneumoniae. During each visit related to the collection of the different samples, clinical observation towards the presence of signs of respiratory disease were performed and documented. All information on vaccination, sampling and antimicrobial treatment is given in Table 1.

Table 1: Overview of all interventions related to vaccination, blood and treacheobronchial swab (TBS) sampling, and antimicrobial treatment in the rearing gilts of the unvaccinated Control group and the vaccinated Vaccine group.

Group

Control

Vaccine

Week

Vacc* Blood TBS** Ab*** Vacc* Blood TBS**

Ab***

18

X X X X X
22 X X X X X

7 d

26

X X X X
29 X X X X

*Vacc, vaccination with an M. hyopneumoniae two-shot vaccine (Stellamune Mycoplasma; Elanco AH).
**TBS, trachea-bronchial swab sampling.
***Ab, antimicrobial treatment with tiamulin for 7 d following the 2nd vaccine administration.

Results

Serological Results

The S/P ratio of the gilts in the Control group was 0.39 ± 0.07 (18 wks; minimum 0.28, maximum 1.05) and significantly increased (< 0.05) to 0.54 ± 0.08 (22 wks; minimum 0.34, maximum 1.17) and a maximum of 0.68 ± 0.09 (26 wks; minimum 0.40, maximum 1.26; < 0.01). In the Vaccine group, the S/P ratio of the gilts was 0.20 ± 0.05 (18 wks; minimum 0.00, maximum 0.75) and significantly increased (P < 0.001) to 1.34 (22 wks; minimum 0.77, maximum 2.07) and a maximum of 1.41 (26 wks; minimum 0.92, maximum 1.30) (Figure1).

fig 1

Figure 1: Serological results (expressed S/P ratio ± SEM) of M. hyopneumoniae IDEXX ELISA at 18-22-26 and 29 weeks of age in rearing gilts in the unvaccinated Control (orange) and double vaccinated Vaccine (blue) group. The dashed red line is the ELISA S/P cut-off value of 0.40 between negative and positive serological results.

The percentage of serologically positive gilts (S/P > 0.40) in the Control group was 30% (18 wks) and reached a maximum at 26 wks (80%). The percentage remained at this level during the entire further study period. In the Vaccine group, the percentage of serologically positive gilts was 20% (18 wks) and reached its maximum (100%) at 22 wks. The percentage remained at this level during the entire further study period (Figure 2).

fig 2

Figure 2: Serological results (expressed S/P ratio ± SEM) of M. hyopneumoniae IDEXX ELISA at 18-22-26 and 29 weeks of age in rearing gilts in the unvaccinated Control (orange) and double vaccinated Vaccine (blue) group.

Trachea-bronchial Swab Results

The TBS swabs were all negative for M. hyopneumoniae at 18- 22-26 and 29 weeks of age in both study groups, indicating that no circulating M. hyopneumoniae infection was present in the Control nor in the Vaccine group. The only other pathogen that could be detected was Porcine Cyto Megalo Virus (PCMV) at 22 weeks in the gilts of the Vaccine group and at 26 weeks in the gilts of the Control group.

Clinical Observation Results

Overall, no clinical signs of respiratory disease could be observed upon the different visits related to the collection of the samples in the comparative study.

Discussion

To date, very limited data are available regarding the effect of a late booster vaccination for M. hyopneumoniae, since most M. hyopneumoniae vaccines are administered early in life during the suckling period of the piglets (3 days to 3 weeks of age). Early vaccination has been shown to mount a sufficient immunity to protect the piglets during their productive life until slaughter [4] showing a convalescent serological immune response in response to a late infection at 77 to 105 days of age. Another study [6] demonstrated that early vaccination at 1 week of age combined with a late M. hyopneumoniae challenge at 25 weeks of age could reduce the lung lesions related to M. hyopneumoniae. Another study where early vaccinated pigs were exposed to a concurrent natural infection including M. hyopneumoniae, Influenza Virus A – Swine (IAV-S) and PRRSV at 25 weeks of age confirmed less lung lesions and better performance in the early vaccinated group [1].

A recent study comparing an early one-shot M. hyopneumoniae vaccination with an additional administration at 112 days or two additional administrations at 112 and 157 days, respectively, demonstrated a major seroconversion to M. hyopneumoniae at 194 days of age in the triple vaccinated group [10]. In contrast, in the current study, we applied a combination of a one-shot vaccination at 3 days of age with a two-shot vaccination at 18 and 22 weeks of age.

Most commercial vaccine product SPC’s indicate a duration of immunity (DOI) of 22-26 weeks after vaccination. Therefore, in the case of rearing gilts that are raised to go beyond the regular 6 months of age at slaughter, there is the need to boost immunity to M. hyopneumoniae at the end of their rearing period. This is necessary to protect the gilts from a new infection with M. hyopneumoniae and to omit massive excretion of M. hyopneumoniae from infected gilts to suckling piglets during their first lactation.

For this purpose, schedules have been developed under USA conditions to infect gilts with M. hyopneumoniae between 80 and 100 days of age to mount sufficient immunity at young age and decrease the risk of M. hyopneumoniae excretion during the first lactation [5]. However, active infection of gilts with M. hyopneumoniae through intratracheal inoculation, fogging or other means is not widely accepted or performed under European conditions [2].

Therefore, vaccination is the preferred method to extend and increase protection of the rearing gilts into their reproductive life on the sow farm. However, in some cases, when performing a serological evaluation of gilts upon arrival at the multiplier sow farm location, M. hyopneumoniae serologically positive titers are observed in these gilts, although they originated from an M. hyopneumoniae negative nucleus sow herd. To elucidate if booster vaccination for M. hyopneumoniae could affect the serological profile of rearing gilts, a comparative study was performed on two groups of rearing gilts in an M. hyopneumoniae negative nucleus herd. From the obtained results, booster vaccination significantly increased both the average S/P ratio to M. hyopneumoniae and the percentage of M. hyopneumoniae serologically positive animals in the vaccinated group, while no concurrent M. hyopneumoniae infection was present as shown by the M. hyopneumoniae negative mPCR TBS samples.

Conclusions

Administration of a booster vaccination for M. hyopneumoniae to rearing gilts, already vaccinated in early life with a one-shot M. hyopneumoniae vaccine, induced an increase in both serological titers and the percentage of M. hyopneumoniae positive animals at the end of the rearing period. This increase, without M. hyopneumoniae circulation in the respiratory tract, might under field circumstances give the impression of M. hyopneumoniae infection due to the high serological titers. However, the optimal technique to demonstrate active M. hyopneumoniae remains the collection of TBS samples in clinically diseased, coughing animals as previously shown [7,8].

Conflict of Interest

No conflict of interest to be reported by any of the authors.

Acknowledgements

The authors acknowledge the support of the farm staff in the follow-up of both study groups under field conditions and their assistance during sampling.

References

  1. Del Pozo Sacristán R, Sierens A, Marchioro SB, Vangroenweghe F, Jourquin J, Labarque J, Haesebrouck F, Maes D (2013). Efficacy of early Mycoplasma hyopneumoniae vaccination against mixed respiratory disease in older fattening Vet. Rec. [crossref]
  2. Garza-Moreno L, Segalés J, Pieters M, Romagosa A, Sibila M. 2018. Acclimation strategies in gilts to control Mycoplasma hyopneumoniae infection. Microbiol. 219, 23-29. [crossref]
  3. Maes D, Segalés J, Meyns T, Sibila M, Pieters M, Haesebrouck F (2008). Review: Control of Mycoplasma hyopneumoniae infections in Vet. Microbiol. 126, 297-309. [crossref]
  4. Martelli P, Terreni M, Guazezetti S, Cavirani S. 2006. Antibody response to Mycoplasma hyopneumoniae infection in vaccinated pigs with or without maternal antibodies induced by sow J. Vet. Med. B 53, 229-233. [crossref]
  5. Pieters M, Fano E. 2016. Mycoplasma hyopneumoniae management in Vet. Rec.[crossref]
  6. Reynolds SC, St Aubin LB, Sabbadini LG, Kula J, Vogelaar J, Runnels P, Peters 2009. Reduced lung lesions in pigs challenged 25 weeks after the administration of a single dose of Mycoplasma hyopneumoniae vaccine at approximately 1 week of age. Vet. J. [crossref]
  7. Vangroenweghe F. 2018. Early detection of Mycoplasma hyopneumoniae in pigs under field conditions. Ph.D. thesis. Ghent University, Faculty of Bioscience Engineering.
  8. Vangroenweghe F. 2020. Early detection of Mycoplasma hyopneumoniae in pigs under field conditions using trachea-bronchial swab Integr. J. Vet. Biosci. 4, 1-7.
  9. Vangroenweghe F, Thas O. 2021. Seasonal variation in prevalence of Mycoplasma hyopneumoniae and other respiratory pathogens in peri-weaned, post-weaned, and fattening pigs in Belgian and Dutch pig herds using a tracheobronchial swab sampling technique and their associations with local weather Pathogens. [crossref]
  10. Visscher K, Thuring V, Steenaert M, Jansen R. 2022. Repetitive MycoFlex® vaccination results in antibody seroconversion. Proceedings of 26th International Pig Veterinary Society, Rio de Janeiro, Brazil. 21-24 June 2022. p. 490.

Rhomboedric Cassiterite as Inclusions in Tetragonal Cassiterite from Slavkovský les – North Bohemia (Czech Republic)

DOI: 10.31038/GEMS.2024651

Abstract

In this contribution, we show the existence of the orthorhombic high-pressure CaCl2-type cassiterite included as inclusions in rutile-type cassiterite from Slavkovský les. The proof of the existence of orthorhombic CaCl2-type cassiterite demands a pressure of 12 -15 GPa or more for the formation, corresponding to a deep of about 560 km. Furthermore, the transport from that deep to the crust level must be speedy to prevent the high-pressure phases from destruction at lower temperatures and pressures.

Keywords

CaCl2-type to rutile-type cassiterite, Raman spectroscopy, Phase transitions, Supercritical fluid, Fast transport from the mantle to crust

Introduction

Besides the meaning of cassiterite as an essential ore mineral, Sn oxide has received a lot of attention (see Balakrishnan et al. (2022) [1] as popular gas sensors, and according to Gupta et al. (2013) as solar cells, optoelectronic devices, oxidation catalyst, etc. Cassiterite crystallizes in nature generally in the tetrahedral class in the space group P42/mnm (rutile type). There are also different polymorphs in nature and different polytypes synthetically produced by experimental research. Balakrishnan et al. (2022) – [1] have investigated the structure stability and properties of 20 SnO2 polymorphs. The most common phase transition of the rutile-type cassiterite under pressure is the transformation into the orthorhombic (Pnnm) CaCl2-type cassiterite (Gupta et al. 2013) – [2] because both structures are closely related. In nature, of course, the transformation happens in the reverse direction:

CaCl2-type cassiterite → rutile-type cassiterite      (1)

The transformation pressure is around 12 GPa [3].

The complete sequence of phase transitions, determined with x-ray techniques, is, according to the same authors [3], from high to low pressure (space groups in brackets):

ZrO2-type (Pbca) → PdF2-type (P42/mnm) → CaCl2-type (Pnnm)→ rutile-type (P42/mnm         (2)

The transformation pressures are 50, 20, and 12 GPa, respectively.

Here, we will present a second natural example of the transformation of the high-pressure CaCl2-type cassiterite into low- pressure tetragonal cassiterite [4]. The remnants of high-pressure cassiterite in more crustal low-pressure cassiterite require fast transport from mantle depths to a more crustal regime, probably by supercritical fluids/melts to prevent the complete transition from CaCl2-type into the rutile type cassiterite. The motivation for the present study is to show that besides the found high-pressure non-ore minerals (diamond, lonsdaleite, graphite, moissanite, high-pressure beryl, stishovite, coesite, cristobalite-X-1 [4-6] also ore minerals like cassiterite can store information of the complex pressure history.

Sample Material

In the Sn–W mineralization from the Slavkovský les, there are three principal mineralization types: (1) disseminated-type mineralization, (2) ore pockets, and (3) quartz veins. The disseminated mineralization has a typical content of 0.2–0.3 [%(g/g)] Sn. The ore pockets are rounded or even deformed irregular bodies tens of centimeters in size, with a very high proportion of cassiterite. The studied samples come from type 2 (pockets) and are old samples from the State Mineral Collection (Niederlage) of the Mining Academy Freiberg. The studied cassiterite crystals have a diameter of about 2 cm. Most both-side polished thick sections (about 500 µm thick) of such cassiterite show under the crossed Nicols different amounts of birefringent grains (often rounded) of orthorhombic cassiterite crystals. Some are very small as they are glowing grains like a starry sky (Figure 1a). Counting of such about 1-2 µm-large orthorhombic crystals gives 4 x 106 inclusions per cubic centimeter. Larger crystals are from about 55 x 45 µm to 300 x 170 µm large (Figures 2 and 3). The thermometric data of the used samples from the Slavkovský les are in Thomas (1982) [7]: Sn-6, Sn-28, Sn-30, Sn-44, and Sn-45. All five samples contain orthorhombic cassiterite inclusions in rutile-type cassiterite as host.

FIG 1a

Figure 1a: Tetragonal rutile-type cassiterite (black) with remnants of CaCl2-type (o-Cst) cassiterite inclusions (bright) distributed through the whole crystal under crossed Nicols.

fig 2

Figure 2: Single orthorhombic (o-Cst) cassiterite crystal in tetragonal cassiterite from Slavkovský les.

fig 3

Figure 3: Tetragonal rutile-type cassiterite (black) from Slavkovský les with topaz (Toz) and CaCl2-type (o-Cst) cassiterite inclusions under crossed Nicols. The topaz crystal contains a small o-Cst crystal in the center.

Some cassiterite crystals (e.g., Sn-49 contain tiny diamond crystals with the characteristic Raman band at 1330.9 cm-1 (Figure 1b) deep in the volume (not at or near the surface) – see Thomas et al. 2023 [8]. Graphite (Raman band at 1580 cm-1) is oft present (here in diamond) in the cassiterite from the Variscan tin deposits of the Erzgebirge/ Krušné hory and Slavkovský les, demonstrating more reducing conditions in the early stage.

In the form of larger crystals (10 to 300 µm), the orthorhombic cassiterite (CaCl2-type) is under the microscope and crossed Nicols good to see in the tetragonal rutile-type cassiterite matrix.

fig 1b

Figure 1b: Raman spectrum of diamond in rutile-type cassiterite (Sn-49) from Slavkovský les. The inserted photomicrography shows an about 12 µm long diamond (+ graphite) crystal in that cassiterite.

Microscopy and Raman Spectroscopy: Methodology

For the study of the cassiterite samples and their paragenetic main minerals, we use the Zeiss JENALAB pol as well as the Raman spectrometer EnSpectr R532 combined with the Olympus BX43 microscope both for transmitted and reflected light and equipped with a rotating stage and polarizers (for parallel and perpendicular positions). Note here that the incident laser light is always polarized – in our case, N – S [9]. Generally, we used an Olympus long- distance LMPLFL100x objective lens for the principal studies. For the identification of different minerals, we used the RRUFF and the Hurai et al. Raman mineral databases [10,11]. As references, we applied a water-clear diamond crystal from Brazil (1331.63 ± 0.60 cm-1 and a semiconductor-grade silicon single-crystal (520.70 ± 0.15 cm-1). For this study, we generally used laser energies of ≤ 30 mW on the sample for overview studies and 0.15 mW (1000 s counting time) to prevent heating for exact measurements of the peak positions.

Results

A typical Raman spectrum of orthorhombic cassiterite in the cassiterite host (rutile-type cassiterite) from Slavkovský les is shown in Figure 4.

fig 4

Figure 4: Raman spectrum of an orthorhombic cassiterite inclusion in tetrahedral cassiterite from Slavkovský les. Laser power: 29 mW on the sample.

For comparison, Figure 5 shows a typical Raman spectrum of the rutile-type cassiterite host, which clearly has lesser Raman active bands.

fig 5

Figure 5: Tetragonal cassiterite (host) beside the orthorhombic cassiterite from Slavkovský les (see Figure 4). Laser power: 29 mW on the sample.

The difference between orthorhombic and tetragonal cassiterite is demonstrated in Figures 4 and 5. In Table 1 are the measured Raman bands of the orthorhombic cassiterite shown (Figure 4).

According to Girão et al. (2018) [3], the intensity of some Raman bands of the CaCl2 -type cassiterite increases significantly with pressure. From Table 1, we see that the 447 cm-1 band is the strongest Raman band in the studied CaCl2-type cassiterite.

Table 1: Measured Raman bands of the orthorhombic cassiterite from Slavkovský les (sample Sn-6).

Raman band (cm-1)

FWHM
(cm-1)
Intensity (rel.) Critical Raman bands (cm-1) Number of measurements

Raman mode

120.8

48.4 35.4 117.8 ± 13.5 56 Ag
165.8 32.4 10.9

238.6

21.1 5.3
265.9 86.5 9.5

446.7

18.1 100 444.8 ± 2.6 56 Eg
469.4 17.6 21.3 470.0 ± 3.9 43

Eg

504.4

41.6 7.1
577.8 26.5

13.9

616.4

18.3 10.8
632.7 11.4

23.8

637.6

49.3 19.3
775.0 8.4

2.2

834.4

18.5 63.5 834.8 ± 0.7 53 B1g
895.7 24.9

7.6

1279.3

34.8

8.9

FWHM: Full Width at Half Maximum.

Interpretation

Helwig et al. (2003) [12] present in Figure 7 the pressure dependence of Raman frequencies through the rutile to CaCl2– type cassiterite transition. Here, Figure 6 shows a similar, simplified relationship constructed from data from Hellwig et al. (2003) and Girão (2018) [12,13].

The exact position of the lines in Figure 6 depends on different conditions: temperature [14], crystal size (single crystals or nanoparticles), the disorder in SnO2 [13], pressure media, as well as the laser energy on the sample. Because the structure changes in nature from the CaCl2 to the rutile phase is a second-order transition (see Gupta et al. 2012), this transition is accompanied by minimal volume changes, by which the determination of the precise transition pressure is challenging. In addition, the cooling history in nature has undoubtedly had a significant influence (Table 2).

fig 6

Figure 6: Schematic pressure (P) dependence of the Raman shift (cm-1) through the rutile- to CaCl2-type cassiterite transition. The dashed perpendicular line marks the phase transition (according to Hellwig et al. (2003) [12] and Girão (2018) [13]). The Raman modes are from Hellwig et al. (2003) [12], and the non-marked lines are from Girão (2018) [13].

Table 2: Peak position at ambient pressure and their pressure dependencies according to Hellwig et al. (2003) [12], Girão (2018) [13], and Girão et al. (2018) [3].

Rutile-type cassiterite

CaCl2-type cassiterite Authors
Mode a b Mode a b  

 

Hellwig at al. (2003) [12]

Eg

474.7 3.21 B2g, B3g 483.0 2.5
A1g 636.3 4.9 Ag 667.0

2.67

B2g

777.3 5.37 B1g 807.5 3.25
B1g* 122.5 Ag* 100.0

B2g

774 4.0  

 

 

Girão (2018)

[13]

A1g 633 4.6

S1

575 2.1
S2 515

1.1

Ag

434 2.5
Eg 475 3.3 B2g, B3g

 

Girão et al. (2018) [3]

A1g

634 4.8 Ag ~690 2.4
B2g 775 5.3 B1g ~820

3.0

 

For the pressure P (in GPa), the following general equation is valid: P=(ω – a)/b, with ω the corresponding Raman position at pressure. The value ω is the measured Raman band. For B1g* and Ag*, are the following equations for the pressure (in GPa) valid:

B1g: P(GPa)=18.454 – 0.0408 * ω – 0.000877 * ω2 (from 0 to 15 GPa).

Ag: P(GPa)=16.614 – 0.0515 * ω + 0.000686 * ω2 (from 15 to 30 GPa).

The weak and broad bands S1 and S2 correspond, according to Dieguez et al. (2001) [14], to the nanoparticle size.

In Figure 6, the red (Eg) and purple lines are corresponding lines generated maybe by different temperatures (see Diéguez et al. 2001) [14] because both bands merge at low laser power on the sample. According to Gupta et al. (2013) [2], there are significant discrepancies between the phase transitions of the rutile-type cassiterite and CaCl2– type cassiterite, depending on the used methods: 11.8 GPa from x-ray diffraction, 14.2 GPa from Raman spectroscopy, and 14.6 GPa from Brillouin spectroscopy.

From our Raman measurements, we obtain from the four typical Raman bands the following values (n – number of determinations):

Mode Ag 117.8 ± 13.5 cm-1 (n=56): P=20.1 GPa [12].

Mode Ag 444.8 ± 2.6 cm-1 (n=56): P=4.3 GPa [3].

Mode Ag 438.4 ± 3.1cm-1 (n=10 at 0.15 mW): P=21.3 GPa [2]

Mode Eg 470,0 ± 3.9 cm-1 (n=43): P=14.4 GPa [3]

Mode B1g 834.8 ± 0.7 cm-1 (n=53): P=23.4 GPa [2].

Mode B1g 829.1 ± 1.2 cm-1 (n=10 at 0.15 mW): 17.5 ± 0.2 GPa (according to Gupta et al. 2012 [2].

A pressure of 16.8 ± 6.3 GPa results from 228 determinations, which demonstrates that the inclusions in rutile-type cassiterite with strong birefringence under crossed Nicols are CaCl2-type cassiterite. The lower pressure for the 445 cm-1 band (4.3 GPa, n=56) can traced back to a faster transformation from the CaCl2-type to the rutile-type cassiterite. Independent of the present state (remnants), the whole cassiterite was a primary CaCl2-type cassiterite, as proved by the high number of “star-like” distributions of micrometer-large CaCl2-crystals.

Discussion

The study of cassiterite samples from Slavkovský les in North Bohemia (Czech Republic) shows, in analogy to cassiterite from the Sauberg mine near Ehrenfriedersdorf/Saxonian Erzgebirge [4,5], clearly that some large cassiterite crystals contain remnants of CaCl2– type cassiterite formed at pressures of about 15 GPa. This pressure corresponds to a depth of about 560 km (if the experimental data can be applied to nature). Together with the proof of mantle minerals (diamond, lonsdaleite, moissanite, and others) in the upper crust (Greifenstein granite, Sauberg mine near Ehrenfriedersdorf, Annaberg granite, Sadisdorf, Zinnwald) the evidence of CaCl2-type cassiterite in the Slavkovský les and Ehrenfriedersdorf tin mineralization give further solid hints to the direct interaction between deep mantle and crust via supercritical fluids/melts. The longstanding idea of Štemprok (see Figure 13 in Štemprok and Seifert, 2011 [15-17] added with ± vertical vein-like paths of supercritical fluids) is that significant amounts of tin of the Variscan Erzgebirge/Krušné hory and Slavkovský les come directly via supercritical fluids from the mantle region (mantle-derived fluids) find now new food for the mind. Furthermore, we have here the first confirmed case of pressure information from the untypical high-pressure CaCl2-type cassiterite. Up to now, most information comes from mineral inclusions in diamonds.

Acknowledgment

For the cassiterite samples from the Erzgebirge/Krušné hory, I am grateful to Professor Ludwig Baumann (1929-2008) from the Mining Academy Freiberg. The author thanks Prof. Miroslav Štemprok (1933- 2023) for many inspiring discussions during numerous field trips, meetings, and invited presentations in Prague.

References

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Ultrasonic-Assisted Extraction of Phytochemicals Such As L-Tryptophan, Serotonin, and Melatonin from Tomatoes

DOI: 10.31038/NRFSJ.2024721

Abstract

Large amounts of byproducts are generated by the food processing industries in the 21st century including bioactive compounds such as polysaccharides, polyphenols, carotenoids, and dietary fiber. Due to a lack of sustainable extraction techniques, these processing wastes are regarded as having negligible value in comparison to processed fruit or vegetables. Conventional extraction has limitations in terms of time, energy, and solvent usage. In comparison with conventional methods of extraction, ultrasonic-assisted extraction can extract bioactive components in a short period, at low temperatures, and with less energy and solvent, as well as maintaining the functionality of the components. However, UAE-related variables such as frequency, power, duty cycle, temperature, time, solvent type, and liquid-solid ratio must be understood and optimized for each byproduct. This article provides the mechanism, concept, and factors that influence bioactive compound extraction, with a focus on tomatoes.

Keywords

Bioactive, Phytochemical, Nutraceutical

Introduction

With growing demand, the production as well as consumption of fruits and vegetables has increased by huge manifolds as their losses in the form of waste (upto 60%) and by-products according to the Food and Agriculture Organization (FAO) which demands an increasing awareness among the growing population [1]. The bioactive components for the development of functional food products are lost due to the unavailability of extraction techniques [2]. The viewpoint towards fruit and vegetable by-products has changed due to the increasing demand for natural bioactive compounds namely pectin and antioxidants having huge potential in terms of nutritional and therapeutic value [3].

The development of nutraceutical products involves the extraction of bioactive components as a primary step. Depending on the type of compounds to be extracted several extraction methods are available such as solvent extraction, mechanical expelling, supercritical extraction, and microwave extraction. These methods’ limitations include the need for an aqueous phase in microwave-assisted extraction, high capital requirements for supercritical fluid extraction, low yields in mechanical expelling, and the need for additional solvent in solvent extraction [4]. UAE offers advantages over these techniques, including lower energy and time requirements, low-temperature extraction, and preservation of extract quality.

In UAE by increasing mass transport, the ultrasonic waves disrupt the plant tissue through physical forces created during acoustic cavitations and facilitate the rapid release of extractable components from the solvent [1].

With the use of ultrasound technology, it is possible to successfully extract various plant matrices, including whole plants and their byproducts, of aromatic compounds, polysaccharides, carotenoids, and polyphenols. The variables linked to the UAE, including power, frequency, duty cycle, temperature, time, type of solvent, and liquid-solid ratio, must be accurately managed to get the best extraction. Many studies have looked at how these factors affect the extraction of bioactive chemicals from fruit and vegetable by-products, both separately and in combination [5-7].

UAE is the method of extracting target compounds from various plant matrices using ultrasonic energy and solve [8]. The human hearing range is 20 Hz to 20 kHz, however, the mechanical waves known as ultrasounds have frequencies (>20 kHz) that are higher. These waves, which can move through a solid, liquid, or gaseous media, are composed of a series of cycles of compression and rarefaction that cause molecules to move and get dislodged from their original places.

When a sound wave is strong enough to cause rarefaction, the molecules are pulled apart by the strong attraction between them, resulting in cavitation bubbles. These bubbles form during coalescence, burst during the compression phase, and produce an intense local environment and hot area. Up to 5000 K of temperature and 1000 atmospheres of pressure rise are possible. These hot spots quicken the nearby metabolic reactions [7,9-11].

The primary sources of serotonin (5-hydroxytryptamine), an indoleamine monoamine neurotransmitter, are animal blood platelets, serotonergic neurons in the central nervous system (CNS), and enterochromaffin cells in the gastrointestinal tract (GI tract). The pineal gland of the brain produces melatonin (5-methoxy-N-acetyltryptamine), also known as the “hormone of darkness” [12]. It is an indole hormone that regulates several bodily processes. Melatonin secretion starts three months after birth; before that, it is mostly obtained from the mother’s or cow’s milk. In addition to being a potent antioxidant, it also strengthens immunity, increases resistance to illness and infection, inhibits certain types of cancer, and improves neurological conditions. Tryptophan is an important amino acid that is the precursor of both melatonin and serotonin in the mammalian brain. First, 5-hydroxytryptophan (5-HTP), the direct nutritional precursor of the neurotransmitter serotonin 5-hydroxytryptamine (5-HT), is produced from L-tryptophan in the pineal gland. Melatonin is produced in the pineal gland by methylating and acetylating serotonin [13].

Some of the best sources of tryptophan are the seeds of pumpkins and squash (576 mg/100 g). Tryptophan-rich foods include brown rice, whole oats, wheat bran, and wheat germ. One of the best foods for high serotonin content is butternut (398 μg/g tissue). Plantains, apricots, cherries, peaches, and Chinese plums have also been found to have significant levels of serotonin [14-18]. Following its discovery in edible plants, melatonin has been detected in a wide variety of plants and plant parts, including the rind of tart cherries, tomato fruit grape skin, sunflower, mustard, and walnut seed roots. Its concentrations typically range from picograms to nanograms per gram of tissue. The first common tree nut about which melatonin has been researched from a nutritional standpoint is the walnut [13].

Additionally, serotonin plays a role in the hypothalamic regulation of pituitary secretion, specifically in the control of prolactin, growth hormone, and adrenocorticotropin (ACTH) secretion. Additionally, a direct synaptic connection has been shown between serotonergic terminals and neurons in the paraventricular nucleus of the hypothalamus that contain corticotropin-releasing hormone (CRH). To control development patterns, mating behavior, and specific motions like migration, metabolism, and other physiological processes, melatonin governs the circannual cycle. Light-induced melatonin production is regulated and considered an endogenous synchronizer of the circadian cycle. Because the peak generation of endogenous melatonin occurs simultaneously with the nightly drop in body temperature, it affects sleep in animals through thermoregulatory function [12]. Numerous calcium-dependent cellular processes are regulated by melatonin, which binds to Ca2+-calmodulin in cells. Recurrent depression during the short photoperiod is the hallmark of winter-type seasonal affective disorder (SAD), and photoperiodic variation is directly linked to the condition’s summertime remission.

Materials and Methods

Materials

The study involved selecting fresh tomatoes (Solanum lycopersicum) that were free of cuts and exterior deterioration from Jadavpur, Kolkata, West Bengal Supermarket. Specialty chemicals were obtained from M/s Sigma-Aldrich, Munich, Germany. These included acetonitrile (99.9% pure, HPLC grade), acetic acid (99.8% pure), and methanol (HPLC grade). AR-grade chemicals were all that were employed in the investigation.

Methods

Extraction of SER-MEL from Tomatoes Employing UAE

Little changes were made to the procedure described by Chakraborty and Bhattacharjee (2019) [18] for the extraction of SER, MEL, and the precursor molecule L-TRP from irradiation tomatoes. Figure 1 illustrates the whole process. As shown in Table 1, the initial trials were carried out by adjusting several parameters, including the solvent composition, sample solvent ratio, extraction time, extraction amplitude, and addition of anhydrous sodium sulfate (Na2SO4).

FIG 1

Figure 1: Extraction of L-TRP, SER and MEL from tomatoes by UAE

Table 1: Factors for extraction of phytochemicals

No. of runs

Extraction time (mins) % amplitude (nm) Solvent composition Sample solvent ratio Na2SO4 addition Yield of biomolecules from tomatoes (µg/g of dry weight)
L-TRP SER

MEL

1

30

100

Ethanol

1:1

Not added

27.76a

21.49b

Not detected
2

10

70

Ethanol

1:1

Not added

48.68a

9.34b

0.3b

3

10

70

Ethanol and water

1:3

Not added

0.14a

0.34b

0.2b

4

10

70

Ethanol

1:3

Added post centrifugation

0.64a

1.67d

0.19c

5

10

20

Ethanol

1:3

Added prior to sonication

17.22a

5.06b

1.74c

6

10

70

Ethanol

1:3

Added prior to sonication

5.63a

3.70g

1.03c

7

10

100

Ethanol

1:3

Added prior to sonication

0.42a

1.85b

0.09c

Using UAE, the phytochemicals L-TRP, SER, and MEL were extracted from tomatoes, and many parameters were adjusted, including batch size and the continuous way of establishing vibration length. 5 g of the material washomogenized after being crushed and ground (T 50 digital Ultra-turrax_, M/s Ika, and Staufen, Germany). Amber-colored beakers were used throughout the entire extraction process.

A titanium probe with a 3 mm tip diameter, 80 mm length, and a sonication capacity of 5–200 ml sample was used to treat the homogenized sample to UAE using a probe sonicator (Labsonic M, M/s Sartorius, Melsungen, Germany). The probe had a maximum power of 100 W and a maximum frequency of 30 kHz. To allow real sound wave incursion without contacting the vial’s surface, the extraction procedure was carried out while keeping a distance of 1 cm from the probe’s tip. The extraction vials were placed in an ice bath with a temperature controlled between 4 and 8°C [18].

The extracted materials were centrifuged at 4°C for 15 minutes at 4000 rpm. The obtained supernatants were subjected to solvent evaporation at 50°C for 10 minutes and 25± 5°C under vacuum using a rotary vacuum evaporator. For the contents of SER, MEL, and L-TRP, the extracts were kept in screw-capped glass vials with an amber color at -20°C.

Quantification and Purification of L-TRP, SER, and MEL in the UAE by High Performance Liquid Chromatography (HPLC)

The extracts underwent purification using a 0.22 μm membrane filter, and the simultaneous quantification of L-TRP, SER, and MEL was performed using the high-performance liquid chromatography-photo diode array (HPLC-PDA) analytical technique.

According to the procedure, the phytochemicals were tracked using a PDA detector and a D2 light at 280 nm [19-23]. Based on the standard retention time of L-TRP, SER, and MEL Sigma standards, where 20 μl of the produced standard or extract (UAE extract) was injected and run, the peaks of these biomolecules were found. The HPLC method’s parameters, including the mobile phase composition, operating mode, and flow rate, were tested in multiple preliminary runs. The condition that produced the maximum yield of the standards for SER, MEL, and L-TRP was selected as the optimal one.

The HPLC was operated in gradient elution method with acetic acid and methanol (both HPLC grade) in mobile phase in a flow rate of 1 ml/min which showed distinct peaks of SER, MEL, and L-TRP at their respective elution time.

Statistical Analyses

The mean ± SD of three separate experimental runs has been used to express the yield of L-TRP, SER, and MEL. The mean ± SD of three values is also used to describe the results. One-way analysis of variance (ANOVA) was used to do the statistical analysis of the data. Duncan’s multiple-range test was used to identify significant changes in means. The tests were verified to be significant using a p-value of B 0.05. STATISTICA 8.0 software (Statsoft, Oklahoma, USA) was utilized in this study to test the outcomes of the experiments.

Results and Discussion

The three main component concentrations varied in the extracts examined by HPLC-PDA at various solvent ratios. The optimal conditions were selected based on which extracts with the highest yield of the three components were deemed to be the best. A few data from our experiment and a bar graph based on the outcomes of the preliminary trials are shown in Figure 2 below. The antioxidants in the preliminary trail exhibited their maximum yield when the amplitude was 20 nm. By employing ethanol as the solvent and adding Na2SO4 before sonication, the antioxidants, namely L-TRP, SER, and MEL, demonstrated a good synergistic co-existence, as evidenced by the SE value of 1.08, which is greater than unity. The refined extracts were kept at -20°C in the dark in screw-capped bottles with an amber color. The co-extraction of additional antioxidants from tomatoes resulted in the observation of multiple additional peaks in the HPLC profile.

FIG 2

Figure 2: Highest concentration of antioxidants in the fifth run

Conclusion

Using ethanol as the solvent and adding Na2SO4 before sonication (5th run), the trials showed that the best yields of SER, MEL, and L-TRP were obtained at low ultrasonication amplitudes. The extract can be further used for production of nutraceutical food product such as tomato soup with enhanced contents of the three phytochemicals. The same can be used for production of medicinal supplements such as nasal sprays, ointments as they are naturally obtained antioxidants.

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Exploring the Potential of Exosomal miRNA as Prognostic Biomarkers in Glioma

DOI: 10.31038/CST.2024932

Abstract

Gliomas are aggressive brain tumors characterized by high morbidity and mortality. Recent advances in the field of exosome biology have opened new avenues for non-invasive diagnostics and therapeutic strategies in glioma management. Exosomes, small extracellular vesicles found in body fluids, carry a diverse array of molecular contents, including microRNAs (miRNAs), which reflect the biological state of their cells of origin. This review explores the potential of exosomes as liquid biopsies and the role of exosomal miRNAs in glioma progression, tumor recurrence, and drug resistance. We summarize current knowledge on how exosomal miRNAs can serve as biomarkers for early detection, prognosis, and real-time monitoring of gliomas. Exosomal miRNAs such as miR-21, miR-221/222, and miR-10b are highlighted for their association with tumor aggressiveness and poor patient outcomes. The mechanisms by which these miRNAs contribute to glioma growth, angiogenesis, metastasis, and therapeutic resistance are examined, underscoring their importance in tumor biology. Additionally, we discuss the challenges in exosome isolation and miRNA detection, emphasizing the need for standardized protocols and advanced analytical techniques. The review also addresses the potential of integrating exosomal miRNA analysis with other biomarkers and imaging methods to provide a comprehensive approach to glioma management. In conclusion, the application of exosomal miRNAs as liquid biopsies holds great promise for improving glioma diagnosis, monitoring disease progression, and guiding personalized treatment strategies. Further research and clinical validation are essential to fully realize the potential of exosomal miRNAs in transforming glioma care.

Keywords

Exosomes; microRNAs; glioma recurrence; liquid biopsy; non-invasive prognostics; real-time monitoring

Introduction

Gliomas are a diverse group of tumors originating in the glial cells of the brain and spinal cord. These tumors are classified based on the type of glial cells involved, their genetic characteristics, and their grade of malignancy [1]. The primary types of gliomas include glioblastomas, astrocytomas, oligodendrogliomas, and ependymomas. They have the third-highest cancer-related mortality and morbidity rates worldwide [2]. Despite aggressive treatment involving surgery, radiation, and chemotherapy, the majority of gliomas are nearly universally fatal within 5 to 7 years [3].

Advances in genomic and molecular profiling have led to the identification of distinct molecular markers such as IDH1/2, EGFR, p53, BRAF, TERT promoter mutations, 1p/19q co-deletion and MGMT promoter methylation as diagnostic, prognostic and therapeutic indicators in glioma management [4]. However, tumor recurrence in glioma is a major hurdle in the effective management of the disease. Tumor recurrence in glioma is significantly influenced by several factors. Surgical resection often cannot remove all tumor cells, particularly those infiltrating the surrounding brain tissue, leaving residual cells that can proliferate and cause recurrence [5]. Furthermore, glioma cells can develop resistance to therapies such as chemotherapy and radiation due to genetic mutations, epigenetic changes, or adaptive responses to treatment [6]. Additionally, a subpopulation of glioma cells with stem-like properties, known as cancer stem cells, can survive initial treatments and drive tumor regrowth [7]. These cancer stem cells are often more resistant to conventional therapies, further complicating the management of glioma recurrence.

Post-operative evaluation for disease burden is primarily conducted through MRI or other radiological investigations. However, these imaging techniques often fail to accurately correlate with the actual neoplastic disease burden, inadequately addressing the micro-infiltrative disease beyond the borders depicted radiologically [8]. Furthermore, MRI interpretation post-treatment can be challenging due to inflammation and necrosis caused by radiation, chemotherapy, or immunotherapy. Treatment-related inflammation, known as “pseudo-progression,” frequently results in false positives, complicating clinical interpretation [9]. Furthermore, reliable biomarkers for early detection of recurrence are lacking, making it hard to monitor disease progression effectively [10]. Invasive and serial tumor biopsies for histological analyses are not only impractical and dangerous but also ineffective in providing adequate information about the tumor due to its heterogeneous nature. This highlights the need for non-invasive procedures capable of detecting unique features that precisely reflect tumor status, enabling continual assessment of patients to monitor disease progression and supervise therapeutic response.

In this review, we summarized the recent understanding of exosomes as liquid biopsies and the role of different exosomal miRNAs in glioma progression, tumor recurrence, and drug resistance. We discussed how exosomes can serve as liquid biopsies, providing valuable molecular and genetic information that reflects the current state of the tumor. Further we highlighted the multifaceted role of exosomal miRNAs in glioma, emphasizing their potential as biomarkers for diagnosis, prognosis, and therapeutic targets.

Exosomes as Liquid Biopsy in Glioma

Exosomes, small extracellular vesicles secreted by cells, have emerged as a promising tool for liquid biopsy in glioma [11]. These vesicles carry a variety of biomolecules, including [12]. Cancer cells actively produce, release, and utilize exosomes to promote tumor growth and progression. These tumor-derived exosomes carry molecular and genetic information that can alter the phenotypic and functional attributes of recipient cells [13]. By transferring oncogenic proteins, RNAs, and other bioactive molecules, exosomes can reprogram recipient cells into active contributors to various processes crucial for tumor development [14]. For instance, they can enhance angiogenesis, which is the formation of new blood vessels to supply the growing tumor with nutrients and oxygen [15]. They can also promote thrombosis, creating a pro-coagulant environment that facilitates tumor cell survival and dissemination [16]. Moreover, exosomes contribute to immunosuppression by modulating the immune response, helping the tumor evade detection and destruction by the body’s immune system [17].

In the context of brain tumors, exosomes have a unique advantage. The blood-brain barrier (BBB) is a selective barrier that typically prevents most molecules from entering or exiting the central nervous system (CNS). However, exosomes can cross the BBB, making them detectable in body fluids such as blood and cerebrospinal fluid [18]. This ability is particularly significant for brain cancer management because it allows for the non-invasive monitoring of tumor dynamics. The inability of brain tumor cells to exit the CNS combined with exosomes’ capacity to cross the BBB and carry tumor-specific information into the systemic circulation underscores their potential as powerful biomarkers. This capability facilitates the early detection of brain tumors, monitoring of disease progression, and assessment of treatment response, making exosomes a valuable tool for liquid biopsy in the management of glioma.

Exosomal MicroRNAs in Glioma

Exosomes are rich in various RNA molecules such as mRNA, long non-coding RNAs (IncRNAs), circular RNAs (circRNAs) and miRNAs, with miRNAs being the most prevalent [19]. MicroRNAs (miRNAs) are a class of small, non-coding RNA molecules, typically about 22 nucleotides in length, that play a crucial role in regulating gene expression [20]. They function primarily by binding to complementary sequences on target messenger RNA (mRNA) transcripts, usually resulting in gene silencing through translational repression or mRNA degradation [21]. This regulatory function is crucial in numerous biological processes and disease states, including cancer [22].

According to the Exocarta database, which catalogs molecules identified in exosomes, 2,838 miRNAs have been detected in exosomes from various biological sources [23]. Among the thousands of miRNAs identified in exosomes, approximately 26 have been closely associated with gliomas [24]. These miRNAs are involved in various aspects of glioma biology, including tumor growth, invasion, angiogenesis, and immune evasion. Their presence in exosomes allows them to influence the tumor microenvironment and facilitate intercellular communication within the brain [25].

The miRNA content in exosomes is notably higher than in their source cells, suggesting a selective enrichment process [26]. Studies have shown that miRNAs are preferentially incorporated into exosomes before other RNA molecules, resulting in their elevated expression levels in exosomes compared to the originating cells [27]. This selective sorting of miRNAs into exosomes is critical for intercellular communication within the tumor microenvironment and plays a vital role in glioma biology [28]. The ease of access, abundance, and stability of exosomal miRNAs in biofluids make them ideal biomarkers for gliomas, offering significant potential for non-invasive disease monitoring.

Several miRNAs have been identified as significant prognostic biomarkers in glioma. Among them, miR-21 is extensively studied and typically overexpressed in high-grade gliomas, correlating with poor prognosis, increased tumor aggressiveness, resistance to apoptosis, and enhanced invasion capabilities [29]. High levels of miR-21 are associated with shorter overall survival and disease-free survival. Similarly, the miR-221/222 cluster is upregulated in glioblastomas, promoting cell proliferation and inhibiting apoptosis by targeting tumor suppressor genes like p27 and p57, resulting in poor clinical outcomes and reduced patient survival [30]. miR-10b, significantly overexpressed in gliomas, is crucial for tumor invasion and metastasis, with high levels indicating poor prognosis and shorter survival times [31]. The miR-181 family, including miR-181a and miR-181b, is often downregulated in gliomas, with lower expression levels linked to poorer prognosis. These miRNAs regulate glioma cell proliferation, apoptosis, and differentiation [32]. miR-124, typically downregulated and acting as a tumor suppressor, is associated with advanced tumor grade and poor prognosis; its restoration inhibits glioma cell proliferation and induces apoptosis [33]. Lastly, miR-196a, overexpressed in gliomas, promotes cell proliferation, migration, and invasion, with high levels linked to shorter overall survival, highlighting its value as a prognostic marker [34].

Clinical Application of Exosomal MiRNA as Prognostic Biomarkers

Given the unique biological characteristics of exosomes, their collection from patient body fluids combined with the detection of related miRNAs offers significant promise in glioma management. The miRNAs contained within exosomes can reflect the molecular landscape of their cells of origin, providing a non-invasive means to gain insights into the tumor’s genetic and proteomic profile [35].

By analyzing exosomal miRNAs from body fluids such as blood, cerebrospinal fluid, or urine, clinicians can obtain valuable information about the current state of the glioma. Bioinformatics analysis and processing of this miRNA data can help identify specific miRNA signatures associated with treatment response, disease progression, and recurrence [36].

Systematic collection of exosomes from body fluids enables continuous, non-invasive monitoring of tumors, eliminating the need for invasive procedures like biopsies. This facilitates real-time assessment of treatment efficacy and early detection of changes in tumor behavior. By tracking changes in exosomal miRNA profiles, clinicians can evaluate the effectiveness of therapeutic interventions. A decrease in specific oncogenic miRNAs or an increase in tumor-suppressive miRNAs may indicate a positive response to treatment. Additionally, certain miRNA signatures in exosomes can serve as prognostic biomarkers, aiding in predicting patient survival and the likelihood of tumor recurrence. For example, elevated levels of specific miRNAs associated with aggressive tumor behavior can signal a higher risk of recurrence.

Thus the integration of exosome-based miRNA analysis with advanced bioinformatics holds great potential for improving the management of glioma patients. This innovative approach can enhance our ability to evaluate treatment effects, predict survival outcomes, and identify early signs of tumor recurrence, ultimately leading to more effective and personalized therapeutic strategies.

Opportunities and Challenges

Standardizing and improving the methods for isolating and purifying exosomes from body fluids is essential to ensure consistency and reliability. Establishing standardized protocols for exosome handling, storage, and analysis will ensure reproducibility across different laboratories. It is also crucial to address the inherent heterogeneity of exosomes, which can vary greatly between patients and even within the same patient over time. Enhancing the sensitivity and specificity of detection techniques to accurately measure miRNAs within exosomes is vital. Conducting large-scale clinical studies is necessary to validate the prognostic utility of exosomal miRNAs in glioma. Additionally, gaining a deeper understanding of the biological functions and mechanisms of exosomal miRNAs in glioma progression and treatment response is imperative.

Conclusion and Future Perspectives

Exosomal miRNAs present a promising frontier in glioma diagnosis, prognosis, and treatment. Advancing non-invasive diagnostic methods using exosomal miRNAs can minimize the need for surgical biopsies, significantly improving patient comfort and outcomes. Utilizing these miRNA profiles for early detection of glioma recurrence holds the potential for timely interventions, thereby enhancing patient survival rates. Personalized treatment plans based on unique exosomal miRNA signatures can tailor therapies to individual patient needs, ensuring more effective and targeted treatment strategies. Routine profiling of exosomal miRNAs allows for real-time monitoring of disease progression and treatment response, providing continuous and up-to-date information on the patient’s condition.

Combining exosomal miRNA analysis with other biomarkers and imaging techniques can offer a more comprehensive approach to glioma management, integrating various data sources for a holistic understanding of the disease. Predictive models incorporating exosomal miRNA data can forecast disease recurrence, guiding follow-up care and improving long-term outcomes. Finally, leveraging bioinformatics and machine learning to analyze complex exosomal miRNA data will uncover new insights into glioma biology and treatment, driving the field forward and opening new avenues for research and clinical application. These advancements collectively highlight the transformative potential of exosomal miRNAs in the comprehensive management of glioma, paving the way for more precise, personalized, and effective cancer care.

Author Contributions

SSB conceived the idea, wrote and edited the manuscript. MKP and VKV provided guidance throughout the preparation of this manuscript. RCD reviewed and made significant revisions to the manuscript. All authors contributed to the articles and approved the submitted version.

Conflict of Interest

Authors declare there is no conflict of interest to declare.

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Characteristics of Early and Late Dental Implant Failures Among Patients in the Salt Lake City Veterans Hospital

DOI: 10.31038/JDMR.2024714

Abstract

Introduction: In the United States alone, more than half a million new dental implants are placed annually, including patients in the Veterans Health Administration (VHA). Despite their widespread adoption, this treatment option is not devoid of complications and failures. Reported failure rates are 5-10% within the first decade after implantation, with a notable increase beyond this period. While implant failure has been extensively studied in the broader context, research specific to veterans is limited.

Methods: This retrospective study was designed to investigate the Early and Late causes of dental implant failures within the Salt Lake City VHA Dental Clinic (SL VA) and to enhance clinical management of dental implants post-implantation.

Results: This case-series study consists of 60 failed implants from 49 patients collected over a period of 3 years. Statistical analysis was conducted on risk factors associated with implant failures, patient demographics, and clinical characteristics. The data of this patient cohort, predominantly older males with a military background, revealed that Early implant failures were associated with ~90% increased relative odds with infection (p=0.03) and >70 years old at time of implantation (OR 0.11, 95% CI [0.02,0.65]; p=0.02), while Late failures were associated with progressive bone loss (OR 7.15, 95%CI [1.08,47.17]; p=0.041); clinical history and histology supported the statistical findings.

Conclusion: Understanding the unique factors that contribute to Early and Late failures may improve initial integration rates and, ultimately, implant longevity.

Keywords

Dental implants, Mouth, Edentulous, Veteran, Peri-implantitis, Dental care, Veterans’ electronic health record

Introduction

Dental implants are a routine treatment for addressing partial and complete edentulism at the Salt Lake City, Utah (SL) Department of Veterans Affairs (VA) Dental Clinic. Thousands of dental implants have been placed in patients at the SL VA, with both success and failure. Failures are often divided into two types based on the time they occurred: 1) Early or 2) Late. Our clinical team previously evaluated the spectrum of failure within the national and local VA cohorts using the Veterans’ health record, which revealed that Utah’s failure rate was 6.7% over ~20 years. However, this study did not consider the timing of the failures, Early or Late, in the analysis. Thus, there is a need to understand the factors that contribute to both type of dental implant failure (DIF) to enhance the quality of patient care, which serves as the rationale for this study.

Although osseointegrated implants are a success story with a ten-year survival rate of 90-95%, significant failures do occur [1-4]. As implants have become mainstream, complications have become increasingly apparent. Difficulty selecting appropriate treatment strategies is compounded by the commercialization of implant dentistry. When financial interests take precedence over best practices, neither patients nor providers derive long-term benefits. For instance, the survival rate of implants diminishes to 73% when managed by inexperienced practitioners.

Classic literature defined implant success as 1-1.5 mm of bone loss of an integrated implant in the first year and 0.2 mm bone loss annually after functional loading, without mobility, pain, or infection [5,6]. A more recent study stated that surviving implants would lose 0-0.2 mm of marginal bone within the first year with no pain on function, mobility, or history of exudate, and bone loss <1/2 of the implant body [7]. The same study describes implant failure as pain with function, mobility, radiographic bone loss >1/2 implant length, uncontrolled exudate, or no longer in the mouth [7]. There are three major challenges in implant dentistry: 1) the lack of initial osseointegration, 2) infection, and 3) peri-implant bone loss over time. Early failures have often been seen in those that have not yet been restored. Late failures refer to those implants that initially integrated, usually have been restored (in function), and failed over time [8,9].

A comprehensive understanding of the intricacies underlying implant failure and its associated conditions, including peri- implantitis and peri-implant mucositis, holds significant importance for enhancing the effectiveness of treatment and ultimately delivering improved outcomes. Furthermore, maintaining both systemic and oral health is important since there is a postulated direct relationship between periodontitis and systemic diseases such as diabetes, heart disease, rheumatoid arthritis, and cancer [10,11]. Because implant success is multifactorial, the quest for effective strategies in the management of peri-implant disease poses a formidable challenge.

This study was initiated to understand the causation of DIFs within our local clinic. We hypothesized that Early DIFs would be associated with inadequate healing (osseointegration), while Late failures are linked to systemic factors contributing to peri-implant bone tissue inability to maintain osseointegration. Enhancing our understanding of the peri-implant disease process will improve patient treatment protocols within our clinic and beyond.

Methods

Sample Collection

The study was reviewed by the Institutional Review Boards of the University of Utah and the Department of Veterans Affairs Salt Lake City Hospital system, and deemed exempt (IRB# 00138581). Dental implants identified as hopeless by primary dental providers were collected after removal. The process adhered to standard extraction procedures at the SL VA. A total of 60 discarded implants were collected from 49 patients between August 2019 and March 2022.

Following removal, the implants were preserved in 10% buffered formalin (Azer Scientific™, Morgantown, PA). Samples were de-identified and confidentiality was maintained. After 3 exchanges of formalin for fixation at 3 days apart, the implants underwent dehydration through progressive grades of ethanol from 50 to 100% and finally with xylene using a tissue dehydrator (Leica TP 1020, Leica Biosystems, Deer Park, IL). After dehydration, samples were placed in acetone and slowly dried to avoid extensive tissue sticking/fusing. The processed samples were subjected to histologic evaluation and chart review.

Microscopic Analyses

Each implant underwent initial assessment utilizing light microscopy (Keyence Digital Microscope; VHX-6000, Itasca, IL) and then comprehensive imaging using scanning electron microscopy ((SEM); Nano-Eye SEM with fitted backscatter detector (SNE-Apha, Lafaytte, CA)). Elemental analysis was done using the University of Utah NanoFab Core Facility FEI Quanta SEM (600F, Hillsboro, OR) with an attached energy dispersive spectroscopic detector (EDS). Descriptive observations were documented. Surface irregularities of the implants were recorded, along with the identification of various tissue types using the backscattering electron (BSE) images. Nobel Biocare (Brea, California) and Zimmer Biomet (Warsaw, IN) provided new dental implants to compare surface topography.

Clinical and Radiographic Data

The principal investigator conducted a systematic chart review utilizing a standardized evaluation form for consistency. De- identified data, encompassing procedural notes, radiographs, patient demographics, and dental and medical histories were assessed.

Review of procedure notes on the day of removal focused on the diagnosis and other relevant information (e.g., purulence, pain). Pre- existing comorbidities, prescription utilization, recreational drug use, and select bloodwork (Hemoglobin A1C) were tallied and recorded, with specific attention given to prevalent conditions like type 2 diabetes (DM2) and post-traumatic stress disorder (PTSD).

All implants included in the study had periapical radiographs available to the investigator. These were assessed for bone loss using Planmeca Romexis 5.2.1.R software (Planmeca USA INC., Charlotte, NC), categorized as percentage clusters (0-25, >25-50, >50-75, or >75-100). The 0-25% was defined as no bone loss. If preoperative radiographs were unavailable for comparison, the assumption was made that the implant platform was placed relative to the alveolar crest, per manufacturer instructions. Bone loss was further described by bone loss patterns: vertical or cupped, horizontal, peri-implant radiolucent line/halo, or a combination (Figure 1). Each implant was tallied in its respective category of bone loss (Figure 1) based on the predominant bone loss pattern (Figure 1d).

fig 1

Figure 1: Radiographic images of bone loss patterns in dental implant failures. A representative set of radiographs showing the dental implant failure bone loss patterns. (a) Vertical or cupping, (b) Horizontal, (c) Peri-implant radiolucent line/halo and (d) horizontal with vertical component [classified by major (horizontal) pattern].

Statistical Analysis

For descriptive data, patient characteristics were summarized using mean and standard deviation (SD) or median and interquartile range (IQR) for continuous variables and numbers and percentages for categorical variables. Participants were categorized based on Early (≤ 6 months) or Late implant failure (> 6 months). Group comparisons were performed using t-tests, Chi-square tests, or Fisher’s exact tests as appropriate based on the variables being evaluated.

A univariable logistic model was utilized, encompassing all failed teeth while clustering patient IDs to address within-patient correlation, to evaluate the association between potential risk factors, and Late and Early failures. A multivariable logistic model was then used to identify association, adjusting for significant variables identified in the univariable model. The findings were reported, including odds ratios, 95% confidence intervals (CI), and p-values. All statistical analyses were executed using STATA MP18, with significance determined at p < 0.05, and all tests were two-sided.

Results

Patients with incomplete clinically relevant data, including implant placement date, were excluded from the study. Consequently, four patients (comprising seven implants) were removed from the data set. This resulted in a final cohort of 45 patients with 53 implants. Among these participants, two implants were lost spontaneously, while the remaining 51 implants were extracted at the VA SL Dental Clinic.

Overall, the patients evaluated in this series had significant oral, systemic, and/or mental health concerns. A history of illicit drugs (methamphetamine, cocaine, marijuana, heroin), chronic opioid use, alcohol, tobacco, and polypharmacy were prevalent findings, along with diagnoses of serious co-morbid conditions. Thirty-nine out of the forty- five patients (86.7%) had four or more serious health problems (e.g., coronary artery disease, kidney disease, diabetes, depression, etc.).

Based on the clinical notes, infection was defined as peri-implant purulence, swelling, and pain. In total, 9 of 45 (20%) patients met the criteria. The Late DIF group exhibited higher percentages of bone loss at the time of implant extraction than the Early DIF. Graded bone loss percentages are given in Table 1. Except for a few outliers, our data revealed that the radiographic bone loss categories of vertical/cupping and horizontal were more common in Late DIFs (Figure 1a), while a halo pattern (Figure 1c) or no visible bone loss was more prevalent in Early DIFs. Serial radiographs of this process for both Early and Late categories are shown in Figure 2.

Table 1: Bone loss associated with each implant failure

Total Patients n=45

Late Failures (Post-6 months) n=31 Early Failures (Prior to 6 months) n=14

0-25% Bone loss (No Bone Loss)

7 4 (57.1%)

3 (42.9%)

>25% to 50% Bone loss

16

13 (81.2%) 3 (18.8%)

>50% to 75% Bone loss

7 6 (85.7%)

1 (14.3%)

>75% to 100% Bone loss

12

8 (66.7%) 4 (33.3%)

Unknown (No X-ray available)

3 0 (0.0%)

3 (100.0%)

Percentages of peri-implant bone loss assessed using periapical radiographs. All specimens were bone-level implants, and a measurement was made from the implant platform to the site of integration toward the apex.

fig 2

Figure 2: Radiographic images of Early and Late Dental Implant Failures over time. A representative set of radiographs showing the progression of Early (top row) and Late (bottom row) implant failures over time. Note: Early failure occurred at 6 months post-implantation. Late failure resulted in 7 years after the implantation.

Collected implants were investigated extensively using light and electron microscopic techniques. Initially, surface characteristics were assessed using the light microscope for failed implants. Sample descriptors were documented as follows: 1) fracture: 4 of 53 (7.5%), 2) surface damage not attributable to surgical removal: 42 of 53 (79.2%), 3) surgical damage: 27 of 53 (50.9%), 4) presence of organic matter (soft-tissue encapsulation): 27 of 53 (50.9%), 5) sparse Bone: 22 of 53 (41.5%), and 6) Tartar: 14 of 53 (26.4%).

Generally, implants classified as Early (≤ 6 months; Figure 2), exhibited surfaces resembling those recently removed from packaging, with minimal damage and absence of bone integration or presence of soft tissue and tartar compared to Late failure cases (Figure 3(a) and (b)). Magnified views of implant surfaces revealed the presence of very little attached bone tissue on the implants where the bone was present, with the majority showing no visible bone growth. Soft tissues surrounded the majority of the Early implants, indicating the absence of osseointegration.

fig 3

Figure 3: Energy dispersive X-ray analysis of failed dental implants. Energy-dispersive X-ray analysis: Top row – A representative set of SEM images and photographs. Bottom row – EDS spectrum analyses of the implant with no bone attachment (a) tartar (b), and bone (c).

In contrast, instances of Late implant failure revealed progressive resorption of bone radiographically (Figures 2 and 4), often accompanied by some residual bone tissue around the implant apex during explantation (Figure 3(c)).

The scanning electron micrographs of implants were consistent with the radiographic findings or clinical presentation and notes, Figure 3 shows EDS and light micrographs that were obtained from an implant with no direct bone contact (Figure 3 (a), tartar (Figure 3 (b), and bone present on an implant surface (Figure 3 c).

Scanning electron microscopy (SEM) analyses were conducted on several samples to understand other mechanisms of failure. In one case, the implant failure occurred due to a fracture, and its description is given below.

Case Description

A 3.5x13mm Nobel implant at site #10 (maxilla), which retained a locator overdenture for six years. Clinical notes revealed that the patient presented with severe pain and peri-implant purulence. The patient admitted to functioning on the implant without the denture in place before the fracture. The coronal 2/3 of the implant was mobile, encapsulated with soft tissue, and easily extracted with forceps. The apical 1/3 of the implant was osseointegrated and removed surgically with a high-speed handpiece. SEM photomicrographs validated the finding (Figure 5). The broken cross-sectional surface showed signs of shear fractures (Figure 5(c)). The presence of bone tissue was confirmed using the BSE (Figure 4(d) within the apical portion, while only soft tissue was present at the coronal portion of the implant (Figure 5(e)). EDS of the coronal (soft tissue encapsulated) aspect showed mainly Titanium without evidence of elements of bone while the apical portion surrounded by the adhered bone tissue presented high amounts of Calcium, Titanium, and Phosphorus, with trace amounts of Sodium and Aluminum.

fig 4

Figure 4: Radiographic images illustrating bone loss progression in Late Dental Implant Failures. A set of radiographic images showing the progression of bone loss in a Late Failure case, where one implant was lost (where the implant was placed in tooth #13 (Biomet 3i Nanotite 4×13)). The images demonstrate the progressive bone loss selectively with the implant placed at #13 after losing natural tooth #15. Implants at sites #12 and #14 are also impacted by #13’s peri-implant bone loss.

fig 5

Figure 5: Image characterization of a Nobel 3.5x13mm implant failure. (a) A radiograph showing the fractured Nobel 3.5x13mm implant at site #10 present for 6 years. A combination of horizontal bone loss from the implant platform and a radiolucent halo with osseointegrated apical 1/3 is needed. (b) A macroscopic view of dental implant. (c) An axial view of the sheared implant surface under SEM. (d) The SEM image shows the presence of bone on apical 1/3 of the osseointegrated implant remnant. (e) The SEM image of the coronal 1/3 of implant surface devoid of bone where soft tissue encapsulation had occurred. Inset images in (c), (d) and (e) are photographic images of the respective implant surfaces. While the top row of (c), (d), and (e) are the representations of the surface under the secondary mode, the bottom row is representative of the backscattering mode.

Statistical Analyses

Among the 45 Utah veterans with at least one DIF between 2019 and 2021, 31 experienced Late DIFs (occurring greater than six months post-implant placement; Late DIF), while 14 experienced early DIFs (within six months of implant placement; Early DIF). Table 2 outlines the demographic and patient characteristics, failure details, and comorbid conditions for both Late and Early DIF cases. The Late DIF group exhibited a mean follow-up time of 6.6 years (median: 5.8; IQR: 2.0-9.8 years), whereas the Early DIF group had a mean follow-up time of 0.3 years (median: 0.3; IQR: 0.1-0.3). The average age at implant placement was 60.5 and 65.0 years, while the mean age at implant removal was 67.1 and 65.3 years for the Late and Early DIF cohorts, respectively.

Table 2: Veteran dental implant failure characteristics

Total

Failure after 6months Failure before 6months p-value
N=45 N-31 N=14
Sex (Male)

43 (95.6%)

30 (96.8%) 13 (92.9%)

0.53

Implant Characteristics:
Follow-up time:
Average (Years (SD))

4.6 (5.3)

6.6 (5.3) 0.3 (0.2) <0.001

Median (Years (IQR))

2.4 (0.4-7.8) 5.8 (2.0-9.8) 0.3 (0.1-0.3)

<0.001

Age at implant removal:
Average (Age (SD))

66.5 (9.8)

67.1 (8.9) 65.3 (11.9) 0.58

Age>70yearsold (count (%))

24 (53.3%) 17 (54.8%) 7 (50.0%)

0.76

Age at implant placement
Average (Age (SD))

61.9 (10.5)

60.5 (9.6) 65.0 (11.9) 0.18

Age>70yearsold (count (%))

13 (28.9%) 6919.4%) 7 (50.0%)

0.036

Failure Characteristics:
Failure type

0.001

Previously osseointegrated implant

31 (68.9%)

26 (83.9%) 5 (45.7%)

Never integrated to begin with

14 (31.1%) 5 (16.1%)

9 (64.3%)

Type of tooth replacement

0.18

Completed dentures

16 (35.6%)

13 (41.9%) 3 (21.4%)

Partial edentulous

29 (64.4%) 18 (58.1%)

11 (78.6%)

Periodontal health

0.33

Peri-implantitis

11 (24.4%)

9 (29.0%) 2 (14.3%)

Past periodontitis diagnosis

26 (57.8%) 18 (58.1%)

8 (57.1%)

No existing periodontitis

8 (17.8%)

4 (12.9%) 4 (28.6%)

Bone loss

35 (77.8%) 27 (87.1%) 8 (57.1%)

0.025

Infection

9 (20.0%)

4 (12.9%) 5 (35.7%) 0.077

Plaque

44 (97.8%) 30 (96.8%) 14 (100.0%)

1.00

Comorbidities:
Xerostomia

42 (93.3%)

28 (90.3%) 14 (100.0%) 0.54

Diabetes

19 (42.2%) 13 (41.9%) 6 (42.9%)

0.32

Thyroid disorder

11 (24.4%)

7 (22.6%) 4 (28.6%) 0.67

Htperlipidemia

20 (44.4%) 15 (48.4%) 5 (35.7%)

0.43

PTSD

20 (44.4%)

15 (48.4%) 5 (35.7%)

0.43

Labs:
Haemogobin A1C

0.33

NA

20 (44.4%)

16 (51.6%) 4 (28.6%)

5-6.9

16 (35.6%) 10 (32,3%)

6 (2.9%)

>=7

9 (20.0%)

5 (16.1%)

4 (28.6%)

Social History:
Smoking

22 (48.9%)

18 (58.1%) 4 (28.6%) 0.067

Alcohol

14 (31.1%) 10 (32.3%) 4 (28.6%)

0.80

Opioid

18 (40.0%)

13 (41.9%) 5 (35.7%)

0.69

Patient Demographics, showing dental failure types and clinical characteristics of Utah veterans who experienced at least one dental implant failure. Early Failures = 0 to 6 months; Late Failures = >6.0 months; N/A: Not Available, i.e., no diabetes; PTSD: Post Traumatic Stress Disorder; SD: Standard Deviation; IQR: Inter-Quartile Range.

Table 2 further indicates that the study cohorts were predominantly male sex (96.8% and 92.9% for Late and Early DIF cohorts, respectively). In the Late DIF cohort, 83.9% of the failure occurred with previously osseointegrated implants, while infections only accounted for 12.9% of cases. Conversely, in the Early DIF cohort, the majority of failures (64.3%) were due to lack of osseointegration. Among the Early DIF cases, failures were prevalent in partially edentulous patients (78.6%), with associated factors including bone loss (57.1%) and infection (35.7%). Notably, all 14 cases of Early DIF (100%) exhibited a buildup of plaque. Overall, bone loss was significantly higher in the Late DIF cohort (87.1%) compared to the Early DIF cohort (57.1%).

Univariable logistic models were employed to calculate the odds ratios (ORs) (Figure 6). Initial univariable analyses identified statistically significant association with individuals over 70 years old at the time of implant placement (OR 0.19, 95% CI [0.05,0.81], p=0.025), failure to osseointegrate (OR 0.12, 95% CI [0.03,0.55], p=0.006), bone loss (OR 4.98, 95% CI [1.02,24.38], p=0.048), infection (OR 0.16, 95% CI [0.03,0.75], p=0.020), and smoking (OR 4.93, 95% CI [1.20,20.27], p=0.027) within the failure groups. Notably, both bone loss and smoking exhibited a 4-fold increase in the odds of failure within the Late DIF group.

Multivariable logistic regression analyses were then conducted, adjusting for significant risk factors outlined in Figure 6. The outcomes are presented in Table 3. The findings indicate a noteworthy association between progressive bone loss and Late DIF (OR: 7.15 (95% CI [1.08,47.17]; p=0.041). Notably, factors such as age at implantation (OR 0.11, 95% CI [0.02,0.65] p=0.02) and infection (OR 0.09, 95% CI [0.01,0.78], p=0.029) exhibited relatively reduced odds for Late DIFs compared to Early failures. Smoking lost its significance when adjusted for confounding variables.

fig 6

Figure 6: Odds Ratios for the univariable logistic regression model for Veteran dental implant failures. A forest plot showing Odds Ratios (OR) for the Univariable logistic model. PTSD – Post Traumatic Stress Disorder.

Table 3: Dental Implant Failures – Multivariate model

Failure after 6months

OR (95%CI) P-value

Age at implantation (>70 years)

0.11 (0.02,0.65)

0.015

Infection

0.09 (0.01,0.78)

0.029

Progressive bone loss

7.15 (1.08,47.17)

0.041

Smoking

1.65 (0.30,9.03)

0.057

Adjusted odds ratios (OR) for Late DIF among Utah veterans.

Discussion

This study posed the hypothesis that Early and Late DIFs may stem from different underlying causes. Our multivariate statistical analysis supported this hypothesis, demonstrating a strong association between progressive bone loss and Late DIFs (OR 7.15, 95% CI 1.08,47.17; p=0.041) compared to the referent group, Early DIFs. Conversely, our data supported that advancing age (p=0.015) and infection (p=0.029) were relative risk factors for Early failures. Although smoking is a known risk factor for DIFs, showing significance for Late failure in the univariate model, its significance (p=0.057) diminished when adjusted for other risk factors in the multivariate model. Despite the limited sample size (n=45), our study provided valuable insights into the distinct processes underlying both Early and Late implant failures, thereby justifying the rationale for conducting a further chart review study for validation, which is currently underway.

Radiographically, the pattern of bone loss observed in Early DIF cases often manifested as radiolucent peri-implant lines or halo patterns, whereas Late DIF cases commonly exhibited higher percentages of bone loss in vertical/cupping and horizontal patterns (Figures 1, 2, and 4). A common feature of both Early and Late DIF was the lack of bone on the implant surface microscopically (Figure 3(a)). With few exceptions, radiographic bone loss in Early DIFs was minimal and located near the alveolar crest (Figure 2). Some samples showed a radiolucent line/halo (Figure 1(d)), while only one in the Early group showed catastrophic bone loss affecting adjacent teeth. Functional osseointegration likely never occurred in the Early group [12,13].

Though the radiographic approximation of bone and implant is not regarded as absolute confirmation of osseointegration, the peri-implant radiolucencies, confirmed with clinical history, of these cases were confirmation of the absence of bone-to-implant contact and DIF [14]. All 14 (100%) Early failure cases had a high plaque score, indicating an active microbiome and poor compliance with home care. Additionally, EDS data confirmed the presence of the elemental composition for tartar (calculus) on several samples [15]. The overgrowth of pathogenic bacteria and eventual seeding of the device with virulent organisms is a likely explanation for the association of Early DIFs with infection. Yaghmoor et al. have shown that preoperative antimicrobial rinses reduce the oral cavity’s bacterial load before implant placement, thereby reducing post-operative complications [16].

Furthermore, Kaminski et al. suggested that old age and systemic disease were factors that reduced the bacterial load required to cause severe maxillofacial infections.17 Such factors may explain why SL VA data shows the elderly are significantly more likely to experience Early DIF. This observation is consistent with the diminished ability to heal and combat infection that occurs with advanced age. The elderly are prone to developing multimorbidity and are colonized with increased anaerobic bacteria and fungi [17]. In short, older age predisposes patients to infection because of exposure to more pathogenic microbes and declining health.17

An additional factor associated with Early DIF is surgical insufficiency [18]. Although not analyzed in this study, operator- dependent factors and surgical concerns that could have contributed to peri-implant crestal bone loss include incorrect 3-D placement (i.e., angulation), insufficient bone or soft tissue, torque-induced bone compression, and inadequate osteotomy preparation to name a few. Unsurprisingly, experienced surgeons (≥50 implants placed per year) have fewer failures than those with less experience (<50 implants placed per year) or trainees [19]. Such considerations highlight the value of appropriate surgical training and mentorship [20].

Patients in the Late DIF group were generally younger (average 60.5 years) at the time of placement, and progressive bone loss was evident years later (Figures 2 and 4). Since only 12.9% acute infection (purulence, pain, swelling) was noted in the Late DIFs in this series, it is important to consider what other factors could have contributed to progressive osteolysis and eventual peri-implant bone loss [21]. Albrektsson’s standard of 1-1.5 mm of bone loss in the first year and 0.2mm annually highlights the difficulty of maintaining an implant long-term. An expectation of bone loss exists within the definition of a clinically successful implant.

Based on clinical history, most Late failures evaluated presented with signs consistent with Renvert’s definition of peri-implant disease, which is defined as bleeding on probing in addition to radiographic bone loss of 0.5mm to 5mm following initial healing [22]. Evidence suggests progressive bone loss is related to low-grade microbial insult, subsequent inflammatory response, genetics, and systemic health. Clinical, SEM and light microscopic data demonstrated that tartar was present in only 14 (26.4%) Late DIF cases. Patient compliance with hygiene practices, general health recommendations (e.g. smoking cessation), and regular dental cleanings have a significant impact on the patient’s microbiome and peri-implant health [23,24]. Sufficient healthy, keratinized soft tissue is as important as osseointegration for long-term implant success [25].

Implant longevity is further affected by occlusal forces. Although mechanics played an obvious role in the failure of those implants that were lost due to fracture (Figure 5), they may also contribute to failure more insidiously [26]. Figure 4 shows a series of radiographs in which implants at sites 12, 13, and 14 were stable for many years. The natural tooth at site #15 was lost, and significant bone loss was observed on adjacent implants shortly thereafter. Though several factors could have influenced such bone loss, it is possible the change in occlusion forces after the loss of natural tooth #15 resulted in mechanical overload for which the alveolar bone near implant #13 could not compensate [27]. Harold M. Frost updated Wolff’s law—the Utah paradigm of skeletal physiology—and described the biomechanical relationship between the stress placed on the functional unit of bone and the health of the load-bearing tissue [28]. As with the atrophy and hypertrophy witnessed in the disuse and use of muscle, bone requires appropriate mechanical loading to maintain its volume. When viewed through the lens of Frost’s “Utah paradigm,” the alteration of occlusal forces transferred to the bone with a dental implant versus the teeth and periodontal ligament could explain the significant alveolar bone loss that occurs over time [29]. Naghavi et al. described stress shielding as the main cause of aseptic loosening and bone loss in long-term orthopedic implants [30]. Another reason for progressive bone loss could be linked to osteolysis if wear debris is created as the result of micro-motion [30]. Thread design, platform switching, sequence and time of loading, and implant surface (e.g., machined collars, roughened surfaces) have been shown to play a role in stresses transferred to bone and impact osseointegration [31-34]. These factors need further investigation and could contribute to long-term implant success.

Another significant finding within the univariable analysis of Late failure cases was the association with smoking. However, when adjusted, it lost significance in the multivariable model. It is worth noting that both are failed groups. Smoking is a well-known risk factor for all DIFs and is supported by the existing literature [35]. The meta-analysis by Mustapha et al. suggests exposure to the toxins in cigarette smoke negatively impacts long-term dental implant survival [36]. Mustapha further stated that smoking inhibits osteogenesis and angiogenesis, diminishes bone mineralization and trabeculation, reduces intestinal calcium absorption, and increases free radical damage. Exposure to smoke is further associated with higher bleeding index, mucosal inflammation, and deeper peri-implant probing depths when compared to non-smokers [36].

Serious health conditions were present in 39 of the 45 patients, and 37 of those patients (75.5%) had been diagnosed with ≥4 serious health conditions, while the same number (75.5%) were also taking ≥4 prescription medications. Commonalities between both groups were challenges with substance abuse, polypharmacy, chronic opioid use, mental health, and multiple co-morbid conditions (e.g., coronary artery disease, kidney disease, diabetes, depression, PTSD). Only 12 (24.5%) of the 45 reported no use of alcohol, tobacco, opioids, or illicit drug use. Drug abusers generally used multiple illicit substances (alcohol 27/45, tobacco 16/45, opioids 20/45, illicit drugs 6/45). Further investigation on the effect of these environmental and health factors impact on dental implant success is warranted and supported by the literature [37-39].

Conclusion

In summary, our findings indicate that Early and Late DIFs are associated with distinct risk factors: namely, a lack of osseointegration in Early failures and progressive bone resorption for Late failures. Given the relatively short mean failure time of 0.3 years (IQR: 0.1 – 0.3 years) for Early DIF and 5.8 years (IQR: 2.0 – 9.8 months) for Late DIF, it appears that Early failures may be preventable through interventions aimed at enhancing healing and osseointegration, such as surgeon training and stringent patient selection criteria. Additionally, while factors contributing to Early failure, such as adherence to drilling protocols, tissue management, and antimicrobial rinses, can be effectively managed by experienced providers, trainees may need extensive guidance.

The adjusted multivariate model revealed a roughly seven-fold increase in the relative odds associated with Late failures and bone loss, highlighting the importance of managing risk factors related to progressive bone loss to improve implant longevity. While many underlying causes of progressive bone loss remain elusive and warrant further research, the authors speculate that mismatches between bone resorption and deposition, compounded by local peri-implant tissue infection or inflammation, may play a pivotal role in failures. Age- related changes, medication use, and poor oral health are potential contributors to implant failure, which lie beyond the control of the provider. Nonetheless, proactive management of these factors could potentially mitigate their impact on implant overall outcomes.

The major limitation of this study was the small sample size. Many known confounders were not controlled (e.g. patient hygiene, health, surgeon experience, etc). Moreover, females were underrepresented within this veteran cohort, and this analysis might not have underscored any risk factors related to sex differences.

Further research is needed to fully elucidate the complex mechanisms underlying implant failure and develop more effective strategies for its prevention and management.

Conflict of Interest Statement

The authors declare no conflict of interest

Author Contribution Statement

All authors have made significant contributions to this article. The article was a collaborative effort conceived collaboratively, involving Alec Griffin and Sujee Jeyapalina; the acquisition of data was a team effort, with contributions from Alec Griffin, Sujee Jeyapalina, and Guo Wei. Guo Wei performed the data and statistical analysis. Dr. Brown aided in sample collection. Data interpretation, drafting, critical revisions, and final approval of the version to be published were carried out collectively by Alec Griffin, Layne Brown, Guo Wei, Aaron Miller, Jill Shea, Mark Durham, and Sujee Jeyapalina.

Acknowledgments

We would like to thank Pooya Elahitaleghani, PhD for his contribution in generating the scanning electron microscope images, along with the providers and staff at the VA SLC Dental Clinic for their help in sample collection for this study. No funding was received for this study. We would like to thank Nobel Biocare and Zimmer Biomet for supplying several new dental implants for comparison.

Summary Box

What is known:

  • Current literature estimates dental implant failure rates of 5-10% within the first decade after implantation among the general
  • Late dental implant failures initially integrate but fail over time while early dental implant failures occur due to failure to

What the study adds:

Late vs early dental implant failures are associated with distinct risk factors. Specifically, late failures result from progressive bone resorption and early failures from a lack of bone-to-implant integration.

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Concurrent Validity of the Dissociative Disorders Interview Schedule for Diagnosing Major Depressive Disorder in a Highly Dissociative Outpatient Sample

DOI: 10.31038/JNNC.2024711

Abstract

The Dissociative Disorders Interview Schedule (DDIS) is a widely used structured interview that makes DSM-5 diagnoses of the dissociative disorders, somatic symptom disorder, major depressive disorder and borderline personality disorder. The Self-Report Dissociative Disorders Interview Schedule (SR-DDIS) asks the same questions as the DDIS but in a self-report format. The SR-DDIS was administered to 132 participants in a partial hospitalization/ intensive outpatient program specializing in trauma and dissociation along with several other measures and a clinical interview. Cohen’s kappa for the rate of agreement between the SR-DDIS and a clinical interview for the diagnosis of major depressive disorder was 0.66, which is a substantial level of agreement: in comparison, intraclass kappa for major depressive disorder in the DSM-5 field trials was 0.25. The SR-DDIS can be used to make a valid diagnosis of depression.

Keywords

Major depressive disorder, Dissociative disorders interview schedule, Concurrent validity

Major depressive disorder is a common comorbidity in dissociative identity disorder (DID). In studies with the Dissociative Disorders Interview Schedule (DDIS) and other measures of depression, it is common for over 90% of people with DID to meet lifetime criteria for comorbid major depressive disorder. For example, in a sample of 107 patients with multiple personality disorder (MPD), 97.2% met criteria for major depressive disorder on the Structured Clinical Interview for DSM-III-R (SCID) [1,2]. The DDIS has established reliability and concurrent validity for the diagnosis of DID and/or dissociative disorder not otherwise specified (DDNOS) versus no dissociative disorder and can differentiate DID from other disorders including DDNOS and schizophrenia [3]. It would be useful to have a single measure that can make valid diagnoses of both DID and depression, since depression is such a common comorbidity among individuals meeting criteria for DID. The DDIS is the only measure that makes both diagnoses. In the two most recent studies of depression in DID, Pan et al. [4] did not make DSM-5 diagnoses but in a sample of 21 patients with DID, they reported an average score on the Beck Depression inventory (BDI) of 30.33 (SD 14.07) which indicates high levels of clinically significant depression [5]; Fedai and Asoglu [6] found that 47 out of 70 (67.1%) patients with DID had a prior clinical diagnosis of a depressive disorder. In order to investigate the concurrent validity of the self-report version of the DDIS (SR-DDIS) for making a diagnosis of major depressive disorder we performed a retrospective chart review on 132 patients admitted to a partial hospitalization/intensive outpatient program over a period of a year, to determine the rate of agreement between a clinical interview and the SR-DDIS for the DSM-5 diagnosis of major depressive disorder.

Previous research has demonstrated a high rate of agreement between the DDIS and SR-DDIS [7]. For example, in a sample of 100 inpatients in a program specializing in dissociative disorders, there were no significant differences between the DDIS and SR-DDIS on average scores for somatic symptoms, secondary features of DID, Schneiderian first-rank-symptoms, ESP/paranormal experiences or borderline personality disorder criteria positive. Cohen’s kappa for the rate of agreement between the DDIS and SR-DDIS for the diagnosis of major depressive disorder was 0.52. Our theoretical model for understanding the relationship between DID and depression is simple and straight forward but is not tested in the current study: the traumatic childhoods of people with DID induce and reinforce a wide range of fight, flight and freeze responses as discussed at length by van der Hart, Nijenhuis and Steele [8], resulting in a wide range of comorbidities. Major depressive disorder is one of these because the childhoods of individuals with DID induce a sad, depressed, lonely child ego state that persists into adulthood. Put simply, people with DID have a lot of things to be depressed about.

Method

Participants

Participants were 132 patients treated at an outpatient partial hospitalization/intensive outpatient program specializing in trauma and dissociative disorders. The average age of the participants was 36.1 years (SD=12.2); 92 were female, 26 were male, one was trans-male and 3 did not specify their gender; 72 were white, 14 were Hispanic, 7 were African-American, 3 were American Indians, 1 was Asian and 31 did not specify their race; 84 were married, 30 were single, 14 were separated or divorced, and 4 did not specify their marital status. The average length of stay was 48.4 days (SD=38.0). The participants were admitted consecutively from January 28, 2022 to January 30, 2023. All participants provided written informed consent. The study results are presented in compliance with the World Medical Association Declaration of Helsinki ethical guidelines. Average scores on the self- report measures for the participants were: Dissociative Experiences Scale (DES) 32.2 (SD=23.4); Beck Depression Inventory (BDI) 30.4 (SD=11.9); and Patient Health Questionnaire (PHQ-9) 16.5 (SD=5.9). On the DDIS-SR, 22 met criteria for dissociative identity disorder (DID), 27 for dissociative amnesia and 3 for depersonalization- derealization disorder; the SR-DDIS does not diagnose other specified dissociative disorder because that diagnosis requires an interviewer judgment in the interviewer-administered DDIS. On the SR-DDIS, 94 participants met criteria for major depressive disorder. The SR-DDIS does not diagnose generalized anxiety disorder or post-traumatic stress disorder or other forms of comorbidity common in persons meeting criteria for DID. On the SR-DDIS, the average number of somatic symptoms for the participants was 12.4 (SD=8.2); the average number of Schneiderian first-rank symptoms of psychosis was 3.3 (SD=3.7); the average number of secondary features of DID was 5.5 (SD=4.7); the average number of borderline personality disorder criteria positive was 5.3 (SD=2.5); and the average number of ESP/paranormal experiences was 2.7 (SD=2.9). On clinical interview, 50 participants met criteria for DID, 104 for major depressive disorder, 104 for generalized anxiety disorder and 100 for post-traumatic stress disorder.

Materials

All participants completed the Self-Report Version of the Dissociative Disorders Interview Schedule (SR-DDIS), the Beck Depression Inventory (BDI) the Patient Health Questionnaire (PHQ- 9), and the Dissociative Experiences Scale (DES), as well as a clinical interview based on DSM-5 criteria for major depressive disorder [9]. All these evaluations were conducted within the same admission (average length of stay, 48.4 days). The clinical interviews were conducted in person by the program nurse practitioner in the first few days of admission and the SR-DDIS interviews were distributed by the second author and then collected after completion.The PHQ-9 [10] is a widely used 9-item measure of depression. In two different studies the PHQ-9 had excellent internal reliability (Cronbach’s alpha, 0.86 and 0.89); test-retest reliability for the PHQ-9 was 0.84 [10]. Scores above 15 on the PHQ-9 indicate moderately severe depression [10]. The DES is a 28-item self-report measure that yields an overall score ranging from 0-100 [11,12]. It has been used in a large number of studies and has good reliability and validity; scores above 30 on the DES indicate a strong likelihood of a dissociative disorder [13]. The BDI has likewise been used in a very large number of studies and has demonstrated reliability and validity: scores above 20 are generally taken to indicate clinical depression, while scores above 30 indicate severe depression [14]. The DDIS has been used in a wide range of studies in clinical populations and the general population [3,7,15- 17]. The rate of agreement between the DDIS and a clinical interview for the diagnosis of DID and/or dissociative disorder not otherwise specified in a sample of 201 inpatients using Cohen’s kappa was 0.71 [15]. The DDIS and SR-DDIS contain 131 items in exactly the same wording: the only difference is that interviewer instructions have been removed from the SR-DDIS. Both make DSM-5 diagnoses of somatic symptom disorder, major depressive disorder, borderline personality disorder and the DSM-5 dissociative disorders based on verbatim versions of the criteria in DSM-5. Both ask about physical and sexual abuse and prior experience in the mental health system including prior medications and psychotherapy. Both yield scores on the subscales of items incorporated in the diagnostic criteria and in separate sections for secondary features of DID and ESP/paranormal experiences. The interviews yield DSM-5 diagnoses plus symptom cluster scores that can be compared to average scores for other diagnostic groups and the general population [3].

Results

Cohen’s kappa for the rate of agreement between the clinical interview by the nurse practitioner and the SR-DDIS for the diagnosis of major depressive disorder was 0.66.

Discussion

The 132 participants in the current study were similar to previous samples from an inpatient hospital-based program specializing in trauma and dissociation interviewed with the DDIS [3,7,15,17] and also to outpatient samples of DID interviewed with the DDIS [16], although samples in which all participants have DID score higher on the DDIS symptom scales than those with a mixture of different dissociative disorders in terms of their average scores on the DDIS. For example, in Ross and Ellason [3], the average scores for 296 DID patients interviewed with the DDIS were: somatic symptoms, 15.4 (SD=7.6); Schneiderian first-rank symptoms of psychosis, 6.6 (SD=2.9); secondary features of DID, 10.6 (SD=3.4); borderline personality disorder criteria positive, 5.5 (SD=2.1); and ESP/ paranormal experiences, 5.8 (SD=3.5). The DDIS has also been used to study the general population [17]; the full text of the DDIS, the SR-DDIS and their scoring rules are available from the first author. The Cohen’s kappa of 0.66 for the diagnosis of major depressive disorder in the present study is much higher than the agreement rate of 0.25 for the diagnosis of major depressive disorder in the DSM- 5 field trials [18,19]; Regier et al. [18] rated their intraclass kappa as indicating questionable validity of the disorder. Although these two methodologies are not equivalent, they suggest that the SR-DDIS provides a valid diagnosis of major depressive disorder compared to other evaluation methods. The SR-DDIS and the DDIS had moderate or substantial rates of agreement for the different DSM-5 diagnoses they make in a sample of 100 inpatients [7]. Additionally, the rate of agreement between the DDIS and a clinical interview for the diagnosis of DID and/or dissociative disorder not otherwise specified in a sample of 201 inpatients using Cohen’s kappa was 0.71 [15]. The results of these studies with the DDIS and SR-DDIS indicate that both have reliability and validity data supporting their use for diagnosing the dissociative disorders and major depressive disorder. All studies with the DDIS and SR-DDIS have indicated high rates of comorbid major depressive disorder in individuals meeting criteria for DID, usually above 95%. It is useful to be able to make DSM-5 diagnoses of both DID and depression using the same structured interview.

References

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  20. Cohen J (1960) A coefficient of agreement for nominal Educational Psychology Measures 20: 37-46.

Difficult Situations and Responses Experienced by the Japanese Nurses in Daily Practice

DOI: 10.31038/IJNM.2024532

Abstract

Purpose: The purpose of this study was to clarify the difficult situations experienced by Japanese nurses, their responses to these situations, the relationship between the factors causing these difficulties and the degree of difficulties, and to examine the support needed by nurses.

Methods: A self-administered, unsolicited questionnaire survey was conducted among Japanese nursing professionals via the web to collect data on situations in which they experienced difficulties in their daily practice, including their frequency, degree of difficulty, and coping methods. Descriptive statistics were calculated.

Results: The top difficulties experienced by nurses were “communication with patients/users,” “coordination among nurses,” and “communication with patients’/users’ families.” The difficulty level of “coordination among nurses/multi-professionals” was significantly higher, and many respondents had experienced job turnover or a leave of absence. While the majority of respondents consulted within the workplace, there were difficulties in “coordination among nurses.”

Conclusions: Japanese nurses experienced a high frequency of difficult situations with a high degree of difficulty. For “coordination among nurses/ coordination among other professions,” which was particularly challenging, it is necessary to implement organizational measures, such as the development of an organizational structure and support for the coordination of human relationships. On the other hand, it was suggested that there is a need for support to obtain hints for self-help solutions outside the workplace, such as through internet searches.

Keywords

Nurses, Difficulty, Japan, Turn over

Introduction

The nursing shortage is a problem that is occurring all over the world. If left unresolved, it is a problem that can seriously affect the delivery of quality healthcare [1]. Frequent turnover of nurses in hospitals leads to reduced staffing levels, which negatively affects the quality of care and patient safety [2]. Many countries are therefore attempting to address the nursing shortage, and it has been found that the most effective strategy is to maintain the current workforce [3]. In Japan, nursing practice is becoming increasingly sophisticated and complex, and nurses are faced with a variety of difficult nursing situations. The distress caused by nurses’ job-related difficulties affects their retirement, professional development and the quality of nursing practice [4]. Therefore, we considered it necessary to identify the difficulties nurses face in their daily practice and how they cope with them, and to support them to continue working. This study was conducted with the aim of identifying the difficult situations experienced by Japanese nurses and their responses and the relationship between the factors causing difficulties and the level of difficulty, and to examine the support needed by the nursing profession.

Methods

Design

This study utilized fact-finding research through distribution surveys.

Data Collection

The survey was conducted on 500 Japanese nursing professionals (nurses, public health nurses, and midwives) registered as monitors with a web-based research company and working in medical facilities, home nursing stations, government agencies, and companies. Sample size was calculated based on literature review. A self-administered, anonymous questionnaire was used to collect data on personal background and “difficult situations experienced by nurses. “For personal background, questions were asked mainly about the type of occupation/years of experience/position/place of work/age/gender in which they are engaged. For the “difficult situations experienced by nursing professionals,” a framework was developed and a questionnaire was constructed to reflect the literature and the real voices of nursing professionals by identifying situations that were perceived as more difficult than the SNS. A pretest of this questionnaire was conducted with nursing faculty members to confirm the content, order of questions, and consistency. The questionnaire items were problem-solving when troubled or distressed in daily practice (coping methods/frequency of troubled experiences/experience of leaving or taking a leave of absence), situations in which the respondents felt difficulties in daily practice (subject of difficulty/characteristics of the subject/scenario/free description of the scene/free description of the response/degree of difficulty), degree of difficulty felt (enter “10” for difficulty to quit immediately and “1” for difficulty that is not a problem), and symptoms caused by the response to difficult situations. Data were collected from 15-22 December 2023, when a web-based survey was commissioned to a web-based research company.

Data Analysis

Data on situations in which participants experienced difficulties in daily practice, their frequency, degree of difficulty, and coping methods were collected, and descriptive statistics were calculated. Additionally, the χ² test and Spearman’s rank correlation coefficient were calculated using SPSS Ver. 28.

Ethics

The purpose, methods, and ethical considerations of the study were explained to the subjects on the web screen, and their consent was deemed to have been given upon submission of their responses. The survey was anonymous, and the results were managed using identification numbers to ensure that individuals could not be identified. Information will not be used for any purpose other than the research, and data related to the survey will be strictly managed by the researcher. The study was conducted with the approval of the Ethics Review Committee of Kawasaki City College of Nursing.

Results

Overview of the Subjects

Responses were obtained from 428 Japanese nursing professionals. The study subjects ranged in age from 20s to 60s. 396 (92.5%) were nurses, 13 (3.0%) were public health nurses, and 19 (4.4%) were midwives (Table 1).

Table 1: Demographics of the participating patients (n=428).

tab 1

Difficult Situations Experienced by Nurses

All 428 (100%) experienced difficulties in practice, and 122 (28.5%) most frequently experienced “wanting to quit/not wanting to go to work” because of these difficulties, at least twice a week, followed by 63 (14.7%) about once a week. The top difficulties were “communication with patients/users” (107 respondents, 25.0%), “coordination among nurses” (101 respondents, 23.6%), “communication with patients’/users’ families” (49 respondents, 11.4%), and “practical skills (nursing techniques, etc.)” (37 respondents, 8.6%). When the level of difficulty was defined as “10” for wanting to quit immediately and “1” for no problem, 87 (62.8%) of the respondents rated the difficulty as “7” or more, and 106 (24.8%) indicated they had “left/took a leave of absence” due to the difficulty. To solve their problems, 306 (71.5%) responded “consulting with a senior colleague,” 289 (67.5%) “consulting with a supervisor,” 277 (64.7%) “consulting with a peer,” and 222 (51.9%) “searching the Internet.” The most common symptoms caused by dealing with difficult situations were fatigue/exhaustion (291 respondents, 68.0%), depression (254 respondents, 59.3%), and anxiety (227 respondents, 53.0%) (Table 2).

Table 2: Outline of difficulties experienced in daily nursing practice (n=428).

tab 2(1)

tab 2(2)

Difficulties, Degree of Difficulty, and Experience of Leaving the Workplace or Taking a Leave of Absence

A χ² test was conducted on the content of difficulty and the degree of difficulty. The results showed that the content of difficulty related to “communication with patients/patients’ families” was significantly associated with a Moderate degree of difficulty (p=.002), while the content of difficulty related to “coordination among nurses/ multiprofessionals” was also associated with a moderate degree of difficulty (p=.002) (Table 3). There was also an association between the content of difficulties and the experience of leaving/taking a leave of absence (p<.001), with more respondents having left/taken a leave of absence for “coordination among nurses/multidisciplinary staff ” and fewer respondents leaving/taking a leave of absence for “communication with patients/patients’ families” (Table 4).

Table 3: Difficulty Description and Degree of Difficulty (n=428).

tab 3

Table 4: Description of hardship and separation leave (n=428).

tab 4

Difficulty Level, Experience of Leaving Work/Taking a Leave of Absence, and Psychosomatic Symptoms When Experiencing Difficulty

Spearman’s rank correlation coefficient was calculated for the degree of difficulty and frequency of not wanting to go to work, and a significant correlation was found (p<.001, r=.263). There was also a relationship between the level of difficulty and whether or not the respondent had ever left work/taken a leave of absence, with those that had never left work or taken a leave of absence having significantly lower levels of difficulty (p<.001). Associations were found for Anorexia, insomnia, depression, and anxiety (p<.001), and those with higher levels of difficulty experienced more physical and mental symptoms with job turnover/leave of absence. (Table 5).

Table 5: Degree of difficulty and experience of separation/leave of absence from work and psychosomatic symptoms physical symptoms (n=428).

tab 5

Discussion

The most challenging situations experienced by the nursing professionals were “patient/user communication,” “coordination among nurses,” and “communication with patient/user families. All of these were relationship issues surrounding the nursing profession, suggesting the need for training support in relationship coordination. The nurse-patient relationship is the basis of nursing care, a helping relationship built with patients and their families based on interaction, communication, respect for ethical values, acceptance, and empathy. Communication to establish the helping relationship, like other nursing skills, requires a special training process [5]. In addition to this basic communication, patient/family harassment and ‘difficult patients’ must also be addressed. About a third of nurses worldwide indicated exposure to physical violence and bullying, about a third reported injury, about a quarter experienced sexual harassment, and about two-thirds indicated nonphysical violence [6]. In the nurses’ view, the ‘difficult patients’ had little insight into their illnesses, denied they were ill and were noncompliant [7]. Contributing causes of patients becoming difficult for nurses seemed to be different norms and values and the nurses’ work situation [7]. When there is such unreasonable communication from patients and families, it is necessary to take organizational measures in addition to communication training for individual nurses.

Since the difficulty in “coordination among nurses/other professions” was higher than that in “communication with patients/ patients’ families,” and since there was a high rate of turnover/leave from work, it is necessary to focus on this area. The most common style used by nurses overall to resolve workplace conflict was compromising, followed by competing, avoiding, accommodating, and collaborating [8]. Thus, coordination among nurses is difficult when individual nurses are dealing with this issue, and the team needs to consider improvements. Enhanced team communication may strengthen nurses’ attachment to their organizations and teams and improve nurse retention [9]. When nurses feel psychologically safe at work, they are more likely to engage in open communication, which in turn can lead to greater job satisfaction, decreased turnover intention, and improved patient safety [10]. Effective communication, respect, and proper recognition are among the main strategies that senior leaders can use to retain nurses [11]. Therefore, it was suggested that there is a need to enhance educational content for managers related to improving the workplace environment to enhance psychological safety in the workplace, such as organizational structure and support for adjusting human relations, as well as communication skills and other educational content that can be used for coordination and collaboration. In addition, those with high levels of difficulty experienced many physical and mental symptoms, suggesting the need to work on self-care and to talk to each other to see if nurses who complain of physical or mental illness have any difficulties. On the other hand, those with low levels of difficulty often consulted their junior colleagues, suggesting a situation in which the consulting partner is selected according to the level of difficulty and that countermeasures can be obtained from a wide range of partners. In addition, while the majority of the respondents consulted within their workplaces in terms of coping methods, they still face difficulties in “coordination among nurses,” suggesting the need for support in obtaining hints for solutions through “Internet searches” and other means outside of the workplace.

A limitation of this study is the small sample size of the Japanese nursing workforce. However, the fact that the study was unique in that it covered the entire range of situations that nurses may encounter and systematized the survey in a cross-sectional manner makes it desirable to conduct future surveys with larger sample sizes.

Funding

Supported by JST Co-Creation Field Formation Support Program (JPMJPF2202). Part of this study was presented as a poster presentation at the 50th Annual Meeting of the Japanese Society of Nursing Research.

References

  1. Chan ZC, Tam WS, Lung MK, Wong WY, Chau CW (2013) A systematic literature review of nurse shortage and the intention to leave. J Nurs Manag 21: 605-613. [crossref]
  2. Antwi YA, Bowblis R (2018) The impact of nurse turnover on quality of care and mortality in nursing homes: Evidence from the great American Journal of Health Economics. 4: 131-163.
  3. Wu F, Lao Y, Feng Y, Zhu J, Zhang Y, et al. (2024) Worldwide prevalence and associated factors of nursing staff turnover: A systematic review and meta-analysis. Nurs Open. 11.
  4. Risako Takahashi, Toshiko Nakayama, Mamiko Ueda et al. (2022) Experiences of Hospital Nurses Who Resigned from Employment Citing Job-Related Difficulties. Nursing Education Research.31: 43-56.
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Treating Tobacco Use Disorder in People Suffering from Serious Mental Disorders

DOI: 10.31038/CST.2024931

 

We know that tobacco consumption is a major global public health issue, but it disproportionately affects certain groups. One of these groups consists of people with severe mental disorders, who have a shorter life expectancy compared to the general population, largely due to tobacco use [1].

Patients with severe mental disorders start smoking at a younger age and develop a more severe addiction, which complicates treatment and worsens its outcomes [2]. The close relationship between tobacco use disorder and other mental disorders can be explained through several models: it is possible that there are common biological and social factors predisposing individuals to both disorders, but it is also possible that mental disorders facilitate the development of a tobacco addiction, in a sort of self-medication hypothesis, as we know that tobacco plays a very important role in affective and cognitive regulation.

This leads us to an important finding: the proper treatment of mental disorders reduces the risk of tobacco addiction and helps smokers quit [3]. The close relationship between tobacco use and mental health problems, combined with the challenges in addressing it, has led mental health professionals to neglect this issue for decades.

Fortunately, in recent years, a group of experts from the Spanish Society of Psychiatry and Mental Health and the Spanish Society of Dual Pathology have decided to begin raising awareness about the need to treat tobacco use disorder in people with severe mental disorders. As a result, a position paper has recently been published in the Spanish Journal of Psychiatry and Mental Health [4], and a Joint Statement has been published as a special issue in the Actas Españolas de Psiquiatría [5].

The key conclusions of these works are:

  1. People with severe mental disorders are interested in quitting smoking.
  2. Treatments used in the general population are also effective for people with severe mental disorders.
  3. Treatments used in the general population are safe for people with severe mental disorders.
  4. An integrative approach to treatment enhances therapeutic success.
  5. In many cases, better results can be achieved by combining several active principles or extending the duration of treatment.
  6. We must approach treatment from non-stigmatizing positions towards people with mental disorders.
  7. For patients who cannot quit smoking, we need scientific evidence that evaluates, free from bias, the potential of alternative interventions based on harm reduction.

To improve the situation regarding tobacco use disorder in people with mental disorders, it is necessary to increase training projects and activities for mental health professionals. Additionally, it is desirable to increase the level of scientific evidence for the treatment of this addiction in these individuals, who are often excluded from clinical trials and more common studies.

References

  1. Evins AE, Cather C, Laffer A (2015) Treatment of tobacco use disorders in smokers with serious mental illness: toward clinical best practices. Harv Rev Psychiatry 23(2): 90-8.[crossref]
  2. Wang PS, Angermeyer M, Borges G, Bruffaerts R, Tat Chiu W, G DEG(2007) et al. Delay and failure in treatment seeking after first onset of mental disorders in the World Health Organization’s World Mental Health Survey Initiative. World Psychiatry 6(3): 177-85. [crossref]
  3. Cook BL, Wayne GF, Kafali EN, Liu Z, Shu C, Flores M (2014) Trends in smoking among adults with mental illness and association between mental health treatment and smoking cessation. Jama 311(2): 172-82. [crossref]
  4. Parro-Torres C, Casas M, Martínez-Raga J, Pinet Ogué MC, Sáiz Martínez PA, Szerman N (2024) Tobacco use disorder and other mental disorders: The neglected dual disorder. Span J Psychiatry Ment Health. [crossref]
  5. Szerman N, Parro C, Pinet C, Martínez-Raga J, Basurte I, Saiz P (2022) Tobacco Use Disorder (TUD) and Dual Disorders: Joint statement by the Spanish Psychiatry Society and the Spanish Dual Disorders Society. Actas Españolas de Psiquiatría 50(Suppl): 77. [crossref]